Location: Santa Barbara, CA
CIK: 0001645382 · Show all filings
Period: Q2 2016 (← Previous) (Next →)
Filing Date: Aug 3, 2016
Total Value: $376M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| DBEF | DBX ETF TR | 2,364,544 | $59.09M | 15.7% | $24.99 | $28.00 | -10.7% | XTRAK MSCI EAFE | 233051200 |
| VTV | VANGUARD INDEX FDS | 357,227 | $30.36M | 8.1% | $84.99 | $85.25 | -0.3% | VALUE ETF | 922908744 |
| VUG | VANGUARD INDEX FDS | 270,615 | $29.01M | 7.7% | $107.20 * | $18.17 | -1.6% | GROWTH ETF | 922908736 |
| SPIB | SPDR SERIES TRUST | 822,506 | $28.7M | 7.6% | $34.89 | $34.27 | +1.8% | INTR TRM CORP BD | 78464A375 |
| SPSB | SPDR SERIES TRUST | 760,617 | $23.41M | 6.2% | $30.78 | $30.48 | +1.0% | BARC SHT TR CP | 78464A474 |
| VWO | VANGUARD INTL EQUITY INDEX F | 491,564 | $17.32M | 4.6% | $35.23 | $39.39 | -10.6% | FTSE EMR MKT ETF | 922042858 |
| VTI | VANGUARD INDEX FDS | 154,751 | $16.58M | 4.4% | $107.16 | $105.87 | +1.2% | TOTAL STK MKT | 922908769 |
| BND | VANGUARD BD INDEX FD INC | 178,689 | $15.06M | 4.0% | $84.30 | $82.29 | +2.4% | TOTAL BND MRKT | 921937835 |
| DWM | WISDOMTREE TR | 301,784 | $13.51M | 3.6% | $44.75 | $53.55 | -16.4% | INTL EQUITY FD | 97717W703 |
| SCZ | ISHARES TR | 236,535 | $11.41M | 3.0% | $48.26 | $51.92 | -7.1% | EAFE SML CP ETF | 464288273 |
| VB | VANGUARD INDEX FDS | 83,600 | $9.671M | 2.6% | $115.68 | $119.10 | -2.9% | SMALL CP ETF | 922908751 |
| VNQ | VANGUARD INDEX FDS | 78,259 | $6.939M | 1.8% | $88.67 | $79.65 | +11.3% | REIT ETF | 922908553 |
| AAPL | APPLE INC | 65,427 | $6.255M | 1.7% | $95.60 * | $26.72 | -18.4% | COM | 037833100 |
| DLN | WISDOMTREE TR | 79,885 | $6.052M | 1.6% | $75.76 * | $37.09 | +2.1% | LARGECAP DIVID | 97717W307 |
| EFA | ISHARES TR | 101,005 | $5.638M | 1.5% | $55.82 | $65.08 | -14.2% | MSCI EAFE ETF | 464287465 |
| JNJ | JOHNSON & JOHNSON | 27,648 | $3.354M | 0.9% | $121.31 * | $76.08 | +22.6% | COM | 478160104 |
| — | MB FINANCIAL INC NEW | 88,036 | $3.194M | 0.8% | $36.28 | $32.37 | — | COM | 55264U108 |
| SPY | SPDR S&P 500 ETF TR | 13,508 | $2.83M | 0.8% | $209.51 | $204.77 | +2.3% | TR UNIT | 78462F103 |
| WFC | WELLS FARGO & CO NEW | 56,451 | $2.672M | 0.7% | $47.33 * | $41.17 | -12.0% | COM | 949746101 |
| MRK | MERCK & CO INC | 46,213 | $2.662M | 0.7% | $57.60 * | $37.31 | +10.0% | COM | 58933Y105 |
| AMGN | AMGEN INC | 17,062 | $2.596M | 0.7% | $152.15 * | $117.09 | -2.2% | COM | 031162100 |
