CIK: 0001580830 · Show all filings
Period: Q3 2016 (← Previous) (Next →)
Filing Date: Oct 24, 2016
Total Value ($000): $372,211 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| AAPL | APPLE INC | 189,853 | $21,463 | 5.8% | $24.31 | -0.3% | COM | 037833100 |
| PG | PROCTER AND GAMBLE CO | 134,256 | $12,049 | 3.2% | $61.04 | +10.6% | COM | 742718109 |
| QCOM | QUALCOMM INC | 168,978 | $11,575 | 3.1% | $38.42 | +22.1% | COM | 747525103 |
| WDC | WESTERN DIGITAL CORP | 184,278 | $10,775 | 2.9% | $29.28 | +13.1% | COM | 958102105 |
| MSFT | MICROSOFT CORP | 159,270 | $9,174 | 2.5% | $37.94 | +32.6% | COM | 594918104 |
| GIS | GENERAL MLS INC | 141,982 | $9,070 | 2.4% | $43.11 | +16.0% | COM | 370334104 |
| MCD | MCDONALDS CORP | 78,445 | $9,049 | 2.4% | $75.95 | +24.5% | COM | 580135101 |
| PFF | ISHARES TR | 221,273 | $8,740 | 2.3% | $39.47 | — | U.S. PFD STK ETF | 464288687 |
| CSCO | CISCO SYS INC | 271,443 | $8,610 | 2.3% | $17.36 | +32.9% | COM | 17275R102 |
| TOTL | SSGA ACTIVE ETF TR | 171,163 | $8,591 | 2.3% | $49.11 | — | SPDR TR TACTIC | 78467V848 |
| VZ | VERIZON COMMUNICATIONS INC | 163,660 | $8,507 | 2.3% | $28.45 | +15.7% | COM | 92343V104 |
| INTC | INTEL CORP | 213,830 | $8,072 | 2.2% | $26.31 | +8.8% | COM | 458140100 |
| — | UNITED TECHNOLOGIES CORP | 79,296 | $8,057 | 2.2% | $108.85 | — | COM | 913017109 |
| VCSH | VANGUARD SCOTTSDALE FDS | 97,868 | $7,883 | 2.1% | $79.95 | — | SHRT TRM CORP BD | 92206C409 |
| WFC | WELLS FARGO & CO NEW | 176,738 | $7,826 | 2.1% | $36.49 | +0.9% | COM | 949746101 |
| JNJ | JOHNSON & JOHNSON | 65,736 | $7,765 | 2.1% | $76.17 | +22.9% | COM | 478160104 |
| UPS | UNITED PARCEL SERVICE INC | 70,835 | $7,747 | 2.1% | $69.15 | +11.7% | CL B | 911312106 |
| LMT | LOCKHEED MARTIN CORP | 31,425 | $7,533 | 2.0% | $168.31 | +15.8% | COM | 539830109 |
| GILD | GILEAD SCIENCES INC | 94,436 | $7,472 | 2.0% | $54.75 | +5.5% | COM | 375558103 |
| AMGN | AMGEN INC | 43,812 | $7,308 | 2.0% | $104.37 | +22.4% | COM | 031162100 |
| F | FORD MTR CO DEL | 576,997 | $6,964 | 1.9% | $8.11 | -5.2% | COM PAR $0.01 | 345370860 |
| — | DOW CHEM CO | 133,907 | $6,940 | 1.9% | $51.47 | — | COM | 260543103 |
| IEF | ISHARES TR | 61,053 | $6,831 | 1.8% | $108.36 | — | 7-10 Y TR BD ETF | 464287440 |
| HD | HOME DEPOT INC | 52,410 | $6,744 | 1.8% | $83.95 | +26.7% | COM | 437076102 |
| SO | SOUTHERN CO | 125,450 | $6,436 | 1.7% | $32.52 | +9.5% | COM | 842587107 |
| TGT | TARGET CORP | 87,445 | $6,006 | 1.6% | $56.18 | -3.3% | COM | 87612E106 |
| ABBV | ABBVIE INC | 90,246 | $5,692 | 1.5% | $40.79 | +7.7% | COM | 00287Y109 |
