CONFLUENCE INVESTMENT MANAGEMENT LLC Diversified Active

CIK: 0001442056 · Show all filings

Period: Q4 2017 (← Previous) (Next →)

Filing Date: Jan 8, 2018

Total Value ($000): $5,476,174 (100.0% shares, 0.0% debt)

Holdings (241)

JNJ Johnson & Johnson 2.6%
Value ($000) $142,104 Shares 1,017,060 Est. Cost $72.93 Unrealized +52.2%
PEP Pepsico Inc. 2.5%
Value ($000) $138,418 Shares 1,154,250 Est. Cost $67.30 Unrealized +32.2%
DEO Diageo (Adr 1:4) 2.5%
Value ($000) $137,253 Shares 939,893 Est. Cost $113.53 Unrealized
PII Polaris Industries 2.4%
Value ($000) $133,695 Shares 1,078,274 Est. Cost $86.06 Unrealized +37.9%
FAST Fastenal Co. 2.4%
Value ($000) $131,948 Shares 2,412,655 Est. Cost $8.45 Unrealized +18.9%
MSFT Microsoft Corp. 2.3%
Value ($000) $124,172 Shares 1,451,623 Est. Cost $34.01 Unrealized +121.3%
PAYX Paychex Inc. 2.2%
Value ($000) $118,173 Shares 1,735,799 Est. Cost $36.18 Unrealized +42.7%
NTRS Northern Trust Corporation 2.1%
Value ($000) $115,713 Shares 1,158,408 Est. Cost $50.39 Unrealized +49.4%
Praxair Inc. 2.1%
Value ($000) $115,547 Shares 747,005 Est. Cost $119.77 Unrealized
MMM 3M Company 2.1%
Value ($000) $114,226 Shares 485,303 Est. Cost $80.83 Unrealized +79.4%
CVX Chevron Corp. 2.1%
Value ($000) $112,312 Shares 897,131 Est. Cost $69.26 Unrealized +20.6%
PGR Progressive Corp. 2.0%
Value ($000) $112,211 Shares 1,992,387 Est. Cost $19.72 Unrealized +102.6%
DowDuPont Inc 2.0%
Value ($000) $109,005 Shares 1,530,544 Est. Cost $69.37 Unrealized
CB Chubb Limited 2.0%
Value ($000) $108,860 Shares 744,952 Est. Cost $101.70 Unrealized +27.4%
GGG Graco Inc. 1.9%
Value ($000) $106,147 Shares 2,347,351 Est. Cost $32.69 Unrealized +19.4%
CL Colgate-Palmolive Co. 1.9%
Value ($000) $101,856 Shares 1,349,974 Est. Cost $52.74 Unrealized +14.3%
SO Southern Company 1.8%
Value ($000) $98,596 Shares 2,050,249 Est. Cost $30.22 Unrealized +20.6%
MLM Martin Marietta Materials Inc. 1.8%
Value ($000) $97,144 Shares 439,487 Est. Cost $134.01 Unrealized +47.0%
RYN Rayonier Inc. 1.7%
Value ($000) $95,832 Shares 3,029,777 Est. Cost $32.22 Unrealized
IRM Iron Mountain 1.7%
Value ($000) $91,737 Shares 2,431,402 Est. Cost $20.51 Unrealized +22.9%
Black Knight Inc 1.7%
Value ($000) $90,652 Shares 2,053,282 Est. Cost $43.68 Unrealized
BR Broadridge Financial Solutions 1.6%
Value ($000) $89,342 Shares 986,328 Est. Cost $29.67 Unrealized +156.4%
FNF Fidelity National Financial In 1.6%
Value ($000) $87,691 Shares 2,234,732 Est. Cost $14.67 Unrealized +77.0%
PFE Pfizer Inc. 1.6%
Value ($000) $87,064 Shares 2,403,747 Est. Cost $19.20 Unrealized +24.0%
SYK Stryker Corp. 1.6%
Value ($000) $85,654 Shares 553,175 Est. Cost $81.02 Unrealized +72.3%
KHC Kraft Heinz Co. 1.5%
Value ($000) $83,371 Shares 1,072,154 Est. Cost $51.02 Unrealized +4.7%
WY Weyerhaeuser Co. 1.5%
Value ($000) $82,623 Shares 2,343,260 Est. Cost $19.27 Unrealized +33.6%
ARCC Ares Capital Corp. 1.5%
Value ($000) $80,872 Shares 5,144,529 Est. Cost $5.82 Unrealized +28.5%
