Location: New York, NY
CIK: 0001599330 · Show all filings
Period: Q3 2017 (← Previous) (Next →)
Filing Date: Nov 2, 2017
Total Value: $547M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SDY | SPDR SERIES TRUST | 1,780,213 | $163M | 29.7% | $91.33 | $66.57 | — | S&P DIVID ETF | 78464A763 |
| VIG | VANGUARD SPECIALIZED PORTFOL | 471,007 | $44.65M | 8.2% | $94.79 | $66.98 | — | DIV APP ETF | 921908844 |
| VYM | VANGUARD WHITEHALL FDS INC | 421,148 | $34.14M | 6.2% | $81.07 | $59.58 | — | HIGH DIV YLD | 921946406 |
| VO | VANGUARD INDEX FDS | 224,886 | $33.06M | 6.0% | $147.00 | $116.61 | — | MID CAP ETF | 922908629 |
| VTI | VANGUARD INDEX FDS | 165,703 | $21.46M | 3.9% | $129.52 | $104.91 | — | TOTAL STK MKT | 922908769 |
| — | EATON VANCE TAX ADVT DIV INC | 836,768 | $18.52M | 3.4% | $22.13 | $17.73 | — | COM | 27828G107 |
| IJK | ISHARES TR | 81,477 | $16.49M | 3.0% | $202.36 | $153.67 | — | S&P MC 400GR ETF | 464287606 |
| META | FACEBOOK INC | 86,462 | $14.77M | 2.7% | $170.87 * | $98.18 | +68.8% | CL A | 30303M102 |
| AAPL | APPLE INC | 95,128 | $14.66M | 2.7% | $154.12 * | $55.74 | -35.1% | COM | 037833100 |
| SPY | SPDR S&P 500 ETF TR | 53,423 | $13.42M | 2.5% | $251.22 | $176.46 | — | TR UNIT | 78462F103 |
| EL | LAUDER ESTEE COS INC | 78,496 | $8.465M | 1.5% | $107.84 * | $74.71 | +23.7% | CL A | 518439104 |
| JNJ | JOHNSON & JOHNSON | 43,334 | $5.634M | 1.0% | $130.01 * | $70.73 | +48.4% | COM | 478160104 |
| PG | PROCTER AND GAMBLE CO | 57,094 | $5.194M | 1.0% | $90.97 * | $65.07 | +12.2% | COM | 742718109 |
| — | IAC INTERACTIVECORP | 43,433 | $5.107M | 0.9% | $117.58 | $50.51 | — | COM | 44919P508 |
| DVY | ISHARES TR | 52,659 | $4.932M | 0.9% | $93.66 | $69.02 | — | SELECT DIVID ETF | 464287168 |
| VB | VANGUARD INDEX FDS | 25,820 | $3.649M | 0.7% | $141.32 | $123.72 | — | SMALL CP ETF | 922908751 |
| CVS | CVS HEALTH CORP | 44,229 | $3.597M | 0.7% | $81.33 * | $48.30 | +25.9% | COM | 126650100 |
| XOM | EXXON MOBIL CORP | 43,189 | $3.541M | 0.6% | $81.99 * | $77.81 | -30.2% | COM | 30231G102 |
| GOOGL | ALPHABET INC | 3,630 | $3.535M | 0.6% | $973.83 * | $37.16 | +26.7% | CAP STK CL A | 02079K305 |
| VWO | VANGUARD INTL EQUITY INDEX F | 77,492 | $3.376M | 0.6% | $43.57 | $34.46 | — | FTSE EMR MKT ETF | 922042858 |
| GOOG | ALPHABET INC | 3,441 | $3.3M | 0.6% | $959.02 * | $35.76 | +29.3% | CAP STK CL C | 02079K107 |
| VXUS | VANGUARD STAR FD | 59,410 | $3.251M | 0.6% | $54.72 | $46.28 | — | VG TL INTL STK F | 921909768 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 17,379 | $3.186M | 0.6% | $183.32 * | $105.28 | +67.9% | CL B NEW | 084670702 |
| T | AT&T INC | 79,628 | $3.119M | 0.6% | $39.17 * | $17.17 | -9.1% | COM | 00206R102 |
