CONFLUENCE INVESTMENT MANAGEMENT LLC Diversified Active

Location: St. Louis, MO

CIK: 0001442056 · Show all filings

Period: Q2 2014 (← Previous) (Next →)

Filing Date: Jul 21, 2014

Total Value: $2.186B (100.0% shares, 0.0% debt)

Holdings (257)

JNJ Johnson & Johnson 2.5%
Value $54.68M Shares 522,613 Est. Cost $61.84 Unrealized +18.3%
CVX Chevron Corp. 2.4%
Value $51.51M Shares 394,579 Est. Cost $71.90 Unrealized +5.6%
PEP Pepsico, Inc 2.3%
Value $50.33M Shares 563,389 Est. Cost $56.74 Unrealized +7.4%
ARCC Ares Capital Corp. 2.1%
Value $45.5M Shares 2,547,524 Est. Cost $5.30 Unrealized +6.7%
DEO Diageo (Adr 1:4) 2.0%
Value $43.16M Shares 339,080 Est. Cost $118.78 Unrealized
EMR Emerson Electric Company 2.0%
Value $43.06M Shares 648,863 Est. Cost $42.12 Unrealized +16.7%
MSFT Microsoft Corp. 1.9%
Value $40.73M Shares 976,648 Est. Cost $27.39 Unrealized +24.0%
MMM 3M Company 1.8%
Value $40.06M Shares 279,708 Est. Cost $65.00 Unrealized +24.7%
Iron Mountain 1.8%
Value $39.85M Shares 1,124,096 Est. Cost $27.63 Unrealized
LMT Lockheed Martin Corp 1.7%
Value $38.15M Shares 237,340 Est. Cost $77.09 Unrealized +53.5%
NTRS Northern Trust Corporation 1.7%
Value $37.33M Shares 581,352 Est. Cost $43.63 Unrealized +4.2%
Praxair Inc. 1.7%
Value $36.27M Shares 273,064 Est. Cost $119.13 Unrealized
Pepco Holdings, Inc. 1.6%
Value $35.47M Shares 1,290,582 Est. Cost $19.95 Unrealized
SO Southern Company 1.6%
Value $35.16M Shares 774,809 Est. Cost $26.25 Unrealized +2.7%
GlaxoSmithKline Plc (Adr 1:2) 1.6%
Value $34.99M Shares 654,219 Est. Cost $50.82 Unrealized
KMI Kinder Morgan Inc. 1.6%
Value $34.94M Shares 963,575 Est. Cost $19.83 Unrealized -5.2%
CHRW C.H. Robinson Worldwide Inc. 1.6%
Value $34.52M Shares 541,168 Est. Cost $42.73 Unrealized +4.5%
MLM Martin Marietta Materials Inc. 1.5%
Value $33.4M Shares 252,960 Est. Cost $92.75 Unrealized +23.2%
DLR Digital Realty Trust Inc. 1.5%
Value $32.53M Shares 557,759 Est. Cost $33.29 Unrealized +8.8%
Du Pont E.I. De Nemours & Com 1.5%
Value $32.02M Shares 489,336 Est. Cost $55.08 Unrealized
Kraft Foods Group, Inc. 1.5%
Value $31.98M Shares 533,450 Est. Cost $55.67 Unrealized
BR Broadridge Financial Solutions 1.4%
Value $31.59M Shares 758,754 Est. Cost $21.29 Unrealized +49.1%
Plum Creek Timber Co. Inc. 1.4%
Value $31.5M Shares 698,348 Est. Cost $45.80 Unrealized
Linear Technology Corp 1.4%
Value $31.14M Shares 661,531 Est. Cost $39.80 Unrealized
MAT Mattel Inc 1.4%
Value $30.54M Shares 783,776 Est. Cost $39.22 Unrealized -1.0%
GGG Graco inc. 1.4%
Value $30.33M Shares 388,483 Est. Cost $18.29 Unrealized +15.1%
PGR Progressive Corp. 1.4%
Value $29.77M Shares 1,173,795 Est. Cost $17.24 Unrealized +3.1%
KSS Kohl's Corp. 1.4%
Value $29.61M Shares 562,035 Est. Cost $50.66 Unrealized +7.0%
PFE Pfizer Inc. 1.3%
Value $29.3M Shares 987,273 Est. Cost $16.73 Unrealized +4.9%
FNF Fidelity National Financial In 1.3%
Value $27.98M Shares 854,020 Est. Cost $12.25 Unrealized 0.0%