| KO | COCA COLA CO | 130,606 | $5,527 | 1.5% | $31.43 | +3.6% | COM | 191216100 |
| — | TOTAL S A | 113,047 | $5,392 | 1.4% | $48.10 | — | SPONSORED ADR | 89151E109 |
| — | NORDSTROM INC | 96,678 | $5,016 | 1.3% | $51.88 | — | COM | 655664100 |
| — | POWERSHARES QQQ TRUST | 40,934 | $4,860 | 1.3% | $108.05 | — | UNIT SER 1 | 73935A104 |
| IDV | ISHARES TR | 147,765 | $4,430 | 1.2% | $28.63 | — | INTL SEL DIV ETF | 464288448 |
| CB | CHUBB LIMITED | 33,765 | $4,243 | 1.1% | $105.36 | +1.8% | COM | H1467J104 |
| META | FACEBOOK INC | 31,797 | $4,079 | 1.1% | $87.68 | +40.6% | CL A | 30303M102 |
| VLO | VALERO ENERGY CORP NEW | 76,914 | $4,076 | 1.1% | $36.73 | 0.0% | COM | 91913Y100 |
| DIS | DISNEY WALT CO | 42,663 | $3,962 | 1.1% | $97.04 | -8.4% | COM DISNEY | 254687106 |
| SPY | SPDR S&P 500 ETF TR | 16,752 | $3,624 | 1.0% | $211.03 | — | TR UNIT | 78462F103 |
| GOOGL | ALPHABET INC | 4,376 | $3,519 | 0.9% | $36.73 | +5.7% | CAP STK CL A | 02079K305 |
| AAL | AMERICAN AIRLS GROUP INC | 79,397 | $2,907 | 0.8% | $43.00 | -20.9% | COM | 02376R102 |
| — | GENERAL ELECTRIC CO | 97,241 | $2,880 | 0.8% | $27.44 | — | COM | 369604103 |
| VMC | VULCAN MATLS CO | 24,150 | $2,747 | 0.7% | $95.64 | +13.6% | COM | 929160109 |
| NFLX | NETFLIX INC | 23,953 | $2,361 | 0.6% | $9.98 | -4.4% | COM | 64110L106 |
| AMZN | AMAZON COM INC | 2,785 | $2,332 | 0.6% | $23.76 | +61.1% | COM | 023135106 |
| MBB | ISHARES TR | 20,190 | $2,223 | 0.6% | $109.03 | — | MBS ETF | 464288588 |
| NBIX | NEUROCRINE BIOSCIENCES INC | 36,000 | $1,823 | 0.5% | $35.77 | +39.2% | COM | 64125C109 |
| COST | COSTCO WHSL CORP NEW | 10,872 | $1,658 | 0.4% | $124.06 | +10.4% | COM | 22160K105 |
| WDAY | WORKDAY INC | 17,438 | $1,599 | 0.4% | $83.35 | 0.0% | CL A | 98138H101 |
| UNH | UNITEDHEALTH GROUP INC | 11,155 | $1,562 | 0.4% | $63.29 | +90.4% | COM | 91324P102 |
| — | PRICELINE GRP INC | 1,013 | $1,491 | 0.4% | $1176.70 | — | COM NEW | 741503403 |
| PFE | PFIZER INC | 43,964 | $1,489 | 0.4% | $20.65 | +7.8% | COM | 717081103 |
| ADBE | ADOBE SYS INC | 13,686 | $1,485 | 0.4% | $86.68 | +15.8% | COM | 00724F101 |
| IWB | ISHARES TR | 11,925 | $1,436 | 0.4% | $119.58 | — | RUS 1000 ETF | 464287622 |
| T | AT&T INC | 34,467 | $1,400 | 0.4% | $15.40 | +5.8% | COM | 00206R102 |
| EFA | ISHARES TR | 23,248 | $1,375 | 0.4% | $59.14 | — | MSCI EAFE ETF | 464287465 |
| ORCL | ORACLE CORP | 33,768 | $1,326 | 0.4% | $34.54 | +2.6% | COM | 68389X105 |
| VO | VANGUARD INDEX FDS | 9,976 | $1,291 | 0.3% | $128.24 | — | MID CAP ETF | 922908629 |
| TQQQ | PROSHARES TR | 9,963 | $1,281 | 0.3% | $128.58 | — | ULTRAPRO QQQ | 74347X831 |
