Empirical Financial Services, LLC d.b.a. Empirical Wealth Management Diversified Active

CIK: 0001510434 · Show all filings

Period: Q1 2018 (← Previous) (Next →)

Filing Date: May 14, 2018

Total Value ($000): $506,019 (100.0% shares, 0.0% debt)

Holdings (171)

VCSH VANGUARD SCOTTSDALE FDS 20.1%
Value ($000) $101,466 Shares 1,293,710 Est. Cost $79.23 Unrealized
VCIT VANGUARD SCOTTSDALE FDS 12.3%
Value ($000) $62,212 Shares 733,284 Est. Cost $83.95 Unrealized
VTIP VANGUARD MALVERN FDS 8.7%
Value ($000) $44,133 Shares 902,321 Est. Cost $48.84 Unrealized
SHY ISHARES TR 6.1%
Value ($000) $30,735 Shares 367,823 Est. Cost $84.57 Unrealized
IEMG ISHARES INC 5.3%
Value ($000) $26,597 Shares 455,422 Est. Cost $46.35 Unrealized
SJNK SPDR SER TR 4.4%
Value ($000) $22,065 Shares 806,158 Est. Cost $28.05 Unrealized
VNQ VANGUARD INDEX FDS 2.3%
Value ($000) $11,695 Shares 154,969 Est. Cost $71.52 Unrealized
VV VANGUARD INDEX FDS 2.0%
Value ($000) $9,938 Shares 81,990 Est. Cost $73.64 Unrealized
SCHX SCHWAB STRATEGIC TR 1.9%
Value ($000) $9,526 Shares 151,020 Est. Cost $40.28 Unrealized
HYMB SPDR SERIES TRUST 1.8%
Value ($000) $8,880 Shares 159,319 Est. Cost $55.99 Unrealized
SHM SPDR SER TR 1.7%
Value ($000) $8,523 Shares 178,239 Est. Cost $48.12 Unrealized
EMB ISHARES TR 1.3%
Value ($000) $6,520 Shares 57,791 Est. Cost $110.32 Unrealized
MSFT MICROSOFT CORP 1.1%
Value ($000) $5,690 Shares 62,338 Est. Cost $47.56 Unrealized +77.3%
USB US BANCORP DEL 1.1%
Value ($000) $5,400 Shares 106,922 Est. Cost $38.86 Unrealized +2.7%
VTI VANGUARD INDEX FDS 1.0%
Value ($000) $5,255 Shares 38,719 Est. Cost $87.38 Unrealized
MUB ISHARES TR 1.0%
Value ($000) $5,221 Shares 47,927 Est. Cost $107.33 Unrealized
FPE FIRST TR EXCHANGE-TRADED FD 1.0%
Value ($000) $5,105 Shares 262,322 Est. Cost $19.83 Unrealized
SCHZ SCHWAB STRATEGIC TR 1.0%
Value ($000) $4,911 Shares 96,255 Est. Cost $51.08 Unrealized
VEA VANGUARD TAX MANAGED INTL FD 0.8%
Value ($000) $4,252 Shares 96,094 Est. Cost $38.24 Unrealized
AAPL APPLE INC 0.8%
Value ($000) $3,951 Shares 23,550 Est. Cost $27.39 Unrealized +47.6%
AMZN AMAZON COM INC 0.8%
Value ($000) $3,856 Shares 2,664 Est. Cost $43.42 Unrealized +64.7%
SPY SPDR S&P 500 ETF TR 0.7%
Value ($000) $3,478 Shares 13,216 Est. Cost $237.97 Unrealized
ISHARES INC 0.6%
Value ($000) $3,061 Shares 87,173 Est. Cost $30.58 Unrealized
TIP ISHARES TR 0.6%
Value ($000) $2,971 Shares 26,280 Est. Cost $112.06 Unrealized
PG PROCTER AND GAMBLE CO 0.6%
Value ($000) $2,930 Shares 36,960 Est. Cost $69.28 Unrealized -2.0%
VYM VANGUARD WHITEHALL FDS INC 0.5%
Value ($000) $2,727 Shares 33,055 Est. Cost $69.71 Unrealized