| — | GENERAL ELECTRIC CO | 106,943 | $2.586M | 0.5% | $24.18 | $25.02 | — | COM | 369604103 |
| MS | MORGAN STANLEY | 51,187 | $2.466M | 0.5% | $48.18 * | $19.16 | +89.3% | COM NEW | 617446448 |
| MSFT | MICROSOFT CORP | 32,887 | $2.45M | 0.4% | $74.50 * | $29.24 | +128.1% | COM | 594918104 |
| JPM | JPMORGAN CHASE & CO | 23,019 | $2.199M | 0.4% | $95.53 * | $44.20 | +66.7% | COM | 46625H100 |
| XLK | SELECT SECTOR SPDR TR | 37,098 | $2.193M | 0.4% | $59.11 | $46.86 | — | TECHNOLOGY | 81369Y803 |
| DIS | DISNEY WALT CO | 20,967 | $2.067M | 0.4% | $98.58 | $63.69 | +52.2% | COM DISNEY | 254687106 |
| — | CELGENE CORP | 14,162 | $2.065M | 0.4% | $145.81 | $88.74 | — | COM | 151020104 |
| IVV | ISHARES TR | 8,094 | $2.047M | 0.4% | $252.90 | $195.34 | — | CORE S&P500 ETF | 464287200 |
| AMZN | AMAZON COM INC | 2,011 | $1.933M | 0.4% | $961.21 * | $48.68 | +0.9% | COM | 023135106 |
| ROST | ROSS STORES INC | 26,755 | $1.728M | 0.3% | $64.59 * | $49.92 | +6.0% | COM | 778296103 |
| NFLX | NETFLIX INC | 9,457 | $1.715M | 0.3% | $181.35 * | $12.11 | +44.0% | COM | 64110L106 |
| VZ | VERIZON COMMUNICATIONS INC | 34,569 | $1.711M | 0.3% | $49.50 * | $32.77 | -7.8% | COM | 92343V104 |
| MMM | 3M CO | 8,129 | $1.706M | 0.3% | $209.87 * | $97.81 | +32.8% | COM | 88579Y101 |
| PEP | PEPSICO INC | 14,038 | $1.564M | 0.3% | $111.41 * | $67.43 | +32.6% | COM | 713448108 |
| VT | VANGUARD INTL EQUITY INDEX F | 21,646 | $1.531M | 0.3% | $70.73 | $60.37 | — | TT WRLD ST ETF | 922042742 |
| IBM | INTERNATIONAL BUSINESS MACHS | 10,331 | $1.499M | 0.3% | $145.10 * | $156.21 | -38.0% | COM | 459200101 |
| GS | GOLDMAN SACHS GROUP INC | 6,306 | $1.496M | 0.3% | $237.23 * | $140.91 | +33.4% | COM | 38141G104 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 20,930 | $1.487M | 0.3% | $71.05 | $70.60 | — | COM UNIT RP LP | 559080106 |
| HD | HOME DEPOT INC | 8,918 | $1.459M | 0.3% | $163.60 * | $68.88 | +81.7% | COM | 437076102 |
| EPD | ENTERPRISE PRODS PARTNERS L | 54,102 | $1.41M | 0.3% | $26.06 | $28.53 | — | COM | 293792107 |
| — | BLACKSTONE GROUP L P | 42,046 | $1.403M | 0.3% | $33.37 | $27.35 | — | COM UNIT LTD | 09253U108 |
| AGO | ASSURED GUARANTY LTD | 36,903 | $1.393M | 0.3% | $37.75 | $34.02 | +9.0% | COM | G0585R106 |
| WFC | WELLS FARGO CO NEW | 25,217 | $1.391M | 0.3% | $55.16 * | $36.76 | +14.6% | COM | 949746101 |
| REGN | REGENERON PHARMACEUTICALS | 3,000 | $1.341M | 0.2% | $447.00 * | $231.58 | +104.3% | COM | 75886F107 |
| PFE | PFIZER INC | 35,429 | $1.265M | 0.2% | $35.71 * | $20.91 | +6.4% | COM | 717081103 |
| CVX | CHEVRON CORP NEW | 10,687 | $1.256M | 0.2% | $117.53 * | $93.39 | -18.4% | COM | 166764100 |