| VIG | VANGUARD SPECIALIZED PORTFOL | 15,171 | $1,273 | 0.3% | $77.97 | — | DIV APP ETF | 921908844 |
| GOOG | ALPHABET INC | 1,621 | $1,260 | 0.3% | $35.61 | +5.8% | CAP STK CL C | 02079K107 |
| WMT | WAL-MART STORES INC | 14,564 | $1,050 | 0.3% | $19.01 | +8.4% | COM | 931142103 |
| — | FIREEYE INC | 70,527 | $1,039 | 0.3% | $33.07 | — | COM | 31816Q101 |
| JPM | JPMORGAN CHASE & CO | 15,505 | $1,032 | 0.3% | $42.75 | +18.9% | COM | 46625H100 |
| O | REALTY INCOME CORP | 15,300 | $1,024 | 0.3% | $31.38 | +35.0% | COM | 756109104 |
| IWM | ISHARES TR | 7,516 | $934 | 0.3% | $120.75 | — | RUSSELL 2000 ETF | 464287655 |
| SDY | SPDR SERIES TRUST | 10,986 | $927 | 0.2% | $78.18 | — | S&P DIVID ETF | 78464A763 |
| XOM | EXXON MOBIL CORP | 10,432 | $911 | 0.2% | $55.93 | +4.7% | COM | 30231G102 |
| SHW | SHERWIN WILLIAMS CO | 3,259 | $902 | 0.2% | $89.00 | 0.0% | COM | 824348106 |
| MMM | 3M CO | 5,086 | $896 | 0.2% | $85.92 | +27.1% | COM | 88579Y101 |
| BSV | VANGUARD BD INDEX FD INC | 10,888 | $880 | 0.2% | $80.82 | — | SHORT TRM BOND | 921937827 |
| MO | ALTRIA GROUP INC | 13,889 | $878 | 0.2% | $28.84 | +20.5% | COM | 02209S103 |
| — | CELGENE CORP | 8,383 | $876 | 0.2% | $113.08 | — | COM | 151020104 |
| SBUX | STARBUCKS CORP | 15,587 | $844 | 0.2% | $42.97 | +6.7% | COM | 855244109 |
| V | VISA INC | 10,190 | $843 | 0.2% | $65.22 | +15.0% | COM CL A | 92826C839 |
| — | WALGREENS BOOTS ALLIANCE INC | 10,130 | $817 | 0.2% | $76.77 | — | COM | 931427108 |
| — | BROADCOM LTD | 4,603 | $794 | 0.2% | $167.25 | — | SHS | Y09827109 |
| — | POWERSHARES ETF TRUST | 18,430 | $782 | 0.2% | $43.41 | — | DWA MOMENTUM PTF | 73935X153 |
| GS | GOLDMAN SACHS GROUP INC | 4,850 | $782 | 0.2% | $131.64 | +1.6% | COM | 38141G104 |
| GM | GENERAL MTRS CO | 24,285 | $772 | 0.2% | $25.19 | +2.6% | COM | 37045V100 |
| — | BARRACUDA NETWORKS INC | 30,000 | $764 | 0.2% | $29.66 | — | COM | 068323104 |
| LOW | LOWES COS INC | 10,432 | $753 | 0.2% | $39.59 | +65.2% | COM | 548661107 |
| FAS | DIREXION SHS ETF TR | 25,705 | $749 | 0.2% | $29.14 | — | DLY FIN BULL NEW | 25459Y694 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 4,719 | $682 | 0.2% | $140.93 | +3.8% | CL B NEW | 084670702 |
| BMY | BRISTOL MYERS SQUIBB CO | 12,321 | $664 | 0.2% | $43.51 | +6.1% | COM | 110122108 |
| NVO | NOVO-NORDISK A S | 15,799 | $657 | 0.2% | $53.60 | — | ADR | 670100205 |
| BAC | BANK AMER CORP | 40,980 | $641 | 0.2% | $12.25 | -1.5% | COM | 060505104 |
| ICE | INTERCONTINENTAL EXCHANGE IN | 2,355 | $634 | 0.2% | $44.26 | +9.4% | COM | 45866F104 |
| WELL | WELLTOWER INC | 8,235 | $616 | 0.2% | $49.66 | +8.7% | COM | 95040Q104 |