| IWD | ISHARES TR | 23,533 | $2.429M | 0.6% | $103.22 | $104.87 | -1.6% | RUS 1000 VAL ETF | 464287598 |
| IWV | ISHARES TR | 18,819 | $2.334M | 0.6% | $124.02 | $123.66 | +0.3% | RUSSELL 3000 ETF | 464287689 |
| ISRG | INTUITIVE SURGICAL INC | 3,135 | $2.074M | 0.6% | $661.56 * | $55.94 | +31.4% | COM NEW | 46120E602 |
| IWF | ISHARES TR | 20,012 | $2.008M | 0.5% | $100.34 * | $25.15 | -0.2% | RUS 1000 GRW ETF | 464287614 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 12,489 | $1.808M | 0.5% | $144.77 | $137.58 | +5.2% | CL B NEW | 084670702 |
| CME | CME GROUP INC | 17,815 | $1.735M | 0.5% | $97.39 * | $62.99 | +8.2% | COM | 12572Q105 |
| VZ | VERIZON COMMUNICATIONS INC | 30,327 | $1.693M | 0.4% | $55.82 * | $29.51 | +14.9% | COM | 92343V104 |
| PEN | PENUMBRA INC | 27,495 | $1.636M | 0.4% | $59.50 | $53.88 | +10.4% | COM | 70975L107 |
| MSFT | MICROSOFT CORP | 29,528 | $1.511M | 0.4% | $51.17 * | $42.40 | +7.2% | COM | 594918104 |
| — | GENERAL ELECTRIC CO | 46,570 | $1.466M | 0.4% | $31.48 | $25.70 | — | COM | 369604103 |
| PFE | PFIZER INC | 36,576 | $1.288M | 0.3% | $35.21 * | $20.73 | +6.7% | COM | 717081103 |
| BMY | BRISTOL MYERS SQUIBB CO | 17,337 | $1.275M | 0.3% | $73.54 * | $46.15 | +14.5% | COM | 110122108 |
| MO | ALTRIA GROUP INC | 18,429 | $1.271M | 0.3% | $68.97 * | $25.64 | +40.4% | COM | 02209S103 |
| NVS | NOVARTIS A G | 14,825 | $1.223M | 0.3% | $82.50 | $81.17 | +1.7% | SPONSORED ADR | 66987V109 |
| IBM | INTERNATIONAL BUSINESS MACHS | 7,701 | $1.169M | 0.3% | $151.80 * | $98.76 | -2.0% | COM | 459200101 |
| IP | INTL PAPER CO | 27,518 | $1.166M | 0.3% | $42.37 * | $28.12 | -5.0% | COM | 460146103 |
| PEP | PEPSICO INC | 10,634 | $1.127M | 0.3% | $105.98 * | $71.36 | +11.4% | COM | 713448108 |
| GOOG | ALPHABET INC | 1,611 | $1.115M | 0.3% | $692.12 * | $35.59 | -3.5% | CAP STK CL C | 02079K107 |
| DEM | WISDOMTREE TR | 30,664 | $1.086M | 0.3% | $35.42 | $41.58 | -14.8% | EMER MKT HIGH FD | 97717W315 |
| VDE | VANGUARD WORLD FDS | 10,880 | $1.035M | 0.3% | $95.13 | $80.08 | +18.8% | ENERGY ETF | 92204A306 |
| — | MORGAN STANLEY CHINA A SH FD | 930,106 | $930K | 0.2% | $1.00 | $1.00 | — | COM | 617468103 |
| GOOGL | ALPHABET INC | 1,301 | $915K | 0.2% | $703.31 * | $36.67 | -4.8% | CAP STK CL A | 02079K305 |
| — | MYLAN N V | 21,038 | $910K | 0.2% | $43.26 | $54.06 | — | SHS EURO | N59465109 |