VANECK VECTORS ETF TR 0.5%
Value ($000) $2,618 Shares 84,468 Est. Cost $30.80 Unrealized
SCHE SCHWAB STRATEGIC TR 0.5%
Value ($000) $2,475 Shares 86,251 Est. Cost $23.28 Unrealized
IVV ISHARES TR 0.5%
Value ($000) $2,376 Shares 8,955 Est. Cost $238.49 Unrealized
VNQI VANGUARD INTL EQUITY INDEX F 0.4%
Value ($000) $2,142 Shares 35,159 Est. Cost $53.55 Unrealized
INTC INTEL CORP 0.4%
Value ($000) $1,964 Shares 37,719 Est. Cost $26.49 Unrealized +51.2%
COMT ISHARES US ETF TR 0.4%
Value ($000) $1,875 Shares 50,774 Est. Cost $32.85 Unrealized
TDY TELEDYNE TECHNOLOGIES INC 0.4%
Value ($000) $1,865 Shares 9,966 Est. Cost $188.96 Unrealized 0.0%
POWERSHARES QQQ TRUST 0.4%
Value ($000) $1,857 Shares 11,598 Est. Cost $137.95 Unrealized
SCHP SCHWAB STRATEGIC TR 0.4%
Value ($000) $1,832 Shares 33,377 Est. Cost $53.96 Unrealized
SCZ ISHARES TR 0.4%
Value ($000) $1,829 Shares 28,056 Est. Cost $51.24 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.4%
Value ($000) $1,822 Shares 86,239 Est. Cost $20.96 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.4%
Value ($000) $1,799 Shares 85,764 Est. Cost $20.79 Unrealized
DWX SPDR INDEX SHS FDS 0.4%
Value ($000) $1,786 Shares 44,569 Est. Cost $38.68 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.4%
Value ($000) $1,777 Shares 84,386 Est. Cost $20.86 Unrealized
DLS WISDOMTREE TR 0.3%
Value ($000) $1,766 Shares 23,108 Est. Cost $67.44 Unrealized
IWC ISHARES TR 0.3%
Value ($000) $1,737 Shares 18,089 Est. Cost $85.05 Unrealized
CAC CAMDEN NATL CORP 0.3%
Value ($000) $1,737 Shares 39,039 Est. Cost $21.32 Unrealized +50.0%
BA BOEING CO 0.3%
Value ($000) $1,696 Shares 5,173 Est. Cost $195.30 Unrealized +65.3%
VTV VANGUARD INDEX FDS 0.3%
Value ($000) $1,656 Shares 16,054 Est. Cost $82.84 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.3%
Value ($000) $1,558 Shares 75,017 Est. Cost $21.04 Unrealized
RWR SPDR SERIES TRUST 0.3%
Value ($000) $1,542 Shares 17,904 Est. Cost $83.11 Unrealized
SBUX STARBUCKS CORP 0.3%
Value ($000) $1,465 Shares 25,300 Est. Cost $44.28 Unrealized +10.0%
DES WISDOMTREE TR 0.3%
Value ($000) $1,443 Shares 52,650 Est. Cost $42.47 Unrealized
CVX CHEVRON CORP NEW 0.3%
Value ($000) $1,427 Shares 12,509 Est. Cost $70.60 Unrealized +20.4%
MCHP MICROCHIP TECHNOLOGY INC 0.3%
Value ($000) $1,408 Shares 15,415 Est. Cost $35.91 Unrealized +10.8%
VT VANGUARD INTL EQUITY INDEX F 0.3%
Value ($000) $1,399 Shares 18,994 Est. Cost $61.74 Unrealized
PS BUSINESS PKS INC CALIF 0.3%
Value ($000) $1,395 Shares 12,345 Est. Cost $113.00 Unrealized
META FACEBOOK INC 0.2%
