CONFLUENCE INVESTMENT MANAGEMENT LLC Diversified Active

CIK: 0001442056 · Show all filings

Period: Q3 2017 (← Previous) (Next →)

Filing Date: Oct 13, 2017

Total Value ($000): $5,220,684 (100.0% shares, 0.0% debt)

Holdings (239)

JNJ Johnson & Johnson 2.5%
Value ($000) $132,585 Shares 1,019,805 Est. Cost $72.93 Unrealized +43.9%
PEP Pepsico Inc. 2.4%
Value ($000) $126,126 Shares 1,131,886 Est. Cost $66.87 Unrealized +33.7%
DEO Diageo (Adr 1:4) 2.4%
Value ($000) $124,716 Shares 943,888 Est. Cost $113.53 Unrealized
PII Polaris Industries 2.2%
Value ($000) $115,617 Shares 1,105,013 Est. Cost $86.06 Unrealized +10.1%
FAST Fastenal Co. 2.1%
Value ($000) $111,816 Shares 2,453,192 Est. Cost $8.45 Unrealized +2.7%
MSFT Microsoft Corp. 2.1%
Value ($000) $109,968 Shares 1,476,276 Est. Cost $34.01 Unrealized +96.1%
NTRS Northern Trust Corporation 2.0%
Value ($000) $106,653 Shares 1,160,159 Est. Cost $50.39 Unrealized +41.0%
FNF Fidelity National Financial In 2.0%
Value ($000) $105,801 Shares 2,229,268 Est. Cost $14.67 Unrealized +57.9%
CB Chubb Limited 2.0%
Value ($000) $104,026 Shares 729,754 Est. Cost $101.12 Unrealized +23.5%
CVX Chevron Corp. 2.0%
Value ($000) $102,978 Shares 876,407 Est. Cost $68.92 Unrealized +10.6%
MMM 3M Company 2.0%
Value ($000) $102,817 Shares 489,839 Est. Cost $80.83 Unrealized +60.7%
Praxair Inc. 2.0%
Value ($000) $102,405 Shares 732,828 Est. Cost $119.09 Unrealized
PAYX Paychex Inc. 2.0%
Value ($000) $102,182 Shares 1,704,164 Est. Cost $35.89 Unrealized +24.2%
DowDuPont Inc 1.9%
Value ($000) $98,745 Shares 1,426,336 Est. Cost $69.23 Unrealized
GGG Graco Inc. 1.9%
Value ($000) $98,356 Shares 795,176 Est. Cost $20.29 Unrealized +68.8%
SO Southern Company 1.9%
Value ($000) $98,034 Shares 1,994,985 Est. Cost $30.05 Unrealized +14.1%
PGR Progressive Corp. 1.9%
Value ($000) $97,896 Shares 2,021,813 Est. Cost $19.72 Unrealized +83.2%
CL Colgate-Palmolive Co. 1.9%
Value ($000) $97,011 Shares 1,331,649 Est. Cost $52.63 Unrealized +12.5%
IRM Iron Mountain 1.8%
Value ($000) $92,597 Shares 2,380,376 Est. Cost $20.41 Unrealized +14.7%
MLM Martin Marietta Materials Inc. 1.7%
Value ($000) $88,369 Shares 428,496 Est. Cost $132.39 Unrealized +49.9%
RYN Rayonier Inc. 1.6%
Value ($000) $85,205 Shares 2,949,311 Est. Cost $32.24 Unrealized
PFE Pfizer Inc. 1.6%
Value ($000) $83,252 Shares 2,331,993 Est. Cost $19.06 Unrealized +16.7%
GlaxoSmithKline Plc (Adr 1:2) 1.6%
Value ($000) $82,649 Shares 2,035,688 Est. Cost $44.85 Unrealized
ARCC Ares Capital Corp. 1.6%
Value ($000) $82,636 Shares 5,041,846 Est. Cost $5.79 Unrealized +25.8%
KMI Kinder Morgan Inc. 1.6%
Value ($000) $81,591 Shares 4,253,950 Est. Cost $14.66 Unrealized -16.1%
SYK Stryker Corp. 1.6%
Value ($000) $80,977 Shares 570,177 Est. Cost $81.02 Unrealized +61.4%
KHC Kraft Heinz Co. 1.5%
Value ($000) $80,341 Shares 1,035,993 Est. Cost $50.93 Unrealized +10.8%
BR Broadridge Financial Solutions 1.5%
Value ($000) $79,850 Shares 987,997 Est. Cost $29.67 Unrealized +125.3%
