Location: New York, NY
CIK: 0001581655 · Show all filings
Period: Q1 2020 (← Previous) (Next →)
Filing Date: Apr 9, 2020
Total Value: $481M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S AND P 500 ETF TR | 295,543 | $76.18M | 15.8% | $257.75 | $257.75 | — | TR UNIT | 78462F103 |
| AMZN | AMAZON COM INC | 38,353 | $74.78M | 15.5% | $1949.73 * | $96.79 | 0.0% | COM | 023135106 |
| — | SHOCKWAVE MED INC | 1,324,544 | $43.95M | 9.1% | $33.18 | $39.06 | — | COM | 82489T104 |
| — | IAC INTERACTIVECORP | 122,057 | $21.88M | 4.5% | $179.23 | $224.21 | — | COM | 44919P508 |
| — | TALLGRASS ENERGY LP | 1,250,300 | $20.58M | 4.3% | $16.46 | $16.46 | — | CLASS A SHS | 874696107 |
| — | ALLERGAN PLC | 104,055 | $18.43M | 3.8% | $177.10 | $173.23 | — | SHS | G0177J108 |
| — | MELLANOX TECHNOLOGIES LTD | 125,000 | $15.16M | 3.2% | $121.32 | $112.86 | — | SHS | M51363113 |
| — | TECH DATA CORP | 60,000 | $7.851M | 1.6% | $130.85 | $135.52 | — | COM | 878237106 |
| — | GENERAL ELECTRIC CO | 909,507 | $7.221M | 1.5% | $7.94 | $7.94 | — | COM | 369604103 |
| UBER | UBER TECHNOLOGIES INC | 237,744 | $6.638M | 1.4% | $27.92 * | $29.67 | +10.9% | COM | 90353T100 |
| — | FITBIT INC | 812,338 | $5.41M | 1.1% | $6.66 | $6.65 | — | CL A | 33812L102 |
| LBRDA | LIBERTY BROADBAND CORP | 48,925 | $5.235M | 1.1% | $107.00 * | $114.80 | 0.0% | COM SER A | 530307107 |
| — | GCI LIBERTY INC | 90,582 | $5.16M | 1.1% | $56.96 | $56.96 | — | COM CLASS A | 36164V305 |
| — | ACACIA COMMUNICATIONS INC | 72,226 | $4.852M | 1.0% | $67.18 | $66.02 | — | COM | 00401C108 |
| WTW | WILLIS TOWERS WATSON PLC LTD | 27,375 | $4.65M | 1.0% | $169.86 * | $181.50 | 0.0% | SHS | G96629103 |
| XLV | SELECT SECTOR SPDR TR | 50,123 | $4.44M | 0.9% | $88.58 | $88.58 | — | SBI HEALTHCARE | 81369Y209 |
| — | WRIGHT MED GROUP N V | 152,000 | $4.355M | 0.9% | $28.65 | $30.48 | — | ORD SHS | N96617118 |
| — | LIBERTY MEDIA CORP DEL | 121,057 | $3.836M | 0.8% | $31.69 | $35.56 | — | COM A SIRIUSXM | 531229409 |
| — | TIFFANY AND CO NEW | 29,470 | $3.816M | 0.8% | $129.49 | $129.49 | — | COM | 886547108 |
| LNC | LINCOLN NATL CORP IND | 128,103 | $3.372M | 0.7% | $26.32 * | $35.47 | 0.0% | COM | 534187109 |
| — | COLLIER CREEK HOLDINGS | 298,000 | $3.049M | 0.6% | $10.23 | $10.25 | — | COM CL A | G22707106 |
| — | NEBULA ACQUISITION CORP | 300,051 | $3.046M | 0.6% | $10.15 | $10.15 | — | COM CLASS A | 629076100 |
| — | HENNESSY CAP ACQUSTION CORP | 279,573 | $2.826M | 0.6% | $10.11 | $10.11 | — | CL A COM | 42589C104 |
| — | SCVX CORP | 270,000 | $2.692M | 0.6% | $9.97 | $9.97 | — | UNIT 99/99/9999 | G79448109 |
| BEP | BROOKFIELD RENEWABLE PARTNER | 62,841 | $2.67M | 0.6% | $42.49 | $42.49 | — | PARTNERSHIP UNIT | G16258108 |
| — | GORES METROPOULOS INC | 250,000 | $2.538M | 0.5% | $10.15 | $10.15 | — | COM CL A | 382872109 |
| — | APOLLO GLOBAL MGMT INC | 74,769 | $2.505M | 0.5% | $33.50 | $33.50 | — | COM CL A | 03768E105 |