| TSLA | TESLA MTRS INC | 4,259 | $904K | 0.2% | $212.26 * | $13.15 | +7.6% | COM | 88160R101 |
| EEM | ISHARES TR | 25,574 | $879K | 0.2% | $34.37 | $41.83 | -17.9% | MSCI EMG MKT ETF | 464287234 |
| INTC | INTEL CORP | 26,124 | $857K | 0.2% | $32.81 * | $24.85 | +6.2% | COM | 458140100 |
| AMZN | AMAZON COM INC | 1,178 | $843K | 0.2% | $715.62 * | $28.03 | +27.6% | COM | 023135106 |
| META | FACEBOOK INC | 7,344 | $839K | 0.2% | $114.24 | $100.66 | +12.7% | CL A | 30303M102 |
| T | AT&T INC | 18,850 | $815K | 0.2% | $43.24 * | $12.42 | +33.5% | COM | 00206R102 |
| VEA | VANGUARD TAX MANAGED INTL FD | 22,923 | $811K | 0.2% | $35.38 | $41.35 | -14.5% | FTSE DEV MKT ETF | 921943858 |
| PG | PROCTER & GAMBLE CO | 9,518 | $806K | 0.2% | $84.68 * | $59.88 | +9.2% | COM | 742718109 |
| UPS | UNITED PARCEL SERVICE INC | 7,477 | $805K | 0.2% | $107.66 * | $67.72 | +12.1% | CL B | 911312106 |
| VSS | VANGUARD INTL EQUITY INDEX F | 8,463 | $788K | 0.2% | $93.11 | $104.59 | -11.0% | FTSE SMCAP ETF | 922042718 |
| KO | COCA COLA CO | 17,103 | $775K | 0.2% | $45.31 * | $29.08 | +15.6% | COM | 191216100 |
| — | JPMORGAN CHASE & CO | 23,380 | $744K | 0.2% | $31.82 | $28.97 | — | ALERIAN ML ETN | 46625H365 |
| — | TIME WARNER INC | 9,443 | $694K | 0.2% | $73.49 | $82.08 | — | COM NEW | 887317303 |
| IVV | ISHARES TR | 3,262 | $687K | 0.2% | $210.61 | $208.60 | +0.9% | CORE S&P500 ETF | 464287200 |
| MCD | MCDONALDS CORP | 5,588 | $672K | 0.2% | $120.26 * | $74.68 | +28.2% | COM | 580135101 |
| EMB | ISHARES TR | 5,696 | $656K | 0.2% | $115.17 | $111.64 | +3.1% | JP MOR EM MK ETF | 464288281 |
| DIS | DISNEY WALT CO | 6,630 | $649K | 0.2% | $97.89 * | $99.85 | -9.7% | COM DISNEY | 254687106 |
| ABBV | ABBVIE INC | 10,462 | $648K | 0.2% | $61.94 * | $42.12 | -1.1% | COM | 00287Y109 |
| PNC | PNC FINL SVCS GROUP INC | 7,717 | $628K | 0.2% | $81.38 * | $67.69 | -11.9% | COM | 693475105 |
| IWM | ISHARES TR | 5,451 | $627K | 0.2% | $115.02 | $124.74 | -7.8% | RUSSELL 2000 ETF | 464287655 |
| EUFN | ISHARES | 39,915 | $626K | 0.2% | $15.68 | $17.94 | -12.5% | MSCI EURO FL ETF | 464289180 |
| — | ISHARES TR | 16,950 | $623K | 0.2% | $36.76 | $38.14 | — | INTL DEVPPTY ETF | 464288422 |
| — | POWERSHARES QQQ TRUST | 5,561 | $598K | 0.2% | $107.53 | $107.13 | — | UNIT SER 1 | 73935A104 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 3,305 | $592K | 0.2% | $179.12 | $179.92 | -0.5% | UT SER 1 | 78467X109 |
