CIK: 0000107136 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Oct 10, 2019
Total Value ($000): $77,104 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| AAPL | APPLE INC | 17,730 | $3,971 | 5.2% | $46.01 | +9.1% | COM | 037833100 |
| CBRL | CRACKER BARREL OLD CTRY STOR | 15,011 | $2,441 | 3.2% | $124.06 | +6.2% | COM | 22410J106 |
| V | VISA INC | 12,560 | $2,160 | 2.8% | $131.69 | +29.3% | COM CL A | 92826C839 |
| NEWT | NEWTEK BUSINESS SVCS CORP | 77,726 | $1,755 | 2.3% | $19.29 | +15.0% | COM NEW | 652526203 |
| ET | ENERGY TRANSFER LP | 128,408 | $1,680 | 2.2% | $15.06 | — | COM UT LTD PTN | 29273V100 |
| BX | BLACKSTONE GROUP INC | 33,094 | $1,616 | 2.1% | $39.22 | 0.0% | COM CL A | 09260D107 |
| LADR | LADDER CAP CORP | 91,133 | $1,574 | 2.0% | $15.40 | — | CL A | 505743104 |
| PCTY | PAYLOCITY HLDG CORP | 14,760 | $1,440 | 1.9% | $64.12 | +59.7% | COM | 70438V106 |
| — | CONSTELLIUM SE | 104,105 | $1,323 | 1.7% | $6.62 | — | CL A | N22035104 |
| — | CSI COMPRESSCO LP | 440,168 | $1,303 | 1.7% | $2.88 | — | COM UNIT | 12637A103 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 5,638 | $1,173 | 1.5% | $208.00 | -0.9% | CL B NEW | 084670702 |
| BIP | BROOKFIELD INFRAST PARTNERS | 21,500 | $1,067 | 1.4% | $34.51 | — | LP INT UNIT | G16252101 |
| IVV | ISHARES TR | 3,471 | $1,036 | 1.3% | $298.47 | — | CORE S&P500 ETF | 464287200 |
| — | PINNACLE FINL PARTNERS INC | 17,488 | $992 | 1.3% | $47.42 | — | COM | 72346Q104 |
| — | OXFORD LANE CAP CORP | 105,690 | $983 | 1.3% | $9.88 | — | COM | 691543102 |
| IJH | ISHARES TR | 4,882 | $943 | 1.2% | $182.76 | — | CORE S&P MCP ETF | 464287507 |
| AMZN | AMAZON COM INC | 540 | $937 | 1.2% | $83.32 | +11.3% | COM | 023135106 |
| — | NOBLE MIDSTREAM PARTNERS LP | 35,755 | $862 | 1.1% | $30.60 | — | COM UNIT REPST | 65506L105 |
| ITW | ILLINOIS TOOL WKS INC | 5,247 | $821 | 1.1% | $110.50 | +17.8% | COM | 452308109 |
| ENB | ENBRIDGE INC | 22,821 | $801 | 1.0% | $20.39 | +11.1% | COM | 29250N105 |
| IBB | ISHARES TR | 8,037 | $800 | 1.0% | $96.44 | — | NASDAQ BIOTECH | 464287556 |
| IHI | ISHARES TR | 3,215 | $795 | 1.0% | $199.69 | — | U.S. MED DVC ETF | 464288810 |
| CSCO | CISCO SYS INC | 15,938 | $788 | 1.0% | $36.91 | +15.9% | COM | 17275R102 |
| SYF | SYNCHRONY FINL | 22,410 | $764 | 1.0% | $23.14 | +26.4% | COM | 87165B103 |
| — | BROOKFIELD PROPERTY PARTRS L | 36,444 | $740 | 1.0% | $17.55 | — | UNIT LTD PARTN | G16249107 |
| — | OASIS MIDSTREAM PARTNERS LP | 46,365 | $740 | 1.0% | $15.96 | — | COM UNITS REPS | 67420T206 |
| — | MR COOPER GROUP INC | 66,800 | $709 | 0.9% | $8.93 | — | COM | 62482R107 |
| CMBT | EURONAV NV ANTWERPEN | 76,811 | $707 | 0.9% | $4.16 | -0.5% | SHS | B38564108 |
| RSPH | INVESCO EXCHANGE TRADED FD T | 3,559 | $697 | 0.9% | $177.85 | — | S&P500 EQL HLT | 46137V332 |
