Location: Stamford, CT
CIK: 0001393825 · Show all filings
Period: Q3 2017 (← Previous) (Next →)
Filing Date: Nov 13, 2017
Total Value: $4.02B (87.7% shares, 12.3% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | SPDR S&P 500 ETF TRUST | 1,325,000 | $333M | 8.3% | $251.23 | — | — | Put | 78462F953 |
| — | ALIBABA GROUP HLDG LTD | 1,837,200 | $317M | 7.9% | $172.71 | — | — | Put | 01609W952 |
| — | ALTABA INC | 3,777,407 | $250M | 6.2% | $66.24 | $57.08 | — | COM | 021346101 |
| — | CHIPOTLE MEXICAN GRILL INC | 714,000 | $220M | 5.5% | $307.83 | — | — | Call | 169656905 |
| — | ADVANCED MICRO DEVICES INC | 97,609,000 | $173M | 4.3% | $1.77 | $1.80 | — | NOTE 2.125% 9/0 | 007903BD8 |
| — | MICRON TECHNOLOGY INC | 34,118,000 | $123M | 3.0% | $3.59 | $1.62 | — | NOTE 1.625% 2/1 | 595112AU7 |
| — | INTEL CORP | 40,000,000 | $73.57M | 1.8% | $1.84 | $1.84 | — | SDCV 3.250% 8/1/2039 | 458140AF7 |
| — | BRISTOL MYERS SQUIBB CO | 1,020,900 | $65.07M | 1.6% | $63.74 | — | — | Call | 110122908 |
| — | LEVEL 3MUNICATIONS INC NEW | 1,003,796 | $53.49M | 1.3% | $53.29 | $57.63 | — | COM | 52729N308 |
| NXPI | NXP SEMICONDUCTORS N V | 469,303 | $53.07M | 1.3% | $113.09 * | $88.51 | +12.0% | COM | N6596X109 |
| LBRDA | LIBERTY BROADBAND CORP | 541,645 | $51.01M | 1.3% | $94.18 * | $70.03 | +27.6% | COM SER A | 530307107 |
| — | LIBERTY MEDIA CORP | 70,380,000 | $38.99M | 1.0% | $0.55 | $0.54 | — | DEB 3.500% 1/15/2031 | 530715AN1 |
| — | SYSCO CORP | 700,100 | $37.77M | 0.9% | $53.95 | — | — | Put | 871829957 |
| SYY | SYSCO CORP | 650,000 | $35.07M | 0.9% | $53.95 * | $42.16 | -0.8% | COM | 871829107 |
| — | UNISYS CORP | 29,924,000 | $34.63M | 0.9% | $1.16 | $1.43 | — | NOTE 5.500% 3/0 | 909214BS6 |
| — | INTUITIVE SURGICAL INC | 33,000 | $34.51M | 0.9% | $1045.88 | — | — | Put | 46120E952 |
| — | AUTOZONE INC | 55,200 | $32.85M | 0.8% | $595.11 | — | — | Call | 053332902 |
| MDLZ | MONDELEZ INTERNATIONAL INC | 752,487 | $30.6M | 0.8% | $40.66 * | $35.48 | -2.3% | CL A SHS | 609207105 |
| — | KB HOME | 28,798,000 | $30.38M | 0.8% | $1.05 | $0.98 | — | NOTE 1.375% 2/0 | 48666KAS8 |
| — | MONDELEZ INTERNATIONAL INC | 720,000 | $29.27M | 0.7% | $40.66 | — | — | Put | 609207955 |
| — | GTY TECHNOLOGY HOLDINGS INC | 2,670,000 | $27.93M | 0.7% | $10.46 | $10.50 | — | UNIT 99/99/9999 | G4182A110 |
| — | DISCOVERY COMMUNICATIONS-A | 1,284,151 | $27.34M | 0.7% | $21.29 | $21.29 | — | COM SER A | 25470F104 |
| — | RYLAND GROUP INC | 28,378,000 | $27.3M | 0.7% | $0.96 | $0.94 | — | NOTE 0.250% 6/0 | 783764AS2 |
| BABA | ALIBABA GROUP HLDG LTD | 140,312 | $24.23M | 0.6% | $172.71 | $141.68 | — | ADS | 01609W102 |
| — | ATHENE HLDG LTD | 450,000 | $24.23M | 0.6% | $53.84 | $49.82 | — | CL A SHS | G0684D107 |
| — | INTEL CORP | 17,000,000 | $24.18M | 0.6% | $1.42 | $1.42 | — | SDCV 2.950% 12/15/2035 | 458140AD2 |
| — | AETNA INC NEW | 150,382 | $23.91M | 0.6% | $159.01 | $134.77 | — | COM | 00817Y108 |
| — | TIME WARNER INC | 226,600 | $23.21M | 0.6% | $102.45 | — | — | Put | 887317953 |
| TMUS | T-MOBILE US INC | 376,000 | $23.18M | 0.6% | $61.66 | $60.90 | -0.5% | COM | 872590104 |
| — | INTUITIVE SURGICAL INC | 22,000 | $23.01M | 0.6% | $1045.86 | — | — | Call | 46120E902 |
| — | HEWLETT PACKARD ENTERPRISE C | 1,481,000 | $21.79M | 0.5% | $14.71 | — | — | Call | 42824C909 |
| — | CIGNA CORPORATION | 115,257 | $21.55M | 0.5% | $186.94 | $167.39 | — | COM | 125509109 |
| — | LANDCADIA HOLDINGS INC | 2,000,000 | $21.48M | 0.5% | $10.74 | $10.04 | — | NIT 12/31/2021T | 51476W206 |
| — | TESLA INC | 17,000,000 | $20.9M | 0.5% | $1.23 | $1.17 | — | NOTE 2.375% 3/1 | 88160RAD3 |
| NTRS | NORTHERN TRUST CORP | 226,202 | $20.8M | 0.5% | $91.93 * | $71.05 | 0.0% | COM | 665859104 |
| — | TIME WARNER INC | 200,000 | $20.49M | 0.5% | $102.45 | $97.80 | — | COM | 887317303 |
| — | TEAM HEALTH HOLDINGS INC | 460,000 | $20.01M | 0.5% | $43.50 | $43.46 | — | COM | 87817A107 |
| — | BARD C R INC | 61,180 | $19.61M | 0.5% | $320.50 | $316.11 | — | COM | 067383109 |
| — | T MOBILE US INC | 313,800 | $19.35M | 0.5% | $61.66 | — | — | Call | 872590904 |
| — | BANK AMER CORP | 750,000 | $19M | 0.5% | $25.34 | — | — | Put | 060505954 |
| CHTR | CHARTERMUNICATIONS INC N | 52,000 | $18.9M | 0.5% | $363.42 * | $341.23 | +9.1% | CL A SHS | 16119P108 |
| BA | BOEING CO | 74,040 | $18.82M | 0.5% | $254.21 * | $187.50 | +17.6% | COM | 097023105 |
| V | VISA INC | 178,472 | $18.78M | 0.5% | $105.24 * | $78.90 | +21.3% | CL A SHS | 92826C839 |
| SBRA | SABRA HEALTH CARE REIT INC | 854,358 | $18.75M | 0.5% | $21.94 | $24.10 | — | COM | 78573L106 |