| RITM | NEW RESIDENTIAL INVT CORP | 68,603 | $1.148M | 0.2% | $16.73 | $16.84 | — | COM NEW | 64828T201 |
| VGK | VANGUARD INTL EQUITY INDEX F | 19,638 | $1.146M | 0.2% | $58.36 | $58.36 | — | FTSE EUROPE ETF | 922042874 |
| ACRE | ARES COML REAL ESTATE CORP | 85,547 | $1.139M | 0.2% | $13.31 | $13.37 | — | COM | 04013V108 |
| MRK | MERCK & CO INC | 17,710 | $1.134M | 0.2% | $64.03 * | $38.86 | +20.2% | COM | 58933Y105 |
| MO | ALTRIA GROUP INC | 17,815 | $1.13M | 0.2% | $63.43 * | $25.24 | +43.0% | COM | 02209S103 |
| MPLX | MPLX LP | 30,000 | $1.05M | 0.2% | $35.00 | $34.47 | — | COM UNIT REP LTD | 55336V100 |
| — | FEDERAL REALTY INVT TR | 8,385 | $1.042M | 0.2% | $124.27 | $133.50 | — | SH BEN INT NEW | 313747206 |
| — | FORTRESS TRANS INFRST INVS L | 56,972 | $1.028M | 0.2% | $18.04 | $11.34 | — | COM REP LTD LIAB | 34960P101 |
| KO | COCA COLA CO | 22,582 | $1.016M | 0.2% | $44.99 * | $33.90 | +3.1% | COM | 191216100 |
| BA | BOEING CO | 3,991 | $1.015M | 0.2% | $254.32 * | $95.86 | +130.0% | COM | 097023105 |
| — | POWERSHARES QQQ TRUST | 6,929 | $1.008M | 0.2% | $145.48 | $83.68 | — | UNIT SER 1 | 73935A104 |
| LQDH | ISHARES U S ETF TR | 10,000 | $962K | 0.2% | $96.20 | $95.66 | — | INT RT HDG C B | 46431W705 |
| VOO | VANGUARD INDEX FDS | 4,156 | $959K | 0.2% | $230.75 | $197.91 | — | S&P 500 ETF SHS | 922908363 |
| ED | CONSOLIDATED EDISON INC | 11,432 | $922K | 0.2% | $80.65 * | $50.58 | +21.1% | COM | 209115104 |
| DEO | DIAGEO P L C | 6,745 | $891K | 0.2% | $132.10 | $116.67 | — | SPON ADR NEW | 25243Q205 |
| PM | PHILIP MORRIS INTL INC | 7,987 | $887K | 0.2% | $111.06 * | $70.95 | +6.0% | COM | 718172109 |
| CL | COLGATE PALMOLIVE CO | 12,092 | $881K | 0.2% | $72.86 * | $67.60 | -12.4% | COM | 194162103 |
| INTC | INTEL CORP | 22,092 | $841K | 0.2% | $38.07 * | $22.19 | +33.4% | COM | 458140100 |
| NEE | NEXTERA ENERGY INC | 5,736 | $841K | 0.2% | $146.62 * | $36.93 | -19.5% | COM | 65339F101 |
| BMY | BRISTOL MYERS SQUIBB CO | 13,000 | $829K | 0.2% | $63.77 * | $33.17 | +30.0% | COM | 110122108 |
| CNQ | CANADIAN NAT RES LTD | 24,000 | $804K | 0.1% | $33.50 * | $10.28 | +0.9% | COM | 136385101 |
| — | EATON VANCE TX ADV GLB DIV O | 32,561 | $800K | 0.1% | $24.57 | $24.20 | — | COM | 27828U106 |
| FE | FIRSTENERGY CORP | 25,667 | $791K | 0.1% | $30.82 * | $21.21 | +5.3% | COM | 337932107 |
| MCD | MCDONALDS CORP | 4,899 | $768K | 0.1% | $156.77 * | $80.90 | +59.0% | COM | 580135101 |
| BK | BANK NEW YORK MELLON CORP | 14,477 | $768K | 0.1% | $53.05 * | $26.34 | +58.8% | COM | 064058100 |
| — | CITRIX SYS INC | 10,000 | $768K | 0.1% | $76.80 | $63.80 | — | COM | 177376100 |
| AMT | AMERICAN TOWER CORP NEW | 5,610 | $767K | 0.1% | $136.72 * | $87.85 | +27.8% | COM | 03027X100 |