WY Weyerhaeuser Co. 1.5%
Value ($000) $79,655 Shares 2,340,742 Est. Cost $19.27 Unrealized +22.8%
MKL Markel Corp. 1.5%
Value ($000) $76,945 Shares 72,047 Est. Cost $728.55 Unrealized +41.9%
CFRUY Compagnie Financiere Richemont 1.4%
Value ($000) $74,934 Shares 8,193,121 Est. Cost $7.06 Unrealized
Colony Northstar Inc 1.4%
Value ($000) $72,902 Shares 5,804,266 Est. Cost $12.56 Unrealized
General Electric Company 1.4%
Value ($000) $72,250 Shares 2,988,020 Est. Cost $26.50 Unrealized
AIG American International Group I 1.3%
Value ($000) $69,020 Shares 1,124,286 Est. Cost $45.10 Unrealized +11.2%
Allergan Inc. 1.3%
Value ($000) $65,356 Shares 318,886 Est. Cost $221.57 Unrealized
MA Mastercard Inc. - A 1.0%
Value ($000) $54,770 Shares 387,893 Est. Cost $79.23 Unrealized +59.5%
Discovery Communications Inc. 1.0%
Value ($000) $50,722 Shares 2,503,556 Est. Cost $30.48 Unrealized
DLR Digital Realty Trust Inc. 0.9%
Value ($000) $48,520 Shares 410,041 Est. Cost $42.13 Unrealized +104.8%
AXP American Express Company 0.9%
Value ($000) $47,984 Shares 530,442 Est. Cost $63.33 Unrealized +21.0%
NXPI NXP Semiconductors N.V. 0.9%
Value ($000) $47,815 Shares 422,807 Est. Cost $76.25 Unrealized +30.0%
Advisory Board Company 0.9%
Value ($000) $46,597 Shares 868,951 Est. Cost $37.35 Unrealized
TJX TJX Companies 0.8%
Value ($000) $44,289 Shares 600,690 Est. Cost $26.78 Unrealized +18.3%
ADI Analog Devices Inc. 0.8%
Value ($000) $41,586 Shares 482,599 Est. Cost $56.53 Unrealized +21.9%
ITW Illinois Tool Works Inc. 0.8%
Value ($000) $41,382 Shares 279,681 Est. Cost $60.90 Unrealized +90.5%
SBUX Starbucks Corporation 0.8%
Value ($000) $39,164 Shares 729,181 Est. Cost $47.59 Unrealized -2.9%
Natus Medical Inc. 0.8%
Value ($000) $39,156 Shares 1,044,161 Est. Cost $37.48 Unrealized
SLB Schlumberger Ltd. 0.7%
Value ($000) $39,073 Shares 560,102 Est. Cost $57.14 Unrealized -9.2%
MSM MSC Industrial Direct Co. Inc. 0.7%
Value ($000) $37,149 Shares 491,590 Est. Cost $76.51 Unrealized -5.2%
Black Knight, Inc 0.7%
Value ($000) $36,372 Shares 845,855 Est. Cost $43.00 Unrealized
TMO Thermo Fisher Scientific Inc. 0.7%
Value ($000) $35,903 Shares 189,760 Est. Cost $105.31 Unrealized +68.1%
BRK/B Berkshire Hathaway Inc. - B 0.7%
Value ($000) $34,550 Shares 188,467 Est. Cost $126.43 Unrealized +39.8%
CHRW C.H. Robinson Worldwide Inc. 0.7%
Value ($000) $34,401 Shares 452,049 Est. Cost $48.08 Unrealized +18.4%
United Technologies Corp. 0.6%
Value ($000) $32,825 Shares 282,776 Est. Cost $102.37 Unrealized
IEF iShares 7-10 Year Treasury Bon 0.6%
Value ($000) $32,635 Shares 306,371 Est. Cost $107.34 Unrealized
WRB W.R. Berkley Corp. 0.6%
Value ($000) $31,486 Shares 471,775 Est. Cost $10.90 Unrealized +51.9%
LOW Lowe's Companies Inc. 0.5%
Value ($000) $28,067 Shares 351,105 Est. Cost $50.26 Unrealized +30.6%
GOOG Alphabet Inc. - Class C 0.5%
Value ($000) $27,712 Shares 28,894 Est. Cost $32.25 Unrealized +43.4%