| — | HEALTHCARE TR AMER INC | 18,769 | $612 | 0.2% | $32.61 | — | CL A NEW | 42225P501 |
| ABT | ABBOTT LABS | 14,323 | $606 | 0.2% | $29.80 | +21.3% | COM | 002824100 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD | 13,135 | $604 | 0.2% | $45.98 | — | ADR | 881624209 |
| WT | WISDOMTREE INVTS INC | 56,865 | $585 | 0.2% | $11.92 | -12.6% | COM | 97717P104 |
| CVS | CVS HEALTH CORP | 6,547 | $583 | 0.2% | $76.73 | -7.6% | COM | 126650100 |
| KLAC | KLA-TENCOR CORP | 8,357 | $579 | 0.2% | $51.37 | +19.7% | COM | 482480100 |
| COP | CONOCOPHILLIPS | 12,357 | $537 | 0.1% | $31.13 | 0.0% | COM | 20825C104 |
| MCK | MCKESSON CORP | 3,192 | $532 | 0.1% | $173.09 | 0.0% | COM | 58155Q103 |
| VOD | VODAFONE GROUP PLC NEW | 17,700 | $516 | 0.1% | $29.15 | — | SPNSR ADR | 92857W308 |
| VTR | VENTAS INC | 7,159 | $506 | 0.1% | $40.78 | +18.5% | COM | 92276F100 |
| ITW | ILLINOIS TOOL WKS INC | 4,118 | $494 | 0.1% | $60.27 | +54.1% | COM | 452308109 |
| — | CIGNA CORPORATION | 3,606 | $470 | 0.1% | $87.48 | — | COM | 125509109 |
| CAT | CATERPILLAR INC DEL | 5,264 | $467 | 0.1% | $62.63 | +5.4% | COM | 149123101 |
| AKAM | AKAMAI TECHNOLOGIES INC | 8,756 | $464 | 0.1% | $61.24 | -12.6% | COM | 00971T101 |
| TBF | PROSHARES TR | 21,818 | $458 | 0.1% | $21.03 | — | SHRT 20+YR TRE | 74347X849 |
| MRK | MERCK & CO INC | 7,180 | $448 | 0.1% | $43.73 | 0.0% | COM | 58933Y105 |
| UAA | UNDER ARMOUR INC | 11,526 | $446 | 0.1% | $45.74 | -11.7% | CL A | 904311107 |
| IVZ | INVESCO LTD | 14,000 | $438 | 0.1% | $19.10 | 0.0% | SHS | G491BT108 |
| AGG | ISHARES TR | 3,888 | $437 | 0.1% | $112.55 | — | CORE US AGGBD ET | 464287226 |
| SPGI | S&P GLOBAL INC | 3,450 | $437 | 0.1% | $96.34 | +14.4% | COM | 78409V104 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 2 | $432 | 0.1% | $209431.30 | +4.7% | CL A | 084670108 |
| HON | HONEYWELL INTL INC | 3,708 | $432 | 0.1% | $63.88 | +34.7% | COM | 438516106 |
| — | TIME WARNER INC | 5,396 | $430 | 0.1% | $81.26 | — | COM NEW | 887317303 |
| HEDJ | WISDOMTREE TR | 7,872 | $423 | 0.1% | $60.19 | — | EUROPE HEDGED EQ | 97717X701 |
| FDX | FEDEX CORP | 2,401 | $419 | 0.1% | $140.93 | 0.0% | COM | 31428X106 |
| ES | EVERSOURCE ENERGY | 7,666 | $415 | 0.1% | $36.21 | +12.6% | COM | 30040W108 |
| ISRG | INTUITIVE SURGICAL INC | 569 | $412 | 0.1% | $45.13 | +69.7% | COM NEW | 46120E602 |
| PYPL | PAYPAL HLDGS INC | 9,988 | $409 | 0.1% | $35.84 | +7.0% | COM | 70450Y103 |
| EMR | EMERSON ELEC CO | 7,492 | $408 | 0.1% | $47.76 | -11.4% | COM | 291011104 |
| ESS | ESSEX PPTY TR INC | 1,728 | $385 | 0.1% | $147.77 | +12.6% | COM | 297178105 |