LQD iShares iBoxx Corporate Bond E 1.3%
Value $27.72M Shares 232,400 Est. Cost $114.04 Unrealized
RYN Rayonier Inc. 1.2%
Value $25.48M Shares 716,730 Est. Cost $50.28 Unrealized
NXPI NXP Semiconductors 1.1%
Value $23.56M Shares 355,960 Est. Cost $34.85 Unrealized +56.1%
AXP American Express Company 1.0%
Value $21.68M Shares 228,566 Est. Cost $63.35 Unrealized +20.6%
CL Colgate-Palmolive Co. 1.0%
Value $21.61M Shares 316,966 Est. Cost $47.51 Unrealized +7.8%
IJJ S&P MidCap 400 Value Index Fun 0.9%
Value $20.72M Shares 163,258 Est. Cost $114.54 Unrealized
IJK S&P MidCap 400 Growth Index Fu 0.9%
Value $20.52M Shares 130,611 Est. Cost $147.99 Unrealized
GBDC Golub Capital BDC Inc 0.9%
Value $19.32M Shares 1,091,497 Est. Cost $5.72 Unrealized +4.8%
MKL Markel Corp. 0.9%
Value $19.22M Shares 29,312 Est. Cost $539.68 Unrealized +16.7%
United Technologies Corp. 0.9%
Value $19.12M Shares 165,586 Est. Cost $99.19 Unrealized
TJX TJX Companies 0.9%
Value $18.66M Shares 351,161 Est. Cost $22.71 Unrealized +7.1%
EXPD Expeditors International of Wa 0.8%
Value $18.54M Shares 419,826 Est. Cost $33.39 Unrealized +10.6%
ITW Illinois Tool Works Inc. 0.8%
Value $17.64M Shares 201,443 Est. Cost $52.22 Unrealized +25.3%
PAYX Paychex, Inc. 0.8%
Value $17.63M Shares 424,235 Est. Cost $25.35 Unrealized +13.6%
HAL Halliburton Co. 0.8%
Value $17.45M Shares 245,695 Est. Cost $37.39 Unrealized +37.7%
LOW Lowe's Companies Inc. 0.8%
Value $16.75M Shares 348,946 Est. Cost $34.46 Unrealized +9.8%
Express Scripts Inc. 0.8%
Value $16.41M Shares 236,754 Est. Cost $63.86 Unrealized
WFC Wells Fargo & Company 0.7%
Value $15.06M Shares 286,464 Est. Cost $29.08 Unrealized +24.9%
BRK/B Berkshire Hathaway Inc. - B 0.7%
Value $14.64M Shares 115,705 Est. Cost $113.31 Unrealized +11.7%
WRB W.R. Berkley Corp 0.7%
Value $14.56M Shares 314,429 Est. Cost $9.66 Unrealized +3.4%
Discovery Communications, Inc. 0.7%
Value $14.53M Shares 200,114 Est. Cost $71.47 Unrealized
Sigma-Aldrich Corp 0.7%
Value $14.26M Shares 140,552 Est. Cost $81.65 Unrealized
Bed Bath & Beyond Inc 0.6%
Value $14.1M Shares 245,743 Est. Cost $67.48 Unrealized
MA Mastercard Inc. - A 0.6%
Value $13.88M Shares 188,855 Est. Cost $70.30 Unrealized -1.5%
TMO Thermo Fisher Scientific, Inc. 0.6%
Value $13.82M Shares 117,133 Est. Cost $85.00 Unrealized +33.5%
WAT Waters Corp. 0.6%
Value $12.49M Shares 119,626 Est. Cost $97.40 Unrealized +8.0%
NMFC New Mountain Finance Corp. 0.5%
Value $11.92M Shares 802,269 Est. Cost $4.00 Unrealized +4.7%
IYW Dow Jones US Technology - iSha 0.5%
Value $10.77M Shares 111,183 Est. Cost $79.19 Unrealized
BRO Brown & Brown Inc. 0.5%
Value $10.74M Shares 349,848 Est. Cost $13.86 Unrealized -3.1%
THL Credit 0.5%
Value $10.49M Shares 749,225 Est. Cost $15.10 Unrealized
TCP Capital Corp 0.5%
Value $10.46M Shares 574,682 Est. Cost $16.78 Unrealized
PNNT PennantPark Investment Corp. 0.5%
