Location: Lincolnshire, IL
CIK: 0001633910 · Show all filings
Period: Q3 2016 (← Previous) (Next →)
Filing Date: Oct 18, 2016
Total Value: $1.93B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| KEY | KEYCORP COM | 2,191 | $180M | 9.3% | $82180.28 * | $7.99 | +3.2% | COM | 493267108 |
| BAC | BANK OF AMERICA CORP COM | 2,254 | $144M | 7.5% | $63925.91 * | $13.15 | -3.2% | COM | 060505104 |
| — | GENERAL ELECTRIC CO COM | 2,412 | $81.46M | 4.2% | $33771.14 | $31.48 | — | COM | 369604103 |
| PFE | PFIZER INC COM | 2,389 | $70.56M | 3.7% | $29533.28 * | $21.05 | +1.9% | COM | 717081103 |
| CMS | CMS ENERGY CORP COM | 2,790 | $66.43M | 3.4% | $23810.39 * | $31.62 | +1.0% | COM | 125896100 |
| ABT | ABBOTT LABS COM | 2,784 | $65.85M | 3.4% | $23651.94 * | $34.43 | +3.6% | COM | 002824100 |
| MSFT | MICROSOFT CORP COM | 3,229 | $56.07M | 2.9% | $17365.75 * | $45.98 | +11.9% | COM | 594918104 |
| CSCO | CISCO SYSTEMS INC COM | 1,698 | $53.53M | 2.8% | $31525.91 * | $20.86 | +14.0% | COM | 17275R102 |
| INTC | INTEL CORP COM | 1,963 | $52.02M | 2.7% | $26499.24 * | $25.11 | +21.8% | COM | 458140100 |
| VZ | VERIZON COMMUNICATIONS COM | 2,361 | $45.42M | 2.4% | $19239.73 * | $31.47 | +1.3% | COM | 92343V104 |
| KO | COCA COLA CO COM | 1,877 | $44.38M | 2.3% | $23641.98 * | $30.99 | +2.1% | COM | 191216100 |
| TROW | PRICE T ROWE GROUP INC COM | 2,780 | $41.81M | 2.2% | $15038.49 * | $52.40 | -9.5% | COM | 74144T108 |
| ORCL | ORACLE CORP COM | 12,118 | $41.61M | 2.2% | $3433.73 * | $34.30 | -0.4% | COM | 68389X105 |
| — | NIELSEN HOLDINGS PLC COM | 1,984 | $37.04M | 1.9% | $18668.85 | $51.96 | — | SHS EUR | G6518L108 |
| PLD | PROLOGIS COM | 1,907 | $35.63M | 1.8% | $18681.17 * | $35.71 | +15.6% | COM | 74340W103 |
| CMCSA | COMCAST CORP COM CL A | 2,343 | $35.32M | 1.8% | $15076.40 * | $24.72 | +7.3% | CL A | 20030N101 |
| AAPL | APPLE INC COM | 3,930 | $34.77M | 1.8% | $8847.33 * | $24.05 | +7.8% | COM | 037833100 |
| JPM | JP MORGAN CHASE & CO COM | 2,176 | $32.68M | 1.7% | $15019.76 * | $44.69 | +16.2% | COM | 46625H100 |
| VFC | V F CORP COM | 1,734 | $30.95M | 1.6% | $17847.17 * | $59.14 | -10.8% | COM | 918204108 |
| ABBV | ABBVIE INC COM | 1,864 | $29.56M | 1.5% | $15859.98 * | $40.24 | +6.4% | COM | 00287Y109 |
| KR | KROGER CO COM | 873 | $29.45M | 1.5% | $33730.81 * | $29.55 | -17.1% | COM | 501044101 |