| XLC | SELECT SECTOR SPDR TR | 54,332 | $2.404M | 0.5% | $44.25 | $48.00 | — | COMMUNICATION | 81369Y852 |
| F | FORD MTR CO DEL | 492,600 | $2.379M | 0.5% | $4.83 * | $5.69 | -0.7% | COM | 345370860 |
| VIRT | VIRTU FINL INC | 99,328 | $2.068M | 0.4% | $20.82 * | $18.47 | 0.0% | CL A | 928254101 |
| — | CYPRESS SEMICONDUCTOR CORP | 86,153 | $2.009M | 0.4% | $23.32 | $23.32 | — | COM | 232806109 |
| — | DFP HEALTHCARE ACQUISITNS CO | 200,100 | $1.985M | 0.4% | $9.92 | $9.92 | — | UNIT 03/31/2025 | 23343Q209 |
| — | VECTOIQ ACQUISITION CORP | 183,766 | $1.955M | 0.4% | $10.64 | $10.47 | — | COM | 92243N103 |
| — | DIAMOND EAGLE ACQUISITION CO | 150,000 | $1.95M | 0.4% | $13.00 | $13.00 | — | UNIT 06/30/2026 | 25258L208 |
| — | JUMEI INTL HLDG LTD | 100,000 | $1.848M | 0.4% | $18.48 | $18.48 | — | SPONSRED ADS NEW | 48138L206 |
| XLK | SELECT SECTOR SPDR TR | 22,850 | $1.836M | 0.4% | $80.35 | $80.35 | — | TECHNOLOGY | 81369Y803 |
| — | FAR PT ACQUISITION CORP | 180,119 | $1.823M | 0.4% | $10.12 | $10.22 | — | COM CL A | 30734W109 |
| LAKE | LAKELAND INDS INC | 112,496 | $1.744M | 0.4% | $15.50 * | $14.11 | 0.0% | COM | 511795106 |
| TMUS | T MOBILE US INC | 20,705 | $1.737M | 0.4% | $83.89 * | $81.74 | 0.0% | COM | 872590104 |
| — | POPE RES DEL LTD PARTNERSHIP | 20,000 | $1.716M | 0.4% | $85.80 | $85.80 | — | DEPOSITRY RCPT | 732857107 |
| — | FINJAN HLDGS INC | 1,618,621 | $1.619M | 0.3% | $1.00 | $1.83 | — | COM NEW | 31788H303 |
| — | BRISTOL-MYERS SQUIBB CO | 425,000 | $1.615M | 0.3% | $3.80 | $3.48 | — | RIGHT 99/99/9999 | 110122157 |
| — | EQM MIDSTREAM PARTNERS LP | 133,744 | $1.578M | 0.3% | $11.80 | $11.80 | — | UNIT LTD PARTN | 26885B100 |
| — | TAUBMAN CTRS INC | 37,600 | $1.575M | 0.3% | $41.89 | $41.89 | — | COM | 876664103 |
| — | GORES HLDGS IV INC | 150,000 | $1.511M | 0.3% | $10.07 | $10.07 | — | UNIT 02/01/2023 | 382865202 |
| — | MONOCLE ACQUISITION CORP | 150,000 | $1.508M | 0.3% | $10.05 | $10.14 | — | COM | 609754106 |
| — | DMY TECHNOLOGY GROUP INC | 150,000 | $1.475M | 0.3% | $9.83 | $9.83 | — | UNIT 99/99/9999 | 233253202 |
| — | APEX TECHNOLOGY ACQUISITION | 150,000 | $1.466M | 0.3% | $9.77 | $9.84 | — | COM CL A | 03768F102 |
| UUUU | ENERGY FUELS INC | 1,144,369 | $1.35M | 0.3% | $1.18 * | $1.40 | 0.0% | COM NEW | 292671708 |
| — | APARTMENT INVT AND MGMT CO | 38,195 | $1.343M | 0.3% | $35.16 | $35.16 | — | CL A | 03748R754 |
| CG | CARLYLE GROUP INC | 59,738 | $1.293M | 0.3% | $21.64 * | $23.69 | 0.0% | COM | 14316J108 |
| — | HOLLYFRONTIER CORP | 52,119 | $1.277M | 0.3% | $24.50 | $50.71 | — | COM | 436106108 |
| MPC | MARATHON PETE CORP | 52,644 | $1.243M | 0.3% | $23.61 * | $46.42 | -17.4% | COM | 56585A102 |
| — | FLYING EAGLE ACQUISITION COR | 120,000 | $1.196M | 0.2% | $9.97 | $9.97 | — | UNIT 99/99/9999 | 34407Y202 |
| UNM | UNUM GROUP | 79,616 | $1.195M | 0.2% | $15.01 * | $29.08 | -17.3% | COM | 91529Y106 |
| FANG | DIAMONDBACK ENERGY INC | 44,765 | $1.173M | 0.2% | $26.20 * | $49.28 | 0.0% | COM | 25278X109 |