| — | SAREPTA THERAPEUTICS INC | 405,800 | $18.41M | 0.5% | $45.36 | — | — | Call | 803607900 |
| — | COLGATE PALMOLIVE CO | 250,000 | $18.21M | 0.5% | $72.85 | — | — | Call | 194162903 |
| A | AGILENT TECHNOLOGIES INC | 283,568 | $18.2M | 0.5% | $64.20 * | $48.32 | +21.1% | COM | 00846U101 |
| KEY | KEYCORP STK | 966,599 | $18.19M | 0.5% | $18.82 * | $12.47 | 0.0% | COM | 493267108 |
| JD | JD.COM INC | 474,427 | $18.12M | 0.5% | $38.20 | $28.68 | — | ADR | 47215P106 |
| — | MERITOR INC | 7,657,000 | $18.07M | 0.4% | $2.36 | $1.74 | — | NOTE 7.875% 3/0 | 59001KAC4 |
| — | GGP INC | 833,706 | $17.32M | 0.4% | $20.77 | $23.49 | — | COM | 36174X101 |
| BMRN | BIOMARIN PHARMACEUTICAL INC | 185,500 | $17.26M | 0.4% | $93.07 * | $89.02 | -0.7% | COM | 09061G101 |
| — | NCR CORP | 455,000 | $17.07M | 0.4% | $37.52 | — | — | Call | 62886E908 |
| — | WEYERHAEUSER CO | 500,000 | $17.02M | 0.4% | $34.03 | — | — | Call | 962166904 |
| — | AMEDISYS INC | 299,469 | $16.76M | 0.4% | $55.96 | $53.47 | — | COM | 023436108 |
| — | SOCIAL CAPITAL HEDOSOPHIA HO | 1,500,000 | $15.82M | 0.4% | $10.55 | $10.55 | — | UNIT 99/99/9999 | G8250R111 |
| — | LIBERTY INTERACTIVE CORP LBT VEN | 271,594 | $15.63M | 0.4% | $57.55 | $46.13 | — | COM | 53071M856 |
| BAC | BANK AMER CORP | 615,589 | $15.6M | 0.4% | $25.34 * | $18.54 | +7.6% | COM | 060505104 |
| — | FEDERAL STREET ACQUISITION | 1,500,000 | $15.45M | 0.4% | $10.30 | $10.30 | — | UNIT 99/99/9999 | 31421V206 |
| — | APPLE INC | 100,000 | $15.41M | 0.4% | $154.12 | — | — | Call | 037833900 |
| — | APPLE INC | 100,000 | $15.41M | 0.4% | $154.12 | — | — | Put | 037833950 |
| — | CHICAGO BRIDGE & IRON CO NV | 900,000 | $15.12M | 0.4% | $16.80 | — | — | Call | 167250909 |
| — | BOULEVARD ACQUISITION | 1,500,000 | $15M | 0.4% | $10.00 | $9.75 | — | CL A SHS | 10157Q102 |
| — | JD.COM INC | 389,000 | $14.86M | 0.4% | $38.20 | — | — | Put | 47215P956 |
| HUNTF | HUNTER MARITIME ACQUISITION | 1,500,000 | $14.76M | 0.4% | $9.84 | $9.83 | -0.0% | CL A SHS | Y37828111 |
| HPE | HEWLETT PACKARD ENTERPRISE C | 984,000 | $14.47M | 0.4% | $14.71 * | $9.14 | +15.5% | COM | 42824C109 |
| — | CF CORP SHS | 1,277,259 | $14.3M | 0.4% | $11.20 | $10.06 | — | CL A SHS | G20307107 |
| WMB | WILLIAMS COMPANIES INC | 475,000 | $14.26M | 0.4% | $30.01 * | $16.29 | +18.2% | COM | 969457100 |
| — | INC RESH HLDGS INC | 272,398 | $14.25M | 0.4% | $52.30 | $55.56 | — | CL A SHS | 45329R109 |
| — | ANADARKO PETE CORP | 285,000 | $13.92M | 0.3% | $48.85 | — | — | Call | 032511907 |
| CRM | SALESFORCE INC | 147,348 | $13.77M | 0.3% | $93.42 * | $77.20 | +17.7% | COM | 79466L302 |
| APD | AIR PRODS & CHEMS INC | 89,758 | $13.57M | 0.3% | $151.22 * | $116.77 | +2.0% | COM | 009158106 |
| DXC | DXC TECHNOLOGY CO | 155,967 | $13.39M | 0.3% | $85.88 * | $63.21 | +6.6% | COM | 23355L106 |
| — | INTEL CORP | 350,000 | $13.33M | 0.3% | $38.08 | — | — | Call | 458140900 |
| — | WNS HOLDINGS LTD | 337,050 | $12.3M | 0.3% | $36.50 | $34.86 | — | ADR | 92932M101 |
| — | SINCLAIR BROADCAST GROUP | 383,284 | $12.28M | 0.3% | $32.05 | $32.61 | — | CL A SHS | 829226109 |
| — | VANTAGE ENERGY ACQUISITION C | 1,200,000 | $12.2M | 0.3% | $10.17 | $10.13 | — | UNIT 04/12/2024 | 92211L204 |
| — | DISH NETWORK CORP | 216,202 | $11.72M | 0.3% | $54.23 | $57.74 | — | CL A SHS | 25470M109 |
| — | HERBALIFE LTD | 172,600 | $11.71M | 0.3% | $67.83 | — | — | Put | G4412G951 |
| — | WALGREENS BOOTS ALLIANCE INC | 150,000 | $11.58M | 0.3% | $77.22 | $77.22 | — | COM | 931427108 |
| — | GORES HLDGS II INC | 1,100,000 | $11.53M | 0.3% | $10.48 | $10.29 | — | UNIT 99/99/9999 | 382867208 |
| STT | STATE STREET CORP | 118,796 | $11.35M | 0.3% | $95.54 * | $67.68 | +6.6% | COM | 857477103 |
| HUN | HUNTSMAN CORP | 400,959 | $10.99M | 0.3% | $27.42 * | $25.33 | +5.2% | COM | 447011107 |
| EEFT | EURONET SERVICES INC. | 111,905 | $10.61M | 0.3% | $94.79 | $94.76 | 0.0% | COM | 298736109 |
| PGR | PROGRESSIVE OHIO STK | 219,010 | $10.6M | 0.3% | $48.42 * | $36.13 | 0.0% | COM | 743315103 |
| — | OFFICE DEPOT INC | 2,310,000 | $10.49M | 0.3% | $4.54 | $4.87 | — | COM | 676220106 |
| — | TESLA INC | 30,700 | $10.47M | 0.3% | $341.11 | — | — | Put | 88160R951 |
| — | SABAN CAPITAL ACQUISITION CORP | 975,000 | $10.36M | 0.3% | $10.63 | $10.08 | — | UNIT 99/99/9999 | 78516C205 |
| UPBD | RENT-A-CENTER INC | 888,751 | $10.2M | 0.3% | $11.48 * | $12.36 | 0.0% | COM | 76009N100 |
| — | MONDELEZ INTERNATIONAL INC | 250,000 | $10.16M | 0.3% | $40.66 | — | — | Call | 609207905 |