AXTA Axalta Coating Systems LTD 0.5%
Value ($000) $26,973 Shares 932,661 Est. Cost $31.63 Unrealized -4.4%
Express Scripts Inc. 0.5%
Value ($000) $23,989 Shares 378,856 Est. Cost $72.16 Unrealized
BRO Brown & Brown Inc. 0.5%
Value ($000) $23,982 Shares 497,655 Est. Cost $14.76 Unrealized +42.2%
MTS Systems Corp. 0.4%
Value ($000) $19,806 Shares 370,560 Est. Cost $48.66 Unrealized
HD Home Depot Inc. 0.4%
Value ($000) $19,580 Shares 119,714 Est. Cost $69.76 Unrealized +79.4%
MBB iShares MBS Bond ETF 0.4%
Value ($000) $19,394 Shares 181,087 Est. Cost $107.55 Unrealized
iShares Corporate ex Financial 0.4%
Value ($000) $18,742 Shares 762,783 Est. Cost $36.37 Unrealized
MCD McDonald's Corp. 0.3%
Value ($000) $17,227 Shares 109,952 Est. Cost $80.38 Unrealized +60.1%
Guggenheim BulletShares Invest 0.3%
Value ($000) $16,971 Shares 809,318 Est. Cost $20.74 Unrealized
SEIC SEI Investments Company 0.3%
Value ($000) $16,906 Shares 276,873 Est. Cost $39.30 Unrealized +29.8%
LMT Lockheed Martin Corp 0.3%
Value ($000) $16,873 Shares 54,377 Est. Cost $107.79 Unrealized +121.3%
ROST Ross Stores 0.3%
Value ($000) $16,678 Shares 258,288 Est. Cost $55.85 Unrealized -5.2%
BDX Becton Dickinson and Company 0.3%
Value ($000) $16,465 Shares 84,025 Est. Cost $104.29 Unrealized +64.0%
CBSH Commerce Bancshares Inc. 0.3%
Value ($000) $16,365 Shares 283,275 Est. Cost $26.72 Unrealized +36.4%
NJR New Jersey Resources Corp. 0.3%
Value ($000) $16,179 Shares 383,852 Est. Cost $21.36 Unrealized +48.6%
TROW T. Rowe Price Group Inc. 0.3%
Value ($000) $16,099 Shares 177,598 Est. Cost $50.87 Unrealized +18.9%
GD General Dynamics Corp. 0.3%
Value ($000) $16,001 Shares 77,832 Est. Cost $86.96 Unrealized +91.4%
DCI Donaldson Inc. 0.3%
Value ($000) $15,882 Shares 345,713 Est. Cost $30.72 Unrealized +31.8%
MTB M&T Bank Corp. 0.3%
Value ($000) $15,767 Shares 97,910 Est. Cost $87.50 Unrealized +39.9%
MDT Medtronic 0.3%
Value ($000) $15,325 Shares 197,059 Est. Cost $60.05 Unrealized +11.5%
IBDR iShares Corporate iBonds ETF 2 0.3%
Value ($000) $15,141 Shares 614,484 Est. Cost $24.64 Unrealized
SPIB SPDR Interm. Term Corporate Bo 0.3%
Value ($000) $15,030 Shares 435,536 Est. Cost $34.08 Unrealized
CLX The Clorox Company 0.3%
Value ($000) $14,957 Shares 113,390 Est. Cost $76.27 Unrealized +38.4%
TLT Barclays 20 Plus Year Treasury 0.3%
Value ($000) $14,937 Shares 119,728 Est. Cost $125.69 Unrealized
APD Air Products & Chemicals Inc. 0.3%
Value ($000) $14,475 Shares 95,722 Est. Cost $88.22 Unrealized +35.1%
PG Procter & Gamble Company 0.3%
Value ($000) $14,473 Shares 159,074 Est. Cost $60.93 Unrealized +19.8%
NSRGY Nestle SA 0.3%
Value ($000) $14,432 Shares 172,192 Est. Cost $75.33 Unrealized
MDU MDU Resources Group Inc. 0.3%
Value ($000) $14,329 Shares 552,176 Est. Cost $6.40 Unrealized +21.5%
NVS Novartis AG - ADR 0.3%
Value ($000) $13,676 Shares 159,300 Est. Cost $78.93 Unrealized
CFR Cullen Frost Bankers Inc. 0.3%