Value $10.38M Shares 905,800 Est. Cost $2.42 Unrealized +7.8%
Medley Capital Corp. 0.5%
Value $10.29M Shares 787,707 Est. Cost $13.56 Unrealized
HD Home Depot Inc. 0.5%
Value $10.25M Shares 126,555 Est. Cost $58.09 Unrealized +3.5%
IGLB iShares 10+ Year Credit Bond E 0.4%
Value $9.775M Shares 161,437 Est. Cost $57.80 Unrealized
SYK Stryker Corp. 0.4%
Value $9.747M Shares 115,594 Est. Cost $59.34 Unrealized +19.9%
SLRC Solar Capital, LTD. 0.4%
Value $9.622M Shares 452,179 Est. Cost $7.35 Unrealized -0.9%
RYAM Rayonier Advanced Materials 0.4%
Value $9.217M Shares 237,852 Est. Cost $38.47 Unrealized 0.0%
Google Inc. - C 0.4%
Value $8.963M Shares 15,580 Est. Cost $575.29 Unrealized
HTGC Hercules Technology Growth Cap 0.4%
Value $8.96M Shares 554,460 Est. Cost $13.06 Unrealized +12.1%
VNQ REIT Index - Vanguard 0.4%
Value $8.253M Shares 110,279 Est. Cost $68.53 Unrealized
RWR REIT ETF- DJ Wilshire 0.4%
Value $8.141M Shares 98,082 Est. Cost $78.03 Unrealized
XLY Consumer Discret Select Sector 0.3%
Value $7.3M Shares 109,381 Est. Cost $60.44 Unrealized
Google Class A 0.3%
Value $7.03M Shares 12,024 Est. Cost $877.25 Unrealized
COP ConocoPhillips 0.3%
Value $6.632M Shares 77,355 Est. Cost $41.93 Unrealized +27.2%
XLI Industrial Select Sector - SPD 0.3%
Value $6.57M Shares 121,538 Est. Cost $44.60 Unrealized
CYS Investments Inc 0.3%
Value $6.286M Shares 696,880 Est. Cost $9.13 Unrealized
Triangle Capital Corp 0.3%
Value $6.258M Shares 220,590 Est. Cost $27.54 Unrealized
ACE Limited 0.3%
Value $6.141M Shares 59,215 Est. Cost $103.15 Unrealized
GD General Dynamics Corp. 0.3%
Value $5.982M Shares 51,322 Est. Cost $61.84 Unrealized +43.2%
PG Procter & Gamble Company 0.3%
Value $5.977M Shares 76,058 Est. Cost $56.24 Unrealized +3.6%
VCIT Vanguard Interm. Term Corporat 0.3%
Value $5.916M Shares 68,347 Est. Cost $83.30 Unrealized
MDU MDU Resources Group Inc. 0.3%
Value $5.844M Shares 166,482 Est. Cost $7.13 Unrealized +28.3%
OXY Occidental Petroleum Corp 0.3%
Value $5.842M Shares 56,921 Est. Cost $59.99 Unrealized +10.3%
iShares Corporate ex Financial 0.3%
Value $5.821M Shares 58,613 Est. Cost $97.49 Unrealized
APD Air Products & Chemicals Inc. 0.3%
Value $5.809M Shares 45,164 Est. Cost $67.55 Unrealized +24.2%
NVS Novartis AG - ADR 0.3%
Value $5.807M Shares 64,149 Est. Cost $75.16 Unrealized
Apollo Investment Corp. 0.3%
Value $5.807M Shares 674,495 Est. Cost $8.01 Unrealized
SPIB SPDR Interm. Term Corporate Bo 0.3%
Value $5.776M Shares 167,629 Est. Cost $33.66 Unrealized
NJR New Jersey Resources Corp. 0.3%
Value $5.747M Shares 100,535 Est. Cost $15.14 Unrealized +17.0%
Marathon Oil Corp. 0.3%
Value $5.741M Shares 143,801 Est. Cost $35.29 Unrealized
CBSH Commerce Bancshares, Inc. 0.3%
Value $5.719M Shares 122,984 Est. Cost $22.63 Unrealized +8.4%
BF/B Brown-Forman Corp. - B 0.3%
Value $5.698M Shares 60,505 Est. Cost $23.37 Unrealized +28.2%
Nordstrom Inc. 0.3%
Value $5.659M Shares 83,311 Est. Cost $60.83 Unrealized