| BDX | BECTON DICKINSON & CO | 3,825 | $750K | 0.1% | $196.08 * | $78.58 | +117.7% | COM | 075887109 |
| KRE | SPDR SERIES TRUST | 13,200 | $749K | 0.1% | $56.74 | $37.65 | — | S&P REGL BKG | 78464A698 |
| IAT | ISHARES TR | 15,825 | $747K | 0.1% | $47.20 | $31.79 | — | US REGNL BKS ETF | 464288778 |
| — | TWITTER INC | 43,017 | $726K | 0.1% | $16.88 | $27.16 | — | COM | 90184L102 |
| — | SPDR SERIES TRUST | 19,000 | $709K | 0.1% | $37.32 | $36.24 | — | BLOOMBERG BRCLYS | 78464A417 |
| GLD | SPDR GOLD TRUST | 5,751 | $699K | 0.1% | $121.54 | $117.41 | — | GOLD SHS | 78463V107 |
| VBR | VANGUARD INDEX FDS | 5,408 | $691K | 0.1% | $127.77 | $85.83 | — | SM CP VAL ETF | 922908611 |
| — | UNILEVER N V | 11,482 | $678K | 0.1% | $59.05 | $38.55 | — | N Y SHS NEW | 904784709 |
| UNH | UNITEDHEALTH GROUP INC | 3,360 | $658K | 0.1% | $195.83 * | $83.84 | +101.5% | COM | 91324P102 |
| VBK | VANGUARD INDEX FDS | 4,182 | $638K | 0.1% | $152.56 | $128.22 | — | SML CP GRW ETF | 922908595 |
| C | CITIGROUP INC | 8,760 | $637K | 0.1% | $72.72 * | $35.28 | +47.1% | COM NEW | 172967424 |
| — | ALTABA INC | 9,600 | $636K | 0.1% | $66.25 | $54.48 | — | COM | 021346101 |
| AMGN | AMGEN INC | 3,378 | $630K | 0.1% | $186.50 * | $98.65 | +39.4% | COM | 031162100 |
| — | DOUBLELINE OPPORTUNISTIC CR | 25,917 | $623K | 0.1% | $24.04 | $25.83 | — | COM | 258623107 |
| UNP | UNION PAC CORP | 5,318 | $617K | 0.1% | $116.02 * | $71.86 | +24.0% | COM | 907818108 |
| AXP | AMERICAN EXPRESS CO | 6,798 | $615K | 0.1% | $90.47 * | $58.44 | +31.1% | COM | 025816109 |
| RF | REGIONS FINL CORP NEW | 39,840 | $607K | 0.1% | $15.24 * | $5.68 | +83.7% | COM | 7591EP100 |
| DVN | DEVON ENERGY CORP NEW | 16,239 | $596K | 0.1% | $36.70 * | $25.74 | -10.8% | COM | 25179M103 |
| CSCO | CISCO SYS INC | 17,431 | $586K | 0.1% | $33.62 * | $19.26 | +28.3% | COM | 17275R102 |
| — | GLOBAL X FDS | 60,000 | $568K | 0.1% | $9.47 | $7.97 | — | MSCI GREECE ETF | 37950E366 |
| EFA | ISHARES TR | 8,110 | $555K | 0.1% | $68.43 | $59.79 | — | MSCI EAFE ETF | 464287465 |
| IJT | ISHARES TR | 3,356 | $552K | 0.1% | $164.48 | $117.11 | — | S&P SML 600 GWT | 464287887 |
| BIV | VANGUARD BD INDEX FD INC | 5,900 | $499K | 0.1% | $84.58 | $85.21 | — | INTERMED TERM | 921937819 |
| BIDU | BAIDU INC | 2,001 | $496K | 0.1% | $247.88 | $227.89 | — | SPON ADR REP A | 056752108 |
| DLS | WISDOMTREE TR | 6,644 | $491K | 0.1% | $73.90 | $52.95 | — | INTL SMCAP DIV | 97717W760 |
| DG | DOLLAR GEN CORP NEW | 6,000 | $486K | 0.1% | $81.00 * | $56.86 | +18.3% | COM | 256677105 |
| MDY | SPDR S&P MIDCAP 400 ETF TR | 1,487 | $485K | 0.1% | $326.16 | $248.87 | — | UTSER1 S&PDCRP | 78467Y107 |