| — | VANTIV INC - CL A | 141,540 | $9.974M | 0.2% | $70.47 | $70.47 | — | CL A SHS | 92210H105 |
| UNH | UNITEDHEALTH GROUP INC | 50,000 | $9.793M | 0.2% | $195.86 * | $168.94 | 0.0% | COM | 91324P102 |
| — | TD AMERITRADE HLDG CORP | 200,000 | $9.76M | 0.2% | $48.80 | — | — | Put | 87236Y958 |
| TV | GRUPO TELEVISA SA SPON ADR REP ORD | 387,751 | $9.566M | 0.2% | $24.67 | $24.40 | — | ADR | 40049J206 |
| MS | MORGAN STANLEY | 196,752 | $9.478M | 0.2% | $48.17 * | $36.26 | 0.0% | COM | 617446448 |
| — | MELCO RESORTS & ENTERTAINMENT LTD | 391,000 | $9.431M | 0.2% | $24.12 | — | — | Put | 585464950 |
| — | AVISTA HEALTHCARE PUBLIC ACQ CO | 900,000 | $9.306M | 0.2% | $10.34 | $10.05 | — | UNIT 99/99/9999 | G0726L109 |
| TECH | BIO TECHNE CORP | 75,000 | $9.067M | 0.2% | $120.89 * | $27.62 | +2.8% | COM | 09073M104 |
| — | E TRADE FINANCIAL CORP | 200,000 | $8.722M | 0.2% | $43.61 | — | — | Call | 269246901 |
| — | ANALOG DEVICES INC | 100,000 | $8.617M | 0.2% | $86.17 | — | — | Call | 032654905 |
| SRPT | SAREPTA THERAPEUTICS INC | 189,817 | $8.61M | 0.2% | $45.36 * | $24.55 | +62.8% | COM | 803607100 |
| — | ADVANCED ACCELERATOR APPLIC | 125,000 | $8.453M | 0.2% | $67.62 | $67.62 | — | ADS | 00790T100 |
| — | ALEXION PHARMACEUTICALS INC | 60,000 | $8.417M | 0.2% | $140.28 | — | — | Call | 015351909 |
| — | MACQUARIE INFRASTRUCTURE COR | 115,600 | $8.344M | 0.2% | $72.18 | — | — | Call | 55608B905 |
| — | ELECTRUM SPL ACQUISITION COR SHS | 800,000 | $8.2M | 0.2% | $10.25 | $9.59 | — | COM | G3105C104 |
| — | ACCELERON PHARMA INC | 212,500 | $7.931M | 0.2% | $37.32 | $32.65 | — | COM | 00434H108 |
| — | ARENA PHARMACEUTICALS INC NEW | 305,000 | $7.778M | 0.2% | $25.50 | $23.66 | — | COM | 040047607 |
| PNC | PNC FINANCIAL SERVICES GROUP | 57,500 | $7.749M | 0.2% | $134.77 * | $91.05 | +6.2% | COM | 693475105 |
| — | GENERAL DYNAMICS CORP | 37,000 | $7.606M | 0.2% | $205.57 | — | — | Call | 369550908 |
| VRTX | VERTEX PHARMACEUTICALS | 50,000 | $7.602M | 0.2% | $152.04 | $112.40 | +33.9% | COM | 92532F100 |
| — | SANTANDER CONSUMER USA HOLDI | 474,879 | $7.299M | 0.2% | $15.37 | $15.37 | — | COM | 80283M101 |
| WAL | WESTERN ALLIANCE BANCORP | 135,000 | $7.166M | 0.2% | $53.08 * | $41.62 | +2.3% | COM | 957638109 |
| FIS | FIDELITY NATL INFORMATION SV | 76,267 | $7.123M | 0.2% | $93.40 * | $67.67 | +15.6% | COM | 31620M106 |
| — | GLOBAL BLOOD THERAPEUTICS IN | 225,000 | $6.986M | 0.2% | $31.05 | $29.40 | — | COM | 37890U108 |
| MSFT | MICROSOFT CORP | 92,781 | $6.911M | 0.2% | $74.49 * | $66.68 | 0.0% | COM | 594918104 |
| NBIS | YANDEX NV-A | 209,532 | $6.904M | 0.2% | $32.95 | $32.95 | — | SHS | N97284108 |
| AL | AIR LEASE CORP | 161,177 | $6.869M | 0.2% | $42.62 * | $34.08 | +1.4% | CL A SHS | 00912X302 |
| — | M I ACQUISITIONS INC | 650,000 | $6.799M | 0.2% | $10.46 | $10.02 | — | UNIT 99/99/9999 | 55304A203 |
| INCY | INCYTE CORP | 55,474 | $6.476M | 0.2% | $116.74 * | $113.22 | +11.7% | COM | 45337C102 |
| — | FINANCIAL SELECT SECTOR SPDR | 250,000 | $6.465M | 0.2% | $25.86 | — | — | Put | 81369Y955 |
| PYPL | PAYPAL HOLDINGS INC | 100,000 | $6.403M | 0.2% | $64.03 * | $59.77 | 0.0% | COM | 70450Y103 |
| — | STELLAR ACQUISITION III INC | 600,000 | $6.336M | 0.2% | $10.56 | $9.99 | — | UNIT 03/22/2022 | Y8172W123 |
| MLCO | MELCO RESORTS & ENTERTAINMENT LTD | 253,000 | $6.102M | 0.2% | $24.12 | $18.81 | — | ADR | 585464100 |
| HUM | HUMANA STK-HUM | 25,000 | $6.091M | 0.2% | $243.64 * | $228.34 | 0.0% | COM | 444859102 |
| — | GMS INC | 170,308 | $6.029M | 0.1% | $35.40 | $30.77 | — | COM | 36251C103 |
| — | AON PLC | 40,000 | $5.844M | 0.1% | $146.10 | $146.10 | — | CL A SHS | G0408V102 |
| — | RADIUS HEALTH INC | 150,000 | $5.783M | 0.1% | $38.55 | $39.00 | — | COM | 750469207 |
| FHN | FIRST HORIZON NATIONAL CORP | 300,000 | $5.745M | 0.1% | $19.15 * | $12.95 | 0.0% | COM | 320517105 |
| — | KBL MERGER CORP IV | 560,000 | $5.712M | 0.1% | $10.20 | $10.20 | — | UNIT 01/15/2024 | 48242A203 |
| — | LORAL SPACE AND COMM | 115,176 | $5.701M | 0.1% | $49.50 | $39.19 | — | COM | 543881106 |
| — | NXP SEMICONDUCTORS N V | 50,000 | $5.655M | 0.1% | $113.10 | — | — | Call | N6596X909 |
| — | RENT-A-CENTER INC | 491,700 | $5.645M | 0.1% | $11.48 | — | — | Call | 76009N900 |
| — | ALEXION PHARMACEUTICALS INC | 40,000 | $5.612M | 0.1% | $140.30 | $122.05 | — | COM | 015351109 |
| — | GOLAR LNG LTD BERMUDA | 247,400 | $5.594M | 0.1% | $22.61 | — | — | Call | G9456A900 |
| AIN | ALBANY INTL STK | 96,842 | $5.559M | 0.1% | $57.40 * | $48.38 | 0.0% | CL A SHS | 012348108 |