| IJR | ISHARES TR | 8,933 | $695 | 0.9% | $77.57 | — | CORE S&P SCP ETF | 464287804 |
| JPM | JPMORGAN CHASE & CO | 5,760 | $678 | 0.9% | $87.53 | +8.6% | COM | 46625H100 |
| SYK | STRYKER CORP | 3,100 | $671 | 0.9% | $154.78 | +29.3% | COM | 863667101 |
| JNJ | JOHNSON & JOHNSON | 5,140 | $665 | 0.9% | $114.02 | -3.5% | COM | 478160104 |
| DOCU | DOCUSIGN INC | 10,740 | $665 | 0.9% | $53.40 | -1.9% | COM | 256163106 |
| PFLT | PENNANTPARK FLOATING RATE CA | 56,786 | $659 | 0.9% | $5.76 | -1.7% | COM | 70806A106 |
| — | TEEKAY LNG PARTNERS L P | 46,400 | $633 | 0.8% | $12.98 | — | PRTNRSP UNITS | Y8564M105 |
| PG | PROCTER & GAMBLE CO | 5,009 | $623 | 0.8% | $75.43 | +33.9% | COM | 742718109 |
| SXC | SUNCOKE ENERGY INC | 110,087 | $621 | 0.8% | $7.20 | 0.0% | COM | 86722A103 |
| PYPL | PAYPAL HLDGS INC | 5,815 | $602 | 0.8% | $96.50 | +13.9% | COM | 70450Y103 |
| — | BLACKROCK CR ALLCTN INC TR | 44,070 | $600 | 0.8% | $12.96 | — | COM | 092508100 |
| FHN | FIRST HORIZON NATL CORP | 36,843 | $597 | 0.8% | $11.83 | +4.4% | COM | 320517105 |
| USAC | USA COMPRESSION PARTNERS LP | 33,633 | $581 | 0.8% | $14.11 | — | COMUNIT LTDPAR | 90290N109 |
| ECC | EAGLE PT CR CO LLC | 36,350 | $573 | 0.7% | $17.89 | — | COM | 269808101 |
| RITM | NEW RESIDENTIAL INVT CORP | 36,196 | $568 | 0.7% | $14.67 | — | COM NEW | 64828T201 |
| BA | BOEING CO | 1,451 | $552 | 0.7% | $364.36 | -3.3% | COM | 097023105 |
| URI | UNITED RENTALS INC | 4,430 | $552 | 0.7% | $116.64 | +0.7% | COM | 911363109 |
| META | FACEBOOK INC | 3,095 | $551 | 0.7% | $144.55 | +30.6% | CL A | 30303M102 |
| KREF | KKR REAL ESTATE FIN TR INC | 28,046 | $548 | 0.7% | $19.07 | — | COM | 48251K100 |
| BEP | BROOKFIELD RENEWABLE PARTNER | 13,250 | $538 | 0.7% | $26.26 | — | PARTNERSHIP UNIT | G16258108 |
| TFSL | TFS FINL CORP | 28,500 | $514 | 0.7% | $9.28 | +19.7% | COM | 87240R107 |
| VIS | VANGUARD WORLD FDS | 3,458 | $505 | 0.7% | $120.46 | — | INDUSTRIAL ETF | 92204A603 |
| NHI | NATIONAL HEALTH INVS INC | 6,103 | $503 | 0.7% | $74.79 | — | COM | 63633D104 |
| VST | VISTRA ENERGY CORP | 18,600 | $497 | 0.6% | $20.57 | 0.0% | COM | 92840M102 |
| FAST | FASTENAL CO | 15,000 | $490 | 0.6% | $12.60 | +5.0% | COM | 311900104 |
| TRTX | TPG RE FIN TR INC | 24,668 | $489 | 0.6% | $18.12 | — | COM | 87266M107 |
| — | VEREIT INC | 49,831 | $487 | 0.6% | $7.18 | — | COM | 92339V100 |
| T | AT&T INC | 12,839 | $486 | 0.6% | $14.29 | +18.9% | COM | 00206R102 |
| — | GRAFTECH INTL LTD | 37,650 | $482 | 0.6% | $12.78 | — | COM | 384313508 |
| XOM | EXXON MOBIL CORP | 6,744 | $476 | 0.6% | $56.56 | -4.9% | COM | 30231G102 |
| XBI | SPDR SERIES TRUST | 6,240 | $476 | 0.6% | $70.33 | — | S&P BIOTECH | 78464A870 |
| DELL | DELL TECHNOLOGIES INC | 8,720 | $452 | 0.6% | $24.29 | 0.0% | CL C | 24703L202 |