MKL Markel Corp. 1.5%
Value ($000) $80,027 Shares 70,253 Est. Cost $728.55 Unrealized +50.0%
KMI Kinder Morgan Inc. 1.4%
Value ($000) $78,815 Shares 4,361,675 Est. Cost $14.58 Unrealized -21.8%
AXTA Axalta Coating Systems LTD 1.4%
Value ($000) $74,261 Shares 2,294,824 Est. Cost $31.65 Unrealized +0.1%
CFRUY Compagnie Financiere Richemont 1.3%
Value ($000) $72,057 Shares 7,952,415 Est. Cost $7.06 Unrealized
Colony Northstar Inc 1.2%
Value ($000) $67,337 Shares 5,901,611 Est. Cost $12.54 Unrealized
AIG American International Group I 1.2%
Value ($000) $65,932 Shares 1,106,608 Est. Cost $45.10 Unrealized +10.2%
GlaxoSmithKline Plc (Adr 1:2) 1.1%
Value ($000) $57,649 Shares 1,625,293 Est. Cost $44.85 Unrealized
MA Mastercard Inc. - A 1.0%
Value ($000) $56,965 Shares 376,357 Est. Cost $79.23 Unrealized +79.5%
Allergan Inc. 1.0%
Value ($000) $55,639 Shares 340,131 Est. Cost $217.95 Unrealized
AXP American Express Company 0.9%
Value ($000) $49,198 Shares 495,399 Est. Cost $63.33 Unrealized +34.6%
General Electric Company 0.9%
Value ($000) $48,333 Shares 2,769,790 Est. Cost $26.50 Unrealized
DLR Digital Realty Trust Inc. 0.9%
Value ($000) $47,511 Shares 417,129 Est. Cost $42.92 Unrealized +106.4%
Discovery Communications Inc. 0.9%
Value ($000) $46,559 Shares 2,199,277 Est. Cost $30.48 Unrealized
MSM MSC Industrial Direct Co. Inc. 0.8%
Value ($000) $46,416 Shares 480,203 Est. Cost $76.51 Unrealized +9.2%
TJX TJX Companies 0.8%
Value ($000) $46,198 Shares 604,212 Est. Cost $26.78 Unrealized +21.0%
ITW Illinois Tool Works Inc. 0.8%
Value ($000) $45,427 Shares 272,261 Est. Cost $60.90 Unrealized +114.9%
ADI Analog Devices Inc. 0.8%
Value ($000) $42,422 Shares 476,489 Est. Cost $56.53 Unrealized +34.6%
SBUX Starbucks Corporation 0.8%
Value ($000) $42,047 Shares 732,138 Est. Cost $47.59 Unrealized -0.4%
NXPI NXP Semiconductors N.V. 0.8%
Value ($000) $41,405 Shares 353,619 Est. Cost $76.25 Unrealized +34.6%
CHRW C.H. Robinson Worldwide Inc. 0.7%
Value ($000) $39,736 Shares 446,018 Est. Cost $48.08 Unrealized +40.1%
Natus Medical Inc. 0.7%
Value ($000) $39,044 Shares 1,022,092 Est. Cost $37.48 Unrealized
United Technologies Corp. 0.7%
Value ($000) $37,732 Shares 295,779 Est. Cost $103.48 Unrealized
BRK/B Berkshire Hathaway Inc. - B 0.7%
Value ($000) $36,639 Shares 184,840 Est. Cost $126.43 Unrealized +50.2%
SLB Schlumberger Ltd. 0.7%
Value ($000) $36,436 Shares 540,669 Est. Cost $57.14 Unrealized -10.4%
TMO Thermo Fisher Scientific Inc. 0.6%
Value ($000) $34,932 Shares 183,968 Est. Cost $105.31 Unrealized +78.0%
WRB W.R. Berkley Corp. 0.6%
Value ($000) $33,297 Shares 464,713 Est. Cost $10.90 Unrealized +55.8%
IEF iShares 7-10 Year Treasury Bon 0.6%
Value ($000) $33,218 Shares 314,650 Est. Cost $107.30 Unrealized
LOW Lowe's Companies Inc. 0.6%
Value ($000) $31,717 Shares 341,266 Est. Cost $50.26 Unrealized +41.7%
GOOG Alphabet Inc. - Class C 0.5%
Value ($000) $29,295 Shares 27,996 Est. Cost $32.25 Unrealized +56.6%
BRO Brown & Brown Inc. 0.5%