| — | HARTFORD FINL SVCS GROUP INC | 100,000 | $5.543M | 0.1% | $55.43 | — | — | Call | 416515904 |
| — | COMMERCEHUB INC SER C | 251,400 | $5.367M | 0.1% | $21.35 | $19.42 | — | COM | 20084V306 |
| NESR | NATIONAL ENERGY SERVICES REU | 548,000 | $5.272M | 0.1% | $9.62 | $9.55 | — | COM | G6375R107 |
| — | IKANG HEALTHCARE GROUP INC | 389,472 | $5.25M | 0.1% | $13.48 | $12.69 | — | ADR | 45174L108 |
| — | FORUM MERGER CORP | 510,000 | $5.228M | 0.1% | $10.25 | $10.19 | — | UNIT 06/01/2024 | 34985B202 |
| GNRC | GENERAC HOLDINGS INC | 113,821 | $5.228M | 0.1% | $45.93 * | $39.30 | 0.0% | COM | 368736104 |
| — | MICROSEMI CORP | 100,585 | $5.178M | 0.1% | $51.48 | $46.80 | — | COM | 595137100 |
| — | HENNESSY CAPITAL ACQUISITION | 500,000 | $5.163M | 0.1% | $10.33 | $10.06 | — | UNIT 06/15/2024 | 42588L204 |
| — | UNITED STATES OIL FUND LP | 490,000 | $5.111M | 0.1% | $10.43 | — | — | Put | 91232N958 |
| — | FINTECH ACQUISITION CORP II | 480,000 | $5.03M | 0.1% | $10.48 | $10.26 | — | UNIT 99/99/9999 | 31810G208 |
| — | KAYNE ANDERSON ACQUISITION C | 500,000 | $5.025M | 0.1% | $10.05 | $10.02 | — | UNIT 06/30/2022 | 48661U201 |
| IBM | INTL BUSINESS MACHINES | 34,216 | $4.964M | 0.1% | $145.08 * | $106.54 | -9.1% | COM | 459200101 |
| FND | FLOOR & DECOR HOLDINGS INC-A | 125,596 | $4.889M | 0.1% | $38.93 * | $38.07 | -2.5% | CL A SHS | 339750101 |
| — | EXPRESS SCRIPTS HLDG CO | 75,000 | $4.749M | 0.1% | $63.32 | — | — | Put | 30219G958 |
| — | LAZARD LTD SHS A | 105,000 | $4.748M | 0.1% | $45.22 | $46.14 | — | COM | G54050102 |
| BIIB | BIOGEN INC | 15,000 | $4.697M | 0.1% | $313.13 * | $264.42 | +12.0% | COM | 09062X103 |
| — | SILVER RUN ACQUISITION CORP | 433,211 | $4.644M | 0.1% | $10.72 | $10.43 | — | UNIT 99/99/9999 | 82812A202 |
| — | ANGIES LIST INC | 369,660 | $4.606M | 0.1% | $12.46 | $12.46 | — | COM | 034754101 |
| — | INTEL CORP | 117,500 | $4.474M | 0.1% | $38.08 | — | — | Put | 458140950 |
| — | BLACKROCK INC | 10,000 | $4.471M | 0.1% | $447.10 | $422.40 | — | COM | 09247X101 |
| — | NORTHERN DYNASTY MINERALS LT | 2,479,600 | $4.463M | 0.1% | $1.80 | — | — | Call | 66510M904 |
| KMX | CARMAX INC | 58,158 | $4.409M | 0.1% | $75.81 * | $60.08 | +11.0% | COM | 143130102 |
| NOC | NORTHROP GRUMMAN STK-NOC | 15,272 | $4.394M | 0.1% | $287.72 * | $223.53 | +5.1% | COM | 666807102 |
| INSM | INSMED INC | 140,000 | $4.369M | 0.1% | $31.21 * | $16.69 | +14.1% | COM | 457669307 |
| — | INTERCEPT PHARMACEUTICALS IN | 75,200 | $4.365M | 0.1% | $58.05 | — | — | Call | 45845P908 |
| — | I-AM CAPITAL ACQUISITION CO | 425,000 | $4.356M | 0.1% | $10.25 | $10.25 | — | UNIT 08/15/2022 | 45074Q207 |
| ASND | ASCENDIS PHARMA A S | 120,000 | $4.35M | 0.1% | $36.25 | $30.94 | — | ADR | 04351P101 |
| NAK | NORTHERN DYNASTY MINERALS LT | 2,399,369 | $4.319M | 0.1% | $1.80 * | $1.56 | +1.3% | COM | 66510M204 |
| — | ANALOG DEVICES INC | 50,000 | $4.309M | 0.1% | $86.18 | — | — | Put | 032654955 |
| — | HD SUPPLY HLDGS INC | 119,300 | $4.303M | 0.1% | $36.07 | $34.25 | — | COM | 40416M105 |
| — | QEP RESOURCES INC | 497,400 | $4.263M | 0.1% | $8.57 | $8.57 | — | COM | 74733V100 |
| FIZZ | NATIONAL BEVERAGE CORP | 33,092 | $4.105M | 0.1% | $124.05 * | $35.22 | +25.9% | COM | 635017106 |
| — | MATLIN AND PARTNERS ACQUISIT | 400,000 | $4.06M | 0.1% | $10.15 | $10.02 | — | NIT 05/28/2021A | 57682V205 |
| — | TRUECAR INC | 255,384 | $4.033M | 0.1% | $15.79 | $15.79 | — | COM | 89785L107 |
| — | ALMOST FAMILY INC | 75,000 | $4.028M | 0.1% | $53.71 | $48.60 | — | COM | 020409108 |
| SLM | SLM CORPORATION | 350,000 | $4.015M | 0.1% | $11.47 * | $10.85 | 0.0% | COM | 78442P106 |
| ATI | ALLEGHENY TECH | 167,418 | $4.001M | 0.1% | $23.90 * | $19.78 | 0.0% | COM | 01741R102 |
| — | SPRINT CORP | 500,000 | $3.89M | 0.1% | $7.78 | — | — | Call | 85207U905 |
| UHS | UNIVERSAL HEALTH STK-UHS | 35,000 | $3.883M | 0.1% | $110.94 * | $108.48 | 0.0% | CL B SHS | 913903100 |
| COTY | COTY INC-CL A | 234,587 | $3.878M | 0.1% | $16.53 | $16.45 | -1.2% | CL A SHS | 222070203 |
| TRU | TRANSUNION | 82,000 | $3.875M | 0.1% | $47.26 * | $44.12 | 0.0% | COM | 89400J107 |
| LE | LANDS END INC | 292,523 | $3.861M | 0.1% | $13.20 | $13.02 | 0.0% | COM | 51509F105 |
| — | TETRAPHASE PHARMACEUTICALS I | 560,000 | $3.83M | 0.1% | $6.84 | $6.98 | — | COM | 88165N105 |
| — | GENERAL ELECTRIC CO | 158,100 | $3.823M | 0.1% | $24.18 | — | — | Call | 369604903 |
| — | DECIPHERA PHARMACEUTICALS IN | 200,000 | $3.798M | 0.1% | $18.99 | $18.99 | — | COM | 24344T101 |