| VLO | VALERO ENERGY CORP | 25,632 | $1.163M | 0.2% | $45.37 * | $57.18 | 0.0% | COM | 91913Y100 |
| TXT | TEXTRON INC | 43,523 | $1.161M | 0.2% | $26.68 * | $45.95 | -12.8% | COM | 883203101 |
| FLS | FLOWSERVE CORP | 48,148 | $1.15M | 0.2% | $23.88 * | $35.39 | 0.0% | COM | 34354P105 |
| — | NOBLE ENERGY INC | 189,271 | $1.143M | 0.2% | $6.04 | $6.04 | — | COM | 655044105 |
| PVH | PVH CORPORATION | 30,067 | $1.132M | 0.2% | $37.65 * | $78.73 | -3.8% | COM | 693656100 |
| OXY | OCCIDENTAL PETE CORP | 96,421 | $1.117M | 0.2% | $11.58 * | $30.84 | -2.5% | COM | 674599105 |
| — | ARCONIC INC | 69,196 | $1.111M | 0.2% | $16.06 | $16.06 | — | COM | 03965L100 |
| HAL | HALLIBURTON CO | 160,146 | $1.097M | 0.2% | $6.85 * | $15.83 | -1.3% | COM | 406216101 |
| — | CHURCHILL CAP CORP II | 108,997 | $1.085M | 0.2% | $9.95 | $9.95 | — | CL A | 17143G106 |
| IVZ | INVESCO LTD | 119,253 | $1.083M | 0.2% | $9.08 * | $12.93 | -9.5% | SHS | G491BT108 |
| CPRI | CAPRI HOLDINGS LIMITED | 99,520 | $1.074M | 0.2% | $10.79 * | $27.89 | -5.9% | SHS | G1890L107 |
| — | PIONEER NAT RES CO | 15,151 | $1.063M | 0.2% | $70.16 | $70.16 | — | COM | 723787107 |
| — | SPARTAN ENERGY ACQUISITION C | 100,000 | $1.05M | 0.2% | $10.50 | $10.20 | — | UNIT 99/99/9999 | 846784114 |
| CFG | CITIZENS FINANCIAL GROUP INC | 55,614 | $1.046M | 0.2% | $18.81 * | $25.07 | 0.0% | COM | 174610105 |
| — | DISCOVER FINL SVCS | 29,300 | $1.045M | 0.2% | $35.67 | $35.67 | — | COM | 254709108 |
| DVN | DEVON ENERGY CORP NEW | 151,007 | $1.043M | 0.2% | $6.91 * | $13.32 | -1.3% | COM | 25179M103 |
| DAL | DELTA AIR LINES INC DEL | 36,523 | $1.042M | 0.2% | $28.53 * | $48.02 | 0.0% | COM NEW | 247361702 |
| DRI | DARDEN RESTAURANTS INC | 19,054 | $1.038M | 0.2% | $54.48 * | $88.11 | -6.1% | COM | 237194105 |
| SYF | SYNCHRONY FINL | 64,053 | $1.031M | 0.2% | $16.10 * | $25.18 | 0.0% | COM | 87165B103 |
| FTI | TECHNIPFMC PLC | 151,869 | $1.024M | 0.2% | $6.74 * | $11.23 | -5.9% | COM | G87110105 |
| — | CF FIN ACQUISITION CORP | 99,280 | $1.022M | 0.2% | $10.29 | $10.23 | — | COM CL A | 12528N107 |
| PHM | PULTE GROUP INC | 45,791 | $1.022M | 0.2% | $22.32 * | $36.34 | 0.0% | COM | 745867101 |
| TPR | TAPESTRY INC | 78,196 | $1.013M | 0.2% | $12.95 * | $22.49 | -9.0% | COM | 876030107 |
| VTR | VENTAS INC | 37,429 | $1.003M | 0.2% | $26.80 * | $42.09 | -6.4% | COM | 92276F100 |
| NFIN | NETFIN ACQUISITION CORP | 101,550 | $1.002M | 0.2% | $9.87 | $9.87 | — | SHS CL A | G6455A107 |
| — | CHURCHILL CAP CORP III | 100,000 | $1M | 0.2% | $10.00 | $10.00 | — | UNIT 03/01/2027 | 17144C203 |
| — | FINTECH ACQUISITION CORP III | 100,000 | $999K | 0.2% | $9.99 | $10.13 | — | COM CL A | 31811A101 |
| AIG | AMERICAN INTL GROUP INC | 41,020 | $995K | 0.2% | $24.26 * | $36.75 | 0.0% | COM NEW | 026874784 |
| DXC | DXC TECHNOLOGY CO | 76,264 | $995K | 0.2% | $13.05 * | $31.48 | -17.5% | COM | 23355L106 |