Value ($000) $25,613 Shares 497,741 Est. Cost $14.76 Unrealized +59.6%
HD Home Depot Inc. 0.4%
Value ($000) $22,676 Shares 119,643 Est. Cost $69.76 Unrealized +103.1%
MTS Systems Corp. 0.4%
Value ($000) $20,266 Shares 377,380 Est. Cost $48.75 Unrealized
MBB iShares MBS Bond ETF 0.4%
Value ($000) $19,942 Shares 187,090 Est. Cost $107.51 Unrealized
SEIC SEI Investments Company 0.4%
Value ($000) $19,906 Shares 277,012 Est. Cost $39.30 Unrealized +53.1%
iShares Corporate ex Financial 0.4%
Value ($000) $19,174 Shares 789,997 Est. Cost $35.96 Unrealized
TROW T. Rowe Price Group Inc. 0.3%
Value ($000) $18,682 Shares 178,042 Est. Cost $50.87 Unrealized +41.1%
MCD McDonald's Corp. 0.3%
Value ($000) $18,510 Shares 107,543 Est. Cost $80.38 Unrealized +72.5%
BDX Becton Dickinson and Company 0.3%
Value ($000) $18,015 Shares 84,160 Est. Cost $104.29 Unrealized +77.8%
Guggenheim BulletShares Invest 0.3%
Value ($000) $17,511 Shares 838,263 Est. Cost $20.75 Unrealized
ACN Accenture PLC 0.3%
Value ($000) $17,485 Shares 114,217 Est. Cost $128.26 Unrealized +0.2%
LMT Lockheed Martin Corp 0.3%
Value ($000) $17,356 Shares 54,059 Est. Cost $107.79 Unrealized +135.3%
DCI Donaldson Inc. 0.3%
Value ($000) $17,165 Shares 350,661 Est. Cost $30.87 Unrealized +35.5%
CLX The Clorox Company 0.3%
Value ($000) $17,160 Shares 115,366 Est. Cost $76.80 Unrealized +40.0%
MTB M&T Bank Corp. 0.3%
Value ($000) $16,957 Shares 99,170 Est. Cost $88.04 Unrealized +47.6%
CBSH Commerce Bancshares Inc. 0.3%
Value ($000) $16,807 Shares 300,985 Est. Cost $27.32 Unrealized +35.2%
TLT Barclays 20 Plus Year Treasury 0.3%
Value ($000) $16,258 Shares 128,155 Est. Cost $125.76 Unrealized
MDT Medtronic 0.3%
Value ($000) $16,183 Shares 200,406 Est. Cost $60.13 Unrealized +8.1%
GD General Dynamics Corp. 0.3%
Value ($000) $16,043 Shares 78,856 Est. Cost $88.04 Unrealized +93.5%
APD Air Products & Chemicals Inc. 0.3%
Value ($000) $16,011 Shares 97,580 Est. Cost $89.02 Unrealized +46.4%
IBDR iShares Corporate iBonds ETF 2 0.3%
Value ($000) $15,583 Shares 635,019 Est. Cost $24.64 Unrealized
NJR New Jersey Resources Corp. 0.3%
Value ($000) $15,467 Shares 384,752 Est. Cost $21.36 Unrealized +52.0%
SPIB SPDR Portfolio Intermediate Te 0.3%
Value ($000) $15,450 Shares 451,494 Est. Cost $34.08 Unrealized
MDU MDU Resources Group Inc. 0.3%
Value ($000) $15,161 Shares 564,020 Est. Cost $6.43 Unrealized +24.9%
NSRGY Nestle SA 0.3%
Value ($000) $15,111 Shares 175,721 Est. Cost $75.55 Unrealized
PG Procter & Gamble Company 0.3%
Value ($000) $15,027 Shares 163,550 Est. Cost $61.26 Unrealized +18.6%
NKE Nike Inc. - B 0.3%
Value ($000) $14,536 Shares 232,394 Est. Cost $46.57 Unrealized +11.2%
EXPD Expeditors International of Wa 0.3%
Value ($000) $14,527 Shares 224,565 Est. Cost $36.43 Unrealized +52.2%
NVS Novartis AG - ADR 0.3%
Value ($000) $13,740 Shares 163,650 Est. Cost $79.07 Unrealized
XOM Exxon Mobil Corp. 0.3%
Value ($000) $13,692 Shares 163,701 Est. Cost $54.74 Unrealized +4.3%
MORN Morningstar Inc. 0.2%
