CIK: 0001540569 · Show all filings
Period: Q3 2016 (← Previous) (Next →)
Filing Date: Nov 15, 2016
Total Value ($000): $639,940 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| VTV | VANGUARD INDEX FDS | 1,336,767 | $116,299 | 18.2% | $10234.80 | — | VALUE ETF | 922908744 |
| NEAR | ISHARES U S ETF TR | 1,566,154 | $78,605 | 12.3% | $50.06 | — | SHT MAT BD ETF | 46431W507 |
| VUG | VANGUARD INDEX FDS | 400,396 | $44,961 | 7.0% | $17997.51 | — | GROWTH ETF | 922908736 |
| AAPL | APPLE INC | 175,882 | $19,883 | 3.1% | $18.16 | +33.5% | COM | 037833100 |
| META | FACEBOOK INC | 148,292 | $19,021 | 3.0% | $109.76 | +12.3% | CL A | 30303M102 |
| SSD | SIMPSON MANUFACTURING CO INC | 347,309 | $15,264 | 2.4% | $30.39 | +26.2% | COM | 829073105 |
| PEP | PEPSICO INC | 132,218 | $14,381 | 2.2% | $57.41 | +41.2% | COM | 713448108 |
| JPM | JPMORGAN CHASE & CO | 200,301 | $13,338 | 2.1% | $37.59 | +35.3% | COM | 46625H100 |
| MMM | 3M CO | 72,698 | $12,812 | 2.0% | $65.65 | +66.3% | COM | 88579Y101 |
| JNJ | JOHNSON & JOHNSON | 105,585 | $12,473 | 1.9% | $62.60 | +49.5% | COM | 478160104 |
| XOM | EXXON MOBIL CORP | 131,627 | $11,488 | 1.8% | $54.97 | +6.5% | COM | 30231G102 |
| ORCL | ORACLE CORP | 282,151 | $11,083 | 1.7% | $29.32 | +20.8% | COM | 68389X105 |
| V | VISA INC | 129,977 | $10,749 | 1.7% | $56.25 | +33.3% | COM CL A | 92826C839 |
| SYK | STRYKER CORP | 87,065 | $10,135 | 1.6% | $59.67 | +75.8% | COM | 863667101 |
| AMT | AMERICAN TOWER CORP NEW | 89,399 | $10,132 | 1.6% | $74.23 | +21.8% | COM | 03027X100 |
| — | BROADCOM LTD | 57,719 | $9,958 | 1.6% | $156.04 | — | SHS | Y09827109 |
| DIS | DISNEY WALT CO | 105,960 | $9,839 | 1.5% | $57.50 | +54.6% | COM DISNEY | 254687106 |
| AMGN | AMGEN INC | 58,688 | $9,790 | 1.5% | $107.69 | +18.6% | COM | 031162100 |
| ALL | ALLSTATE CORP | 140,362 | $9,710 | 1.5% | $47.24 | +18.4% | COM | 020002101 |
| HON | HONEYWELL INTL INC | 81,300 | $9,479 | 1.5% | $67.99 | +26.5% | COM | 438516106 |
| — | BLACKROCK INC | 25,833 | $9,363 | 1.5% | $17894.67 | — | COM | 09247X101 |
| COST | COSTCO WHSL CORP NEW | 61,049 | $9,311 | 1.5% | $90.21 | +51.8% | COM | 22160K105 |
| — | WALGREENS BOOTS ALLIANCE INC | 107,421 | $8,660 | 1.4% | $83.24 | — | COM | 931427108 |
| WHR | WHIRLPOOL CORP | 51,539 | $8,358 | 1.3% | $176.47 | +0.4% | COM | 963320106 |
| VFC | V F CORP | 148,652 | $8,332 | 1.3% | $51.07 | +13.1% | COM | 918204108 |
| TSN | TYSON FOODS INC | 98,070 | $7,323 | 1.1% | $32.01 | +80.8% | CL A | 902494103 |