| AAL | AMERICAN AIRLS GROUP INC | 79,581 | $3.779M | 0.1% | $47.49 | $43.78 | +7.4% | COM | 02376R102 |
| — | SPROUTS FMRS MKT INC | 200,000 | $3.754M | 0.1% | $18.77 | — | — | Call | 85208M902 |
| — | BIOMARIN PHARMACEUTICAL INC | 40,000 | $3.723M | 0.1% | $93.08 | — | — | Call | 09061G901 |
| — | AERIE PHARMACEUTICALS INC | 71,210 | $3.461M | 0.1% | $48.60 | $50.82 | — | COM | 00771V108 |
| — | LIBERTY INTERACTIVE CORP QVC GP | 146,845 | $3.461M | 0.1% | $23.57 | $23.57 | — | COM SER A | 53071M104 |
| RVTY | PERKINELMER INC | 50,000 | $3.449M | 0.1% | $68.98 * | $63.16 | +3.9% | COM | 714046109 |
| — | DESPEGAR.COM CORP | 106,802 | $3.418M | 0.1% | $32.00 | $32.00 | — | SHS | G27358103 |
| DE | DEERE & CO STK | 27,208 | $3.417M | 0.1% | $125.59 * | $100.07 | +8.5% | COM | 244199105 |
| — | WEYERHAEUSER CO | 100,000 | $3.403M | 0.1% | $34.03 | — | — | Put | 962166954 |
| QTWO | Q2 HOLDINGS INC | 81,405 | $3.391M | 0.1% | $41.66 * | $39.12 | 0.0% | COM | 74736L109 |
| NXST | NEXSTAR MEDIA GROUP INC | 53,384 | $3.326M | 0.1% | $62.30 * | $45.87 | +6.4% | CL A SHS | 65336K103 |
| TDOC | TELADOC INC | 100,000 | $3.315M | 0.1% | $33.15 | $30.96 | +5.9% | COM | 87918A105 |
| — | CLOVIS ONCOLOGY INC | 40,000 | $3.296M | 0.1% | $82.40 | $73.66 | — | COM | 189464100 |
| DCH | AMERICAN AXLE & MFG HLDGS IN | 186,777 | $3.284M | 0.1% | $17.58 * | $16.84 | -8.7% | COM | 024061103 |
| CL | COLGATE PALMOLIVE CO | 45,000 | $3.278M | 0.1% | $72.84 * | $57.00 | +3.9% | COM | 194162103 |
| — | CHICAGO BRIDGE & IRON CO NV | 194,197 | $3.263M | 0.1% | $16.80 | $18.91 | — | COM | 167250109 |
| — | JENSYN ACQUISITION CORP | 300,000 | $3.261M | 0.1% | $10.87 | $10.01 | — | UNIT 99/99/9999 | 47632B201 |
| — | RIGEL PHARMACEUTICALS INC | 1,250,000 | $3.175M | 0.1% | $2.54 | $2.76 | — | COM | 766559603 |
| — | JUNO THERAPEUTICS INC | 70,000 | $3.14M | 0.1% | $44.86 | $22.19 | — | COM | 48205A109 |
| — | UNDER ARMOUR INC | 190,000 | $3.131M | 0.1% | $16.48 | — | — | Put | 904311957 |
| EXPE | EXPEDIA INC | 21,500 | $3.095M | 0.1% | $143.95 | $142.74 | 0.0% | COM | 30212P303 |
| BMY | BRISTOL MYERS SQUIBB CO | 48,496 | $3.091M | 0.1% | $63.74 * | $41.37 | +4.2% | COM | 110122108 |
| TPGH/U | TPG PACE HOLDINGS CORP | 300,000 | $3.09M | 0.1% | $10.30 | $10.26 | — | UNIT 99/99/9999 | G89827102 |
| — | CONSTELLIUM NV | 300,916 | $3.084M | 0.1% | $10.25 | $10.25 | — | CL A SHS | N22035104 |
| — | JD.COM INC | 80,000 | $3.056M | 0.1% | $38.20 | — | — | Call | 47215P906 |
| URI | UNITED RENTALS INC | 22,000 | $3.052M | 0.1% | $138.73 * | $112.78 | +2.6% | COM | 911363109 |
| ALKS | ALKERMES PLC | 60,000 | $3.05M | 0.1% | $50.83 * | $53.48 | 0.0% | SHS | G01767105 |
| — | RITE AID CORP | 1,482,319 | $2.905M | 0.1% | $1.96 | $1.96 | — | COM | 767754104 |
| HGV | HILTON GRAND VACATIONS INC | 75,000 | $2.897M | 0.1% | $38.63 * | $31.74 | +14.1% | COM | 43283X105 |
| BALL | BALL CORP | 69,950 | $2.889M | 0.1% | $41.30 * | $36.60 | +2.2% | COM | 058498106 |
| CALY | CALLAWAY GOLF CO | 200,173 | $2.888M | 0.1% | $14.43 * | $11.76 | +11.9% | COM | 131193104 |
| THC | TENET HEALTHCARE - THC | 175,000 | $2.875M | 0.1% | $16.43 * | $16.96 | 0.0% | COM | 88033G407 |
| — | HORIZON PHARMA PLC SHS | 225,000 | $2.853M | 0.1% | $12.68 | $11.87 | — | COM | G4617B105 |
| — | LOCKHEED MARTIN CORP | 8,900 | $2.762M | 0.1% | $310.34 | — | — | Call | 539830909 |
| — | PRICELINE GROUP INC/THE | 1,500 | $2.746M | 0.1% | $1830.67 | $1830.67 | — | COM | 741503403 |
| — | UNIVAR INC | 94,250 | $2.727M | 0.1% | $28.93 | $29.02 | — | COM | 91336L107 |
| — | INCYTE CORP | 1,173,000 | $2.695M | 0.1% | $2.30 | $2.30 | — | NOTE 1.250%11/1 | 45337CAN2 |
| — | PNC FINANCIAL SERVICES GROUP | 20,000 | $2.695M | 0.1% | $134.75 | — | — | Put | 693475955 |
| — | RICE ENERGY INC | 92,118 | $2.666M | 0.1% | $28.94 | $28.94 | — | COM | 762760106 |
| — | DOWDUPONT INC | 38,000 | $2.631M | 0.1% | $69.24 | $69.24 | — | COM | 26078J100 |
| ZLAB | ZAI LAB LTD-ADR | 95,845 | $2.588M | 0.1% | $27.00 | $27.00 | — | ADR | 98887Q104 |
| HEDJ | WISDOMTREE EUROPE HEDGED EQU | 40,000 | $2.588M | 0.1% | $64.70 | $64.70 | — | COM | 97717X701 |
| — | CONSTELLATION ALPHA CAPITAL | 250,000 | $2.567M | 0.1% | $10.27 | $10.14 | — | UNIT 99/99/9999 | G2379F124 |
| — | BLUE BUFFALO PET PRODUCTS IN | 90,000 | $2.552M | 0.1% | $28.36 | $28.36 | — | COM | 09531U102 |
| KMT | KENNAMETAL STK | 62,500 | $2.521M | 0.1% | $40.34 * | $30.87 | -5.1% | COM | 489170100 |
| — | GLAXO-SMITHKLINE PLC ADR | 60,000 | $2.436M | 0.1% | $40.60 | $40.60 | — | ADR | 37733W105 |