| — | TRINE ACQUISITION CORP | 100,000 | $994K | 0.2% | $9.94 | $9.94 | — | COM CL A | 89628U108 |
| — | XERIS PHARMACEUTICALS INC | 505,317 | $985K | 0.2% | $1.95 | $1.95 | — | COM | 98422L107 |
| — | SL GREEN RLTY CORP | 22,773 | $982K | 0.2% | $43.12 | $43.12 | — | COM | 78440X101 |
| UAL | UNITED AIRLS HLDGS INC | 31,099 | $981K | 0.2% | $31.54 * | $69.13 | -4.3% | COM | 910047109 |
| EXPE | EXPEDIA GROUP INC | 17,433 | $981K | 0.2% | $56.27 * | $100.48 | -5.5% | COM NEW | 30212P303 |
| — | HAYMAKER ACQUISITION CORP II | 100,000 | $979K | 0.2% | $9.79 | $9.79 | — | COM CL A | 42087L101 |
| HP | HELMERICH AND PAYNE INC | 62,076 | $971K | 0.2% | $15.64 * | $40.11 | -12.2% | COM | 423452101 |
| MGM | MGM RESORTS INTERNATIONAL | 81,924 | $967K | 0.2% | $11.80 * | $25.54 | 0.0% | COM | 552953101 |
| OKE | ONEOK INC NEW | 44,233 | $965K | 0.2% | $21.82 * | $41.19 | 0.0% | COM | 682680103 |
| — | MARATHON OIL CORP | 292,856 | $963K | 0.2% | $3.29 | $3.76 | — | COM | 565849106 |
| ALK | ALASKA AIR GROUP INC | 33,376 | $950K | 0.2% | $28.46 * | $54.20 | 0.0% | COM | 011659109 |
| — | NATIONAL OILWELL VARCO INC | 93,828 | $922K | 0.2% | $9.83 | $9.83 | — | COM | 637071101 |
| GAP | GAP INC | 130,780 | $921K | 0.2% | $7.04 * | $12.57 | -2.8% | COM | 364760108 |
| RCL | ROYAL CARIBBEAN CRUISES LTD | 28,631 | $921K | 0.2% | $32.17 * | $89.00 | 0.0% | COM | V7780T103 |
| SPG | SIMON PPTY GROUP INC NEW | 16,648 | $913K | 0.2% | $54.84 * | $90.33 | -4.7% | COM | 828806109 |
| BFH | ALLIANCE DATA SYSTEMS CORP | 27,108 | $912K | 0.2% | $33.64 * | $64.35 | -4.6% | COM | 018581108 |
| KSS | KOHLS CORP | 62,255 | $908K | 0.2% | $14.59 * | $37.48 | 0.0% | COM | 500255104 |
| CEFS | EXCHANGE LISTED FDS TR | 59,417 | $907K | 0.2% | $15.26 | $15.26 | — | SABA INT RATE | 30151E806 |
| — | ARAVIVE INC | 155,193 | $894K | 0.2% | $5.76 | $10.95 | — | COM | 03890D108 |
| SLB | SCHLUMBERGER LTD | 65,688 | $886K | 0.2% | $13.49 * | $25.81 | -2.0% | COM | 806857108 |
| M | MACYS INC | 180,177 | $885K | 0.2% | $4.91 * | $13.68 | -0.9% | COM | 55616P104 |
| NCLH | NORWEGIAN CRUISE LINE HLDG L | 79,387 | $870K | 0.2% | $10.96 * | $40.21 | 0.0% | SHS | G66721104 |
| — | APACHE CORP | 205,047 | $857K | 0.2% | $4.18 | $5.31 | — | COM | 037411105 |
| — | NORDSTROM INC | 53,876 | $826K | 0.2% | $15.33 | $21.16 | — | COM | 655664100 |
| FNF | FIDELITY NATIONAL FINANCIAL | 31,544 | $785K | 0.2% | $24.89 * | $30.88 | -2.9% | FNF GROUP COM | 31620R303 |
| — | HOWARD HUGHES CORP | 15,200 | $768K | 0.2% | $50.53 | $50.53 | — | COM | 44267D107 |
| — | GRAF INDL CORP | 74,840 | $761K | 0.2% | $10.17 | $10.19 | — | COM | 384278107 |
| — | UNITED TECHNOLOGIES CORP | 7,778 | $734K | 0.2% | $94.37 | $149.75 | — | COM | 913017109 |
| MA | MASTERCARD INC | 2,642 | $638K | 0.1% | $241.48 * | $287.82 | 0.0% | CL A | 57636Q104 |
| LEN | LENNAR CORP | 15,079 | $576K | 0.1% | $38.20 * | $52.24 | 0.0% | CL A | 526057104 |
| FISV | FISERV INC | 5,961 | $566K | 0.1% | $94.95 * | $111.08 | 0.0% | COM | 337738108 |