| AFL | AFLAC INC | 5,840 | $475K | 0.1% | $81.34 * | $53.10 | -37.6% | COM | 001055102 |
| STWD | STARWOOD PPTY TR INC | 21,160 | $460K | 0.1% | $21.74 | $22.59 | — | COM | 85571B105 |
| CMCSA | COMCAST CORP NEW | 11,755 | $452K | 0.1% | $38.45 * | $26.19 | +22.3% | CL A | 20030N101 |
| — | LENDINGCLUB CORP | 73,935 | $450K | 0.1% | $6.09 | $7.83 | — | COM | 52603A109 |
| IYM | ISHARES TR | 4,700 | $450K | 0.1% | $95.74 | $83.19 | — | U.S. BAS MTL ETF | 464287838 |
| IYW | ISHARES TR | 3,000 | $450K | 0.1% | $150.00 | $92.41 | — | U.S. TECH ETF | 464287721 |
| MDLZ | MONDELEZ INTL INC | 11,079 | $450K | 0.1% | $40.62 * | $28.32 | +22.5% | CL A | 609207105 |
| — | BLACKROCK INC | 1,000 | $447K | 0.1% | $447.00 | $447.00 | — | COM | 09247X101 |
| HON | HONEYWELL INTL INC | 3,144 | $446K | 0.1% | $141.86 * | $64.15 | +62.7% | COM | 438516106 |
| ADP | AUTOMATIC DATA PROCESSING IN | 4,010 | $438K | 0.1% | $109.23 * | $57.59 | +55.6% | COM | 053015103 |
| — | VMWARE INC | 4,000 | $437K | 0.1% | $109.25 | $82.29 | — | CL A COM | 928563402 |
| — | UNITED TECHNOLOGIES CORP | 3,760 | $436K | 0.1% | $115.96 | $102.08 | — | COM | 913017109 |
| MAR | MARRIOTT INTL INC NEW | 3,917 | $432K | 0.1% | $110.29 * | $50.17 | +91.4% | CL A | 571903202 |
| KMB | KIMBERLY CLARK CORP | 3,634 | $428K | 0.1% | $117.78 * | $81.74 | +11.3% | COM | 494368103 |
| IJH | ISHARES TR | 2,381 | $426K | 0.1% | $178.92 | $136.05 | — | CORE S&P MCP ETF | 464287507 |
| IWF | ISHARES TR | 3,367 | $421K | 0.1% | $125.04 | $97.01 | — | RUS 1000 GRW ETF | 464287614 |
| MGK | VANGUARD WORLD FD | 4,000 | $419K | 0.1% | $104.75 | $72.78 | — | MEGA GRWTH IND | 921910816 |
| V | VISA INC | 3,960 | $417K | 0.1% | $105.30 * | $59.87 | +59.9% | COM CL A | 92826C839 |
| IYJ | ISHARES TR | 3,000 | $416K | 0.1% | $138.67 | $126.22 | — | US INDUSTRIALS | 464287754 |
| ORCL | ORACLE CORP | 8,373 | $405K | 0.1% | $48.37 * | $33.45 | +31.4% | COM | 68389X105 |
| XLI | SELECT SECTOR SPDR TR | 5,585 | $397K | 0.1% | $71.08 | $55.40 | — | SBI INT-INDS | 81369Y704 |
| VEU | VANGUARD INTL EQUITY INDEX F | 7,502 | $395K | 0.1% | $52.65 | $43.74 | — | ALLWRLD EX US | 922042775 |
| EMR | EMERSON ELEC CO | 6,056 | $381K | 0.1% | $62.91 * | $48.60 | +1.3% | COM | 291011104 |
| IWB | ISHARES TR | 2,667 | $373K | 0.1% | $139.86 | $98.37 | — | RUS 1000 ETF | 464287622 |
| TRV | TRAVELERS COMPANIES INC | 3,023 | $370K | 0.1% | $122.39 * | $103.96 | 0.0% | COM | 89417E109 |
| VNQ | VANGUARD INDEX FDS | 4,435 | $369K | 0.1% | $83.20 | $73.64 | — | REIT ETF | 922908553 |
| BSV | VANGUARD BD INDEX FD INC | 4,626 | $369K | 0.1% | $79.77 | $79.79 | — | SHORT TRM BOND | 921937827 |