| EDIT | EDITAS MEDICINE INC | 100,000 | $2.401M | 0.1% | $24.01 * | $20.72 | -8.2% | COM | 28106W103 |
| — | MARVELL TECHNOLOGY GROUP LTD | 133,118 | $2.383M | 0.1% | $17.90 | $17.90 | — | COM | G5876H105 |
| AZO | AUTOZONE INC | 4,000 | $2.38M | 0.1% | $595.00 * | $558.61 | -4.7% | COM | 053332102 |
| AUPH | AURINIA PHARMACEUTICALS INC | 375,000 | $2.351M | 0.1% | $6.27 | $6.71 | -6.0% | COM | 05156V102 |
| — | INCYTE CORP | 20,000 | $2.335M | 0.1% | $116.75 | — | — | Put | 45337C952 |
| — | MERITOR INC | 86,502 | $2.25M | 0.1% | $26.01 | $12.42 | — | COM | 59001K100 |
| — | UBIQUITI NETWORKS INC | 40,000 | $2.241M | 0.1% | $56.02 | — | — | Put | 90347A950 |
| — | TRIBUNE CO-CL A | 54,340 | $2.22M | 0.1% | $40.85 | $40.77 | — | CL A SHS | 896047503 |
| THO | THOR INDUSTRIES STK | 17,500 | $2.203M | 0.1% | $125.89 * | $90.78 | 0.0% | COM | 885160101 |
| — | SAGE THERAPEUTICS INC | 35,000 | $2.181M | 0.1% | $62.31 | — | — | Put | 78667J958 |
| — | SYNCHRONY FINL | 69,400 | $2.155M | 0.1% | $31.05 | — | — | Put | 87165B953 |
| SYF | SYNCHRONY FINL | 69,400 | $2.155M | 0.1% | $31.05 * | $26.51 | -8.1% | COM | 87165B103 |
| SEE | SEALED AIR CORP NEW | 50,000 | $2.136M | 0.1% | $42.72 * | $38.36 | -0.5% | COM | 81211K100 |
| RUN | SUNRUN INC | 379,496 | $2.106M | 0.1% | $5.55 * | $6.82 | 0.0% | COM | 86771W105 |
| — | FLY LEASING LTD-ADR | 147,629 | $2.07M | 0.1% | $14.02 | $14.02 | — | ADR | 34407D109 |
| — | PENSARE ACQUISITION CORP | 200,000 | $2.066M | 0.1% | $10.33 | $10.33 | — | UNIT 07/27/2022 | 70957E204 |
| — | BISON CAPITAL ACQUISITION CO | 200,000 | $2.054M | 0.1% | $10.27 | $10.20 | — | NIT 99/99/9999T | G1142P120 |
| — | TPG PACE ENERGY HLDGS CORP | 200,000 | $2.052M | 0.1% | $10.26 | $10.44 | — | UNIT 99/99/9999 | 872656202 |
| WLK | WESTLAKE CHEMICAL CORP | 24,500 | $2.036M | 0.1% | $83.10 * | $64.66 | 0.0% | COM | 960413102 |
| — | INDUSTREA ACQUISITION CORP | 200,000 | $2.022M | 0.1% | $10.11 | $10.11 | — | UNIT 07/21/2024 | 45579J203 |
| LMT | LOCKHEED MARTIN CORP | 6,400 | $1.986M | 0.0% | $310.31 * | $223.68 | +6.7% | COM | 539830109 |
| — | LANDS END INC | 150,000 | $1.98M | 0.0% | $13.20 | — | — | Call | 51509F905 |
| — | DYNEGY INC NEW DEL | 200,063 | $1.959M | 0.0% | $9.79 | $8.06 | — | COM | 26817R108 |
| — | BMC STK HLDGS INC | 91,732 | $1.958M | 0.0% | $21.34 | $21.23 | — | COM | 05591B109 |
| — | GENERAL CABLE CORP | 100,000 | $1.885M | 0.0% | $18.85 | $18.85 | — | COM | 369300108 |
| — | COOPER TIRE STK | 49,554 | $1.853M | 0.0% | $37.39 | $36.10 | — | COM | 216831107 |
| NEO | NEOGENOMICS INC NEW | 165,000 | $1.836M | 0.0% | $11.13 * | $8.46 | +15.0% | COM | 64049M209 |
| — | CHESAPEAKE ENERGY CORP | 418,439 | $1.799M | 0.0% | $4.30 | $4.30 | — | COM | 165167107 |
| XPO | XPO LOGISTICS INC | 26,400 | $1.789M | 0.0% | $67.77 * | $16.33 | +28.2% | COM | 983793100 |
| RLJ | RLJ LODGING TRUST | 80,044 | $1.761M | 0.0% | $22.00 | $22.00 | — | COM | 74965L101 |
| SPY | SPDR S&P 500 ETF TRUST | 6,971 | $1.751M | 0.0% | $251.18 | $234.42 | — | ETF | 78462F103 |
| — | GLYCOMIMETICS INC | 125,000 | $1.749M | 0.0% | $13.99 | $12.17 | — | COM | 38000Q102 |
| — | IAC / INTERACTIVECORP | 14,800 | $1.74M | 0.0% | $117.57 | $117.57 | — | COM | 44919P508 |
| — | AIMMUNE THERAPEUTICS INC | 70,000 | $1.735M | 0.0% | $24.79 | $20.56 | — | COM | 00900T107 |
| — | OREILLY AUTOMOTIVE INC | 8,000 | $1.723M | 0.0% | $215.38 | — | — | Call | 67103H907 |
| EWS | ISHARES MSCI SINGAPORE | 70,500 | $1.722M | 0.0% | $24.43 | $19.93 | — | ETF | 46434G780 |
| ETSY | ETSY INC | 100,000 | $1.688M | 0.0% | $16.88 * | $15.78 | 0.0% | COM | 29786A106 |
| — | VIPSHOP HLDGS LTD | 223,900 | $1.667M | 0.0% | $7.45 | — | — | Call | 92763W903 |
| — | DRAPER OAKWOOD TECHNOLOGY AC | 150,000 | $1.533M | 0.0% | $10.22 | $10.22 | — | UNIT 09/30/2024 | 26146L202 |
| — | SHIRE PLC | 10,000 | $1.531M | 0.0% | $153.10 | $165.25 | — | ADR | 82481R106 |
| ORCL | ORACLE CORP | 31,200 | $1.509M | 0.0% | $48.37 * | $36.49 | +20.4% | COM | 68389X105 |
| FOLD | AMICUS THERAPEUTICS INC | 100,000 | $1.508M | 0.0% | $15.08 * | $6.32 | +109.2% | COM | 03152W109 |
| LBRDK | LIBERTY BROADBAND CORP | 15,817 | $1.507M | 0.0% | $95.28 * | $67.38 | +33.7% | COM SER C | 530307305 |
| — | RAYTHEON CO | 7,800 | $1.455M | 0.0% | $186.54 | — | — | Call | 755111907 |
| — | ACHAOGEN INC | 90,000 | $1.436M | 0.0% | $15.96 | $18.14 | — | COM | 004449104 |
| — | FITBIT INC | 200,000 | $1.392M | 0.0% | $6.96 | $5.92 | — | CL A SHS | 33812L102 |