| PG | PROCTER AND GAMBLE CO | 5,075 | $558K | 0.1% | $109.95 * | $103.83 | 0.0% | COM | 742718109 |
| SBUX | STARBUCKS CORP | 8,388 | $551K | 0.1% | $65.69 * | $71.00 | 0.0% | COM | 855244109 |
| BWA | BORGWARNER INC | 21,431 | $522K | 0.1% | $24.36 * | $26.41 | 0.0% | COM | 099724106 |
| — | EATON VANCE TX MGD DIV EQ IN | 55,256 | $515K | 0.1% | $9.32 | $9.32 | — | COM | 27828N102 |
| V | VISA INC | 3,161 | $509K | 0.1% | $161.02 * | $180.69 | 0.0% | COM CL A | 92826C839 |
| — | GLOBALSTAR INC | 1,698,530 | $500K | 0.1% | $0.29 | $0.95 | — | COM | 378973408 |
| — | RMG ACQUISITION CORP | 50,000 | $496K | 0.1% | $9.92 | $9.98 | — | CL A | 749641106 |
| KKR | KKR AND CO INC | 20,572 | $483K | 0.1% | $23.48 * | $27.09 | 0.0% | CL A | 48251W104 |
| MDT | MEDTRONIC PLC | 5,028 | $453K | 0.1% | $90.10 | $90.18 | 0.0% | SHS | G5960L103 |
| — | EATON VANCE TXMGD GL BUYWR O | 55,938 | $417K | 0.1% | $7.45 | $7.45 | — | COM | 27829C105 |
| — | ALLIANZGI NFJ DIVID INT AND PR | 43,407 | $417K | 0.1% | $9.61 | $9.61 | — | COM | 01883A107 |
| — | EATON VANCE TX ADV GLBL DIV | 34,525 | $413K | 0.1% | $11.96 | $11.96 | — | COM | 27828S101 |
| — | EATON VANCE TX MNG BY WRT OP | 31,883 | $385K | 0.1% | $12.08 | $12.08 | — | COM | 27828Y108 |
| LEN/B | LENNAR CORP | 13,257 | $383K | 0.1% | $28.89 * | $34.43 | +15.2% | CL B | 526057302 |
| TSLA | TESLA INC | 716 | $375K | 0.1% | $523.74 * | $41.46 | 0.0% | COM | 88160R101 |
| AMT | AMERICAN TOWER CORP NEW | 1,687 | $367K | 0.1% | $217.55 * | $197.22 | 0.0% | COM | 03027X100 |
| EQIX | EQUINIX INC | 560 | $350K | 0.1% | $625.00 * | $536.14 | 0.0% | COM | 29444U700 |
| — | BLACKROCK ENHANCED EQUITY DI | 52,175 | $341K | 0.1% | $6.54 | $6.54 | — | COM | 09251A104 |
| — | COHEN AND STEERS INFRASTRUCTUR | 17,926 | $338K | 0.1% | $18.86 | $18.86 | — | COM | 19248A109 |
| — | VIRTUS TOTAL RETURN FUND INC | 46,952 | $338K | 0.1% | $7.20 | $7.20 | — | COM | 92835W107 |
| GNW | GENWORTH FINL INC | 100,000 | $332K | 0.1% | $3.32 * | $4.15 | 0.0% | COM CL A | 37247D106 |
| GRWG | GROWGENERATION CORP | 87,155 | $332K | 0.1% | $3.81 * | $4.67 | 0.0% | COM | 39986L109 |
| — | CALAMOS GBL DYN INCOME FUND | 57,613 | $331K | 0.1% | $5.75 | $5.75 | — | COM | 12811L107 |
| — | EATON VANCE TAX-MANAGED GLOB | 51,376 | $328K | 0.1% | $6.38 | $6.38 | — | COM | 27829F108 |
| — | NUVEEN S AND P 500 BUY-WRITE INC | 32,182 | $325K | 0.1% | $10.10 | $10.10 | — | COM | 6706ER101 |
| — | CALAMOS STRATEGIC TOTL RETN | 32,872 | $321K | 0.1% | $9.77 | $9.77 | — | COM SH BEN INT | 128125101 |
| SPGI | S AND P GLOBAL INC | 1,230 | $301K | 0.1% | $244.72 * | $261.18 | 0.0% | COM | 78409V104 |
| — | BLACKROCK RES AND COMMODITIES | 59,133 | $298K | 0.1% | $5.04 | $5.04 | — | SHS | 09257A108 |
| KLAC | KLA CORPORATION | 1,949 | $280K | 0.1% | $143.66 * | $150.21 | 0.0% | COM NEW | 482480100 |
| NXDT | NEXPOINT STRATEGIC OPORTUNT | 33,241 | $275K | 0.1% | $8.27 | $8.27 | — | COM NEW | 65340G205 |