| — | RAYTHEON CO | 1,967 | $367K | 0.1% | $186.58 | $93.24 | — | COM NEW | 755111507 |
| WMT | WAL-MART STORES INC | 4,618 | $361K | 0.1% | $78.17 * | $34.83 | -34.2% | COM | 931142103 |
| ABBV | ABBVIE INC | 4,026 | $358K | 0.1% | $88.92 * | $32.82 | +63.5% | COM | 00287Y109 |
| — | MFA FINL INC | 39,800 | $349K | 0.1% | $8.77 | $8.09 | — | COM | 55272X102 |
| — | DOWDUPONT INC | 5,045 | $349K | 0.1% | $69.18 | $69.18 | — | COM | 26078J100 |
| PSX | PHILLIPS 66 | 3,774 | $346K | 0.1% | $91.68 * | $51.80 | +18.2% | COM | 718546104 |
| EBAY | EBAY INC | 8,840 | $340K | 0.1% | $38.46 * | $30.45 | +6.2% | COM | 278642103 |
| LQD | ISHARES TR | 2,782 | $337K | 0.1% | $121.14 | $120.63 | — | IBOXX INV CP ETF | 464287242 |
| — | POWERSHARES ETF TRUST | 6,730 | $336K | 0.1% | $49.93 | $41.65 | — | DYN BIOT & GEN | 73935X856 |
| ROBO | EXCHANGE TRADED CONCEPTS TR | 8,650 | $335K | 0.1% | $38.73 | $35.04 | — | ROBO GLB ETF | 301505707 |
| CB | CHUBB LIMITED | 2,304 | $328K | 0.1% | $142.36 * | $98.33 | +27.0% | COM | H1467J104 |
| — | ACELRX PHARMACEUTICALS INC | 70,660 | $325K | 0.1% | $4.60 | $6.28 | — | COM | 00444T100 |
| IWD | ISHARES TR | 2,723 | $323K | 0.1% | $118.62 | $102.13 | — | RUS 1000 VAL ETF | 464287598 |
| GIS | GENERAL MLS INC | 6,144 | $318K | 0.1% | $51.76 * | $37.04 | +9.9% | COM | 370334104 |
| ISRG | INTUITIVE SURGICAL INC | 300 | $314K | 0.1% | $1046.67 * | $465.43 | -76.6% | COM NEW | 46120E602 |
| PNC | PNC FINL SVCS GROUP INC | 2,297 | $310K | 0.1% | $134.96 * | $61.84 | +56.3% | COM | 693475105 |
| — | ISHARES GOLD TRUST | 25,000 | $308K | 0.1% | $12.32 | $11.88 | — | ISHARES | 464285105 |
| KHC | KRAFT HEINZ CO | 3,829 | $297K | 0.1% | $77.57 * | $48.94 | +15.3% | COM | 500754106 |
| IJS | ISHARES TR | 2,000 | $297K | 0.1% | $148.50 | $140.00 | — | SP SMCP600VL ETF | 464287879 |
| — | PRAXAIR INC | 2,029 | $284K | 0.1% | $139.97 | $112.99 | — | COM | 74005P104 |
| LLY | LILLY ELI & CO | 3,314 | $283K | 0.1% | $85.40 * | $54.14 | +33.2% | COM | 532457108 |
| IWO | ISHARES TR | 1,584 | $283K | 0.1% | $178.66 | $150.24 | — | RUS 2000 GRW ETF | 464287648 |
| EW | EDWARDS LIFESCIENCES CORP | 2,589 | $283K | 0.1% | $109.31 * | $38.14 | 0.0% | COM | 28176E108 |
| EEM | ISHARES TR | 6,156 | $276K | 0.1% | $44.83 | $41.42 | — | MSCI EMG MKT ETF | 464287234 |
| XLY | SELECT SECTOR SPDR TR | 3,010 | $271K | 0.0% | $90.03 | $75.74 | — | SBI CONS DISCR | 81369Y407 |
| USB | US BANCORP DEL | 5,022 | $269K | 0.0% | $53.56 * | $31.25 | +20.8% | COM NEW | 902973304 |
| COST | COSTCO WHSL CORP NEW | 1,637 | $269K | 0.0% | $164.32 * | $98.82 | +41.8% | COM | 22160K105 |
| ASH | ASHLAND GLOBAL HLDGS INC | 4,000 | $262K | 0.0% | $65.50 * | $49.37 | +12.5% | COM | 044186104 |