Value ($000) $13,685 Shares 141,134 Est. Cost $74.86 Unrealized +20.3%
iShares Corporate Bond ETF 202 0.2%
Value ($000) $13,495 Shares 510,118 Est. Cost $38.83 Unrealized
CFR Cullen Frost Bankers Inc. 0.2%
Value ($000) $13,468 Shares 142,297 Est. Cost $50.09 Unrealized +51.2%
NMFC New Mountain Finance Corp. 0.2%
Value ($000) $12,458 Shares 919,431 Est. Cost $4.18 Unrealized +39.5%
GBDC Golub Capital BDC Inc. 0.2%
Value ($000) $12,341 Shares 678,086 Est. Cost $5.83 Unrealized +48.9%
Nordstrom Inc. 0.2%
Value ($000) $12,280 Shares 259,171 Est. Cost $54.03 Unrealized
TCP Capital Corp. 0.2%
Value ($000) $11,441 Shares 748,788 Est. Cost $16.57 Unrealized
HTGC Hercules Technology Growth Cap 0.2%
Value ($000) $10,583 Shares 806,620 Est. Cost $12.91 Unrealized +1.3%
SLRC Solar Capital Ltd. 0.2%
Value ($000) $9,892 Shares 489,450 Est. Cost $7.22 Unrealized +34.5%
MLN VanEck Vectors Long Municipal 0.2%
Value ($000) $9,681 Shares 476,184 Est. Cost $21.03 Unrealized
iShares Corporate ex Financial 0.2%
Value ($000) $9,606 Shares 391,747 Est. Cost $35.89 Unrealized
TFI SPDR Nuveen Barclays Capital M 0.2%
Value ($000) $9,442 Shares 192,808 Est. Cost $49.21 Unrealized
THL Credit, Inc. 0.2%
Value ($000) $9,376 Shares 1,035,978 Est. Cost $13.37 Unrealized
Patterson Companies Inc. 0.2%
Value ($000) $9,049 Shares 250,481 Est. Cost $42.68 Unrealized
TPVG TriplePoint Venture Growth BDC 0.2%
Value ($000) $8,858 Shares 698,058 Est. Cost $13.52 Unrealized -0.2%
IGIB iShares Interm. Term Corporate 0.2%
Value ($000) $8,775 Shares 80,348 Est. Cost $109.32 Unrealized
IJK S&P MidCap 400 Growth Index Fu 0.2%
Value ($000) $8,762 Shares 40,597 Est. Cost $182.71 Unrealized
IJJ S&P MidCap 400 Value Index Fun 0.2%
Value ($000) $8,616 Shares 53,812 Est. Cost $125.74 Unrealized
IYW Dow Jones US Technology - iSha 0.2%
Value ($000) $8,296 Shares 50,971 Est. Cost $103.65 Unrealized
CYS Investments Inc 0.1%
Value ($000) $7,485 Shares 932,172 Est. Cost $8.92 Unrealized
SCM Stellus Capital Investment 0.1%
Value ($000) $7,282 Shares 554,226 Est. Cost $13.19 Unrealized +1.6%
VWO Vanguard MSCI Emerging Markets 0.1%
Value ($000) $7,189 Shares 156,594 Est. Cost $43.67 Unrealized
IJS S&P SmallCap 600 Value Index F 0.1%
Value ($000) $7,174 Shares 46,718 Est. Cost $136.35 Unrealized
TPG Specialty Lending, Inc. 0.1%
Value ($000) $7,143 Shares 360,718 Est. Cost $16.57 Unrealized
IJT S&P SmallCap 600 Growth Index 0.1%
Value ($000) $7,101 Shares 41,735 Est. Cost $155.76 Unrealized
IUSV iShares Core US Values - ETF 0.1%
Value ($000) $6,813 Shares 122,980 Est. Cost $55.40 Unrealized
iShares iBonds Dec 2021 AMT-Fr 0.1%
Value ($000) $6,648 Shares 261,525 Est. Cost $25.71 Unrealized
iShares iBonds Dec 2022 AMT-F 0.1%
Value ($000) $6,567 Shares 255,781 Est. Cost $25.97 Unrealized
XLV Health Care Select Sector - SP 0.1%
Value ($000) $6,468 Shares 78,226 Est. Cost $67.25 Unrealized
ACWX iShares MSCI ACWI EX US ETF 0.1%
Value ($000) $6,371 Shares 127,543 Est. Cost $48.38 Unrealized