| — | AFFIMED N V | 172,402 | $272K | 0.1% | $1.58 | $2.74 | — | COM | N01045108 |
| — | CORBUS PHARMACEUTICALS HLDGS | 48,639 | $255K | 0.1% | $5.24 | $5.24 | — | COM | 21833P103 |
| XEL | XCEL ENERGY INC | 4,209 | $254K | 0.1% | $60.35 * | $54.26 | 0.0% | COM | 98389B100 |
| — | CHURCHILL CAP CORP II | 25,000 | $253K | 0.1% | $10.12 | $10.12 | — | UNIT 99/99/9999 | 17143G205 |
| FIS | FIDELITY NATL INFORMATION SV | 2,022 | $246K | 0.1% | $121.66 | $123.12 | 0.0% | COM | 31620M106 |
| EW | EDWARDS LIFESCIENCES CORP | 1,297 | $245K | 0.1% | $188.90 * | $78.09 | -7.6% | COM | 28176E108 |
| PLD | PROLOGIS INC. | 3,017 | $242K | 0.1% | $80.21 * | $74.10 | 0.0% | COM | 74340W103 |
| SHW | SHERWIN WILLIAMS CO | 478 | $220K | 0.0% | $460.25 * | $171.20 | 0.0% | COM | 824348106 |
| — | ENDURANCE INTL GROUP HLDGS I | 113,515 | $219K | 0.0% | $1.93 | $3.75 | — | COM | 29272B105 |
| WEC | WEC ENERGY GROUP INC | 2,408 | $212K | 0.0% | $88.04 * | $79.48 | 0.0% | COM | 92939U106 |
| — | CONDOR HOSPITALITY TR INC | 51,095 | $210K | 0.0% | $4.11 | $4.11 | — | COM NEW | 20676Y403 |
| — | ALLIANZGI CONV INCOME FD | 54,887 | $205K | 0.0% | $3.73 | $3.73 | — | COM | 018828103 |
| — | GAMCO GLOBAL GOLD NAT RES AND | 74,496 | $203K | 0.0% | $2.72 | $2.72 | — | COM SH BEN INT | 36465A109 |
| — | PIMCO ENRGY TACTICAL CR OPP | 34,914 | $187K | 0.0% | $5.36 | $11.68 | — | COM SHS BEN INT | 69346N107 |
| — | ABEONA THERAPEUTICS INC | 76,100 | $160K | 0.0% | $2.10 | $3.27 | — | COM | 00289Y107 |
| — | CORNERSTONE TOTAL RETURN FD | 19,016 | $151K | 0.0% | $7.94 | $7.94 | — | COM | 21924U300 |
| — | CRAFT BREW ALLIANCE INC | 10,000 | $149K | 0.0% | $14.90 | $14.90 | — | COM | 224122101 |
| — | KAYNE ANDERSON MDSTM ENERGY | 40,641 | $135K | 0.0% | $3.32 | $3.32 | — | COM | 48661E108 |
| — | CORNERSTONE STRATEGIC VALUE | 13,226 | $107K | 0.0% | $8.09 | $8.09 | — | COM | 21924B302 |
| — | LIBERTY ALL-STAR GROWTH FD I | 21,364 | $99,000 | 0.0% | $4.63 | $4.63 | — | COM | 529900102 |
| — | FIRST TR MLP AND ENERGY INCOME | 19,572 | $87,000 | 0.0% | $4.45 | $4.45 | — | COM | 33739B104 |
| — | CENTER COAST BRKFLD MLP ENRG | 87,651 | $82,000 | 0.0% | $0.94 | $0.94 | — | SHS BEN INT | 151461100 |
| — | EXTENDED STAY AMER INC | 11,161 | $82,000 | 0.0% | $7.35 | $7.35 | — | UNIT 99/99/9999B | 30224P200 |
| BRSL | INTERNATIONAL GAME TECHNOLOG | 13,624 | $81,000 | 0.0% | $5.95 * | $7.84 | 0.0% | SHS USD | G4863A108 |
| — | FIDUCIARY CLAYMORE ENGRY INF | 63,342 | $80,000 | 0.0% | $1.26 | $1.26 | — | COM | 31647Q106 |
| — | AKERNA CORP | 15,000 | $77,000 | 0.0% | $5.13 | $5.64 | — | COM | 00973W102 |
| — | NEUBERGER BERMAN MLP AND ENR | 38,382 | $73,000 | 0.0% | $1.90 | $1.90 | — | COM | 64129H104 |
| — | J ALEXANDERS HLDGS INC | 17,947 | $69,000 | 0.0% | $3.84 | $10.90 | — | COM | 46609J106 |
| — | NEPTUNE WELLNESS SOLUTIONS I | 54,500 | $64,000 | 0.0% | $1.17 | $3.88 | — | COM | 64079L105 |
| — | GOLDMAN SACHS MLP INC OPP FD | 55,329 | $64,000 | 0.0% | $1.16 | $1.16 | — | COM SHS | 38147W103 |