ADI Analog Devices, Inc. 0.3%
Value $5.564M Shares 102,906 Est. Cost $36.05 Unrealized +15.1%
BDX Becton, Dickinson and Company 0.3%
Value $5.549M Shares 46,904 Est. Cost $81.85 Unrealized +15.7%
NKE Nike Inc. - B 0.3%
Value $5.52M Shares 71,185 Est. Cost $28.39 Unrealized +13.2%
CFR Cullen Frost Bankers, Inc. 0.3%
Value $5.504M Shares 69,299 Est. Cost $46.86 Unrealized +16.9%
XOM Exxon Mobil Corp. 0.3%
Value $5.499M Shares 54,616 Est. Cost $54.33 Unrealized +13.9%
MTB M&T Bank Corp. 0.2%
Value $5.46M Shares 44,014 Est. Cost $77.16 Unrealized +14.5%
TROW T. Rowe Price Group, Inc. 0.2%
Value $5.453M Shares 64,605 Est. Cost $49.02 Unrealized +8.5%
IYF Dow Jones US Financial Sector 0.2%
Value $5.399M Shares 64,937 Est. Cost $71.78 Unrealized
MCD McDonald's Corp. 0.2%
Value $5.325M Shares 52,862 Est. Cost $71.39 Unrealized +4.8%
Piedmont Natural Gas Co. Inc. 0.2%
Value $5.231M Shares 139,822 Est. Cost $34.07 Unrealized
CLX The Clorox Company 0.2%
Value $5.229M Shares 57,205 Est. Cost $61.20 Unrealized +5.4%
GWW W.W. Grainger, Inc. 0.2%
Value $5.206M Shares 20,474 Est. Cost $205.21 Unrealized +3.0%
DCI Donaldson Inc 0.2%
Value $5.131M Shares 121,247 Est. Cost $31.07 Unrealized +10.6%
REZ iShares Residential Real Estat 0.2%
Value $5.081M Shares 95,267 Est. Cost $50.05 Unrealized
IEF iShares 7-10 Year Treasury Bon 0.2%
Value $5.057M Shares 48,825 Est. Cost $101.96 Unrealized
KCAP Financial Inc 0.2%
Value $5.026M Shares 591,994 Est. Cost $10.25 Unrealized
HRZN Horizon Technology 0.2%
Value $4.857M Shares 332,190 Est. Cost $3.39 Unrealized +6.3%
LSTR Landstar System Inc. 0.2%
Value $4.766M Shares 74,475 Est. Cost $52.59 Unrealized
BANX Stonecastle Financial Corporat 0.2%
Value $4.493M Shares 177,025 Est. Cost $8.52 Unrealized +4.1%
TPVG Triplepoint Venture Growth BDC 0.2%
Value $4.493M Shares 274,299 Est. Cost $15.94 Unrealized -3.0%
XLV Health Care Select Sector - SP 0.2%
Value $4.392M Shares 72,205 Est. Cost $49.27 Unrealized
XLP Consumer Staples Select Sector 0.2%
Value $4.336M Shares 97,170 Est. Cost $41.61 Unrealized
OFS OFS Capital Corp. 0.2%
Value $4.29M Shares 329,987 Est. Cost $12.63 Unrealized +0.3%
Annaly Capital Management Inc. 0.2%
Value $4.203M Shares 367,717 Est. Cost $12.48 Unrealized
SCM Stellus Capital Investment 0.2%
Value $4.125M Shares 280,821 Est. Cost $14.72 Unrealized -5.4%
SPDR Nuveen Barclays Capital M 0.2%
Value $3.943M Shares 166,515 Est. Cost $22.82 Unrealized
MFIN Medallion Financial Corp 0.2%
Value $3.927M Shares 315,143 Est. Cost $8.87 Unrealized -2.8%
American Capital Ltd. 0.2%
Value $3.895M Shares 254,756 Est. Cost $13.97 Unrealized
Hatteras Financial Corp. 0.2%
Value $3.849M Shares 194,282 Est. Cost $24.11 Unrealized
iShares Corporate Bond ETF 202 0.2%
Value $3.763M Shares 35,614 Est. Cost $100.23 Unrealized
ACWI MSCI All Country World Index F 0.2%
Value $3.749M Shares 62,210 Est. Cost $58.13 Unrealized
Gold Trust - iShares 0.2%