| FIS | FIDELITY NATL INFORMATION SV | 3,376 | $448 | 0.6% | $91.08 | +28.6% | COM | 31620M106 |
| TRGP | TARGA RES CORP | 11,152 | $448 | 0.6% | $38.06 | -15.7% | COM | 87612G101 |
| VWO | VANGUARD INTL EQUITY INDEX F | 11,049 | $445 | 0.6% | $40.28 | — | FTSE EMR MKT ETF | 922042858 |
| VEU | VANGUARD INTL EQUITY INDEX F | 8,907 | $444 | 0.6% | $49.85 | — | ALLWRLD EX US | 922042775 |
| SPY | SPDR S&P 500 ETF TR | 1,422 | $422 | 0.5% | $256.32 | — | TR UNIT | 78462F103 |
| LOW | LOWES COS INC | 3,400 | $374 | 0.5% | $84.62 | +11.1% | COM | 548661107 |
| EPD | ENTERPRISE PRODS PARTNERS L | 13,076 | $374 | 0.5% | $24.57 | — | COM | 293792107 |
| AIVL | WISDOMTREE TR | 4,283 | $374 | 0.5% | $76.92 | — | US DIVID EX FNCL | 97717W406 |
| — | NUVEEN MUN VALUE FD INC | 35,590 | $374 | 0.5% | $10.51 | — | COM | 670928100 |
| SKYY | FIRST TR EXCHANGE TRADED FD | 6,495 | $366 | 0.5% | $48.50 | — | CLOUD COMPUTING | 33734X192 |
| DUK | DUKE ENERGY CORP NEW | 3,793 | $364 | 0.5% | $63.89 | +10.4% | COM NEW | 26441C204 |
| VRP | INVESCO EXCHNG TRADED FD TR | 14,424 | $363 | 0.5% | $22.45 | — | VAR RATE PFD | 46138G870 |
| — | NUVEEN MUN INCOME FD INC | 31,435 | $362 | 0.5% | $11.52 | — | COM | 67062J102 |
| — | EATON VANCE TAX MNGD BUY WRI | 37,800 | $360 | 0.5% | $9.52 | — | COM SH BEN INT | 27829M103 |
| DIS | DISNEY WALT CO | 2,712 | $353 | 0.5% | $108.90 | +23.3% | COM DISNEY | 254687106 |
| BHR | BRAEMAR HOTELS & RESORTS INC | 37,400 | $351 | 0.5% | $8.74 | — | COM | 10482B101 |
| — | CRESTWOOD EQUITY PARTNERS LP | 9,350 | $341 | 0.4% | $27.91 | — | UNIT LTD PARTNER | 226344208 |
| — | LANDMARK INFRASTRUCTURE LP | 12,855 | $337 | 0.4% | $20.86 | — | 7% CNV PFD UNT C | 51508J405 |
| PMT | PENNYMAC MTG INVT TR | 15,133 | $336 | 0.4% | $18.62 | — | COM | 70931T103 |
| ADP | AUTOMATIC DATA PROCESSING IN | 2,077 | $335 | 0.4% | $121.30 | +18.7% | COM | 053015103 |
| — | TALLGRASS ENERGY LP | 16,500 | $332 | 0.4% | $23.28 | — | CLASS A SHS | 874696107 |
| — | DISCOVERY INC | 13,325 | $328 | 0.4% | $24.62 | — | COM SER C | 25470F302 |
| — | BLACKROCK MULTI-SECTOR INC T | 18,969 | $326 | 0.4% | $17.44 | — | COM | 09258A107 |
| — | ISTAR INC | 25,000 | $326 | 0.4% | $10.02 | — | COM | 45031U101 |
| EPR | EPR PPTYS | 4,245 | $326 | 0.4% | $64.08 | — | COM SH BEN INT | 26884U109 |
| MSFT | MICROSOFT CORP | 2,328 | $324 | 0.4% | $100.00 | +29.9% | COM | 594918104 |
| PM | PHILIP MORRIS INTL INC | 4,246 | $322 | 0.4% | $57.37 | -1.1% | COM | 718172109 |
| WFC | WELLS FARGO CO NEW | 6,326 | $319 | 0.4% | $42.00 | -5.3% | COM | 949746101 |
| CRM | SALESFORCE COM INC | 2,122 | $315 | 0.4% | $139.56 | +7.6% | COM | 79466L302 |
| — | GLOBAL MED REIT INC | 27,450 | $313 | 0.4% | $8.90 | — | COM NEW | 37954A204 |
| — | BLACKSTONE MTG TR INC | 300,000 | $312 | 0.4% | $0.97 | — | NOTE 4.375% 5/0 | 09257WAB6 |