Value ($000) $13,433 Shares 141,518 Est. Cost $50.09 Unrealized +41.1%
iShares Corporate Bond ETF 202 0.3%
Value ($000) $13,161 Shares 492,182 Est. Cost $39.28 Unrealized
XOM Exxon Mobil Corp. 0.3%
Value ($000) $13,109 Shares 159,910 Est. Cost $54.68 Unrealized -0.6%
NMFC New Mountain Finance Corp. 0.3%
Value ($000) $13,093 Shares 918,854 Est. Cost $4.18 Unrealized +37.2%
EXPD Expeditors International of Wa 0.2%
Value ($000) $13,051 Shares 218,031 Est. Cost $35.86 Unrealized +44.1%
GBDC Golub Capital BDC Inc. 0.2%
Value ($000) $12,739 Shares 676,860 Est. Cost $5.83 Unrealized +47.6%
TCP Capital Corp. 0.2%
Value ($000) $12,344 Shares 748,539 Est. Cost $16.57 Unrealized
MORN Morningstar Inc. 0.2%
Value ($000) $11,738 Shares 138,103 Est. Cost $74.53 Unrealized +9.4%
NKE Nike Inc. - B 0.2%
Value ($000) $11,693 Shares 225,524 Est. Cost $46.41 Unrealized +8.5%
Nordstrom Inc. 0.2%
Value ($000) $10,937 Shares 231,955 Est. Cost $54.81 Unrealized
SLRC Solar Capital Ltd. 0.2%
Value ($000) $10,571 Shares 488,498 Est. Cost $7.22 Unrealized +33.5%
HTGC Hercules Technology Growth Cap 0.2%
Value ($000) $9,910 Shares 768,230 Est. Cost $12.90 Unrealized -0.5%
THL Credit, Inc. 0.2%
Value ($000) $9,891 Shares 1,060,148 Est. Cost $13.37 Unrealized
Patterson Companies Inc. 0.2%
Value ($000) $9,336 Shares 241,552 Est. Cost $42.92 Unrealized
TPVG TriplePoint Venture Growth BDC 0.2%
Value ($000) $9,331 Shares 696,313 Est. Cost $13.52 Unrealized -1.6%
iShares Corporate ex Financial 0.2%
Value ($000) $9,319 Shares 377,753 Est. Cost $36.31 Unrealized
TFI SPDR Nuveen Barclays Capital M 0.2%
Value ($000) $9,304 Shares 190,221 Est. Cost $49.21 Unrealized
MLN VanEck Vectors Long Municipal 0.2%
Value ($000) $9,225 Shares 461,946 Est. Cost $21.05 Unrealized
IJJ S&P MidCap 400 Value Index Fun 0.2%
Value ($000) $8,629 Shares 56,496 Est. Cost $125.74 Unrealized
IGIB iShares Interm. Term Corporate 0.2%
Value ($000) $8,571 Shares 77,808 Est. Cost $109.32 Unrealized
IJK S&P MidCap 400 Growth Index Fu 0.2%
Value ($000) $8,415 Shares 41,586 Est. Cost $182.71 Unrealized
CYS Investments Inc 0.2%
Value ($000) $7,878 Shares 911,826 Est. Cost $8.94 Unrealized
IYW Dow Jones US Technology - iSha 0.1%
Value ($000) $7,551 Shares 50,367 Est. Cost $102.94 Unrealized
TPG Specialty Lending, Inc. 0.1%
Value ($000) $7,527 Shares 359,103 Est. Cost $16.57 Unrealized
IJT S&P SmallCap 600 Growth Index 0.1%
Value ($000) $7,522 Shares 45,732 Est. Cost $155.76 Unrealized
SCM Stellus Capital Investment 0.1%
Value ($000) $7,270 Shares 532,605 Est. Cost $13.18 Unrealized +3.3%
Triangle Capital Corp. 0.1%
Value ($000) $7,118 Shares 498,445 Est. Cost $23.00 Unrealized
PNNT PennantPark Investment Corp. 0.1%
Value ($000) $6,909 Shares 919,909 Est. Cost $2.44 Unrealized +12.7%
IJS S&P SmallCap 600 Value Index F 0.1%
Value ($000) $6,796 Shares 45,826 Est. Cost $136.02 Unrealized
iShares iBonds Dec 2021 AMT-Fr 0.1%
Value ($000) $6,623 Shares 255,801 Est. Cost $25.71 Unrealized
iShares iBonds Dec 2022 AMT-F 0.1%