| TAP | MOLSON COORS BREWING CO | 5,665 | $573K | 0.2% | $101.15 * | $57.32 | +39.1% | CL B | 60871R209 |
| CMF | ISHARES TR | 4,677 | $571K | 0.2% | $122.09 * | $58.84 | +3.7% | CALIF MUN BD ETF | 464288356 |
| JPM | JPMORGAN CHASE & CO | 9,000 | $559K | 0.1% | $62.11 * | $47.72 | +0.8% | COM | 46625H100 |
| TRV | TRAVELERS COMPANIES INC | 4,633 | $552K | 0.1% | $119.15 * | $81.20 | +19.1% | COM | 89417E109 |
| NOC | NORTHROP GRUMMAN CORP | 2,466 | $548K | 0.1% | $222.22 * | $134.61 | +41.7% | COM | 666807102 |
| BFH | ALLIANCE DATA SYSTEMS CORP | 2,771 | $543K | 0.1% | $195.96 * | $186.69 | -27.7% | COM | 018581108 |
| EPD | ENTERPRISE PRODS PARTNERS L | 18,493 | $541K | 0.1% | $29.25 | $29.25 | — | COM | 293792107 |
| VBK | VANGUARD INDEX FDS | 4,215 | $522K | 0.1% | $123.84 | $124.39 | -0.4% | SML CP GRW ETF | 922908595 |
| CSCO | CISCO SYS INC | 17,766 | $510K | 0.1% | $28.71 * | $20.39 | +4.5% | COM | 17275R102 |
| VBR | VANGUARD INDEX FDS | 4,793 | $505K | 0.1% | $105.36 | $109.72 | -4.0% | SM CP VAL ETF | 922908611 |
| DHI | D R HORTON INC | 16,022 | $504K | 0.1% | $31.46 * | $25.15 | +12.6% | COM | 23331A109 |
| AMAT | APPLIED MATLS INC | 20,837 | $499K | 0.1% | $23.95 * | $18.01 | +19.6% | COM | 038222105 |
| IVW | ISHARES TR | 4,133 | $482K | 0.1% | $116.62 * | $29.02 | +0.4% | S&P 500 GRWT ETF | 464287309 |
| VOO | VANGUARD INDEX FDS | 2,437 | $468K | 0.1% | $192.04 | $188.50 | +2.0% | S&P 500 ETF SHS | 922908363 |
| WTRE | WISDOMTREE TR | 17,100 | $464K | 0.1% | $27.13 | $29.30 | -7.4% | GLB EX US RL EST | 97717W331 |
| CHD | CHURCH & DWIGHT INC | 4,454 | $458K | 0.1% | $102.83 * | $36.39 | +25.0% | COM | 171340102 |
| IVE | ISHARES TR | 4,861 | $452K | 0.1% | $92.98 | $91.53 | +1.5% | S&P 500 VAL ETF | 464287408 |
| HD | HOME DEPOT INC | 3,531 | $451K | 0.1% | $127.73 * | $88.91 | +14.4% | COM | 437076102 |
| SHW | SHERWIN WILLIAMS CO | 1,525 | $448K | 0.1% | $293.77 * | $79.84 | +12.4% | COM | 824348106 |
| VGK | VANGUARD INTL EQUITY INDEX F | 9,300 | $434K | 0.1% | $46.67 | $55.55 | -16.0% | FTSE EUROPE ETF | 922042874 |
| VLO | VALERO ENERGY CORP NEW | 8,439 | $430K | 0.1% | $50.95 * | $38.47 | -9.3% | COM | 91913Y100 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 5,580 | $424K | 0.1% | $75.99 | $75.99 | — | COM UNIT RP LP | 559080106 |
| IGSB | ISHARES TR | 3,979 | $422K | 0.1% | $106.06 * | $52.71 | +0.6% | 1-3 YR CR BD ETF | 464288646 |