| EIX | EDISON INTL | 97,231 | $7,025 | 1.1% | $31.59 | +61.6% | COM | 281020107 |
| DVN | DEVON ENERGY CORP NEW | 155,668 | $6,866 | 1.1% | $23.84 | +19.9% | COM | 25179M103 |
| HOLX | HOLOGIC INC | 176,689 | $6,861 | 1.1% | $30.69 | +23.0% | COM | 436440101 |
| — | SPECTRA ENERGY CORP | 160,146 | $6,846 | 1.1% | $36.63 | — | COM | 847560109 |
| VZ | VERIZON COMMUNICATIONS INC | 128,348 | $6,672 | 1.0% | $27.00 | +21.8% | COM | 92343V104 |
| SCHW | SCHWAB CHARLES CORP NEW | 208,249 | $6,574 | 1.0% | $27.82 | -6.4% | COM | 808513105 |
| UPS | UNITED PARCEL SERVICE INC | 58,428 | $6,390 | 1.0% | $59.41 | +30.0% | CL B | 911312106 |
| XLB | SELECT SECTOR SPDR TR | 131,919 | $6,299 | 1.0% | $43.10 | — | SBI MATERIALS | 81369Y100 |
| ACN | ACCENTURE PLC IRELAND | 48,753 | $5,956 | 0.9% | $98.18 | 0.0% | SHS CLASS A | G1151C101 |
| GD | GENERAL DYNAMICS CORP | 37,607 | $5,835 | 0.9% | $121.61 | 0.0% | COM | 369550108 |
| — | WYNDHAM WORLDWIDE CORP | 86,613 | $5,832 | 0.9% | $3284.50 | — | COM | 98310W108 |
| — | MYLAN N V | 131,739 | $5,022 | 0.8% | $43.18 | — | SHS EURO | N59465109 |
| SPY | SPDR S&P 500 ETF TR | 21,666 | $4,686 | 0.7% | $7239.49 | — | TR UNIT | 78462F103 |
| CVX | CHEVRON CORP NEW | 32,218 | $3,316 | 0.5% | $68.36 | +0.2% | COM | 166764100 |
| AGG | ISHARES TR | 24,020 | $2,700 | 0.4% | $108.75 | — | CORE US AGGBD ET | 464287226 |
| T | AT&T INC | 60,059 | $2,439 | 0.4% | $12.40 | +31.3% | COM | 00206R102 |
| SBUX | STARBUCKS CORP | 40,735 | $2,205 | 0.3% | $49.34 | -7.1% | COM | 855244109 |
| WFC | WELLS FARGO & CO NEW | 35,436 | $1,569 | 0.2% | $36.04 | +2.2% | COM | 949746101 |
| IBM | INTERNATIONAL BUSINESS MACHS | 9,839 | $1,563 | 0.2% | $104.44 | -2.6% | COM | 459200101 |
| IVV | ISHARES TR | 6,815 | $1,483 | 0.2% | $206.68 | — | CORE S&P500 ETF | 464287200 |
| — | GENERAL ELECTRIC CO | 46,851 | $1,388 | 0.2% | $1899.49 | — | COM | 369604103 |
| PM | PHILIP MORRIS INTL INC | 12,854 | $1,250 | 0.2% | $49.24 | +26.4% | COM | 718172109 |
| EFA | ISHARES TR | 21,049 | $1,245 | 0.2% | $58.50 | — | MSCI EAFE ETF | 464287465 |
| AMZN | AMAZON COM INC | 1,415 | $1,185 | 0.2% | $25.06 | +52.7% | COM | 023135106 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 8,120 | $1,173 | 0.2% | $123.16 | +18.7% | CL B NEW | 084670702 |
| IWV | ISHARES TR | 8,492 | $1,089 | 0.2% | $105.43 | — | RUSSELL 3000 ETF | 464287689 |
| MSFT | MICROSOFT CORP | 18,840 | $1,085 | 0.2% | $39.57 | +27.1% | COM | 594918104 |