| BRK/B | BERKSHIRE HATHAWAY | 7,356 | $26.18M | 1.4% | $3559.00 * | $144.34 | +0.1% | CL B NEW | 084670702 |
| SBUX | STARBUCKS CORP COM | 1,413 | $26.11M | 1.4% | $18477.00 * | $46.45 | -4.3% | COM | 855244109 |
| EQR | EQUITY RESIDENTIAL COM | 1,621 | $25.21M | 1.3% | $15552.75 * | $46.36 | -0.6% | SH BEN INT | 29476L107 |
| BMY | BRISTOL-MYERS SQUIBB CM | 1,345 | $24.95M | 1.3% | $18547.96 * | $49.24 | -21.3% | COM | 110122108 |
| XOM | EXXON MOBIL CORPORATION COM | 2,177 | $24.94M | 1.3% | $11457.97 * | $57.08 | +1.3% | COM | 30231G102 |
| HAL | HALLIBURTON CO COM | 1,064 | $23.71M | 1.2% | $22281.95 * | $39.12 | -4.1% | COM | 406216101 |
| APH | AMPHENOL CORP CM NEW | 1,512 | $23.29M | 1.2% | $15406.08 * | $13.13 | +13.3% | CL A | 032095101 |
| DHR | DANAHER CORP DEL COM | 1,746 | $22.28M | 1.2% | $12760.60 * | $40.08 | +65.7% | COM | 235851102 |
| QCOM | QUALCOMM INC COM | 1,517 | $22.16M | 1.1% | $14605.80 * | $40.28 | +31.9% | COM | 747525103 |
| PEP | PEPSICO INC COM | 4,349 | $21.81M | 1.1% | $5015.18 * | $76.34 | +7.7% | COM | 713448108 |
| DVN | DEVON ENERGY CORPORATION COMMON | 960 | $21.77M | 1.1% | $22679.17 * | $23.84 | +30.4% | COM | 25179M103 |
| V | VISA INC | 9,727 | $21.18M | 1.1% | $2177.24 * | $68.72 | +12.8% | COM CL A | 92826C839 |
| MDT | MEDTRONIC PLC COM | 1,784 | $20.65M | 1.1% | $11576.79 * | $63.51 | +7.9% | SHS | G5960L103 |
| MMM | 3M CO COM | 3,492 | $19.82M | 1.0% | $5674.68 * | $102.46 | +5.5% | COM | 88579Y101 |
| JNJ | JOHNSON & JOHNSON | 5,677 | $19.59M | 1.0% | $3451.65 * | $84.90 | +7.7% | COM | 478160104 |
| WFC | WELLS FARGO & CO COM | 11,258 | $18.94M | 1.0% | $1682.36 * | $39.73 | -14.0% | COM | 949746101 |
| CVX | CHEVRON CORP COM | 1,912 | $18.58M | 1.0% | $9719.14 * | $66.76 | +3.9% | COM | 166764100 |
| SLB | SCHLUMBERGER LTD COM | 1,375 | $17.5M | 0.9% | $12724.36 * | $66.63 | -9.4% | COM | 806857108 |
| WM | WASTE MANAGEMENT INC COM | 1,094 | $17.16M | 0.9% | $15687.39 * | $50.66 | +6.7% | COM | 94106L109 |
| UNP | UNION PAC CORP COM | 6,204 | $16.9M | 0.9% | $2723.89 * | $69.47 | +14.4% | COM | 907818108 |
| META | FACEBOOK INC COM | 2,115 | $16.5M | 0.9% | $7799.53 * | $114.43 | +11.3% | CL A | 30303M102 |
| — | PRAXAIR INC CM | 1,890 | $15.64M | 0.8% | $8276.72 | $112.29 | — | COM | 74005P104 |
| CVS | CVS HEALTH CORPORATION COM | 1,361 | $15.3M | 0.8% | $11241.73 * | $66.15 | +1.1% | COM | 126650100 |