| — | SPDR SERIES TRUST | 11,750 | $419K | 0.1% | $35.66 | $39.22 | — | BRC HGH YLD BD | 78464A417 |
| SDY | SPDR SERIES TRUST | 4,842 | $406K | 0.1% | $83.85 | $78.37 | +7.1% | S&P DIVID ETF | 78464A763 |
| BWZ | SPDR SERIES TRUST | 12,900 | $405K | 0.1% | $31.40 | $30.78 | +2.1% | SHRT INTL ETF | 78464A334 |
| MMM | 3M CO | 2,173 | $381K | 0.1% | $175.33 * | $92.76 | +15.1% | COM | 88579Y101 |
| MET | METLIFE INC | 9,481 | $378K | 0.1% | $39.87 * | $33.13 | -22.4% | COM | 59156R108 |
| ORCL | ORACLE CORP | 8,922 | $365K | 0.1% | $40.91 * | $35.36 | +0.3% | COM | 68389X105 |
| SCHX | SCHWAB STRATEGIC TR | 7,180 | $357K | 0.1% | $49.72 * | $8.37 | -0.9% | US LRG CAP ETF | 808524201 |
| DEO | DIAGEO P L C | 3,141 | $355K | 0.1% | $113.02 | $113.62 | -0.6% | SPON ADR NEW | 25243Q205 |
| — | AON PLC | 3,133 | $342K | 0.1% | $109.16 | $104.37 | — | SHS CL A | G0408V102 |
| CMI | CUMMINS INC | 3,036 | $341K | 0.1% | $112.32 * | $102.82 | -15.0% | COM | 231021106 |
| COST | COSTCO WHSL CORP NEW | 2,165 | $340K | 0.1% | $157.04 * | $120.58 | +10.2% | COM | 22160K105 |
| MUB | ISHARES TR | 2,977 | $339K | 0.1% | $113.87 | $111.33 | +2.3% | NATIONAL MUN ETF | 464288414 |
| V | VISA INC | 4,570 | $339K | 0.1% | $74.18 * | $67.02 | +3.6% | COM CL A | 92826C839 |
| CVS | CVS HEALTH CORP | 3,466 | $332K | 0.1% | $95.79 * | $75.22 | -4.8% | COM | 126650100 |
| GILD | GILEAD SCIENCES INC | 3,919 | $327K | 0.1% | $83.44 * | $72.62 | -18.4% | COM | 375558103 |
| WMT | WAL-MART STORES INC | 4,412 | $322K | 0.1% | $72.98 * | $20.26 | +1.6% | COM | 931142103 |
| CHTR | CHARTER COMMUNICATIONS INC N | 1,403 | $321K | 0.1% | $228.80 | $214.89 | +6.4% | CL A | 16119P108 |
| LOW | LOWES COS INC | 3,973 | $315K | 0.1% | $79.29 * | $58.85 | +12.8% | COM | 548661107 |
| SLB | SCHLUMBERGER LTD | 3,944 | $312K | 0.1% | $79.11 * | $63.33 | -4.8% | COM | 806857108 |
| VT | VANGUARD INTL EQUITY INDEX F | 5,344 | $310K | 0.1% | $58.01 | $54.50 | +6.5% | TT WRLD ST ETF | 922042742 |
| — | QAD INC | 15,321 | $295K | 0.1% | $19.25 | $19.25 | — | CL A | 74727D306 |
| SO | SOUTHERN CO | 5,482 | $294K | 0.1% | $53.63 * | $28.42 | +26.8% | COM | 842587107 |
| EFX | EQUIFAX INC | 2,269 | $291K | 0.1% | $128.25 * | $90.00 | +30.6% | COM | 294429105 |
| SBUX | STARBUCKS CORP | 5,017 | $287K | 0.1% | $57.21 * | $47.41 | -1.5% | COM | 855244109 |
| VOD | VODAFONE GROUP PLC NEW | 9,229 | $285K | 0.1% | $30.88 | $34.86 | -11.4% | SPNSR ADR | 92857W308 |