Value $3.696M Shares 286,976 Est. Cost $12.44 Unrealized
iShares Corporate ex Financial 0.2%
Value $3.653M Shares 37,808 Est. Cost $93.04 Unrealized
iShares Corporate ex Financial 0.2%
Value $3.644M Shares 36,931 Est. Cost $95.95 Unrealized
Select Comfort Corporation 0.2%
Value $3.595M Shares 174,030 Est. Cost $18.08 Unrealized
IEZ Dow Jones U.S. Oil Equipment & 0.2%
Value $3.497M Shares 45,106 Est. Cost $77.53 Unrealized
Barclays Capital High Yield Bo 0.2%
Value $3.439M Shares 82,413 Est. Cost $39.49 Unrealized
HYG High Yield Corporate Bond Fund 0.2%
Value $3.427M Shares 35,994 Est. Cost $90.88 Unrealized
XLE Energy Select Sector - SPDR 0.2%
Value $3.406M Shares 34,030 Est. Cost $78.71 Unrealized
MVC Capital, Inc. 0.2%
Value $3.405M Shares 262,912 Est. Cost $12.59 Unrealized
CODI Compass Diversified Holdings 0.2%
Value $3.396M Shares 187,109 Est. Cost $7.10 Unrealized +13.5%
PFLT PennantPark Floating Rate Capi 0.2%
Value $3.279M Shares 229,467 Est. Cost $4.09 Unrealized +5.0%
IGIB iShares Interm. Term Corporate 0.1%
Value $3.18M Shares 28,858 Est. Cost $107.79 Unrealized
Gladstone Capital Corporation 0.1%
Value $3.116M Shares 309,784 Est. Cost $8.17 Unrealized
BlackRock Kelso Capital Corp. 0.1%
Value $3.106M Shares 340,915 Est. Cost $9.32 Unrealized
SPDR Nuveen Barclays Capital S 0.1%
Value $2.984M Shares 122,629 Est. Cost $24.11 Unrealized
MAIN Main Street Capital Corp. 0.1%
Value $2.769M Shares 84,098 Est. Cost $29.67 Unrealized +6.1%
GILD Gilead Sciences, Inc. 0.1%
Value $2.682M Shares 32,354 Est. Cost $54.08 Unrealized 0.0%
Ritchie Brothers Auctioneers I 0.1%
Value $2.642M Shares 107,165 Est. Cost $19.87 Unrealized
ZBRA Zebra Technologies Corp. 0.1%
Value $2.631M Shares 31,965 Est. Cost $45.78 Unrealized +59.5%
MCG Capital Corp. 0.1%
Value $2.46M Shares 627,656 Est. Cost $5.21 Unrealized
NGP Capital Ressources Company 0.1%
Value $2.357M Shares 378,341 Est. Cost $6.13 Unrealized
MBB iShares MBS Bond ETF 0.1%
Value $2.32M Shares 21,435 Est. Cost $105.26 Unrealized
VCLT Vanguard Long Term Corporate B 0.1%
Value $2.32M Shares 25,701 Est. Cost $90.27 Unrealized
Patterson Companies, Inc. 0.1%
Value $2.319M Shares 58,706 Est. Cost $38.20 Unrealized
Guggenheim BulletShares Invest 0.1%
Value $2.297M Shares 109,268 Est. Cost $20.62 Unrealized
Guggenheim BulletShares Invest 0.1%
Value $2.295M Shares 109,963 Est. Cost $20.44 Unrealized
GAIN Gladstone Investment Corp. 0.1%
Value $2.287M Shares 309,093 Est. Cost $2.05 Unrealized +15.5%
Guggenheim BulletShares Corpor 0.1%
Value $2.216M Shares 96,738 Est. Cost $22.40 Unrealized
Guggenheim BulletShares Corpor 0.1%
Value $2.209M Shares 103,922 Est. Cost $20.44 Unrealized
GNMA iShares GNMA Bond ETF 0.1%
Value $2.209M Shares 44,274 Est. Cost $48.44 Unrealized
Guggenheim BulletShares Corpor 0.1%
Value $2.206M Shares 104,173 Est. Cost $20.48 Unrealized
Guggenheim BulletShares Corpor 0.1%
Value $2.201M Shares 103,481 Est. Cost $20.67 Unrealized