| — | BLACKROCK DEBT STRAT FD INC COM | 55 | $15.11M | 0.8% | $274727.27 | $3.46 | — | COM | 09255R103 |
| ECL | ECOLAB INC COM | 1,761 | $14.47M | 0.7% | $8216.92 * | $104.92 | +5.0% | COM | 278865100 |
| — | L BRANDS INC COM | 959 | $13.55M | 0.7% | $14134.52 | $67.04 | — | COM | 501797104 |
| HD | HOME DEPOT INC COM | 1,414 | $10.99M | 0.6% | $7775.11 * | $104.97 | -1.9% | COM | 437076102 |
| SDY | SPDR S&P HI YLD DIV ARISTOCRATS IDX | 808 | $9.578M | 0.5% | $11853.96 * | $81.30 | +3.8% | S&P DIVID ETF | 78464A763 |
| BWX | SPDR BARCLAYS INTERN TREASURY BD ET | 192 | $6.68M | 0.3% | $34791.67 * | $26.60 | +8.4% | BRCLYS INTL ETF | 78464A516 |
| — | MFS INTER INCOME TR SH BEN INT | 27 | $6.05M | 0.3% | $224074.07 | $224074.08 | — | SH BEN INT | 55273C107 |
| — | NY COMM CAP TR V 6.0% PFD 11-01-51 SER CONV | 300 | $6M | 0.3% | $20000.00 | $20000.00 | — | UNIT 11/01/2051 | 64944P307 |
| — | MFS CHARTER INCOME TR SH BEN INT | 46 | $5.375M | 0.3% | $116847.83 | $116847.83 | — | SH BEN INT | 552727109 |
| — | MFS MULTIMARKET INCOME TR SH BEN INT | 30 | $5.09M | 0.3% | $169666.67 | $169666.67 | — | SH BEN INT | 552737108 |
| SPYD | SPDR SERIES TRUST S&P HIGH DIVIDEND ETF | 171 | $4.997M | 0.3% | $29222.22 * | $32.49 | +5.7% | SP500 HIGH DIV | 78468R788 |
| — | ALLERGAN PLC COM | 1,128 | $4.9M | 0.3% | $4343.97 | $230.98 | — | SHS | G0177J108 |
| IYR | ISHARES US REAL ESTATE ETF | 366 | $4.543M | 0.2% | $12412.57 * | $78.38 | +2.9% | U.S. REAL ES ETF | 464287739 |
| — | PRUDENTIAL GLB SHT DUR HG YLD COM | 67 | $4.49M | 0.2% | $67014.93 | $67014.92 | — | COM | 74433A109 |
| ORLY | O'REILLY AUTOMOTIVE INC COM | 1,160 | $4.143M | 0.2% | $3571.55 * | $17.68 | +5.6% | COM | 67103H107 |
| SPMB | SPDR BARCLAYS MTG BACKED BOND ETF | 102 | $3.76M | 0.2% | $36862.75 * | $27.14 | +0.1% | BRC MTG BCKD BD | 78464A383 |
| BA | BOEING CO COM | 489 | $3.717M | 0.2% | $7601.23 * | $111.52 | +8.7% | COM | 097023105 |
| DE | DEERE & CO COM | 311 | $3.654M | 0.2% | $11749.20 * | $65.04 | +13.6% | COM | 244199105 |
| UPS | UNITED PARCEL SERVICE CL B | 399 | $3.65M | 0.2% | $9147.87 * | $70.53 | +10.0% | CL B | 911312106 |
| — | SPDR BARCLAYS HIGH YIELD BOND ETF | 124 | $3.402M | 0.2% | $27435.48 | $27435.48 | — | BRC HGH YLD BD | 78464A417 |
| IJS | ISHARES S&P SMALL-CAP 600 VALUE ETF | 378 | $3.031M | 0.2% | $8018.52 * | $57.37 | +8.8% | SP SMCP600VL ETF | 464287879 |