Value ($000) $6,580 Shares 252,394 Est. Cost $25.97 Unrealized
VWO Vanguard MSCI Emerging Markets 0.1%
Value ($000) $6,535 Shares 149,987 Est. Cost $43.57 Unrealized
XLV Health Care Select Sector - SP 0.1%
Value ($000) $6,316 Shares 77,282 Est. Cost $67.06 Unrealized
ACWX iShares MSCI ACWI EX US ETF 0.1%
Value ($000) $6,062 Shares 125,369 Est. Cost $48.35 Unrealized
Annaly Capital Management Inc. 0.1%
Value ($000) $5,923 Shares 485,902 Est. Cost $11.94 Unrealized
OFS OFS Capital Corp. 0.1%
Value ($000) $5,793 Shares 439,898 Est. Cost $12.78 Unrealized +5.7%
Guggenheim BulletShares Invest 0.1%
Value ($000) $5,659 Shares 264,303 Est. Cost $20.84 Unrealized
Guggenheim BulletShares Invest 0.1%
Value ($000) $5,634 Shares 263,779 Est. Cost $20.95 Unrealized
Guggenheim BulletShares Invest 0.1%
Value ($000) $5,633 Shares 261,895 Est. Cost $21.02 Unrealized
Guggenheim BulletShares Corpor 0.1%
Value ($000) $5,616 Shares 264,259 Est. Cost $20.93 Unrealized
FS Investment Corp. 0.1%
Value ($000) $5,607 Shares 663,535 Est. Cost $10.18 Unrealized
Varian Medical Systems Inc. 0.1%
Value ($000) $5,335 Shares 53,321 Est. Cost $84.14 Unrealized
MUB iShares National AMT-Free Muni 0.1%
Value ($000) $5,131 Shares 46,277 Est. Cost $109.77 Unrealized
IYF Dow Jones US Financial Sector 0.1%
Value ($000) $5,085 Shares 45,352 Est. Cost $95.40 Unrealized
XLI Industrial Select Sector - SPD 0.1%
Value ($000) $4,961 Shares 69,868 Est. Cost $55.27 Unrealized
Innophos Holdings Inc 0.1%
Value ($000) $4,599 Shares 93,494 Est. Cost $44.01 Unrealized
BMRC Bank of Marin (CA) 0.1%
Value ($000) $4,591 Shares 67,019 Est. Cost $18.26 Unrealized +34.5%
Halyard Health Inc. 0.1%
Value ($000) $4,568 Shares 101,454 Est. Cost $37.91 Unrealized
Raven Industries Inc. 0.1%
Value ($000) $4,508 Shares 139,150 Est. Cost $22.73 Unrealized
Forward Air Corp. 0.1%
Value ($000) $4,437 Shares 77,542 Est. Cost $43.63 Unrealized
MOV Movado Group Inc. 0.1%
Value ($000) $4,429 Shares 158,172 Est. Cost $23.08 Unrealized +10.0%
iShares iBonds Sep 2020 Amt Fr 0.1%
Value ($000) $4,425 Shares 172,180 Est. Cost $25.57 Unrealized
LQD iShares iBoxx Corporate Bond E 0.1%
Value ($000) $4,313 Shares 35,575 Est. Cost $118.47 Unrealized
SAM The Boston Beer Company Inc. 0.1%
Value ($000) $4,167 Shares 26,682 Est. Cost $156.79 Unrealized -6.8%
CULP Culp Inc. 0.1%
Value ($000) $4,099 Shares 125,156 Est. Cost $23.60 Unrealized +11.8%
XLY Consumer Discret Select Sector 0.1%
Value ($000) $4,097 Shares 45,484 Est. Cost $71.71 Unrealized
THR Thermon Group Holdings Inc. 0.1%
Value ($000) $4,066 Shares 226,006 Est. Cost $19.97 Unrealized -12.2%
Luxoft Holding Inc 0.1%
Value ($000) $4,008 Shares 83,849 Est. Cost $47.80 Unrealized
Veritex Holdings 0.1%
Value ($000) $3,947 Shares 146,423 Est. Cost $26.35 Unrealized
MAIN Main Street Capital Corp. 0.1%
Value ($000) $3,935 Shares 98,998 Est. Cost $29.72 Unrealized +32.1%
SPY S&P 500 - SPDR 0.1%