PNNT PennantPark Investment Corp. 0.1%
Value ($000) $6,360 Shares 920,312 Est. Cost $2.44 Unrealized +13.6%
Guggenheim BulletShares Invest 0.1%
Value ($000) $5,798 Shares 273,860 Est. Cost $20.85 Unrealized
Annaly Capital Management Inc. 0.1%
Value ($000) $5,784 Shares 486,456 Est. Cost $11.94 Unrealized
Varian Medical Systems Inc. 0.1%
Value ($000) $5,783 Shares 52,028 Est. Cost $84.14 Unrealized
Guggenheim BulletShares Invest 0.1%
Value ($000) $5,778 Shares 271,401 Est. Cost $21.03 Unrealized
Guggenheim BulletShares Invest 0.1%
Value ($000) $5,777 Shares 273,387 Est. Cost $20.96 Unrealized
Guggenheim BulletShares Corpor 0.1%
Value ($000) $5,777 Shares 273,940 Est. Cost $20.94 Unrealized
IYF Dow Jones US Financial Sector 0.1%
Value ($000) $5,470 Shares 45,801 Est. Cost $95.40 Unrealized
THR Thermon Group Holdings Inc. 0.1%
Value ($000) $5,449 Shares 230,174 Est. Cost $20.00 Unrealized +9.1%
MUB iShares National AMT-Free Muni 0.1%
Value ($000) $5,259 Shares 47,489 Est. Cost $109.79 Unrealized
OFS OFS Capital Corp. 0.1%
Value ($000) $5,241 Shares 440,377 Est. Cost $12.78 Unrealized -2.1%
SAM The Boston Beer Company Inc. 0.1%
Value ($000) $5,208 Shares 27,257 Est. Cost $157.25 Unrealized +13.6%
XLI Industrial Select Sector - SPD 0.1%
Value ($000) $5,171 Shares 68,330 Est. Cost $55.27 Unrealized
MOV Movado Group Inc. 0.1%
Value ($000) $5,107 Shares 158,624 Est. Cost $23.08 Unrealized +25.6%
Monotype Imaging Holdings Inc. 0.1%
Value ($000) $4,898 Shares 203,244 Est. Cost $22.23 Unrealized
Luxoft Holding Inc 0.1%
Value ($000) $4,853 Shares 87,133 Est. Cost $48.10 Unrealized
Raven Industries Inc. 0.1%
Value ($000) $4,804 Shares 139,866 Est. Cost $22.73 Unrealized
Halyard Health Inc. 0.1%
Value ($000) $4,804 Shares 104,033 Est. Cost $38.11 Unrealized
VGK European ETF - Vanguard 0.1%
Value ($000) $4,720 Shares 79,797 Est. Cost $58.74 Unrealized
Snyder's-Lance Inc. 0.1%
Value ($000) $4,675 Shares 93,344 Est. Cost $31.67 Unrealized
BMRC Bank of Marin (CA) 0.1%
Value ($000) $4,651 Shares 68,392 Est. Cost $18.42 Unrealized +42.5%
Forward Air Corp. 0.1%
Value ($000) $4,589 Shares 79,894 Est. Cost $44.03 Unrealized
XLY Consumer Discret Select Sector 0.1%
Value ($000) $4,541 Shares 46,011 Est. Cost $72.02 Unrealized
Innophos Holdings Inc 0.1%
Value ($000) $4,513 Shares 96,576 Est. Cost $44.10 Unrealized
LQD iShares iBoxx Corporate Bond E 0.1%
Value ($000) $4,494 Shares 36,969 Est. Cost $118.58 Unrealized
RMAX RE/MAX Holdings Inc. 0.1%
Value ($000) $4,482 Shares 92,420 Est. Cost $35.56 Unrealized +34.9%
CULP Culp Inc. 0.1%
Value ($000) $4,439 Shares 132,492 Est. Cost $23.82 Unrealized +15.6%
iShares iBonds Sep 2020 Amt Fr 0.1%
Value ($000) $4,388 Shares 173,027 Est. Cost $25.57 Unrealized
HLT Hilton Worldwide Holdings Inc. 0.1%
Value ($000) $4,334 Shares 54,268 Est. Cost $48.37 Unrealized +48.9%
Apollo Investment Corp. 0.1%
Value ($000) $4,253 Shares 751,435 Est. Cost $7.28 Unrealized
Veritex Holdings 0.1%
Value ($000) $4,232 Shares 153,378 Est. Cost $26.40 Unrealized