| — | POWERSHARES EMERGING MARKETS SOV DEB PORT | 33,306 | $3.008M | 0.2% | $90.31 | $28.04 | — | SOVEREIGN DEBT | 73936T573 |
| — | POWERSHARES FUNDAM HIGH YIELD CORP BOND PO | 56 | $3M | 0.2% | $53571.43 | $53571.43 | — | FDM HG YLD RAFI | 73936T557 |
| LLY | ELI LILLY & CO COM | 240 | $3M | 0.2% | $12500.00 * | $55.19 | +24.9% | COM | 532457108 |
| IJJ | ISHARES S&P MID-CAP 400 VALUE ETF | 395 | $2.972M | 0.2% | $7524.05 * | $62.92 | +5.7% | S&P MC 400VL ETF | 464287705 |
| LQD | ISHARES IBOXX $ INVMNT GRD CORP BD ETF | 338 | $2.75M | 0.1% | $8136.09 * | $119.93 | +2.7% | IBOXX INV CP ETF | 464287242 |
| LGLV | SPDR SERIES TRUST RUSSELL 1000 LOW VOL ETF | 213 | $2.688M | 0.1% | $12619.72 * | $77.70 | +2.3% | RUSS1000LOWVOL | 78468R804 |
| — | DISCOVER FINANCIAL S | 3,600 | $2.496M | 0.1% | $693.33 | $53.55 | — | COM | 254709108 |
| GOOGL | ALPHABET INC CL A | 2,200 | $2.437M | 0.1% | $1107.73 * | $36.66 | +8.8% | CAP STK CL A | 02079K305 |
| IYM | ISHARES US BASIC MATERIALS ETF | 188 | $2.39M | 0.1% | $12712.77 * | $76.31 | +3.5% | U.S. BAS MTL ETF | 464287838 |
| — | BLACKROCK FLOATING RT INC FD COM | 32 | $2.34M | 0.1% | $73125.00 | $73125.00 | — | COM | 09255X100 |
| AGG | ISHARES CORE US AGGREGATE BOND ETF | 251 | $2.24M | 0.1% | $8924.30 * | $112.44 | -0.0% | CORE US AGGBD ET | 464287226 |
| — | WALGREENS BOOTS ALLIANCE INC COM | 180 | $2.237M | 0.1% | $12427.78 | $76.19 | — | COM | 931427108 |
| GOOG | ALPHABET INC CLASS C | 1,870 | $2.232M | 0.1% | $1193.58 * | $35.61 | +8.3% | CAP STK CL C | 02079K107 |
| AMZN | AMAZON.COM INC COM | 1,864 | $2.227M | 0.1% | $1194.74 * | $35.31 | +18.6% | COM | 023135106 |
| AXP | AMERICAN EXPRESS CO | 1,531 | $2.14M | 0.1% | $1397.78 * | $63.80 | -12.0% | COM | 025816109 |
| IJK | ISHARES S&P MID-CAP 400 GROWTH ETF | 348 | $1.992M | 0.1% | $5724.14 * | $43.89 | -0.5% | S&P MC 400GR ETF | 464287606 |
| KMI | KINDER MORGAN INC COM | 44 | $1.944M | 0.1% | $44181.82 * | $10.91 | +30.9% | COM | 49456B101 |
| — | BLACKROCK FLT RT INCOME TRUST CLOSED-END FUND | 25 | $1.905M | 0.1% | $76200.00 | $76200.00 | — | COM | 091941104 |
| — | M D C HLDGS INC COM | 49 | $1.903M | 0.1% | $38836.73 | $38836.73 | — | COM | 552676108 |
| — | EATON VANCE SHRT DUR DIV INC COM | 25 | $1.855M | 0.1% | $74200.00 | $74200.00 | — | COM | 27828V104 |
