CIK: 0001540569 · Show all filings
Period: Q4 2016 (← Previous) (Next →)
Filing Date: Feb 15, 2017
Total Value ($000): $684,249 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| VTV | VANGUARD INDEX FDS | 1,388,352 | $110,318 | 16.1% | $9857.47 | — | VALUE ETF | 922908744 |
| NEAR | ISHARES U S ETF TR | 1,639,143 | $72,087 | 10.5% | $49.79 | — | SHT MAT BD ETF | 46431W507 |
| AGG | ISHARES TR | 490,222 | $45,592 | 6.7% | $93.77 | — | CORE US AGGBD ET | 464287226 |
| VUG | VANGUARD INDEX FDS | 442,065 | $41,979 | 6.1% | $16310.01 | — | GROWTH ETF | 922908736 |
| BND | VANGUARD BD INDEX FD INC | 328,404 | $23,491 | 3.4% | $71.53 | — | TOTAL BND MRKT | 921937835 |
| AAPL | APPLE INC | 178,723 | $17,788 | 2.6% | $18.28 | +42.7% | COM | 037833100 |
| META | FACEBOOK INC | 152,838 | $16,515 | 2.4% | $110.12 | +10.8% | CL A | 30303M102 |
| JPM | JPMORGAN CHASE & CO | 194,969 | $15,015 | 2.2% | $37.59 | +59.4% | COM | 46625H100 |
| SSD | SIMPSON MANUFACTURING CO INC | 338,514 | $14,810 | 2.2% | $30.39 | +33.3% | COM | 829073105 |
| PEP | PEPSICO INC | 139,000 | $13,030 | 1.9% | $58.48 | +35.7% | COM | 713448108 |
| XOM | EXXON MOBIL CORP | 145,921 | $11,706 | 1.7% | $55.29 | +5.2% | COM | 30231G102 |
| MMM | 3M CO | 74,433 | $11,604 | 1.7% | $66.60 | +59.5% | COM | 88579Y101 |
| JNJ | JOHNSON & JOHNSON | 110,015 | $11,240 | 1.6% | $63.69 | +40.9% | COM | 478160104 |
| ORCL | ORACLE CORP | 298,726 | $10,247 | 1.5% | $29.59 | +15.4% | COM | 68389X105 |
| DIS | DISNEY WALT CO | 110,683 | $10,147 | 1.5% | $58.92 | +54.0% | COM DISNEY | 254687106 |
| ALL | ALLSTATE CORP | 145,810 | $9,662 | 1.4% | $47.62 | +20.7% | COM | 020002101 |
| — | BROADCOM LTD | 59,626 | $9,484 | 1.4% | $156.14 | — | SHS | Y09827109 |
| SYK | STRYKER CORP | 88,552 | $9,376 | 1.4% | $60.41 | +72.0% | COM | 863667101 |
| V | VISA INC | 132,559 | $9,153 | 1.3% | $56.63 | +33.2% | COM CL A | 92826C839 |
| — | BLACKROCK INC | 26,861 | $9,131 | 1.3% | $17222.83 | — | COM | 09247X101 |
| COST | COSTCO WHSL CORP NEW | 64,155 | $9,103 | 1.3% | $92.12 | +40.9% | COM | 22160K105 |
| AMT | AMERICAN TOWER CORP NEW | 93,806 | $8,986 | 1.3% | $74.79 | +15.4% | COM | 03027X100 |
| HON | HONEYWELL INTL INC | 84,540 | $8,749 | 1.3% | $68.62 | +22.7% | COM | 438516106 |
| — | WALGREENS BOOTS ALLIANCE INC | 110,192 | $8,164 | 1.2% | $83.01 | — | COM | 931427108 |
| TJX | TJX COS INC NEW | 119,949 | $8,054 | 1.2% | $33.23 | 0.0% | COM | 872540109 |
| SCHW | SCHWAB CHARLES CORP NEW | 201,353 | $7,120 | 1.0% | $27.82 | +14.2% | COM | 808513105 |
| VFC | V F CORP | 151,065 | $7,104 | 1.0% | $51.09 | +1.5% | COM | 918204108 |
| AMGN | AMGEN INC | 52,063 | $6,898 | 1.0% | $107.69 | +6.2% | COM | 031162100 |
| UNP | UNION PAC CORP | 70,494 | $6,640 | 1.0% | $80.32 | 0.0% | COM | 907818108 |
| UPS | UNITED PARCEL SERVICE INC | 58,479 | $6,624 | 1.0% | $59.41 | +35.1% | CL B | 911312106 |
| — | BB&T CORP | 153,522 | $6,496 | 0.9% | $42.31 | — | COM | 054937107 |
| VZ | VERIZON COMMUNICATIONS INC | 134,567 | $6,440 | 0.9% | $27.19 | +14.0% | COM | 92343V104 |
| DVN | DEVON ENERGY CORP NEW | 154,715 | $6,299 | 0.9% | $23.84 | +30.6% | COM | 25179M103 |