| BXMT | BLACKSTONE MTG TR INC | 8,684 | $311 | 0.4% | $33.84 | — | COM CL A | 09257W100 |
| STT | STATE STR CORP | 5,000 | $296 | 0.4% | $50.01 | -10.0% | COM | 857477103 |
| MET | METLIFE INC | 6,226 | $294 | 0.4% | $37.84 | +1.7% | COM | 59156R108 |
| VIG | VANGUARD GROUP | 2,448 | $293 | 0.4% | $98.08 | — | DIV APP ETF | 921908844 |
| — | CATCHMARK TIMBER TR INC | 27,000 | $288 | 0.4% | $8.19 | — | CL A | 14912Y202 |
| — | CELGENE CORP | 2,880 | $286 | 0.4% | $94.49 | — | COM | 151020104 |
| — | CEDAR FAIR L P | 4,855 | $283 | 0.4% | $58.29 | — | DEPOSITRY UNIT | 150185106 |
| — | BB&T CORP | 5,171 | $276 | 0.4% | $43.25 | — | COM | 054937107 |
| ASH | ASHLAND GLOBAL HLDGS INC | 3,525 | $272 | 0.4% | $68.37 | -0.6% | COM | 044186104 |
| FDX | FEDEX CORP | 1,860 | $271 | 0.4% | $143.27 | 0.0% | COM | 31428X106 |
| MO | ALTRIA GROUP INC | 6,600 | $270 | 0.4% | $31.72 | -13.0% | COM | 02209S103 |
| TMO | THERMO FISHER SCIENTIFIC INC | 916 | $267 | 0.3% | $244.42 | +15.2% | COM | 883556102 |
| SU | SUNCOR ENERGY INC NEW | 8,366 | $264 | 0.3% | $25.07 | -6.8% | COM | 867224107 |
| — | TEKLA HEALTHCARE OPPORTUNIT | 14,975 | $261 | 0.3% | $15.89 | — | SHS | 879105104 |
| HTGC | HERCULES CAPITAL INC | 19,350 | $259 | 0.3% | $12.79 | +2.1% | COM | 427096508 |
| ABR | ARBOR RLTY TR INC | 19,625 | $257 | 0.3% | $10.09 | — | COM | 038923108 |
| TPVG | TRIPLEPOINT VENTURE GROWTH B | 15,525 | $256 | 0.3% | $12.27 | +27.7% | COM | 89677Y100 |
| GTN | GRAY TELEVISION INC | 15,510 | $253 | 0.3% | $16.43 | 0.0% | COM | 389375106 |
| — | NEW YORK CMNTY BANCORP INC | 19,813 | $249 | 0.3% | $9.64 | — | COM | 649445103 |
| ORCL | ORACLE CORP | 4,511 | $248 | 0.3% | $43.16 | +16.7% | COM | 68389X105 |
| — | HANESBRANDS INC | 16,000 | $245 | 0.3% | $13.43 | — | COM | 410345102 |
| VZ | VERIZON COMMUNICATIONS INC | 3,935 | $238 | 0.3% | $38.96 | +3.8% | COM | 92343V104 |
| — | UBS AG JERSEY BRH | 11,727 | $236 | 0.3% | $14.80 | — | ETRAC WELLS BDCI | 902641588 |
| INTC | INTEL CORP | 4,585 | $236 | 0.3% | $43.09 | -0.2% | COM | 458140100 |
| RF | REGIONS FINL CORP NEW | 14,800 | $234 | 0.3% | $11.61 | 0.0% | COM | 7591EP100 |
| — | FS KKR CAPITAL CORP | 39,775 | $232 | 0.3% | $5.83 | — | COM | 302635107 |
| PK | PARK HOTELS RESORTS INC | 9,300 | $232 | 0.3% | $26.02 | — | COM | 700517105 |
| DE | DEERE & CO | 1,360 | $229 | 0.3% | $131.78 | +10.8% | COM | 244199105 |
| — | CBRE CLARION GLOBAL REAL EST | 29,000 | $229 | 0.3% | $6.19 | — | COM | 12504G100 |
| ARCC | ARES CAP CORP | 12,254 | $228 | 0.3% | $8.36 | +20.5% | COM | 04010L103 |
| — | COHEN & STEERS INFRASTRUCTUR | 8,327 | $227 | 0.3% | $15.65 | — | COM | 19248A109 |
| — | TWO HBRS INVT CORP | 17,100 | $225 | 0.3% | $12.65 | — | COM NEW | 90187B408 |
| TCPC | BLACKROCK TCP CAP CORP | 16,452 | $223 | 0.3% | $13.95 | -1.3% | COM | 09259E108 |