CMBS iShares CMBS Bond ETF 0.1%
Value $2.18M Shares 42,164 Est. Cost $51.21 Unrealized
iShares Corporate ex Financial 0.1%
Value $2.166M Shares 21,640 Est. Cost $99.11 Unrealized
C & J Energy Services Inc 0.1%
Value $1.946M Shares 57,615 Est. Cost $19.77 Unrealized
XLB Materials Select Sector - SPDR 0.1%
Value $1.932M Shares 38,923 Est. Cost $38.63 Unrealized
Solar Senior Capital Ltd. 0.1%
Value $1.916M Shares 113,509 Est. Cost $18.34 Unrealized
VGK European ETF - Vanguard 0.1%
Value $1.86M Shares 31,031 Est. Cost $58.95 Unrealized
VCA Antech Inc. 0.1%
Value $1.771M Shares 50,456 Est. Cost $26.42 Unrealized
Safeguard Scientifics New 0.1%
Value $1.692M Shares 81,367 Est. Cost $17.60 Unrealized
THR Thermon Group Holdings Inc 0.1%
Value $1.692M Shares 64,304 Est. Cost $20.27 Unrealized +20.5%
Forward Air Corp. 0.1%
Value $1.688M Shares 35,273 Est. Cost $38.58 Unrealized
PLOW Douglas Dynamics, Inc. 0.1%
Value $1.687M Shares 95,744 Est. Cost $14.24 Unrealized +21.9%
FELE Franklin Electric Co. Inc. 0.1%
Value $1.672M Shares 41,463 Est. Cost $29.94 Unrealized +16.9%
Techne Corp. 0.1%
Value $1.663M Shares 17,970 Est. Cost $70.46 Unrealized
HAE Haemonetics Corporation 0.1%
Value $1.645M Shares 46,621 Est. Cost $39.74 Unrealized -15.9%
RLI RLI Corp. 0.1%
Value $1.579M Shares 34,486 Est. Cost $13.89 Unrealized +0.6%
EXPO Exponent Inc. 0.1%
Value $1.57M Shares 21,190 Est. Cost $15.58 Unrealized 0.0%
RMAX RE/Max Holdings 0.1%
Value $1.538M Shares 51,988 Est. Cost $22.63 Unrealized -4.1%
Guggenheim BulletShares Corpor 0.1%
Value $1.531M Shares 68,414 Est. Cost $22.13 Unrealized
BMRC Bank of Marin (CA) 0.1%
Value $1.522M Shares 33,374 Est. Cost $14.59 Unrealized +8.7%
MLI Mueller Industries Inc. 0.1%
Value $1.51M Shares 51,340 Est. Cost $11.23 Unrealized +2.9%
Potbelly Corp 0.1%
Value $1.493M Shares 93,530 Est. Cost $15.96 Unrealized
Guggenheim BulletShares Corpor 0.1%
Value $1.465M Shares 66,910 Est. Cost $21.79 Unrealized
iShares S&P AMT-Free Municipal 0.1%
Value $1.463M Shares 57,168 Est. Cost $25.22 Unrealized
iShares S&P AMT-Free Municipal 0.1%
Value $1.448M Shares 26,182 Est. Cost $54.45 Unrealized
MORN Morningstar Inc. 0.1%
Value $1.437M Shares 20,005 Est. Cost $70.95 Unrealized +3.1%
Onebeacon Insurance Group Ltd 0.1%
Value $1.434M Shares 92,300 Est. Cost $14.61 Unrealized
GOOD Gladstone Commercial Corp. 0.1%
Value $1.413M Shares 79,051 Est. Cost $18.41 Unrealized
Hittite Microwave Corp 0.1%
Value $1.374M Shares 17,627 Est. Cost $58.32 Unrealized
CULP Culp Inc. 0.1%
Value $1.34M Shares 76,961 Est. Cost $15.57 Unrealized -5.6%
Snyders-Lance Inc 0.1%
Value $1.306M Shares 49,376 Est. Cost $28.48 Unrealized
WST West Pharmaceutical Services, 0.1%
Value $1.303M Shares 30,894 Est. Cost $33.12 Unrealized +22.6%
SPY S&P 500 - SPDR 0.1%
Value $1.252M Shares 6,398 Est. Cost $170.69 Unrealized
Fifth Street Finance Corp. 0.1%
Value $1.246M Shares 126,760 Est. Cost $10.22 Unrealized