| CMG | CHIPOTLE MEXICAN GRILL INC | 4,500 | $1.385M | 0.0% | $307.78 * | $6.74 | 0.0% | COM | 169656105 |
| — | FOUNDATION BLDG MATLS INC COM | 97,801 | $1.383M | 0.0% | $14.14 | $14.48 | — | COM | 350392106 |
| WY | WEYERHAEUSER CO | 40,000 | $1.361M | 0.0% | $34.02 * | $23.66 | 0.0% | COM | 962166104 |
| PZZA | PAPA JOHNS INTL INC | 18,437 | $1.347M | 0.0% | $73.06 * | $61.89 | 0.0% | COM | 698813102 |
| PRTA | PROTHENA CORP PLC SHS | 20,000 | $1.295M | 0.0% | $64.75 * | $53.29 | +15.0% | COM | G72800108 |
| LVS | LAS VEGAS SANDS CORP | 20,000 | $1.283M | 0.0% | $64.15 * | $51.70 | 0.0% | COM | 517834107 |
| — | CSIPRESSCO LP UNIT | 239,316 | $1.247M | 0.0% | $5.21 | $8.55 | — | COM | 12637A103 |
| ADUS | ADDUS HOMECARE CORP | 35,000 | $1.236M | 0.0% | $35.31 | $35.53 | -0.9% | COM | 006739106 |
| — | AGENUS INC NEW | 280,000 | $1.235M | 0.0% | $4.41 | $4.00 | — | COM | 00847G705 |
| — | ARRAY BIOPHARMA INC | 100,000 | $1.23M | 0.0% | $12.30 | $12.30 | — | COM | 04269X105 |
| ROP | ROPER TECHNOLOGIES INC | 5,000 | $1.217M | 0.0% | $243.40 * | $190.21 | +17.5% | COM | 776696106 |
| MNKD | MANNKIND CORP | 555,779 | $1.206M | 0.0% | $2.17 * | $1.57 | 0.0% | COM | 56400P706 |
| AME | AMETEK INC NEW | 18,000 | $1.189M | 0.0% | $66.06 * | $47.62 | +25.5% | COM | 031100100 |
| ORLY | O REILLY AUTOMOTIVE INC NEW | 5,500 | $1.185M | 0.0% | $215.45 * | $13.77 | -4.1% | COM | 67103H107 |
| PLCE | CHILDRENS PLACE | 10,000 | $1.182M | 0.0% | $118.20 * | $107.55 | 0.0% | COM | 168905107 |
| — | UNITI GROUP INC | 79,400 | $1.164M | 0.0% | $14.66 | — | — | Put | 91325V958 |
| BLDR | BUILDERS FIRSTSOURCE INC | 64,191 | $1.155M | 0.0% | $17.99 * | $16.13 | 0.0% | COM | 12008R107 |
| — | CONTINENTAL BUILDING PRODUCT | 44,248 | $1.15M | 0.0% | $25.99 | $25.99 | — | COM | 211171103 |
| — | CALPINE CORP | 76,700 | $1.131M | 0.0% | $14.75 | $14.75 | — | COM | 131347304 |
| — | MCBC HLDGS INC | 55,000 | $1.121M | 0.0% | $20.38 | $16.16 | — | COM | 55276F107 |
| LUV | SOUTHWEST AIRLS STK | 20,000 | $1.12M | 0.0% | $56.00 * | $50.59 | 0.0% | COM | 844741108 |
| — | NEW YORK REIT INC | 140,825 | $1.105M | 0.0% | $7.85 | $8.64 | — | COM | 64976L109 |
| CSX | CSX CORP | 20,000 | $1.085M | 0.0% | $54.25 * | $15.32 | 0.0% | COM | 126408103 |
| EL | ESTEE LAUDER COMPANIES | 10,000 | $1.078M | 0.0% | $107.80 * | $92.43 | 0.0% | CL A SHS | 518439104 |
| HXL | HEXCEL - HXL | 18,100 | $1.039M | 0.0% | $57.40 * | $53.88 | 0.0% | COM | 428291108 |
| — | ELDORADO RESORTS INC | 40,000 | $1.026M | 0.0% | $25.65 | $19.14 | — | COM | 28470R102 |
| — | TRUECAR INC | 65,000 | $1.026M | 0.0% | $15.78 | — | — | Call | 89785L907 |
| — | M I ACQUISITIONS INC | 100,000 | $1.02M | 0.0% | $10.20 | $10.07 | — | COM | 55304A104 |
| — | REXNORD HOLDINGS INC | 40,000 | $1.016M | 0.0% | $25.40 | $25.40 | — | COM | 76169B102 |
| DPZ | DOMINOS PIZZA INC | 5,000 | $993K | 0.0% | $198.60 * | $177.13 | 0.0% | COM | 25754A201 |
| — | AIMMUNE THERAPEUTICS INC | 40,000 | $992K | 0.0% | $24.80 | — | — | Call | 00900T907 |
| — | ATYR PHARMA INC | 188,680 | $953K | 0.0% | $5.05 | $5.05 | — | COM | 002120103 |
| — | JENSYN ACQUISITION CORP | 90,000 | $921K | 0.0% | $10.23 | $9.87 | — | COM | 47632B102 |
| GGAL | GRUPO FINANCIER GALICIA-ADR | 17,500 | $902K | 0.0% | $51.54 | $51.54 | — | ADR | 399909100 |
| GD | GENERAL DYNAMICS CORP | 4,000 | $822K | 0.0% | $205.50 * | $139.17 | +19.6% | COM | 369550108 |
| EWU | ISHARES TR MSCI UK | 23,560 | $821K | 0.0% | $34.85 | $33.33 | — | ETF | 46435G334 |
| MU | MICRON TECHNOLOGY INC | 20,500 | $806K | 0.0% | $39.32 * | $18.59 | +66.0% | COM | 595112103 |
| — | MATERIALS SELECT SECTOR SPDR | 14,000 | $795K | 0.0% | $56.79 | — | — | Put | 81369Y950 |
| — | ULTIMATE SOFTWARE GROUP INC | 4,100 | $777K | 0.0% | $189.51 | $189.51 | — | COM | 90385D107 |
| — | MALLINCKRODT PLC | 20,000 | $747K | 0.0% | $37.35 | $37.35 | — | SHS | G5785G107 |
| UAA | UNDER ARMOUR INC | 45,000 | $742K | 0.0% | $16.49 * | $25.65 | -28.4% | CL A SHS | 904311107 |
| ABUS | ARBUTUS BIOPHARMA CORP | 118,000 | $732K | 0.0% | $6.20 * | $2.86 | +49.7% | COM | 03879J100 |
| — | LA JOLLA PHARMACEUTICALS | 20,000 | $696K | 0.0% | $34.80 | $34.80 | — | COM | 503459604 |
| NOW | SERVICENOW INC | 5,900 | $693K | 0.0% | $117.46 * | $19.60 | +13.4% | COM | 81762P102 |
| RNGR | RANGER ENERGY SERVICES INC | 45,000 | $662K | 0.0% | $14.71 * | $14.31 | 0.0% | CL A SHS | 75282U104 |
| — | SILVER RUN ACQUISITION CORP | 434,000 | $660K | 0.0% | $1.52 | $1.52 | — | W EXP 03/28/202 | 82812A111 |