Value ($000) $3,928 Shares 15,634 Est. Cost $198.38 Unrealized
HLT Hilton Worldwide Holdings Inc. 0.1%
Value ($000) $3,853 Shares 55,478 Est. Cost $48.37 Unrealized +27.7%
Monotype Imaging Holdings Inc. 0.1%
Value ($000) $3,831 Shares 198,990 Est. Cost $22.19 Unrealized
Potbelly Corp. 0.1%
Value ($000) $3,809 Shares 307,129 Est. Cost $13.46 Unrealized
Guggenheim BulletShares Invest 0.1%
Value ($000) $3,771 Shares 181,472 Est. Cost $20.32 Unrealized
TECH Techne Corp. 0.1%
Value ($000) $3,765 Shares 31,148 Est. Cost $22.31 Unrealized +27.2%
FELE Franklin Electric Co. Inc. 0.1%
Value ($000) $3,549 Shares 79,119 Est. Cost $31.88 Unrealized +16.6%
RMAX RE/MAX Holdings Inc. 0.1%
Value ($000) $3,535 Shares 55,623 Est. Cost $27.35 Unrealized +83.2%
Medley Capital Corp. 0.1%
Value ($000) $3,506 Shares 587,221 Est. Cost $12.40 Unrealized
Snyder's-Lance Inc. 0.1%
Value ($000) $3,492 Shares 91,552 Est. Cost $31.31 Unrealized
GSBD Goldman Sachs BDC Inc. 0.1%
Value ($000) $3,435 Shares 150,528 Est. Cost $20.25 Unrealized +10.1%
Apollo Investment Corp. 0.1%
Value ($000) $3,367 Shares 551,102 Est. Cost $7.87 Unrealized
REZ iShares Residential Real Estat 0.1%
Value ($000) $3,350 Shares 52,676 Est. Cost $63.42 Unrealized
GOOGL Alphabet Inc. - Class A 0.1%
Value ($000) $3,208 Shares 3,295 Est. Cost $31.95 Unrealized +47.3%
iShares iBonds Sep 2019 Amt Fr 0.1%
Value ($000) $3,085 Shares 120,676 Est. Cost $25.57 Unrealized
RBC RBC Bearings Incorporated 0.1%
Value ($000) $2,973 Shares 23,757 Est. Cost $76.02 Unrealized +42.9%
VCLT Vanguard Long Term Corporate B 0.1%
Value ($000) $2,912 Shares 30,925 Est. Cost $91.05 Unrealized
Barclays Capital High Yield Bo 0.1%
Value ($000) $2,825 Shares 75,705 Est. Cost $37.04 Unrealized
HYG High Yield Corporate Bond Fund 0.1%
Value ($000) $2,818 Shares 31,749 Est. Cost $88.00 Unrealized
JBTM John Bean Technologies Corp. 0.1%
Value ($000) $2,784 Shares 27,540 Est. Cost $30.14 Unrealized +196.5%
Varex Imaging Corp 0.1%
Value ($000) $2,656 Shares 78,491 Est. Cost $33.79 Unrealized
Alcentra Capital Corporation 0.1%
Value ($000) $2,652 Shares 247,583 Est. Cost $12.33 Unrealized
IWN Russell 2000 Value Index - iSh 0.0%
Value ($000) $2,514 Shares 20,258 Est. Cost $94.41 Unrealized
PFLT PennantPark Floating Rate Capi 0.0%
Value ($000) $2,483 Shares 171,462 Est. Cost $4.26 Unrealized +37.3%
VGK European ETF - Vanguard 0.0%
Value ($000) $2,349 Shares 40,272 Est. Cost $58.33 Unrealized
XLE Energy Select Sector - SPDR 0.0%
Value ($000) $2,151 Shares 31,417 Est. Cost $69.18 Unrealized
CM Finance Inc. 0.0%
Value ($000) $2,067 Shares 221,051 Est. Cost $12.26 Unrealized
SPTI SPDR Barclays Intermediate Ter 0.0%
Value ($000) $1,928 Shares 32,118 Est. Cost $60.03 Unrealized
IWO Russell 2000 Growth Index - iS 0.0%
Value ($000) $1,805 Shares 10,088 Est. Cost $139.91 Unrealized
XLP Consumer Staples Select Sector 0.0%
Value ($000) $1,715 Shares 31,778 Est. Cost $48.25 Unrealized
Capitala Finance Corp. 0.0%