Value ($000) $1,203 Shares 7,531 Est. Cost $152.02 Unrealized +17.3%
CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $1,193 Shares 58,501 Est. Cost $20.68 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $1,187 Shares 58,541 Est. Cost $20.28 Unrealized
FEM FIRST TR EXCH TRD ALPHA FD I 0.2%
Value ($000) $1,035 Shares 35,346 Est. Cost $24.31 Unrealized
VANECK VECTORS ETF TR 0.2%
Value ($000) $995 Shares 42,306 Est. Cost $24.85 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $967 Shares 39,749 Est. Cost $24.97 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $944 Shares 37,581 Est. Cost $25.61 Unrealized
DEM WISDOMTREE TR 0.2%
Value ($000) $934 Shares 19,525 Est. Cost $41.83 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $930 Shares 38,217 Est. Cost $24.54 Unrealized
NKE NIKE INC 0.2%
Value ($000) $924 Shares 13,908 Est. Cost $49.20 Unrealized +21.2%
COST COSTCO WHSL CORP NEW 0.2%
Value ($000) $919 Shares 4,878 Est. Cost $133.74 Unrealized +26.6%
CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $906 Shares 36,777 Est. Cost $23.93 Unrealized
SPSB SPDR SERIES TRUST 0.2%
Value ($000) $893 Shares 29,565 Est. Cost $30.53 Unrealized
VUG VANGUARD INDEX FDS 0.2%
Value ($000) $892 Shares 6,285 Est. Cost $127.73 Unrealized
IEFA ISHARES TR 0.2%
Value ($000) $889 Shares 13,491 Est. Cost $57.05 Unrealized
CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $888 Shares 36,245 Est. Cost $25.20 Unrealized
BRK/B BERKSHIRE HATHAWAY INC DEL 0.2%
Value ($000) $882 Shares 4,421 Est. Cost $196.01 Unrealized +4.8%
JNJ JOHNSON & JOHNSON 0.2%
Value ($000) $878 Shares 6,852 Est. Cost $91.10 Unrealized +18.9%
EWX SPDR INDEX SHS FDS 0.2%
Value ($000) $831 Shares 15,828 Est. Cost $45.17 Unrealized
AGG ISHARES TR 0.2%
Value ($000) $816 Shares 7,608 Est. Cost $107.76 Unrealized
MATW MATTHEWS INTL CORP 0.2%
Value ($000) $793 Shares 15,671 Est. Cost $52.91 Unrealized -20.3%
MCD MCDONALDS CORP 0.1%
Value ($000) $752 Shares 4,812 Est. Cost $130.18 Unrealized +5.0%
SCHC SCHWAB STRATEGIC TR 0.1%
Value ($000) $748 Shares 20,499 Est. Cost $30.40 Unrealized
VWO VANGUARD INTL EQUITY INDEX F 0.1%
Value ($000) $726 Shares 15,453 Est. Cost $46.06 Unrealized
VIG VANGUARD GROUP 0.1%
Value ($000) $716 Shares 7,087 Est. Cost $81.81 Unrealized
XOM EXXON MOBIL CORP 0.1%
Value ($000) $713 Shares 9,550 Est. Cost $56.35 Unrealized -1.1%
CLAYMORE EXCHANGE TRD FD TR 0.1%
Value ($000) $709 Shares 27,328 Est. Cost $25.94 Unrealized
SLYG SPDR SERIES TRUST 0.1%
Value ($000) $698 Shares 3,000 Est. Cost $212.67 Unrealized
AMGN AMGEN INC 0.1%
Value ($000) $692 Shares 4,062 Est. Cost $96.94 Unrealized +49.0%
GOOG ALPHABET INC 0.1%