| MO | ALTRIA GROUP INC | 16,355 | $1,034 | 0.2% | $21.03 | +65.3% | COM | 02209S103 |
| IWF | ISHARES TR | 8,552 | $891 | 0.1% | $1239.98 | — | RUS 1000 GRW ETF | 464287614 |
| PG | PROCTER AND GAMBLE CO | 9,800 | $880 | 0.1% | $56.16 | +20.2% | COM | 742718109 |
| LQD | ISHARES TR | 6,526 | $804 | 0.1% | $11688.28 | — | IBOXX INV CP ETF | 464287242 |
| MBB | ISHARES TR | 7,041 | $775 | 0.1% | $17733.64 | — | MBS ETF | 464288588 |
| VEA | VANGUARD TAX MANAGED INTL FD | 19,935 | $746 | 0.1% | $35.73 | — | FTSE DEV MKT ETF | 921943858 |
| — | NUVEEN INTER DURATION MN TMF | 53,076 | $736 | 0.1% | $13.41 | — | COM | 670671106 |
| — | POWERSHARES QQQ TRUST | 6,008 | $713 | 0.1% | $25035.09 | — | UNIT SER 1 | 73935A104 |
| PFE | PFIZER INC | 20,720 | $702 | 0.1% | $18.05 | +23.3% | COM | 717081103 |
| NOC | NORTHROP GRUMMAN CORP | 3,262 | $698 | 0.1% | $109.44 | +70.2% | COM | 666807102 |
| — | RYDEX ETF TRUST | 8,319 | $695 | 0.1% | $65.74 | — | GUG S&P500 EQ WT | 78355W106 |
| HSIC | SCHEIN HENRY INC | 4,221 | $688 | 0.1% | $38.13 | +74.1% | COM | 806407102 |
| — | NUVEEN CA DIV ADV MUNI FD 3 | 44,269 | $680 | 0.1% | $15.13 | — | COM SH BEN INT | 67070Y109 |
| QCOM | QUALCOMM INC | 9,857 | $675 | 0.1% | $44.65 | +5.1% | COM | 747525103 |
| IJH | ISHARES TR | 4,234 | $655 | 0.1% | $16572.37 | — | CORE S&P MCP ETF | 464287507 |
| PHYS | SPROTT PHYSICAL GOLD TRUST | 54,032 | $592 | 0.1% | $10.12 | — | UNIT | 85207H104 |
| INTC | INTEL CORP | 15,328 | $579 | 0.1% | $22.27 | +28.5% | COM | 458140100 |
| BA | BOEING CO | 4,387 | $578 | 0.1% | $119.26 | +1.3% | COM | 097023105 |
| — | NUVEEN AMT FREE QLTY MUN INC | 39,410 | $575 | 0.1% | $14.59 | — | COM | 670657105 |
| VWO | VANGUARD INTL EQUITY INDEX F | 15,222 | $573 | 0.1% | $35.51 | — | FTSE EMR MKT ETF | 922042858 |
| — | RAYTHEON CO | 4,195 | $571 | 0.1% | $6175.33 | — | COM NEW | 755111507 |
| AJG | GALLAGHER ARTHUR J & CO | 11,201 | $570 | 0.1% | $33.83 | +25.4% | COM | 363576109 |
| ADBE | ADOBE SYS INC | 5,178 | $562 | 0.1% | $46.66 | +115.0% | COM | 00724F101 |
| LMT | LOCKHEED MARTIN CORP | 2,313 | $555 | 0.1% | $147.25 | +32.3% | COM | 539830109 |
| PCG | PG&E CORP | 8,932 | $546 | 0.1% | $52.19 | +15.7% | COM | 69331C108 |
| USB | US BANCORP DEL | 12,364 | $530 | 0.1% | $28.73 | +4.3% | COM NEW | 902973304 |
| GLD | SPDR GOLD TRUST | 4,128 | $519 | 0.1% | $125.73 | — | GOLD SHS | 78463V107 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 2,800 | $512 | 0.1% | $176.60 | — | UT SER 1 | 78467X109 |