| RGNX | REGENXBIO INC | 20,000 | $659K | 0.0% | $32.95 * | $22.51 | 0.0% | COM | 75901B107 |
| — | NETSHOES CAYMAN LTD | 48,319 | $635K | 0.0% | $13.14 | $13.14 | — | COM | G6455X107 |
| MBUU | MALIBU BOATS INC | 20,000 | $633K | 0.0% | $31.65 * | $20.78 | +33.0% | CL A SHS | 56117J100 |
| — | COLFAX CORP | 15,000 | $625K | 0.0% | $41.67 | $41.67 | — | COM | 194014106 |
| — | SAGE THERAPEUTICS INC | 10,000 | $623K | 0.0% | $62.30 | $62.30 | — | COM | 78667J108 |
| — | GENERAL ELECTRIC CO | 25,000 | $605K | 0.0% | $24.20 | — | — | Put | 369604953 |
| — | DASEKE INC | 41,800 | $545K | 0.0% | $13.04 | $13.04 | — | COM | 23753F107 |
| — | OTONOMY INC | 150,000 | $488K | 0.0% | $3.25 | $3.25 | — | COM | 68906L105 |
| — | MSG NETWORKS INC | 22,970 | $487K | 0.0% | $21.20 | $21.20 | — | CL A SHS | 553573106 |
| — | AVISTA HEALTHCARE PUBLIC ACQ CO | 1,200,000 | $480K | 0.0% | $0.40 | $0.41 | — | W EXP 99/99/999 | G0726L117 |
| HCM | HUTCHISON CHINA MEDITECH-ADR | 17,200 | $469K | 0.0% | $27.27 | $27.27 | — | ADR | 44842L103 |
| — | DBV TECHNOLOGIES S A | 10,000 | $424K | 0.0% | $42.40 | $35.71 | — | ADR | 23306J101 |
| SGRY | SURGERY PARTNERS INC | 40,000 | $414K | 0.0% | $10.35 * | $20.00 | -28.5% | COM | 86881A100 |
| — | NXSTAGE MEDICAL INC | 14,600 | $403K | 0.0% | $27.60 | $27.60 | — | COM | 67072V103 |
| — | VIDEOCON D2H LTD ADR | 39,414 | $351K | 0.0% | $8.91 | $11.50 | — | ADR | 92657J101 |
| — | PACIFIC CONTINENTAL CORP | 11,863 | $320K | 0.0% | $26.97 | $24.58 | — | COM | 69412V108 |
| — | HUNTER MARITIME ACQUISITION | 473,402 | $312K | 0.0% | $0.66 | $0.33 | — | W EXP 99/99/999 | Y37828129 |
| — | HEALTH INS INNOVATIONS INC | 21,385 | $310K | 0.0% | $14.50 | $18.71 | — | CL A SHS | 42225K106 |
| — | CAPSTONE TURBINE CORP NEW | 444,546 | $309K | 0.0% | $0.70 | $0.73 | — | COM | 14067D409 |
| — | AVISTA HEALTHCARE PUBLIC ACQ CO | 30,890 | $309K | 0.0% | $10.00 | $10.00 | — | CL A SHS | G0726L125 |
| NLST | NETLIST INC | 414,888 | $305K | 0.0% | $0.74 * | $0.90 | 0.0% | COM | 64118P109 |
| — | GTY TECHNOLOGY HOLDINGS INC | 30,000 | $302K | 0.0% | $10.07 | $11.00 | — | CL A SHS | G4182A102 |
| NESRW | NATIONAL ENERGY SERVICES REU | 548,000 | $274K | 0.0% | $0.50 | $0.55 | — | W EXP 05/05/202 | G6375R115 |
| PHUN | STELLAR ACQUISITION III INC | 25,000 | $254K | 0.0% | $10.16 | $10.16 | — | COM | Y8172W107 |
| — | MAGNEGAS CORP | 445,396 | $254K | 0.0% | $0.57 | $0.57 | — | COM | 55939L301 |
| — | SABAN CAPITAL ACQUISITION CORP | 25,000 | $251K | 0.0% | $10.04 | $10.00 | — | CL A SHS | 78516C106 |
| — | AKERS BIOSCIENCES INC | 289,402 | $234K | 0.0% | $0.81 | $1.67 | — | COM | 00973E102 |
| — | QUOTIENT LTD | 45,000 | $222K | 0.0% | $4.93 | $4.93 | — | SHS | G73268107 |
| — | VALE SA-SP | 21,200 | $213K | 0.0% | $10.05 | — | — | Put | 91912E955 |
| — | LIBERTY TRIPADVISOR HLDGS IN | 16,733 | $207K | 0.0% | $12.37 | $18.53 | — | COM SER A | 531465102 |
| — | FINTECH ACQUISITION CORP II | 20,000 | $196K | 0.0% | $9.80 | $9.85 | — | COM | 31810G109 |
| — | SEADRILL LIMITED | 464,100 | $162K | 0.0% | $0.35 | — | — | Call | G7945E905 |
| — | QUOTLENT TECHNOLOGY INC | 10,000 | $157K | 0.0% | $15.70 | $15.70 | — | COM | 749119103 |
| — | CHINA CORD BLOOD CORP | 10,000 | $111K | 0.0% | $11.10 | $11.10 | — | SHS | G21107100 |
| — | INVIVO THERAPEUTICS HOLDINGS | 46,990 | $69,000 | 0.0% | $1.47 | $1.47 | — | COM | 46186M209 |
| — | CHESAPEAKE ENERGY CORP | 34,000 | $33,000 | 0.0% | $0.97 | $0.95 | — | NOTE 2.250%12/1 | 165167CB1 |
| — | JENSYN ACQUISITION CORP | 45,000 | $16,000 | 0.0% | $0.36 | $0.13 | — | RIGHT 99/99/9999 | 47632B128 |
| — | SABAN CAPITAL ACQUISITION CORP | 12,500 | $15,000 | 0.0% | $1.20 | $0.96 | — | W EXP 09/21/202 | 78516C114 |
| — | RXI PHARMACEUTICALS CORP NEW | 84,628 | $14,000 | 0.0% | $0.17 | $0.19 | — | W EXP 12/21/202 | 74979C113 |
| — | FINTECH ACQUISITION CORP II | 10,000 | $13,000 | 0.0% | $1.30 | $1.20 | — | W EXP 01/19/202 | 31810G117 |
| — | GTY TECHNOLOGY HOLDINGS INC | 10,000 | $12,000 | 0.0% | $1.20 | — | — | W EXP 99/99/999 | G4182A128 |
| — | JENSYN ACQUISITION CORP | 40,000 | $10,000 | 0.0% | $0.25 | $0.05 | — | W EXP 03/07/202 | 47632B110 |
| — | STELLAR ACQUISITION III INC | 25,000 | $9,000 | 0.0% | $0.36 | $0.20 | — | W EXP 03/22/202 | Y8172W115 |
| — | EASTSIDE DISTILLING INC | 15,454 | $8,000 | 0.0% | $0.52 | $0.52 | — | W EXP 99/99/999 | 277802112 |
| — | SOLENO THERAPEUTICS INC | 30,000 | $4,000 | 0.0% | $0.13 | $0.17 | — | W EXP 11/12/201 | 834203119 |
| — | RENNOVA HEALTH INC | 292,500 | $4,000 | 0.0% | $0.01 | $0.07 | — | W EXP 06/30/202 | 759757123 |