| — | PROPTECH ACQUISITION CORP | 177,800 | $62,000 | 0.0% | $0.35 | $0.35 | — | *W EXP 05/26/202 | 74349F119 |
| — | GOL LINHAS AEREAS INTLG S A | 13,700 | $58,000 | 0.0% | $4.23 | $4.23 | — | SPON ADR PFD NEW | 38045R206 |
| — | CLEARBRIDGE MLP AND MIDSTRM | 30,899 | $57,000 | 0.0% | $1.84 | $1.84 | — | COM | 184692101 |
| — | CLEARBRIDGE ENERGY MIDSTRM O | 41,964 | $55,000 | 0.0% | $1.31 | $1.31 | — | COM | 18469P100 |
| — | NUVEEN ENERGY MLP TOTL RTRNF | 37,789 | $54,000 | 0.0% | $1.43 | $1.43 | — | COM | 67074U103 |
| — | FINSERV ACQUISITION CORP | 96,496 | $53,000 | 0.0% | $0.55 | $0.76 | — | *W EXP 12/31/202 | 318085115 |
| — | DURECT CORP | 30,149 | $47,000 | 0.0% | $1.56 | $3.80 | — | COM | 266605104 |
| — | STABLE RD ACQUISITION CORP | 100,000 | $46,000 | 0.0% | $0.46 | $0.80 | — | *W EXP 05/15/202 | 85236Q117 |
| — | APEX TECHNOLOGY ACQUISITION | 50,000 | $45,000 | 0.0% | $0.90 | $1.26 | — | *W EXP 09/18/202 | 03768F110 |
| — | ALUSSA ENERGY ACQUISITION CO | 50,000 | $38,000 | 0.0% | $0.76 | $0.76 | — | *W EXP 10/31/202 | G0232J119 |
| — | DIAMOND OFFSHORE DRILLING IN | 19,995 | $37,000 | 0.0% | $1.85 | $1.85 | — | COM | 25271C102 |
| MTDR | MATADOR RES CO | 14,140 | $35,000 | 0.0% | $2.48 * | $10.99 | 0.0% | COM | 576485205 |
| — | ATLAS TECHNICAL CONSULTANTS | 50,000 | $34,000 | 0.0% | $0.68 | $0.68 | — | *W EXP 11/26/202 | 049430119 |
| — | APHRIA INC | 10,909 | $33,000 | 0.0% | $3.03 | $3.03 | — | COM | 03765K104 |
| — | AMPLITUDE HLTHCRE AQUSTIN CO | 51,000 | $33,000 | 0.0% | $0.65 | $0.65 | — | *W EXP 12/01/202 | 03212A113 |
| — | TORTOISE ENERGY INFRA CORP | 12,432 | $32,000 | 0.0% | $2.57 | $17.93 | — | COM | 89147L100 |
| — | NANTKWEST INC | 11,056 | $32,000 | 0.0% | $2.89 | $3.79 | — | COM | 63016Q102 |
| — | CHESAPEAKE ENERGY CORP | 186,288 | $32,000 | 0.0% | $0.17 | $0.17 | — | COM | 165167107 |
| WTI | W AND T OFFSHORE INC | 18,176 | $31,000 | 0.0% | $1.71 * | $3.41 | 0.0% | COM | 92922P106 |
| PTEN | PATTERSON UTI ENERGY INC | 13,262 | $31,000 | 0.0% | $2.34 * | $6.47 | 0.0% | COM | 703481101 |
| — | LANDCADIA HLDGS II INC | 69,000 | $28,000 | 0.0% | $0.41 | $0.70 | — | *W EXP 05/09/202 | 51476X113 |
| — | JUNIPER INDL HLDGS INC | 50,000 | $28,000 | 0.0% | $0.56 | $0.78 | — | *W EXP 11/13/202 | 48205G114 |
| — | NABORS INDUSTRIES LTD | 70,593 | $28,000 | 0.0% | $0.40 | $0.40 | — | SHS | G6359F103 |
| — | WEALTHBRIDGE ACQUISITION LTD | 220,919 | $28,000 | 0.0% | $0.13 | $0.08 | — | *W EXP 01/31/202 | G4887W128 |
| — | SOFTWARE ACQUISITION GROUP I | 50,000 | $26,000 | 0.0% | $0.52 | $0.52 | — | *W EXP 10/01/202 | 83406B119 |
| — | GROUPON INC | 26,573 | $26,000 | 0.0% | $0.98 | $0.98 | — | COM | 399473107 |
| — | MERIDA MERGER CORP I | 49,750 | $25,000 | 0.0% | $0.50 | $0.50 | — | *W EXP 11/07/202 | 58953M114 |
| — | CALLON PETE CO DEL | 46,340 | $25,000 | 0.0% | $0.54 | $0.54 | — | COM | 13123X102 |