Value ($000) $675 Shares 654 Est. Cost $43.59 Unrealized +25.7%
EFA ISHARES TR 0.1%
Value ($000) $667 Shares 9,573 Est. Cost $61.20 Unrealized
IGSB ISHARES TR 0.1%
Value ($000) $667 Shares 6,427 Est. Cost $105.02 Unrealized
IVE ISHARES TR 0.1%
Value ($000) $665 Shares 6,085 Est. Cost $101.31 Unrealized
SPIB SPDR SERIES TRUST 0.1%
Value ($000) $661 Shares 19,713 Est. Cost $33.78 Unrealized
JPM JPMORGAN CHASE & CO 0.1%
Value ($000) $646 Shares 5,875 Est. Cost $71.65 Unrealized +27.6%
SCHF SCHWAB STRATEGIC TR 0.1%
Value ($000) $620 Shares 18,381 Est. Cost $30.43 Unrealized
GOOGL ALPHABET INC 0.1%
Value ($000) $591 Shares 570 Est. Cost $42.98 Unrealized +28.0%
STIP ISHARES TR 0.1%
Value ($000) $580 Shares 5,792 Est. Cost $100.14 Unrealized
VB VANGUARD INDEX FDS 0.1%
Value ($000) $576 Shares 3,923 Est. Cost $135.66 Unrealized
BAC BANK AMER CORP 0.1%
Value ($000) $571 Shares 19,056 Est. Cost $15.59 Unrealized +67.2%
DIA SPDR DOW JONES INDL AVRG ETF 0.1%
Value ($000) $530 Shares 2,197 Est. Cost $241.24 Unrealized
BSV VANGUARD BD INDEX FD INC 0.1%
Value ($000) $528 Shares 6,728 Est. Cost $79.71 Unrealized
T AT&T INC 0.1%
Value ($000) $520 Shares 14,594 Est. Cost $15.31 Unrealized +3.3%
HYS PIMCO ETF TR 0.1%
Value ($000) $516 Shares 5,176 Est. Cost $101.02 Unrealized
IWM ISHARES TR 0.1%
Value ($000) $507 Shares 3,340 Est. Cost $140.69 Unrealized
FDM FIRST TR DJS MICROCAP INDEX 0.1%
Value ($000) $506 Shares 10,690 Est. Cost $46.77 Unrealized
ORCL ORACLE CORP 0.1%
Value ($000) $497 Shares 10,873 Est. Cost $39.27 Unrealized +12.7%
MO ALTRIA GROUP INC 0.1%
Value ($000) $490 Shares 7,871 Est. Cost $37.70 Unrealized -3.0%
IBM INTERNATIONAL BUSINESS MACHS 0.1%
Value ($000) $488 Shares 3,182 Est. Cost $105.02 Unrealized +2.2%
DIS DISNEY WALT CO 0.1%
Value ($000) $483 Shares 4,810 Est. Cost $82.94 Unrealized +21.7%
ISHARES TR 0.1%
Value ($000) $477 Shares 12,235 Est. Cost $34.35 Unrealized
EEM ISHARES TR 0.1%
Value ($000) $475 Shares 9,831 Est. Cost $47.74 Unrealized
FTSL FIRST TR EXCHANGE TRADED FD 0.1%
Value ($000) $446 Shares 9,268 Est. Cost $48.41 Unrealized
UNITED TECHNOLOGIES CORP 0.1%
Value ($000) $414 Shares 3,293 Est. Cost $125.72 Unrealized
COP CONOCOPHILLIPS 0.1%
Value ($000) $405 Shares 6,827 Est. Cost $43.76 Unrealized 0.0%
DVY ISHARES TR 0.1%
Value ($000) $400 Shares 4,201 Est. Cost $97.16 Unrealized
IJR ISHARES TR 0.1%
Value ($000) $398 Shares 5,172 Est. Cost $101.79 Unrealized
ALK ALASKA AIR GROUP INC 0.1%
Value ($000) $395 Shares 6,372 Est. Cost $66.08 Unrealized -4.0%
EBND SPDR SERIES TRUST 0.1%
Value ($000) $387 Shares 12,744 Est. Cost $29.69 Unrealized