| USB | US BANCORP DEL | 4,000 | $221 | 0.3% | $38.93 | +5.6% | COM NEW | 902973304 |
| MPC | MARATHON PETE CORP | 3,589 | $218 | 0.3% | $44.27 | -2.7% | COM | 56585A102 |
| CMCSA | COMCAST CORP NEW | 4,835 | $218 | 0.3% | $30.43 | +23.3% | CL A | 20030N101 |
| CGBD | TCG BDC INC | 14,800 | $213 | 0.3% | $6.18 | +4.5% | COM | 872280102 |
| IWM | ISHARES TR | 1,374 | $208 | 0.3% | $133.94 | — | RUSSELL 2000 ETF | 464287655 |
| PEP | PEPSICO INC | 1,500 | $206 | 0.3% | $90.68 | +20.6% | COM | 713448108 |
| — | HANCOCK JOHN FINL OPPTYS FD | 6,375 | $205 | 0.3% | $31.84 | — | SH BEN INT NEW | 409735206 |
| — | TWO HBRS INVT CORP | 200,000 | $205 | 0.3% | $1.00 | — | NOTE 6.250% 1/1 | 90187BAA9 |
| MDY | SPDR S&P MIDCAP 400 ETF TR | 575 | $203 | 0.3% | $354.78 | — | UTSER1 S&PDCRP | 78467Y107 |
| — | PEOPLES UTD FINL INC | 11,500 | $180 | 0.2% | $15.65 | — | COM | 712704105 |
| — | INVESCO DYNAMIC CR OPP FD | 16,245 | $179 | 0.2% | $7.23 | — | COM | 46132R104 |
| — | TEMPLETON GLOBAL INCOME FD | 27,500 | $169 | 0.2% | $6.16 | — | COM | 880198106 |
| — | PGIM HIGH YIELD BOND FUND IN | 10,502 | $157 | 0.2% | $12.12 | — | COM | 69346H100 |
| VISN | COMMSCOPE HLDG CO INC | 10,445 | $123 | 0.2% | $20.30 | -36.6% | COM | 20337X109 |
| — | TEMPLETON EMERG MKTS INCOME | 13,000 | $118 | 0.2% | $10.01 | — | COM | 880192109 |
| — | GENERAL ELECTRIC CO | 12,616 | $113 | 0.1% | $7.84 | — | COM | 369604103 |
| F | FORD MTR CO DEL | 12,125 | $111 | 0.1% | $6.21 | +11.9% | COM | 345370860 |
| — | STARWOOD PPTY TR INC | 100,000 | $103 | 0.1% | $0.99 | — | NOTE 4.375% 4/0 | 85571BAH8 |
| — | AMERICA FIRST MULTIFAMILY IN | 11,540 | $94 | 0.1% | $7.11 | — | BEN UNIT CTF | 02364V107 |
| — | REALOGY HLDGS CORP | 10,000 | $67 | 0.1% | $6.70 | — | COM | 75605Y106 |
| FPI | FARMLAND PARTNERS INC | 10,000 | $67 | 0.1% | $6.70 | — | COM | 31154R109 |
| — | LAZYDAYS HLDGS INC | 14,000 | $67 | 0.1% | $4.57 | — | COM | 52110H100 |
| — | T2 BIOSYSTEMS INC | 25,000 | $63 | 0.1% | $2.05 | — | COM | 89853L104 |
| — | CALUMET SPECIALTY PRODS PTNR | 16,240 | $59 | 0.1% | $1.88 | — | UT LTD PARTNER | 131476103 |
| — | VOXX INTL CORP | 12,000 | $56 | 0.1% | $4.67 | — | CL A | 91829F104 |
| — | TEEKAY CORPORATION | 13,000 | $52 | 0.1% | $3.31 | — | COM | Y8564W103 |
| DSX | DIANA SHIPPING INC | 15,000 | $51 | 0.1% | $1.93 | +3.8% | COM | Y2066G104 |
| — | SECOND SIGHT MED PRODS INC | 51,961 | $43 | 0.1% | $0.79 | — | COM | 81362J100 |
| — | ATLANTIC PWR CORP | 17,033 | $40 | 0.1% | $2.35 | — | COM NEW | 04878Q863 |
| — | TUESDAY MORNING CORP | 21,750 | $34 | 0.0% | $1.70 | — | COM NEW | 899035505 |
| — | ALTUS MIDSTREAM CO | 10,000 | $28 | 0.0% | $2.80 | — | CL A | 02215L100 |
| — | SECOND SIGHT MED PRODS INC | 21,961 | $4 | 0.0% | $0.18 | — | *W EXP 03/06/202 | 81362J118 |