| SCHX | SCHWAB STRATEGIC TR | 9,634 | $497 | 0.1% | $2114.35 | — | US LRG CAP ETF | 808524201 |
| HD | HOME DEPOT INC | 3,523 | $453 | 0.1% | $77.21 | +37.7% | COM | 437076102 |
| — | EXPRESS SCRIPTS HLDG CO | 6,381 | $450 | 0.1% | $72.92 | — | COM | 30219G108 |
| MDLZ | MONDELEZ INTL INC | 10,067 | $442 | 0.1% | $27.59 | +27.7% | CL A | 609207105 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 2 | $432 | 0.1% | $165023.42 | +32.9% | CL A | 084670108 |
| MA | MASTERCARD INCORPORATED | 4,230 | $430 | 0.1% | $90.84 | 0.0% | CL A | 57636Q104 |
| YUM | YUM BRANDS INC | 4,506 | $409 | 0.1% | $45.11 | +19.4% | COM | 988498101 |
| CSCO | CISCO SYS INC | 12,591 | $399 | 0.1% | $17.45 | +32.2% | COM | 17275R102 |
| — | SPDR SERIES TRUST | 10,787 | $396 | 0.1% | $35.04 | — | BRC HGH YLD BD | 78464A417 |
| IVE | ISHARES TR | 4,039 | $384 | 0.1% | $1520.70 | — | S&P 500 VAL ETF | 464287408 |
| IWS | ISHARES TR | 4,955 | $380 | 0.1% | $71.74 | — | RUS MDCP VAL ETF | 464287473 |
| XLF | SELECT SECTOR SPDR TR | 19,611 | $378 | 0.1% | $8412.02 | — | SBI INT-FINL | 81369Y605 |
| IWP | ISHARES TR | 3,868 | $377 | 0.1% | $97.47 | — | RUS MD CP GR ETF | 464287481 |
| PSX | PHILLIPS 66 | 4,396 | $354 | 0.1% | $48.00 | +13.4% | COM | 718546104 |
| USMV | ISHARES TR | 7,609 | $346 | 0.1% | $44.15 | — | MIN VOL USA ETF | 46429B697 |
| BABA | ALIBABA GROUP HLDG LTD | 3,255 | $344 | 0.1% | $105.68 | — | SPONSORED ADS | 01609W102 |
| MTB | M & T BK CORP | 2,930 | $340 | 0.1% | $82.04 | +8.2% | COM | 55261F104 |
| SRE | SEMPRA ENERGY | 3,138 | $336 | 0.1% | $35.23 | +14.5% | COM | 816851109 |
| SCHO | SCHWAB STRATEGIC TR | 6,579 | $334 | 0.1% | $50.92 | — | SHT TM US TRES | 808524862 |
| SCHZ | SCHWAB STRATEGIC TR | 6,113 | $328 | 0.1% | $51.56 | — | US AGGREGATE B | 808524839 |
| IBB | ISHARES TR | 1,128 | $327 | 0.1% | $303.63 | — | NASDQ BIOTEC ETF | 464287556 |
| — | ROYAL BK SCOTLAND GROUP PLC | 12,500 | $316 | 0.0% | $25.28 | — | SP ADR PREF S | 780097739 |
| CATY | CATHAY GEN BANCORP | 10,049 | $309 | 0.0% | $14.04 | +60.5% | COM | 149150104 |
| EA | ELECTRONIC ARTS INC | 3,545 | $303 | 0.0% | $77.78 | 0.0% | COM | 285512109 |
| — | MONSANTO CO NEW | 2,897 | $296 | 0.0% | $102.17 | — | COM | 61166W101 |
| MRK | MERCK & CO INC | 4,734 | $295 | 0.0% | $36.68 | +19.2% | COM | 58933Y105 |
| EWBC | EAST WEST BANCORP INC | 7,718 | $283 | 0.0% | $28.34 | 0.0% | COM | 27579R104 |
| EMB | ISHARES TR | 2,400 | $281 | 0.0% | $115.58 | — | JP MOR EM MK ETF | 464288281 |