| — | ARES DYNAMIC CR ALLOCATION FD COM | 26 | $1.79M | 0.1% | $68846.15 | $68846.16 | — | COM | 04014F102 |
| SPY | SPDR TR S&P 500 ETF TR | 367 | $1.7M | 0.1% | $4632.15 * | $207.49 | +4.2% | TR UNIT | 78462F103 |
| — | BROOKFIELD MORTGAGE OPP INC FD INC COM | 24 | $1.615M | 0.1% | $67291.67 | $67291.66 | — | COM | 112792106 |
| HYG | ISHARES IBOXX $ HI YIELD CORP BND ETF | 135 | $1.555M | 0.1% | $11518.52 * | $86.02 | +1.4% | IBOXX HI YD ETF | 464288513 |
| BK | BANK OF NEW YORK MELLON CORP COM | 62 | $1.555M | 0.1% | $25080.65 * | $29.75 | +5.2% | COM | 064058100 |
| — | FIRST TRUST SENIOR FLOATING RT INC FUND II | 20 | $1.505M | 0.1% | $75250.00 | $75250.00 | — | COM | 33733U108 |
| IWM | ISHARES RUSSELL 2000 ETF | 179 | $1.443M | 0.1% | $8061.45 * | $121.55 | +2.2% | RUSSELL 2000 ETF | 464287655 |
| DIS | WALT DISNEY CO COM | 129 | $1.398M | 0.1% | $10837.21 * | $81.30 | +6.0% | COM DISNEY | 254687106 |
| MDY | SPDR S&P MIDCAP 400 ETF TRUST | 392 | $1.389M | 0.1% | $3543.37 * | $267.28 | +5.6% | UTSER1 S&PDCRP | 78467Y107 |
| — | BARINGS GLBL SHORT DUR HGH YLD FD | 24 | $1.34M | 0.1% | $55833.33 | $55833.33 | — | COM | 06760L100 |
| — | ITC HOLDINGS CORP | 28,800 | $1.338M | 0.1% | $46.46 | $39.46 | — | COM | 465685105 |
| IJT | ISHARES S&P SMALL-CAP 600 GROWTH ETF | 166 | $1.215M | 0.1% | $7319.28 * | $67.49 | +1.6% | SP SMCP600GR ETF | 464287887 |
| KMX | CARMAX INC | 4,671 | $1.21M | 0.1% | $259.05 * | $51.65 | +3.3% | COM | 143130102 |
| — | TCF FINANCIAL CORPORATION CM | 17 | $1.2M | 0.1% | $70588.24 | $70588.23 | — | COM | 872275102 |
| — | FRANKLIN LTD DURTN INC TR REIT | 14 | $1.165M | 0.1% | $83214.29 | $83214.29 | — | COM | 35472T101 |
| IEF | ISHARES 7-10 YR TREASURY BND ETF | 124 | $1.113M | 0.1% | $8975.81 * | $112.07 | -0.2% | 7-10 Y TR BD ETF | 464287440 |
| TLT | ISHARES 20+ YR TREASURY BND ETF | 147 | $1.07M | 0.1% | $7278.91 * | $131.88 | +4.3% | 20 YR TR BD ETF | 464287432 |
| — | WELLS FARGO MULTI-SECTOR INCOME FUND | 13 | $1.06M | 0.1% | $81538.46 | $81538.46 | — | WF MLT SECTR INC | 94987D101 |
| — | AON PLC CLASS A ORD B5BT0K0 | 115 | $1.028M | 0.1% | $8939.13 | $91.70 | — | SHS CL A | G0408V102 |
| — | TEMPLETON GLOBAL INCOME FD INC COM | 6 | $1M | 0.1% | $166666.67 | $166666.67 | — | COM | 880198106 |
| — | DEUTSCHE MULTI-MARKET INCOME TRUST | 7 | $925K | 0.0% | $132142.86 | $132142.86 | — | SHS | 25160E102 |