Vocera Communications Inc. 0.1%
Value $1.233M Shares 93,407 Est. Cost $14.70 Unrealized
IEI Barclays 3-7 Year Treasury Bon 0.1%
Value $1.217M Shares 9,994 Est. Cost $120.26 Unrealized
Cubic Corp 0.1%
Value $1.173M Shares 26,363 Est. Cost $48.32 Unrealized
CM Finance Inc 0.1%
Value $1.17M Shares 80,329 Est. Cost $14.82 Unrealized
FEI Company 0.1%
Value $1.125M Shares 12,403 Est. Cost $90.70 Unrealized
MSM MSC Industrial Direct Co. Inc 0.0%
Value $1.064M Shares 11,130 Est. Cost $79.62 Unrealized +14.1%
TICC Capital Corp. 0.0%
Value $1.039M Shares 104,903 Est. Cost $9.62 Unrealized
Varian Medical Systems Inc. 0.0%
Value $998K Shares 12,006 Est. Cost $71.14 Unrealized
MUB iShares National AMT-Free Muni 0.0%
Value $986K Shares 9,074 Est. Cost $105.60 Unrealized
iShares S&P AMT-Free Municipal 0.0%
Value $960K Shares 17,936 Est. Cost $54.08 Unrealized
iShares S&P AMT-Free Municipal 0.0%
Value $960K Shares 18,091 Est. Cost $53.04 Unrealized
BRK/A Berkshire Hathaway Inc. - Clas 0.0%
Value $950K Shares 5 Est. Cost $165023.42 Unrealized +15.0%
MHK Mohawk Industries Inc. 0.0%
Value $857K Shares 6,197 Est. Cost $114.81 Unrealized +17.7%
Taminco Corp 0.0%
Value $848K Shares 36,453 Est. Cost $23.26 Unrealized
MUNI PIMCO Intermediate Muni Bond E 0.0%
Value $688K Shares 12,926 Est. Cost $52.13 Unrealized
American Capital Senior Floati 0.0%
Value $675K Shares 48,218 Est. Cost $14.03 Unrealized
MRCC Monroe Capital Corp. 0.0%
Value $617K Shares 46,496 Est. Cost $3.40 Unrealized +6.3%
IDU Dow Jones US Utilities - iShar 0.0%
Value $563K Shares 5,054 Est. Cost $94.55 Unrealized
FS Investment Corp. 0.0%
Value $552K Shares 51,872 Est. Cost $10.64 Unrealized
IVE S&P 500 Value Index - iShares 0.0%
Value $505K Shares 5,588 Est. Cost $77.78 Unrealized
CF CF Industries Holdings Inc. 0.0%
Value $504K Shares 2,096 Est. Cost $35.22 Unrealized +0.9%
GULTU Gulf Coast Ultra Deep Royalty 0.0%
Value $489K Shares 167,026 Est. Cost $2.04 Unrealized
IVW S&P 500 Growth Index - iShares 0.0%
Value $489K Shares 4,651 Est. Cost $88.41 Unrealized
Continental Resources, Inc. 0.0%
Value $457K Shares 2,890 Est. Cost $112.66 Unrealized
Concho Resources, Inc. 0.0%
Value $447K Shares 3,094 Est. Cost $107.91 Unrealized
EOG EOG Resources 0.0%
Value $447K Shares 3,824 Est. Cost $69.31 Unrealized +10.6%
Statoil ASA ADS 0.0%
Value $446K Shares 14,468 Est. Cost $22.69 Unrealized
Silver Wheaton Corp. 0.0%
Value $444K Shares 16,890 Est. Cost $20.58 Unrealized
IWN Russell 2000 Value Index - iSh 0.0%
Value $428K Shares 4,149 Est. Cost $85.90 Unrealized
Manatuck Hill Mariner Offshore 0.0%
Value $427K Shares 3,182 Est. Cost $153.85 Unrealized
Hess Corp. 0.0%
Value $424K Shares 4,283 Est. Cost $82.90 Unrealized
TLT Barclays 20+ Year Treasury Bon 0.0%
Value $421K Shares 3,713 Est. Cost $109.17 Unrealized
RGLD Royal Gold, Inc. 0.0%
Value $419K Shares 5,502 Est. Cost $54.12 Unrealized +22.1%
IWO Russell 2000 Growth Index - iS 0.0%