| — | OASIS PETROLEUM INC | 71,427 | $25,000 | 0.0% | $0.35 | $0.35 | — | COM | 674215108 |
| — | AGILE THERAPEUTICS INC | 12,665 | $24,000 | 0.0% | $1.89 | $1.89 | — | COM | 00847L100 |
| RIG | TRANSOCEAN LTD | 20,583 | $24,000 | 0.0% | $1.17 * | $3.90 | 0.0% | REG SHS | H8817H100 |
| — | CLEARBRIDGE MLP AND MIDSTRM | 16,608 | $23,000 | 0.0% | $1.38 | $1.38 | — | COM | 18469Q108 |
| — | WHITING PETE CORP NEW | 34,066 | $23,000 | 0.0% | $0.68 | $0.68 | — | COM NEW | 966387409 |
| — | FUELCELL ENERGY INC | 15,465 | $23,000 | 0.0% | $1.49 | $1.49 | — | COM | 35952H601 |
| — | BLINK CHARGING CO | 37,407 | $22,000 | 0.0% | $0.59 | $0.35 | — | *W EXP 01/31/202 | 09354A118 |
| — | RMG ACQUISITION CORP | 33,333 | $21,000 | 0.0% | $0.63 | $0.60 | — | *W EXP 02/21/202 | 749641114 |
| — | NEXTIER OILFIELD SOLUTIONS | 18,176 | $21,000 | 0.0% | $1.16 | $6.69 | — | COM | 65290C105 |
| KOS | KOSMOS ENERGY LTD | 23,133 | $21,000 | 0.0% | $0.91 * | $5.90 | -33.7% | COM | 500688106 |
| SM | SM ENERGY CO | 16,563 | $20,000 | 0.0% | $1.21 * | $6.44 | 0.0% | COM | 78454L100 |
| — | LAREDO PETROLEUM INC | 49,112 | $19,000 | 0.0% | $0.39 | $0.39 | — | COM | 516806106 |
| — | TUPPERWARE BRANDS CORP | 12,029 | $19,000 | 0.0% | $1.58 | $1.58 | — | COM | 899896104 |
| VALPQ | VALARIS PLC | 42,645 | $19,000 | 0.0% | $0.45 | $0.45 | — | SHS CLASS A | G9402V109 |
| AR | ANTERO RESOURCES CORP | 26,921 | $19,000 | 0.0% | $0.71 * | $1.67 | 0.0% | COM | 03674X106 |
| — | CONTANGO OIL AND GAS CO | 12,495 | $19,000 | 0.0% | $1.52 | $3.66 | — | COM NEW | 21075N204 |
| SID | COMPANHIA SIDERURGICA NACION | 13,949 | $18,000 | 0.0% | $1.29 | $1.29 | — | SPONSORED ADR | 20440W105 |
| — | ENLINK MIDSTREAM LLC | 14,281 | $16,000 | 0.0% | $1.12 | $1.12 | — | COM UNIT REP LTD | 29336T100 |
| — | CENTENNIAL RESOURCE DEV INC | 56,909 | $15,000 | 0.0% | $0.26 | $0.26 | — | CL A | 15136A102 |
| — | DUFF AND PHELPS SLT ENGY AND M | 41,505 | $15,000 | 0.0% | $0.36 | $0.36 | — | COM | 26433F108 |
| — | SPARTAN ENERGY ACQUISITION C | 50,000 | $15,000 | 0.0% | $0.30 | $0.56 | — | *W EXP 08/27/202 | 846784122 |
| — | QEP RESOURCES INC | 42,718 | $14,000 | 0.0% | $0.33 | $0.33 | — | COM | 74733V100 |
| — | SERVICESOURCE INTL INC | 14,555 | $13,000 | 0.0% | $0.89 | $1.67 | — | COM | 81763U100 |
| — | MATINAS BIOPHARMA HLDGS INC | 20,299 | $12,000 | 0.0% | $0.59 | $2.27 | — | COM | 576810105 |
| — | OSPREY TECHNLGY AQUISTION CO | 20,000 | $11,000 | 0.0% | $0.55 | $0.80 | — | *W EXP 10/30/202 | 68839R120 |
| — | CHP MERGER CORP | 20,000 | $11,000 | 0.0% | $0.55 | $0.55 | — | *W EXP 11/22/202 | 12558Y114 |
| — | WASHINGTON PRIME GROUP NEW | 12,839 | $10,000 | 0.0% | $0.78 | $0.78 | — | COM | 93964W108 |
| — | UNIT CORPORATION | 36,685 | $10,000 | 0.0% | $0.27 | $0.48 | — | COM | 909218109 |
| — | LF CAP ACQUISITION CORP | 50,000 | $9,000 | 0.0% | $0.18 | $0.44 | — | *W EXP 06/22/202 | 50200K116 |
| — | ARTELO BIOSCIENCES INC | 14,100 | $1,000 | 0.0% | $0.07 | $0.57 | — | *W EXP 06/25/202 | 04301G128 |