Value ($000) $1,563 Shares 163,916 Est. Cost $13.69 Unrealized
EXPO Exponent Inc. 0.0%
Value ($000) $1,447 Shares 19,585 Est. Cost $19.87 Unrealized +51.5%
BRK/A Berkshire Hathaway Inc. - Clas 0.0%
Value ($000) $1,374 Shares 5 Est. Cost $165023.42 Unrealized +60.8%
Solar Senior Capital Ltd. 0.0%
Value ($000) $1,364 Shares 79,159 Est. Cost $16.21 Unrealized
iShares Muni Bond 2023 0.0%
Value ($000) $1,338 Shares 52,451 Est. Cost $25.51 Unrealized
IGSB iShares Barclays 1-3 Year Inve 0.0%
Value ($000) $1,288 Shares 12,227 Est. Cost $105.50 Unrealized
IDU Dow Jones US Utilities - iShar 0.0%
Value ($000) $1,276 Shares 9,601 Est. Cost $128.63 Unrealized
KCAP Financial Inc 0.0%
Value ($000) $1,243 Shares 340,472 Est. Cost $10.15 Unrealized
XLB Materials Select Sector - SPDR 0.0%
Value ($000) $1,232 Shares 21,693 Est. Cost $50.49 Unrealized
IT Gartner Inc 0.0%
Value ($000) $1,167 Shares 9,380 Est. Cost $116.06 Unrealized +6.5%
iShares Gold Trust 0.0%
Value ($000) $1,093 Shares 88,786 Est. Cost $12.11 Unrealized
Capstead Mortgage Corp. 0.0%
Value ($000) $1,066 Shares 110,509 Est. Cost $11.54 Unrealized
VNQ REIT Index - Vanguard 0.0%
Value ($000) $1,041 Shares 12,532 Est. Cost $79.45 Unrealized
FSP Franklin Street Properties Cor 0.0%
Value ($000) $850 Shares 80,000 Est. Cost $11.08 Unrealized
JPM JP Morgan Chase & Company 0.0%
Value ($000) $686 Shares 7,184 Est. Cost $69.14 Unrealized +6.5%
V Visa, Inc. - A 0.0%
Value ($000) $685 Shares 6,507 Est. Cost $77.15 Unrealized +24.1%
IVV S&P 500 Index Fund - iShares 0.0%
Value ($000) $663 Shares 2,621 Est. Cost $219.24 Unrealized
IVE S&P 500 Value Index - iShares 0.0%
Value ($000) $622 Shares 5,762 Est. Cost $93.69 Unrealized
IVW S&P 500 Growth Index - iShares 0.0%
Value ($000) $552 Shares 3,850 Est. Cost $129.69 Unrealized
QCOM Qualcomm Inc. 0.0%
Value ($000) $545 Shares 10,504 Est. Cost $44.53 Unrealized -5.0%
IWP Russell Midcap Growth Index Fu 0.0%
Value ($000) $504 Shares 4,455 Est. Cost $98.13 Unrealized
DLN WisdomTree LargeCap Dividend F 0.0%
Value ($000) $441 Shares 5,077 Est. Cost $77.32 Unrealized
KO The Coca-Cola Company 0.0%
Value ($000) $415 Shares 9,213 Est. Cost $33.01 Unrealized +5.8%
SHM SPDR Nuveen Barclays Capital S 0.0%
Value ($000) $377 Shares 7,748 Est. Cost $48.66 Unrealized
RGLD Royal Gold, Inc. 0.0%
Value ($000) $360 Shares 4,182 Est. Cost $44.02 Unrealized +96.7%
WFC Wells Fargo & Company 0.0%
Value ($000) $358 Shares 6,497 Est. Cost $40.17 Unrealized +4.9%
FNV Franco-Nevada Corp. 0.0%
Value ($000) $349 Shares 4,502 Est. Cost $34.97 Unrealized +102.0%
AA Alcoa Corporation 0.0%
Value ($000) $347 Shares 7,433 Est. Cost $30.99 Unrealized +23.3%
Manatuck Hill Mariner Offshore 0.0%
Value ($000) $343 Shares 2,650 Est. Cost $153.85 Unrealized
ETFS Physical Platinum 0.0%
Value ($000) $342 Shares 3,923 Est. Cost $86.47 Unrealized
EOG EOG Resources 0.0%
Value ($000) $341 Shares 3,525 Est. Cost $68.69 Unrealized -1.8%
EEMS iShares MSCI Emerging Markets 0.0%