| LOW | LOWES COMPANIES INC | 10,592 | $924K | 0.0% | $87.24 * | $49.18 | +23.6% | COM | 548661107 |
| — | WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC COM | 13 | $835K | 0.0% | $64230.77 | $64230.77 | — | COM | 957667108 |
| — | COOPER COMPANIES | 4,600 | $824K | 0.0% | $179.13 | $144.13 | — | COM NEW | 216648402 |
| MA | MASTERCARD INC | 8,090 | $823K | 0.0% | $101.73 * | $76.31 | +26.4% | CL A | 57636Q104 |
| CAG | CONAGRA FOODS INC COM | 35 | $764K | 0.0% | $21828.57 * | $25.65 | +2.3% | COM | 205887102 |
| PWR | QUANTA SERVICES INC COM | 21 | $756K | 0.0% | $36000.00 * | $26.55 | +3.4% | COM | 74762E102 |
| — | PRICELINE GROUP | 510 | $743K | 0.0% | $1456.86 | $1202.74 | — | COM NEW | 741503403 |
| — | UNILEVER PLC F | 11,668 | $723K | 0.0% | $61.96 | $35.35 | — | SPON ADR NEW | 904767704 |
| — | VANECK VECTORS HIGH YIELD MUNI INDX ETF | 22 | $700K | 0.0% | $31818.18 | $32.28 | — | HIGH YLD MUN ETF | 92189F361 |
| — | TIME WARNER INC | 8,750 | $696K | 0.0% | $79.54 | $84.69 | — | COM NEW | 887317303 |
| — | EXPRESS SCRIPTS HLDG | 9,710 | $684K | 0.0% | $70.44 | $84.65 | — | COM | 30219G108 |
| BIDU | BAIDU INC F | 3,615 | $658K | 0.0% | $182.02 | $218.55 | -16.7% | SPON ADR REP A | 056752108 |
| — | BLACKROCK INC | 1,750 | $634K | 0.0% | $362.29 | $357.71 | — | COM | 09247X101 |
| PM | PHILIP MORRIS INTL | 6,500 | $631K | 0.0% | $97.08 * | $50.41 | +21.0% | COM | 718172109 |
| EPD | ENTERPRISE PRODUCTS LP | 14,516 | $621K | 0.0% | $42.78 | $34.75 | — | COM | 293792107 |
| — | CERNER CORP | 10,000 | $617K | 0.0% | $61.70 | $52.90 | — | COM | 156782104 |
| — | MAGELLAN MIDSTREAM P LP | 7,098 | $612K | 0.0% | $86.22 | $78.54 | — | COM UNIT RP LP | 559080106 |
| VTR | VENTAS INC | 8,300 | $586K | 0.0% | $70.60 * | $40.14 | +18.1% | COM | 92276F100 |
| MUB | ISHARES NATIONAL MUNI BOND ETF | 58 | $515K | 0.0% | $8879.31 * | $113.31 | -0.5% | NATIONAL MUN ETF | 464288414 |
| TIP | ISHARES TIPS BOND ETF | 58 | $502K | 0.0% | $8655.17 * | $116.05 | +0.4% | TIPS BD ETF | 464287176 |
| GD | GENERAL DYNAMICS CO | 2,976 | $501K | 0.0% | $168.35 * | $107.16 | +18.1% | COM | 369550108 |
| ACN | ACCENTURE LTD ORD | 61 | $500K | 0.0% | $8196.72 * | $69.34 | +51.9% | SHS CLASS A | G1151C101 |
| — | BOTTOMLINE TECHNOLOGIES INC SENIOR NOTE CONVERTIBLE | 512 | $500K | 0.0% | $976.56 | $976.56 | — | NOTE 1.500%12/0 | 101388AA4 |