| ROST | ROSS STORES INC | 5,970 | $384 | 0.1% | $44.87 | +24.9% | COM | 778296103 |
| SHV | ISHARES TR | 3,393 | $375 | 0.1% | $110.52 | — | SHRT TRS BD ETF | 464288679 |
| TLT | ISHARES TR | 2,630 | $362 | 0.1% | $133.86 | — | 20 YR TR BD ETF | 464287432 |
| IBM | INTERNATIONAL BUSINESS MACHS | 2,264 | $360 | 0.1% | $101.76 | 0.0% | COM | 459200101 |
| — | AMERICA MOVIL SAB DE CV | 31,275 | $358 | 0.1% | $14.36 | — | SPON ADR L SHS | 02364W105 |
| — | AMERICA MOVIL SAB DE CV | 30,862 | $352 | 0.1% | $12.18 | — | SPON ADR A SHS | 02364W204 |
| MLAB | MESA LABS INC | 3,070 | $351 | 0.1% | $109.60 | 0.0% | COM | 59064R109 |
| CL | COLGATE PALMOLIVE CO | 4,706 | $349 | 0.1% | $52.42 | +13.3% | COM | 194162103 |
| AMT | AMERICAN TOWER CORP NEW | 3,056 | $346 | 0.1% | $85.42 | +5.8% | COM | 03027X100 |
| MCHI | ISHARES TR | 7,100 | $344 | 0.1% | $54.51 | — | CHINA ETF | 46429B671 |
| BUD | ANHEUSER BUSCH INBEV SA/NV | 2,600 | $342 | 0.1% | $125.63 | — | SPONSORED ADR | 03524A108 |
| AIG | AMERICAN INTL GROUP INC | 5,585 | $331 | 0.1% | $41.72 | +8.0% | COM NEW | 026874784 |
| ABM | ABM INDS INC | 8,328 | $331 | 0.1% | $25.64 | +22.9% | COM | 000957100 |
| SPG | SIMON PPTY GROUP INC NEW | 1,593 | $330 | 0.1% | $132.93 | 0.0% | COM | 828806109 |
| RCL | ROYAL CARIBBEAN CRUISES LTD | 4,400 | $330 | 0.1% | $63.35 | 0.0% | COM | V7780T103 |
| VUG | VANGUARD INDEX FDS | 2,933 | $329 | 0.1% | $106.51 | — | GROWTH ETF | 922908736 |
| UA | UNDER ARMOUR INC | 9,484 | $321 | 0.1% | $37.40 | -3.5% | CL C | 904311206 |
| BA | BOEING CO | 2,438 | $321 | 0.1% | $117.44 | +2.9% | COM | 097023105 |
| VGLT | VANGUARD SCOTTSDALE FDS | 3,800 | $321 | 0.1% | $76.05 | — | LONG-TERM GOV | 92206C847 |
| AFL | AFLAC INC | 4,450 | $320 | 0.1% | $24.61 | +18.8% | COM | 001055102 |
| DAL | DELTA AIR LINES INC DEL | 7,894 | $311 | 0.1% | $33.78 | 0.0% | COM NEW | 247361702 |
| PEP | PEPSICO INC | 2,819 | $307 | 0.1% | $71.76 | +13.0% | COM | 713448108 |
| SRE | SEMPRA ENERGY | 2,859 | $306 | 0.1% | $39.15 | +3.0% | COM | 816851109 |
| EPD | ENTERPRISE PRODS PARTNERS L | 10,920 | $302 | 0.1% | $27.66 | — | COM | 293792107 |
| USB | US BANCORP DEL | 6,945 | $298 | 0.1% | $27.00 | +11.0% | COM NEW | 902973304 |
| — | POWERSHARES ETF TR II | 6,953 | $288 | 0.1% | $38.37 | — | S&P500 LOW VOL | 73937B779 |
| CVX | CHEVRON CORP NEW | 2,733 | $281 | 0.1% | $65.18 | +5.1% | COM | 166764100 |
| BABA | ALIBABA GROUP HLDG LTD | 2,559 | $271 | 0.1% | $105.90 | — | SPONSORED ADS | 01609W102 |
| NEM | NEWMONT MINING CORP | 6,862 | $270 | 0.1% | $32.59 | 0.0% | COM | 651639106 |