PM PHILIP MORRIS INTL INC 0.1%
Value ($000) $380 Shares 3,818 Est. Cost $72.03 Unrealized -4.6%
DHR DANAHER CORP DEL 0.1%
Value ($000) $377 Shares 3,850 Est. Cost $46.82 Unrealized +80.0%
STZ CONSTELLATION BRANDS INC 0.1%
Value ($000) $371 Shares 1,626 Est. Cost $194.12 Unrealized 0.0%
GILD GILEAD SCIENCES INC 0.1%
Value ($000) $363 Shares 4,812 Est. Cost $60.04 Unrealized -1.9%
SLV ISHARES SILVER TRUST 0.1%
Value ($000) $362 Shares 23,485 Est. Cost $13.81 Unrealized
IVW ISHARES TR 0.1%
Value ($000) $351 Shares 2,265 Est. Cost $124.62 Unrealized
HPQ HP INC 0.1%
Value ($000) $346 Shares 15,781 Est. Cost $16.61 Unrealized +4.5%
LUV SOUTHWEST AIRLS CO 0.1%
Value ($000) $346 Shares 6,033 Est. Cost $42.52 Unrealized +27.8%
DGS WISDOMTREE TR 0.1%
Value ($000) $343 Shares 6,352 Est. Cost $45.85 Unrealized
MMM 3M CO 0.1%
Value ($000) $342 Shares 1,558 Est. Cost $146.04 Unrealized +2.8%
PEP PEPSICO INC 0.1%
Value ($000) $337 Shares 3,089 Est. Cost $77.96 Unrealized +14.5%
VOO VANGUARD INDEX FDS 0.1%
Value ($000) $330 Shares 1,362 Est. Cost $242.29 Unrealized
FNDF SCHWAB STRATEGIC TR 0.1%
Value ($000) $327 Shares 10,912 Est. Cost $29.97 Unrealized
BMY BRISTOL MYERS SQUIBB CO 0.1%
Value ($000) $326 Shares 5,147 Est. Cost $44.24 Unrealized +8.7%
KO COCA COLA CO 0.1%
Value ($000) $321 Shares 7,391 Est. Cost $30.56 Unrealized +14.7%
MDY SPDR S&P MIDCAP 400 ETF TR 0.1%
Value ($000) $321 Shares 939 Est. Cost $341.85 Unrealized
PFE PFIZER INC 0.1%
Value ($000) $316 Shares 8,911 Est. Cost $22.32 Unrealized +8.6%
SDY SPDR SERIES TRUST 0.1%
Value ($000) $304 Shares 3,329 Est. Cost $85.99 Unrealized
UNH UNITEDHEALTH GROUP INC 0.1%
Value ($000) $299 Shares 1,395 Est. Cost $175.89 Unrealized +14.4%
RWO SPDR INDEX SHS FDS 0.1%
Value ($000) $299 Shares 6,457 Est. Cost $42.44 Unrealized
BRK/A BERKSHIRE HATHAWAY INC DEL 0.1%
Value ($000) $299 Shares 1 Est. Cost $308211.47 Unrealized 0.0%
FNDX SCHWAB STRATEGIC TR 0.1%
Value ($000) $298 Shares 8,203 Est. Cost $36.33 Unrealized
FISV FISERV INC 0.1%
Value ($000) $297 Shares 4,158 Est. Cost $67.49 Unrealized +4.2%
IWB ISHARES TR 0.1%
Value ($000) $297 Shares 2,019 Est. Cost $148.59 Unrealized
MRK MERCK & CO INC 0.1%
Value ($000) $293 Shares 5,375 Est. Cost $45.40 Unrealized -6.9%
SCHD SCHWAB STRATEGIC TR 0.1%
Value ($000) $281 Shares 5,736 Est. Cost $45.20 Unrealized
IEI ISHARES TR 0.1%
Value ($000) $280 Shares 2,323 Est. Cost $121.55 Unrealized
CSCO CISCO SYS INC 0.1%
Value ($000) $277 Shares 6,452 Est. Cost $33.46 Unrealized 0.0%
HPE HEWLETT PACKARD ENTERPRISE C 0.1%
Value ($000) $268 Shares 15,289 Est. Cost $11.66 Unrealized +13.8%