| LLY | LILLY ELI & CO | 3,544 | $279K | 0.1% | $78.72 * | $68.46 | -1.8% | COM | 532457108 |
| ROST | ROSS STORES INC | 4,860 | $276K | 0.1% | $56.79 * | $45.67 | +13.1% | COM | 778296103 |
| CLX | CLOROX CO DEL | 1,956 | $271K | 0.1% | $138.55 * | $80.44 | +31.1% | COM | 189054109 |
| UNH | UNITEDHEALTH GROUP INC | 1,885 | $266K | 0.1% | $141.11 * | $101.16 | +19.9% | COM | 91324P102 |
| PM | PHILIP MORRIS INTL INC | 2,590 | $263K | 0.1% | $101.54 * | $55.87 | +13.1% | COM | 718172109 |
| SCHW | SCHWAB CHARLES CORP NEW | 10,264 | $260K | 0.1% | $25.33 * | $27.89 | -19.6% | COM | 808513105 |
| — | GLAXOSMITHKLINE PLC | 5,948 | $258K | 0.1% | $43.38 | $38.77 | — | SPONSORED ADR | 37733W105 |
| BAX | BAXTER INTL INC | 5,713 | $258K | 0.1% | $45.16 * | $31.60 | +22.6% | COM | 071813109 |
| NKE | NIKE INC | 4,544 | $251K | 0.1% | $55.24 * | $53.17 | -8.1% | CL B | 654106103 |
| BWX | SPDR SERIES TRUST | 4,400 | $251K | 0.1% | $57.05 * | $26.60 | +7.4% | BRCLYS INTL ETF | 78464A516 |
| MKC | MCCORMICK & CO INC | 2,342 | $250K | 0.1% | $106.75 * | $37.32 | +19.1% | COM NON VTG | 579780206 |
| BP | BP PLC | 7,012 | $249K | 0.1% | $35.51 | $32.02 | +10.9% | SPONSORED ADR | 055622104 |
| ET | ENERGY TRANSFER EQUITY L P | 16,790 | $241K | 0.1% | $14.35 | $14.35 | — | COM UT LTD PTN | 29273V100 |
| VPL | VANGUARD INTL EQUITY INDEX F | 4,300 | $240K | 0.1% | $55.81 | $62.84 | -11.3% | FTSE PACIFIC ETF | 922042866 |
| PCG | PG&E CORP | 3,761 | $240K | 0.1% | $63.81 * | $56.53 | +7.5% | COM | 69331C108 |
| ABT | ABBOTT LABS | 6,056 | $238K | 0.1% | $39.30 * | $35.50 | -7.1% | COM | 002824100 |
| SYY | SYSCO CORP | 4,695 | $238K | 0.1% | $50.69 * | $33.38 | +19.1% | COM | 871829107 |
| GPC | GENUINE PARTS CO | 2,318 | $235K | 0.1% | $101.38 * | $67.65 | +13.8% | COM | 372460105 |
| UNP | UNION PAC CORP | 2,691 | $235K | 0.1% | $87.33 * | $81.36 | -13.1% | COM | 907818108 |
| — | EATON VANCE TAX MNGD GBL DV | 27,214 | $233K | 0.1% | $8.56 | $9.69 | — | COM | 27829F108 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD | 4,527 | $227K | 0.1% | $50.14 | $58.53 | -14.2% | ADR | 881624209 |
| — | KANSAS CITY SOUTHERN | 2,476 | $223K | 0.1% | $90.06 | $85.62 | — | COM NEW | 485170302 |
| BAC | BANK AMER CORP | 16,502 | $219K | 0.1% | $13.27 * | $13.56 | -20.8% | COM | 060505104 |
| ACN | ACCENTURE PLC IRELAND | 1,916 | $217K | 0.1% | $113.26 * | $87.70 | +11.4% | SHS CLASS A | G1151C101 |