| UA | UNDER ARMOUR INC COM CL C | 16 | $493K | 0.0% | $30812.50 * | $36.11 | -6.2% | CL C | 904311206 |
| UAA | UNDER ARMOUR INC COM CLASS A | 18 | $490K | 0.0% | $27222.22 * | $40.40 | -4.2% | CL A | 904311107 |
| — | HCP INC REIT | 12,380 | $469K | 0.0% | $37.88 | $43.69 | — | COM | 40414L109 |
| NVS | NOVARTIS AG F | 4,856 | $453K | 0.0% | $93.29 * | $92.59 | -14.7% | SPONSORED ADR | 66987V109 |
| GWW | WW GRAINGER INC | 1,900 | $427K | 0.0% | $224.74 * | $204.21 | -4.5% | COM | 384802104 |
| — | INVENSENSE INC SENIOR NOTE CONVERTIBLE | 381 | $400K | 0.0% | $1049.87 | $1049.87 | — | NOTE 1.750%11/0 | 46123DAB2 |
| HDV | ISHARES CORE HIGH DIVIDEND ETF | 31 | $390K | 0.0% | $12580.65 * | $16.45 | -1.2% | CORE HIGH DV ETF | 46429B663 |
| PYPL | PAYPAL HOLDINGS INCO | 9,310 | $381K | 0.0% | $40.92 | $35.59 | +14.9% | COM | 70450Y103 |
| — | YY INC SENIOR NOTE CONVERTIBLE | 369 | $375K | 0.0% | $1016.26 | $1016.26 | — | NOTE 2.250% 4/0 | 98426TAB2 |
| — | INFINERA CORP SENIOR DEBENTURE CONVERTIBLE | 393 | $375K | 0.0% | $954.20 | $954.20 | — | DBCV 1.750% 6/0 | 45667GAB9 |
| IEI | ISHARES 3-7 YR TREASURY BND ETF | 47 | $372K | 0.0% | $7914.89 * | $126.63 | -0.1% | 3-7 YR TR BD ETF | 464288661 |
| — | TCP CAP CORP SENIOR NOTE CONVERTIBLE | 384 | $370K | 0.0% | $963.54 | $963.54 | — | NOTE 5.250%12/1 | 87238QAB9 |
| CMP | COMPASS MINERALS INT | 5,010 | $369K | 0.0% | $73.65 * | $60.85 | -8.4% | COM | 20451N101 |
| — | AKAMAI TECHNOLOGIES SENIOR DEBENTURE CONVERTIBLE | 351 | $360K | 0.0% | $1025.64 | $1025.64 | — | DBCV 2/1 | 00971TAG6 |
| CME | CME GROUP INC | 3,400 | $355K | 0.0% | $104.41 * | $54.29 | +35.5% | COM | 12572Q105 |
| — | CALAMP CORP SENIOR NOTE CONVERTIBLE | 323 | $350K | 0.0% | $1083.59 | $1083.59 | — | NOTE 1.625% 5/1 | 128126AB5 |
| — | JAZZ PHARMA PLC SR NOTE CONVERTIBLE LKD JAZZ | 354 | $350K | 0.0% | $988.70 | $988.70 | — | NOTE 1.875% 8/1 | 472145AB7 |
| — | ECHO GLOBAL LOGISTICS INC SENIOR NOTE CONVERTIBLE | 329 | $350K | 0.0% | $1063.83 | $1063.83 | — | NOTE 2.500% 5/0 | 27875TAA9 |
| — | BROCADE COMMUNICATION SYS INC SENIOR NOTE CONVERTIBLE | 345 | $350K | 0.0% | $1014.49 | $1014.49 | — | NOTE 1.375% 1/0 | 111621AQ1 |
| — | RESOURCE CAPITAL CORP SENIOR NOTE CONVERTIBLE | 347 | $350K | 0.0% | $1008.65 | $1008.65 | — | NOTE 8.000% 1/1 | 76120WAB0 |
| — | AMTRUST FINANCIAL SERVICES INC SR NOTE CLBL VAR CONVERTIBLE | 301 | $350K | 0.0% | $1162.79 | $1162.79 | — | NOTE 2.750%12/1 | 032359AG6 |