SCHV SCHWAB STRATEGIC TR 0.1%
Value ($000) $264 Shares 4,995 Est. Cost $49.98 Unrealized
SCHA SCHWAB STRATEGIC TR 0.1%
Value ($000) $264 Shares 3,819 Est. Cost $69.13 Unrealized
IJT ISHARES TR 0.1%
Value ($000) $263 Shares 1,510 Est. Cost $174.17 Unrealized
HD HOME DEPOT INC 0.1%
Value ($000) $259 Shares 1,456 Est. Cost $143.10 Unrealized +8.1%
PSX PHILLIPS 66 0.1%
Value ($000) $259 Shares 2,696 Est. Cost $62.85 Unrealized +13.7%
V VISA INC 0.1%
Value ($000) $254 Shares 2,122 Est. Cost $81.89 Unrealized +40.1%
ADP AUTOMATIC DATA PROCESSING IN 0.0%
Value ($000) $252 Shares 2,218 Est. Cost $74.09 Unrealized +33.1%
ILCB ISHARES TR 0.0%
Value ($000) $245 Shares 1,600 Est. Cost $153.13 Unrealized
CAT CATERPILLAR INC DEL 0.0%
Value ($000) $240 Shares 1,629 Est. Cost $116.31 Unrealized +14.4%
EMLP FIRST TR EXCHANGE TRADED FD 0.0%
Value ($000) $236 Shares 10,785 Est. Cost $24.26 Unrealized
XEL XCEL ENERGY INC 0.0%
Value ($000) $234 Shares 5,137 Est. Cost $35.41 Unrealized -1.3%
IJH ISHARES TR 0.0%
Value ($000) $233 Shares 1,241 Est. Cost $159.33 Unrealized
GENERAL ELECTRIC CO 0.0%
Value ($000) $232 Shares 17,195 Est. Cost $26.19 Unrealized
NORTHWEST NAT GAS CO 0.0%
Value ($000) $232 Shares 4,030 Est. Cost $57.57 Unrealized
VZ VERIZON COMMUNICATIONS INC 0.0%
Value ($000) $222 Shares 4,640 Est. Cost $30.73 Unrealized +7.5%
DTH WISDOMTREE TR 0.0%
Value ($000) $221 Shares 5,070 Est. Cost $40.63 Unrealized
SPLUNK INC 0.0%
Value ($000) $214 Shares 2,170 Est. Cost $98.62 Unrealized
VBR VANGUARD INDEX FDS 0.0%
Value ($000) $212 Shares 1,636 Est. Cost $121.39 Unrealized
SCHB SCHWAB STRATEGIC TR 0.0%
Value ($000) $210 Shares 3,285 Est. Cost $60.89 Unrealized
XLI SELECT SECTOR SPDR TR 0.0%
Value ($000) $210 Shares 2,829 Est. Cost $74.23 Unrealized
LQD ISHARES TR 0.0%
Value ($000) $207 Shares 1,760 Est. Cost $119.24 Unrealized
CSX CSX CORP 0.0%
Value ($000) $207 Shares 3,724 Est. Cost $15.23 Unrealized +10.3%
MDLZ MONDELEZ INTL INC 0.0%
Value ($000) $204 Shares 4,887 Est. Cost $34.51 Unrealized +3.9%
ALGN ALIGN TECHNOLOGY INC 0.0%
Value ($000) $201 Shares 800 Est. Cost $256.81 Unrealized 0.0%
MDXG MIMEDX GROUP INC 0.0%
Value ($000) $139 Shares 20,000 Est. Cost $11.64 Unrealized 0.0%
OPK OPKO HEALTH INC 0.0%
Value ($000) $74 Shares 23,200 Est. Cost $7.07 Unrealized -43.1%
PLUG PLUG POWER INC 0.0%
Value ($000) $38 Shares 20,356 Est. Cost $2.01 Unrealized 0.0%
CHESAPEAKE ENERGY CORP 0.0%
Value ($000) $31 Shares 10,200 Est. Cost $3.92 Unrealized
RITE AID CORP 0.0%
Value ($000) $17 Shares 10,000 Est. Cost $1.70 Unrealized
CEL SCI CORP 0.0%
Value ($000) $16 Shares 11,300 Est. Cost $1.86 Unrealized