| — | ENERGY TRANSFER PRTNRS L P | 7,167 | $265 | 0.1% | $36.98 | — | UNIT LTD PARTN | 29273R109 |
| VTI | VANGUARD INDEX FDS | 2,362 | $263 | 0.1% | $107.99 | — | TOTAL STK MKT | 922908769 |
| — | WESTERN REFNG INC | 9,893 | $262 | 0.1% | $26.48 | — | COM | 959319104 |
| CSX | CSX CORP | 8,591 | $262 | 0.1% | $8.29 | 0.0% | COM | 126408103 |
| C | CITIGROUP INC | 5,496 | $260 | 0.1% | $34.15 | 0.0% | COM NEW | 172967424 |
| — | HSBC HLDGS PLC | 10,068 | $258 | 0.1% | $25.60 | — | ADR A 1/40PF A | 404280604 |
| — | ACTIVISION BLIZZARD INC | 5,777 | $256 | 0.1% | $34.76 | — | COM | 00507V109 |
| OLP | ONE LIBERTY PPTYS INC | 10,500 | $254 | 0.1% | $24.40 | — | COM | 682406103 |
| CAJPY | CANON INC | 8,500 | $247 | 0.1% | $29.06 | — | SPONSORED ADR | 138006309 |
| MA | MASTERCARD INCORPORATED | 2,420 | $246 | 0.1% | $86.63 | +4.9% | CL A | 57636Q104 |
| PM | PHILIP MORRIS INTL INC | 2,475 | $241 | 0.1% | $50.96 | +22.2% | COM | 718172109 |
| — | TIER REIT INC | 15,286 | $236 | 0.1% | $15.44 | — | COM NEW | 88650V208 |
| — | BOFI HLDG INC | 10,500 | $235 | 0.1% | $22.38 | — | COM | 05566U108 |
| — | L BRANDS INC | 3,320 | $235 | 0.1% | $67.19 | — | COM | 501797104 |
| IGSB | ISHARES TR | 2,201 | $233 | 0.1% | $105.31 | — | 1-3 YR CR BD ETF | 464288646 |
| NVDA | NVIDIA CORP | 3,400 | $233 | 0.1% | $1.45 | 0.0% | COM | 67066G104 |
| TNA | DIREXION SHS ETF TR | 2,891 | $231 | 0.1% | $67.28 | — | DLY SMCAP BULL3X | 25459W847 |
| — | DU PONT E I DE NEMOURS & CO | 3,393 | $227 | 0.1% | $66.90 | — | COM | 263534109 |
| PEG | PUBLIC SVC ENTERPRISE GROUP | 5,397 | $226 | 0.1% | $31.86 | 0.0% | COM | 744573106 |
| — | HOSPITALITY PPTYS TR | 7,535 | $224 | 0.1% | $29.73 | — | COM SH BEN INT | 44106M102 |
| VTV | VANGUARD INDEX FDS | 2,561 | $223 | 0.1% | $82.96 | — | VALUE ETF | 922908744 |
| TAP | MOLSON COORS BREWING CO | 2,000 | $220 | 0.1% | $77.31 | +3.8% | CL B | 60871R209 |
| — | CENTURYLINK INC | 7,756 | $213 | 0.1% | $27.46 | — | COM | 156700106 |
| BIDU | BAIDU INC | 1,100 | $200 | 0.1% | $181.82 | — | SPON ADR REP A | 056752108 |
| — | GABELLI EQUITY TR INC | 28,536 | $161 | 0.0% | $5.50 | — | COM | 362397101 |
| XEVMX | EATON VANCE CALIF MUN BD FD | 10,000 | $136 | 0.0% | $13.60 | — | COM | 27828A100 |
| — | ANNALY CAP MGMT INC | 11,000 | $116 | 0.0% | $10.55 | — | COM | 035710409 |
| SAN | BANCO SANTANDER SA | 18,128 | $80 | 0.0% | $4.41 | — | ADR | 05964H105 |
| MTG | MGIC INVT CORP WIS | 10,000 | $80 | 0.0% | $9.15 | -18.7% | COM | 552848103 |
| — | CYMABAY THERAPEUTICS INC | 20,000 | $39 | 0.0% | $6.85 | — | COM | 23257D103 |
| — | CORMEDIX INC | 10,000 | $25 | 0.0% | $3.90 | — | COM | 21900C100 |