Value $418K Shares 3,020 Est. Cost $111.50 Unrealized
Whiting Petroleum Corp. 0.0%
Value $416K Shares 5,182 Est. Cost $61.95 Unrealized
Pioneer Natural Resources Co. 0.0%
Value $413K Shares 1,796 Est. Cost $144.84 Unrealized
FNV Franco-Nevada Corp. 0.0%
Value $402K Shares 7,003 Est. Cost $34.68 Unrealized +23.1%
HNRG Hallador Energy Company 0.0%
Value $400K Shares 42,164 Est. Cost $8.20 Unrealized +10.0%
NGD New Gold, Inc. 0.0%
Value $392K Shares 61,572 Est. Cost $6.96 Unrealized -22.6%
E ENI S.p.A. ADS 0.0%
Value $391K Shares 7,130 Est. Cost $41.09 Unrealized
RRC Range Resources Corporation 0.0%
Value $387K Shares 4,448 Est. Cost $77.77 Unrealized +15.1%
WY Weyerhaeuser Co. 0.0%
Value $383K Shares 11,583 Est. Cost $18.73 Unrealized +3.0%
Potash Corp. of Saskatchewan I 0.0%
Value $377K Shares 9,943 Est. Cost $35.66 Unrealized
FCX Freeport-McMoRan Copper & Gold 0.0%
Value $374K Shares 10,241 Est. Cost $24.45 Unrealized +20.9%
BHP BHP Billiton Limited - ADR 0.0%
Value $373K Shares 5,454 Est. Cost $57.69 Unrealized
Cimarex Energy Co. 0.0%
Value $371K Shares 2,587 Est. Cost $64.95 Unrealized
Rockwood Holdings Inc 0.0%
Value $371K Shares 4,888 Est. Cost $75.90 Unrealized
Total SA - ADR 0.0%
Value $368K Shares 5,097 Est. Cost $48.65 Unrealized
CCJ Cameco Corp. 0.0%
Value $362K Shares 18,474 Est. Cost $18.35 Unrealized 0.0%
CMP Compass Minerals International 0.0%
Value $359K Shares 3,753 Est. Cost $63.15 Unrealized 0.0%
GLNCY Glencore Xstrata plc 0.0%
Value $356K Shares 31,918 Est. Cost $11.15 Unrealized
ETFs Platinum Trust 0.0%
Value $351K Shares 2,428 Est. Cost $144.56 Unrealized
FMC FMC Corp. 0.0%
Value $341K Shares 4,783 Est. Cost $50.90 Unrealized 0.0%
Cloud Peak Energy Inc 0.0%
Value $336K Shares 18,229 Est. Cost $18.43 Unrealized
BAX Baxter International Inc 0.0%
Value $331K Shares 4,578 Est. Cost $32.70 Unrealized 0.0%
Energy XXI Limited - (Bermuda 0.0%
Value $327K Shares 13,819 Est. Cost $22.17 Unrealized
Yamana Gold, Inc. 0.0%
Value $308K Shares 37,515 Est. Cost $9.47 Unrealized
Peabody Energy Corp. 0.0%
Value $302K Shares 18,488 Est. Cost $16.33 Unrealized
Harvest Capital Credit Corp 0.0%
Value $297K Shares 20,000 Est. Cost $15.10 Unrealized
CTRA CABOT OIL & GAS CORP. 0.0%
Value $288K Shares 8,444 Est. Cost $26.72 Unrealized -2.9%
VEIRX Vanguard Equity-Income Admiral 0.0%
Value $277K Shares 4,176 Est. Cost $62.34 Unrealized
ACRE Ares Commercial Real Estate 0.0%
Value $248K Shares 20,000 Est. Cost $12.80 Unrealized
SAR Saratoga Investment Corporatio 0.0%
Value $235K Shares 14,936 Est. Cost $17.48 Unrealized -11.5%
IGSB iShares Barclays 1-3 Year Inve 0.0%
Value $226K Shares 2,136 Est. Cost $105.81 Unrealized
KO The Coca-Cola Company 0.0%
Value $214K Shares 5,048 Est. Cost $27.78 Unrealized +1.2%
EPD Enterprise Products Partner 0.0%
Value $213K Shares 2,720 Est. Cost $78.31 Unrealized
FSP Franklin Street Properties Cor 0.0%
Value $132K Shares 10,500 Est. Cost $12.73 Unrealized