Value ($000) $329 Shares 6,658 Est. Cost $49.41 Unrealized
VTI Vanguard Total Stock Market 0.0%
Value ($000) $311 Shares 2,402 Est. Cost $117.78 Unrealized
IDV Dow Jones U.S. Select Dividend 0.0%
Value ($000) $286 Shares 8,481 Est. Cost $29.90 Unrealized
GAIN Gladstone Investment Corp. 0.0%
Value ($000) $279 Shares 29,360 Est. Cost $2.05 Unrealized +93.1%
WPM Wheaton Precious Metals Corp 0.0%
Value ($000) $271 Shares 14,203 Est. Cost $18.22 Unrealized -3.1%
IJR S&P SmallCap 600 Index Fund - 0.0%
Value ($000) $269 Shares 3,627 Est. Cost $92.57 Unrealized
PCH Potlatch Corp. 0.0%
Value ($000) $262 Shares 5,128 Est. Cost $45.63 Unrealized
VMC Vulcan Materials Co. 0.0%
Value ($000) $262 Shares 2,189 Est. Cost $92.59 Unrealized +20.4%
USB US Bancorp 0.0%
Value ($000) $254 Shares 4,745 Est. Cost $37.01 Unrealized +2.0%
Cimarex Energy Co. 0.0%
Value ($000) $247 Shares 2,176 Est. Cost $113.51 Unrealized
ABT Abbott Laboratories 0.0%
Value ($000) $245 Shares 4,591 Est. Cost $38.90 Unrealized +11.5%
MINT Pimco Enhanced Short Maturity 0.0%
Value ($000) $242 Shares 2,375 Est. Cost $101.89 Unrealized
FLOT iShares Floating Rate Note Fun 0.0%
Value ($000) $242 Shares 4,755 Est. Cost $50.89 Unrealized
KMPR Kemper Corp. 0.0%
Value ($000) $237 Shares 4,470 Est. Cost $45.62 Unrealized 0.0%
Pioneer Natural Resources Co. 0.0%
Value ($000) $228 Shares 1,543 Est. Cost $128.43 Unrealized
RSP Permian, Inc. 0.0%
Value ($000) $228 Shares 6,602 Est. Cost $34.53 Unrealized
Harvest Capital Credit Corp 0.0%
Value ($000) $223 Shares 16,699 Est. Cost $13.89 Unrealized
ACN Accenture PLC 0.0%
Value ($000) $214 Shares 1,587 Est. Cost $107.12 Unrealized +7.1%
BAC Bank of America Corp. 0.0%
Value ($000) $213 Shares 8,419 Est. Cost $19.10 Unrealized +4.5%
Southwestern Energy Co. 0.0%
Value ($000) $213 Shares 34,869 Est. Cost $9.26 Unrealized
Sabina Gold & Silver Co NPV 0.0%
Value ($000) $211 Shares 119,300 Est. Cost $1.16 Unrealized
SA Seabridge Gold Inc. 0.0%
Value ($000) $210 Shares 17,198 Est. Cost $10.69 Unrealized +8.3%
LLY Eli Lilly & Co. 0.0%
Value ($000) $209 Shares 2,449 Est. Cost $69.54 Unrealized +3.7%
MDY SPDR S&P MidCap 400 ETF Trust 0.0%
Value ($000) $208 Shares 638 Est. Cost $312.94 Unrealized
NEE NextEra Energy, Inc. 0.0%
Value ($000) $207 Shares 1,413 Est. Cost $29.73 Unrealized 0.0%
IWD Russell 1000 Value Index - iSh 0.0%
Value ($000) $205 Shares 1,727 Est. Cost $112.57 Unrealized
SLV Silver Trust - iShares 0.0%
Value ($000) $203 Shares 12,907 Est. Cost $17.28 Unrealized
Fifth Street Finance Corp. 0.0%
Value ($000) $172 Shares 31,380 Est. Cost $5.48 Unrealized
CCJ Cameco Corp. 0.0%
Value ($000) $159 Shares 16,413 Est. Cost $9.09 Unrealized +4.2%
AG First Majestic Silver Corp. 0.0%
Value ($000) $117 Shares 17,091 Est. Cost $8.59 Unrealized -17.6%
BSXGF Belo Sun Mining Corp Com NPV 0.0%
Value ($000) $112 Shares 249,051 Est. Cost $0.64 Unrealized -23.9%
Fortuna Silver Mines Inc 0.0%
Value ($000) $102 Shares 23,292 Est. Cost $5.20 Unrealized