| — | POWERSHARES ETF TRUST II | 12,100 | $281 | 0.0% | $22.80 | — | SENIOR LN PORT | 73936Q769 |
| BAX | BAXTER INTL INC | 5,890 | $280 | 0.0% | $32.47 | +24.5% | COM | 071813109 |
| SCHF | SCHWAB STRATEGIC TR | 9,691 | $279 | 0.0% | $27.51 | — | INTL EQTY ETF | 808524805 |
| IWR | ISHARES TR | 1,595 | $278 | 0.0% | $162.79 | — | RUS MID-CAP ETF | 464287499 |
| — | CELGENE CORP | 2,631 | $275 | 0.0% | $104.52 | — | COM | 151020104 |
| ADSK | AUTODESK INC | 3,520 | $255 | 0.0% | $63.00 | 0.0% | COM | 052769106 |
| ISTB | ISHARES TR | 5,036 | $255 | 0.0% | $75.56 | — | CORE ST USDB ETF | 46432F859 |
| TRMB | TRIMBLE NAVIGATION LTD | 8,900 | $254 | 0.0% | $26.73 | 0.0% | COM | 896239100 |
| DVY | ISHARES TR | 2,863 | $245 | 0.0% | $74.65 | — | SELECT DIVID ETF | 464287168 |
| VO | VANGUARD INDEX FDS | 1,894 | $245 | 0.0% | $120.21 | — | MID CAP ETF | 922908629 |
| BFH | ALLIANCE DATA SYSTEMS CORP | 1,132 | $243 | 0.0% | $147.03 | 0.0% | COM | 018581108 |
| REGN | REGENERON PHARMACEUTICALS | 605 | $243 | 0.0% | $398.92 | 0.0% | COM | 75886F107 |
| — | VALERO ENERGY PARTNERS LP | 5,260 | $230 | 0.0% | $43.73 | — | COM UNT REP LP | 91914J102 |
| VIG | VANGUARD SPECIALIZED PORTFOL | 2,730 | $229 | 0.0% | $80470.08 | — | DIV APP ETF | 921908844 |
| SCHV | SCHWAB STRATEGIC TR | 4,965 | $226 | 0.0% | $40.27 | — | US LCAP VA ETF | 808524409 |
| TSLA | TESLA MTRS INC | 1,106 | $226 | 0.0% | $13.15 | +9.8% | COM | 88160R101 |
| — | CU BANCORP CALIF | 9,706 | $221 | 0.0% | $25.35 | — | COM | 126534106 |
| — | ISHARES GOLD TRUST | 17,415 | $221 | 0.0% | $8548.98 | — | ISHARES | 464285105 |
| VGSH | VANGUARD SCOTTSDALE FDS | 3,553 | $217 | 0.0% | $61.08 | — | SHTRM GVT BD ETF | 92206C102 |
| BP | BP PLC | 6,055 | $213 | 0.0% | $35.44 | — | SPONSORED ADR | 055622104 |
| ROST | ROSS STORES INC | 3,119 | $201 | 0.0% | $56.04 | 0.0% | COM | 778296103 |
| VSH | VISHAY INTERTECHNOLOGY INC | 12,000 | $169 | 0.0% | $10.35 | +8.5% | COM | 928298108 |
| BAC | BANK AMER CORP | 10,251 | $160 | 0.0% | $11.71 | +3.1% | COM | 060505104 |
| — | VIRNETX HLDG CORP | 47,834 | $146 | 0.0% | $3056.32 | — | COM | 92823T108 |
| PRKR | PARKERVISION INC | 25,000 | $105 | 0.0% | $4.88 | 0.0% | COM NEW | 701354300 |
| — | GRAN TIERRA ENERGY INC | 19,700 | $59 | 0.0% | $3.40 | — | COM | 38500T101 |
| — | REX ENERGY CORPORATION | 40,000 | $23 | 0.0% | $0.57 | — | COM | 761565100 |
| — | MANNKIND CORP | 11,335 | $7 | 0.0% | $6.30 | — | COM | 56400P201 |