TECH Techne Corp. 0.1%
Value ($000) $4,130 Shares 31,875 Est. Cost $22.50 Unrealized +35.5%
SPY S&P 500 - SPDR 0.1%
Value ($000) $3,968 Shares 14,868 Est. Cost $198.38 Unrealized
Potbelly Corp. 0.1%
Value ($000) $3,903 Shares 317,351 Est. Cost $13.42 Unrealized
Guggenheim BulletShares Invest 0.1%
Value ($000) $3,891 Shares 187,983 Est. Cost $20.33 Unrealized
GSBD Goldman Sachs BDC Inc. 0.1%
Value ($000) $3,828 Shares 172,574 Est. Cost $20.50 Unrealized +8.3%
FS Investment Corp. 0.1%
Value ($000) $3,770 Shares 512,875 Est. Cost $10.18 Unrealized
Triangle Capital Corp. 0.1%
Value ($000) $3,683 Shares 388,135 Est. Cost $23.00 Unrealized
MAIN Main Street Capital Corp. 0.1%
Value ($000) $3,670 Shares 92,373 Est. Cost $29.72 Unrealized +35.6%
SPDW SPDR Portfolio World Ex US ETF 0.1%
Value ($000) $3,627 Shares 114,415 Est. Cost $31.70 Unrealized
XLE Energy Select Sector - SPDR 0.1%
Value ($000) $3,407 Shares 47,144 Est. Cost $70.21 Unrealized
IWD Russell 1000 Value Index - iSh 0.1%
Value ($000) $3,403 Shares 27,371 Est. Cost $123.59 Unrealized
REZ iShares Residential Real Estat 0.1%
Value ($000) $3,399 Shares 54,613 Est. Cost $63.38 Unrealized
Varex Imaging Corp 0.1%
Value ($000) $3,296 Shares 82,029 Est. Cost $34.06 Unrealized
GOOGL Alphabet Inc. - Class A 0.1%
Value ($000) $3,287 Shares 3,120 Est. Cost $31.95 Unrealized +60.4%
iShares iBonds Sep 2019 Amt Fr 0.1%
Value ($000) $3,124 Shares 123,389 Est. Cost $25.56 Unrealized
RBC RBC Bearings Incorporated 0.1%
Value ($000) $3,101 Shares 24,531 Est. Cost $77.58 Unrealized +61.7%
Medley Capital Corp. 0.1%
Value ($000) $3,063 Shares 586,714 Est. Cost $12.40 Unrealized
VCLT Vanguard Long Term Corporate B 0.1%
Value ($000) $3,035 Shares 31,692 Est. Cost $91.16 Unrealized
JBTM John Bean Technologies Corp. 0.1%
Value ($000) $2,989 Shares 26,977 Est. Cost $30.14 Unrealized +251.5%
FELE Franklin Electric Co. Inc. 0.1%
Value ($000) $2,969 Shares 64,685 Est. Cost $31.88 Unrealized +30.0%
HYG High Yield Corporate Bond Fund 0.0%
Value ($000) $2,457 Shares 28,158 Est. Cost $88.00 Unrealized
Barclays Capital High Yield Bo 0.0%
Value ($000) $2,455 Shares 66,866 Est. Cost $37.04 Unrealized
PFLT PennantPark Floating Rate Capi 0.0%
Value ($000) $2,361 Shares 172,085 Est. Cost $4.26 Unrealized +38.5%
XLB Materials Select Sector - SPDR 0.0%
Value ($000) $2,106 Shares 34,790 Est. Cost $54.27 Unrealized
SPTI SPDR Barclays Intermediate Ter 0.0%
Value ($000) $1,993 Shares 33,550 Est. Cost $60.00 Unrealized
Alcentra Capital Corporation 0.0%
Value ($000) $1,827 Shares 217,669 Est. Cost $12.33 Unrealized
CM Finance Inc. 0.0%
Value ($000) $1,627 Shares 199,633 Est. Cost $12.26 Unrealized
RMR RMR Group Inc 0.0%
Value ($000) $1,580 Shares 26,639 Est. Cost $30.12 Unrealized 0.0%
Oaktree Specialty Lending Corp 0.0%
Value ($000) $1,520 Shares 310,827 Est. Cost $4.89 Unrealized
BRK/A Berkshire Hathaway Inc. - Clas 0.0%
Value ($000) $1,488 Shares 5 Est. Cost $165023.42 Unrealized +72.6%
Solar Senior Capital Ltd. 0.0%