| FDX | FEDEX CORP | 1,155 | $261K | 0.0% | $225.97 * | $184.90 | 0.0% | COM | 31428X106 |
| VVV | VALVOLINE INC | 10,981 | $258K | 0.0% | $23.50 * | $23.16 | -3.1% | COM | 92047W101 |
| BAC | BANK AMER CORP | 10,053 | $255K | 0.0% | $25.37 * | $12.02 | +66.0% | COM | 060505104 |
| WPC | W P CAREY INC | 3,758 | $253K | 0.0% | $67.32 | $62.27 | — | COM | 92936U109 |
| AOS | SMITH A O | 4,250 | $253K | 0.0% | $59.53 * | $27.68 | +75.0% | COM | 831865209 |
| — | XILINX INC | 3,500 | $248K | 0.0% | $70.86 | $35.88 | — | COM | 983919101 |
| AGZD | WISDOMTREE TR | 5,000 | $240K | 0.0% | $48.00 | $47.89 | — | BRCLYS INTRT HED | 97717W380 |
| XLE | SELECT SECTOR SPDR TR | 3,418 | $234K | 0.0% | $68.46 | $71.33 | — | ENERGY | 81369Y506 |
| LMT | LOCKHEED MARTIN CORP | 747 | $232K | 0.0% | $310.58 * | $218.34 | +9.3% | COM | 539830109 |
| XLP | SELECT SECTOR SPDR TR | 4,236 | $229K | 0.0% | $54.06 | $49.92 | — | SBI CONS STPLS | 81369Y308 |
| EZM | WISDOMTREE TR | 6,000 | $223K | 0.0% | $37.17 | $55.22 | — | US MIDCP EARNING | 97717W570 |
| — | AON PLC | 1,522 | $222K | 0.0% | $145.86 | $132.72 | — | SHS CL A | G0408V102 |
| DXCM | DEXCOM INC | 4,500 | $220K | 0.0% | $48.89 * | $18.47 | -4.3% | COM | 252131107 |
| BF/B | BROWN FORMAN CORP | 4,000 | $217K | 0.0% | $54.25 * | $34.76 | 0.0% | CL B | 115637209 |
| — | AVANGRID INC | 4,478 | $212K | 0.0% | $47.34 | $47.34 | — | COM | 05351W103 |
| SBUX | STARBUCKS CORP | 3,929 | $211K | 0.0% | $53.70 * | $36.17 | +27.8% | COM | 855244109 |
| — | TIME WARNER INC | 2,034 | $208K | 0.0% | $102.26 | $100.39 | — | COM NEW | 887317303 |
| HNNA | HENNESSY ADVISORS INC | 13,500 | $208K | 0.0% | $15.41 | $11.34 | +36.2% | COM | 425885100 |
| NSC | NORFOLK SOUTHERN CORP | 1,552 | $205K | 0.0% | $132.09 * | $102.71 | 0.0% | COM | 655844108 |
| VCR | VANGUARD WORLD FDS | 1,400 | $201K | 0.0% | $143.57 | $143.57 | — | CONSUM DIS ETF | 92204A108 |
| IIPR | INNOVATIVE INDL PPTYS INC | 10,000 | $187K | 0.0% | $18.70 | $18.17 | — | COM | 45781V101 |
| ARCC | ARES CAP CORP | 10,000 | $164K | 0.0% | $16.40 * | $7.28 | 0.0% | COM | 04010L103 |
| — | BLACKROCK MUNI N Y INTER DUR | 10,000 | $140K | 0.0% | $14.00 | $14.00 | — | COM | 09255F109 |
| — | SIRIUS XM HLDGS INC | 14,994 | $83,000 | 0.0% | $5.54 | $3.51 | — | COM | 82968B103 |
| — | THESTREET INC | 51,119 | $55,000 | 0.0% | $1.08 | $0.80 | — | COM | 88368Q103 |
| — | CHESAPEAKE ENERGY CORP | 11,314 | $49,000 | 0.0% | $4.33 | $15.22 | — | COM | 165167107 |
| BONTQ | BON-TON STORES INC | 72,628 | $31,000 | 0.0% | $0.43 * | $0.58 | 0.0% | COM | 09776J101 |
| — | NAVIOS MARITIME ACQUIS CORP | 24,640 | $30,000 | 0.0% | $1.22 | $1.58 | — | SHS | Y62159101 |