| TM | TOYOTA MOTOR CORP | 2,173 | $217K | 0.1% | $99.86 | $133.87 | -25.3% | SP ADR REP2COM | 892331307 |
| AZN | ASTRAZENECA PLC | 7,164 | $216K | 0.1% | $30.15 | $31.74 | — | SPONSORED ADR | 046353108 |
| NYF | ISHARES TR | 1,860 | $214K | 0.1% | $115.05 * | $56.91 | +1.3% | NEW YORK MUN ETF | 464288323 |
| KHC | KRAFT HEINZ CO | 2,417 | $214K | 0.1% | $88.54 * | $53.59 | +8.0% | COM | 500754106 |
| — | WESTPAC BKG CORP | 9,609 | $212K | 0.1% | $22.06 | $24.10 | — | SPONSORED ADR | 961214301 |
| IYY | ISHARES TR | 2,000 | $209K | 0.1% | $104.50 * | $51.45 | +1.7% | DOW JONES US ETF | 464287846 |
| BA | BOEING CO | 1,602 | $208K | 0.1% | $129.84 * | $118.53 | -0.0% | COM | 097023105 |
| SNY | SANOFI | 4,977 | $208K | 0.1% | $41.79 | $49.62 | -15.7% | SPONSORED ADR | 80105N105 |
| EXPD | EXPEDITORS INTL WASH INC | 4,220 | $207K | 0.1% | $49.05 * | $40.40 | +7.9% | COM | 302130109 |
| VXF | VANGUARD INDEX FDS | 2,402 | $205K | 0.1% | $85.35 | $84.26 | +1.4% | EXTEND MKT ETF | 922908652 |
| CRS | CARPENTER TECHNOLOGY CORP | 6,100 | $201K | 0.1% | $32.95 * | $24.77 | +12.6% | COM | 144285103 |
| SUSA | ISHARES TR | 2,330 | $201K | 0.1% | $86.27 * | $42.94 | +0.7% | USA ESG SLCT ETF | 464288802 |
| — | UNITED STATES OIL FUND LP | 14,422 | $167K | 0.0% | $11.58 | $9.71 | — | UNITS | 91232N108 |
| MUFG | MITSUBISHI UFJ FINL GROUP IN | 36,159 | $160K | 0.0% | $4.42 | $6.81 | -34.9% | SPONSORED ADR | 606822104 |
| NAT | NORDIC AMERICAN TANKERS LIMI | 10,000 | $139K | 0.0% | $13.90 | $14.56 | -5.4% | COM | G65773106 |
| — | EATON VANCE TX MGD DIV EQ IN | 12,499 | $130K | 0.0% | $10.40 | $11.19 | — | COM | 27828N102 |
| — | ZIOPHARM ONCOLOGY INC | 17,110 | $94,000 | 0.0% | $5.49 | $10.28 | — | COM | 98973P101 |
| — | SIENTRA INC | 12,407 | $82,000 | 0.0% | $6.61 | $6.85 | — | COM | 82621J105 |
| — | AVON PRODS INC | 21,008 | $79,000 | 0.0% | $3.76 | $4.81 | — | COM | 054303102 |
| — | NUMEREX CORP PA | 10,000 | $75,000 | 0.0% | $7.50 | $6.10 | — | CL A | 67053A102 |
| — | BARCLAYS BK PLC | 62,186 | $62,000 | 0.0% | $1.00 | $1.00 | — | IPSPGS TTL ETN | 06738C794 |
| CAT | CATERPILLAR INC DEL | 40,000 | $52,000 | 0.0% | $1.30 * | $59.82 | +1.4% | COM | 149123101 |
| — | SYNTHETIC BIOLOGICS INC | 23,180 | $42,000 | 0.0% | $1.81 | $2.29 | — | COM | 87164U102 |
| — | QUANTUM CORP | 18,035 | $8,000 | 0.0% | $0.44 | $0.44 | — | COM DSSG | 747906204 |