| — | APOLLO COMMERCIAL RL EST FIN SENIOR NOTE CONVERTIBLE | 361 | $350K | 0.0% | $969.53 | $969.53 | — | NOTE 5.500% 3/1 | 03762UAA3 |
| — | AMERICAN REALTY CAPITAL PROPTY SENIOR NOTE CONVERTIBLE | 349 | $350K | 0.0% | $1002.87 | $1002.87 | — | NOTE 3.000% 8/0 | 02917TAA2 |
| — | VERINT SYSTEMS INC SENIOR NOTE CONVERTIBLE | 331 | $350K | 0.0% | $1057.40 | $1057.40 | — | NOTE 1.500% 6/0 | 92343XAA8 |
| — | GLOBAL EAGLE ENTERTAINMENT INC SENIOR NOTE CLBL CONVERTIBLE | 292 | $350K | 0.0% | $1198.63 | $1198.63 | — | NOTE 2.750% 2/1 | 37951DAB8 |
| — | COLONY CAPITAL INC SENIOR NOTE CONVERTIBLE | 327 | $335K | 0.0% | $1024.46 | $1024.46 | — | NOTE 3.875% 1/1 | 19624RAB2 |
| — | HURON CONSULTING GROUP INC SENIOR NOTE CONVERTIBLE | 322 | $320K | 0.0% | $993.79 | $993.79 | — | NOTE 1.250%10/0 | 447462AB8 |
| — | BLACKSTONE MORTGAGE TRUST INC SENIOR NOTE CONVERTIBLE | 337 | $307K | 0.0% | $910.98 | $910.98 | — | NOTE 5.250%12/0 | 09257WAA8 |
| EBAY | EBAY INC | 9,310 | $306K | 0.0% | $32.87 * | $20.20 | +45.0% | COM | 278642103 |
| — | NUANCE COMMUNICATIONS INC SENIOR NOTE CLBL CONVERTIBLE | 301 | $300K | 0.0% | $996.68 | $996.68 | — | NOTE 2.750%11/0 | 67020YAF7 |
| — | MERITAGE HOMES CORP SENIOR NOTE CLBL CONVERTIBLE | 298 | $300K | 0.0% | $1006.71 | $1006.71 | — | NOTE 1.875% 9/1 | 59001AAR3 |
| — | GSV CAPITAL CORP SENIOR NOTE CONVERTIBLE | 237 | $258K | 0.0% | $1088.61 | $1088.61 | — | NOTE 5.250% 9/1 | 36191JAB7 |
| — | NOBLE CORP PLC ORD | 1 | $255K | 0.0% | $255000.00 | $255000.00 | — | SHS USD | G65431101 |
| — | JACOBS ENGINEERING GROUP INC COM | 12 | $234K | 0.0% | $19500.00 | $40.56 | — | COM | 469814107 |
| ALSN | ALLISON TRANSMISSION HOLDINGS COM | 6 | $219K | 0.0% | $36500.00 * | $24.27 | +1.9% | COM | 01973R101 |
| EEM | ISHARES MSCI EMERGING MKTS ETF | 7 | $211K | 0.0% | $30142.86 * | $33.58 | +11.5% | MSCI EMG MKT ETF | 464287234 |
| GM | GENERAL MOTORS COMPANY COM | 6 | $208K | 0.0% | $34666.67 * | $24.50 | +8.3% | COM | 37045V100 |
| WEC | WEC ENERGY GROUP INC COM | 12 | $207K | 0.0% | $17250.00 * | $46.15 | -3.7% | COM | 92939U106 |
| FTV | FORTIVE CORP COM | 10 | $203K | 0.0% | $20300.00 * | $30.87 | +0.1% | COM | 34959J108 |
| — | SAFEGUARD SCIENTIFICS INC SR DEBENTURE CLBL CONVERTIBLE | 203 | $200K | 0.0% | $985.22 | $985.22 | — | DBCV 5.250% 5/1 | 786449AK4 |