Value ($000) $1,411 Shares 79,450 Est. Cost $16.21 Unrealized
EXPO Exponent Inc. 0.0%
Value ($000) $1,383 Shares 19,453 Est. Cost $19.87 Unrealized +68.9%
iShares Muni Bond 2023 0.0%
Value ($000) $1,328 Shares 52,643 Est. Cost $25.51 Unrealized
IGSB iShares Barclays 1-3 Year Inve 0.0%
Value ($000) $1,320 Shares 12,628 Est. Cost $105.47 Unrealized
XLP Consumer Staples Select Sector 0.0%
Value ($000) $1,223 Shares 21,501 Est. Cost $48.25 Unrealized
Corporate Capital Trust Inc 0.0%
Value ($000) $1,222 Shares 76,470 Est. Cost $15.98 Unrealized
KCAP Financial Inc 0.0%
Value ($000) $1,161 Shares 340,472 Est. Cost $10.15 Unrealized
IT Gartner Inc 0.0%
Value ($000) $1,126 Shares 9,137 Est. Cost $116.06 Unrealized +4.6%
VNQ REIT Index - Vanguard 0.0%
Value ($000) $1,061 Shares 12,788 Est. Cost $79.52 Unrealized
iShares Gold Trust 0.0%
Value ($000) $1,054 Shares 84,245 Est. Cost $12.11 Unrealized
Capstead Mortgage Corp. 0.0%
Value ($000) $961 Shares 111,062 Est. Cost $11.54 Unrealized
FSP Franklin Street Properties Cor 0.0%
Value ($000) $859 Shares 80,000 Est. Cost $11.08 Unrealized
ALNT Allied Motion Technologies Inc 0.0%
Value ($000) $755 Shares 22,806 Est. Cost $19.77 Unrealized 0.0%
JPM JP Morgan Chase & Company 0.0%
Value ($000) $751 Shares 7,018 Est. Cost $69.14 Unrealized +17.6%
IVV S&P 500 Index Fund - iShares 0.0%
Value ($000) $745 Shares 2,771 Est. Cost $221.92 Unrealized
V Visa, Inc. - A 0.0%
Value ($000) $737 Shares 6,465 Est. Cost $77.15 Unrealized +35.3%
IVE S&P 500 Value Index - iShares 0.0%
Value ($000) $677 Shares 5,928 Est. Cost $94.26 Unrealized
IVW S&P 500 Growth Index - iShares 0.0%
Value ($000) $604 Shares 3,953 Est. Cost $130.29 Unrealized
IWN Russell 2000 Value Index - iSh 0.0%
Value ($000) $500 Shares 3,977 Est. Cost $94.41 Unrealized
EEMS iShares MSCI Emerging Markets 0.0%
Value ($000) $493 Shares 9,287 Est. Cost $50.45 Unrealized
KO The Coca-Cola Company 0.0%
Value ($000) $464 Shares 10,123 Est. Cost $33.25 Unrealized +7.2%
DLN WisdomTree LargeCap Dividend F 0.0%
Value ($000) $460 Shares 4,995 Est. Cost $77.32 Unrealized
SHM SPDR Nuveen Barclays Capital S 0.0%
Value ($000) $381 Shares 7,952 Est. Cost $48.64 Unrealized
AA Alcoa Corporation 0.0%
Value ($000) $376 Shares 6,989 Est. Cost $30.99 Unrealized +41.0%
EOG EOG Resources 0.0%
Value ($000) $363 Shares 3,361 Est. Cost $68.69 Unrealized +9.8%
IWO Russell 2000 Growth Index - iS 0.0%
Value ($000) $360 Shares 1,926 Est. Cost $139.91 Unrealized
FNV Franco-Nevada Corp. 0.0%
Value ($000) $343 Shares 4,287 Est. Cost $34.97 Unrealized +111.7%
AGG Barclays Aggregate Bond Fund - 0.0%
Value ($000) $338 Shares 3,091 Est. Cost $109.35 Unrealized
VTI Vanguard Total Stock Market 0.0%
Value ($000) $330 Shares 2,402 Est. Cost $117.78 Unrealized
Manatuck Hill Mariner Offshore 0.0%
Value ($000) $330 Shares 2,479 Est. Cost $153.85 Unrealized
ETFS Physical Platinum 0.0%
Value ($000) $329 Shares 3,718 Est. Cost $86.47 Unrealized
GAIN Gladstone Investment Corp. 0.0%
Value ($000) $328 Shares 29,360 Est. Cost $2.05 Unrealized +122.3%
RGLD Royal Gold, Inc. 0.0%
Value ($000) $326 Shares 3,975 Est. Cost $44.02 Unrealized +94.6%
KMPR Kemper Corp. 0.0%
Value ($000) $308 Shares 4,470 Est. Cost $45.62 Unrealized +41.4%
ABT Abbott Laboratories 0.0%
Value ($000) $305 Shares 5,338 Est. Cost $40.19 Unrealized +19.7%
WPM Wheaton Precious Metals Corp 0.0%
Value ($000) $298 Shares 13,483 Est. Cost $18.22 Unrealized +3.1%
USB US Bancorp 0.0%
Value ($000) $287 Shares 5,365 Est. Cost $37.25 Unrealized +4.8%
IJR S&P SmallCap 600 Index Fund - 0.0%
Value ($000) $279 Shares 3,627 Est. Cost $92.57 Unrealized
IDV Dow Jones U.S. Select Dividend 0.0%
Value ($000) $278 Shares 8,242 Est. Cost $29.90 Unrealized
VMC Vulcan Materials Co. 0.0%
Value ($000) $264 Shares 2,056 Est. Cost $92.59 Unrealized +22.8%
WFC Wells Fargo & Company 0.0%
Value ($000) $259 Shares 4,275 Est. Cost $40.17 Unrealized +12.2%
RSP Permian, Inc. 0.0%
Value ($000) $252 Shares 6,198 Est. Cost $34.53 Unrealized
Pioneer Natural Resources Co. 0.0%
Value ($000) $249 Shares 1,443 Est. Cost $128.43 Unrealized
Cimarex Energy Co. 0.0%
Value ($000) $249 Shares 2,040 Est. Cost $113.51 Unrealized
BAC Bank of America Corp. 0.0%
Value ($000) $244 Shares 8,275 Est. Cost $19.10 Unrealized +19.3%
COST Costco Wholesale Corporation 0.0%
Value ($000) $244 Shares 1,310 Est. Cost $154.45 Unrealized 0.0%
FLOT iShares Floating Rate Note Fun 0.0%
Value ($000) $242 Shares 4,755 Est. Cost $50.89 Unrealized
MINT Pimco Enhanced Short Maturity 0.0%
Value ($000) $241 Shares 2,375 Est. Cost $101.89 Unrealized
PCH Potlatch Corp. 0.0%
Value ($000) $239 Shares 4,798 Est. Cost $45.63 Unrealized
KMB Kimberly-Clark Corporation 0.0%
Value ($000) $234 Shares 1,938 Est. Cost $87.60 Unrealized 0.0%
Market Vectors Int Muni Index 0.0%
Value ($000) $228 Shares 9,466 Est. Cost $24.09 Unrealized
MDY SPDR S&P MidCap 400 ETF Trust 0.0%
Value ($000) $209 Shares 606 Est. Cost $312.94 Unrealized
LLY Eli Lilly & Co. 0.0%
Value ($000) $207 Shares 2,449 Est. Cost $69.54 Unrealized +8.3%
Sabina Gold & Silver Co NPV 0.0%
Value ($000) $202 Shares 111,764 Est. Cost $1.16 Unrealized
SLV Silver Trust - iShares 0.0%
Value ($000) $195 Shares 12,221 Est. Cost $17.28 Unrealized
SA Seabridge Gold Inc. 0.0%
Value ($000) $183 Shares 16,206 Est. Cost $10.69 Unrealized +10.8%
Harvest Capital Credit Corp 0.0%
Value ($000) $183 Shares 16,699 Est. Cost $13.89 Unrealized
Southwestern Energy Co. 0.0%
Value ($000) $176 Shares 31,558 Est. Cost $9.26 Unrealized
BIZD VanEck Vectors BDC Income ETF 0.0%
Value ($000) $175 Shares 10,517 Est. Cost $16.64 Unrealized
CCJ Cameco Corp. 0.0%
Value ($000) $141 Shares 15,295 Est. Cost $9.09 Unrealized -0.7%
Fortuna Silver Mines Inc 0.0%
Value ($000) $113 Shares 21,672 Est. Cost $5.20 Unrealized
AG First Majestic Silver Corp. 0.0%
Value ($000) $109 Shares 16,186 Est. Cost $8.59 Unrealized -20.7%
BSXGF Belo Sun Mining Corp Com NPV 0.0%
Value ($000) $72 Shares 226,104 Est. Cost $0.64 Unrealized -42.6%