| HOLX | HOLOGIC INC | 177,306 | $6,296 | 0.9% | $30.69 | +25.7% | COM | 436440101 |
| EIX | EDISON INTL | 99,941 | $6,233 | 0.9% | $32.04 | +50.8% | COM | 281020107 |
| XLB | SELECT SECTOR SPDR TR | 136,235 | $6,038 | 0.9% | $43.14 | — | SBI MATERIALS | 81369Y100 |
| GD | GENERAL DYNAMICS CORP | 38,909 | $6,035 | 0.9% | $122.03 | +9.9% | COM | 369550108 |
| — | WYNDHAM WORLDWIDE CORP | 87,896 | $5,993 | 0.9% | $3237.55 | — | COM | 98310W108 |
| ACN | ACCENTURE PLC IRELAND | 52,487 | $5,465 | 0.8% | $98.53 | +4.7% | SHS CLASS A | G1151C101 |
| TSN | TYSON FOODS INC | 100,252 | $5,463 | 0.8% | $32.44 | +60.3% | CL A | 902494103 |
| — | TESORO CORP | 63,653 | $5,072 | 0.7% | $79.68 | — | COM | 881609101 |
| CVX | CHEVRON CORP NEW | 41,419 | $4,810 | 0.7% | $69.57 | +6.1% | COM | 166764100 |
| SPY | SPDR S&P 500 ETF TR | 22,586 | $4,625 | 0.7% | $6952.94 | — | TR UNIT | 78462F103 |
| — | MYLAN N V | 131,649 | $4,520 | 0.7% | $43.18 | — | SHS EURO | N59465109 |
| T | AT&T INC | 61,108 | $2,569 | 0.4% | $12.46 | +24.1% | COM | 00206R102 |
| SBUX | STARBUCKS CORP | 40,909 | $2,264 | 0.3% | $49.34 | -7.6% | COM | 855244109 |
| EFA | ISHARES TR | 42,676 | $2,234 | 0.3% | $55.38 | — | MSCI EAFE ETF | 464287465 |
| IVV | ISHARES TR | 8,092 | $1,821 | 0.3% | $209.57 | — | CORE S&P500 ETF | 464287200 |
| IBM | INTERNATIONAL BUSINESS MACHS | 9,741 | $1,592 | 0.2% | $104.44 | -1.3% | COM | 459200101 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 9,856 | $1,537 | 0.2% | $128.59 | +19.7% | CL B NEW | 084670702 |
| — | GENERAL ELECTRIC CO | 45,357 | $1,369 | 0.2% | $1899.49 | — | COM | 369604103 |
| WFC | WELLS FARGO & CO NEW | 23,572 | $1,287 | 0.2% | $36.04 | +8.3% | COM | 949746101 |
| IWP | ISHARES TR | 15,330 | $1,220 | 0.2% | $84.09 | — | RUS MD CP GR ETF | 464287481 |
| MSFT | MICROSOFT CORP | 20,062 | $1,192 | 0.2% | $40.45 | +33.4% | COM | 594918104 |
| IWV | ISHARES TR | 8,492 | $1,126 | 0.2% | $105.43 | — | RUSSELL 3000 ETF | 464287689 |
| IWF | ISHARES TR | 10,186 | $996 | 0.1% | $1056.75 | — | RUS 1000 GRW ETF | 464287614 |
| — | POWERSHARES QQQ TRUST | 8,274 | $980 | 0.1% | $18211.17 | — | UNIT SER 1 | 73935A104 |
| IJH | ISHARES TR | 5,772 | $954 | 0.1% | $12200.56 | — | CORE S&P MCP ETF | 464287507 |
| — | SPECTRA ENERGY CORP | 27,715 | $926 | 0.1% | $36.63 | — | COM | 847560109 |
| AMZN | AMAZON COM INC | 1,308 | $868 | 0.1% | $25.06 | +56.4% | COM | 023135106 |
| SCHO | SCHWAB STRATEGIC TR | 17,932 | $855 | 0.1% | $48.87 | — | SHT TM US TRES | 808524862 |
| PM | PHILIP MORRIS INTL INC | 9,174 | $839 | 0.1% | $49.24 | +18.3% | COM | 718172109 |
| MO | ALTRIA GROUP INC | 13,059 | $830 | 0.1% | $21.03 | +61.6% | COM | 02209S103 |
| BA | BOEING CO | 5,654 | $826 | 0.1% | $122.79 | +9.9% | COM | 097023105 |
| SCHZ | SCHWAB STRATEGIC TR | 16,025 | $825 | 0.1% | $51.51 | — | US AGGREGATE B | 808524839 |
| VEA | VANGUARD TAX MANAGED INTL FD | 20,981 | $767 | 0.1% | $35.77 | — | FTSE DEV MKT ETF | 921943858 |
| PG | PROCTER AND GAMBLE CO | 10,403 | $764 | 0.1% | $56.78 | +17.6% | COM | 742718109 |
| — | RYDEX ETF TRUST | 8,792 | $762 | 0.1% | $66.87 | — | GUG S&P500 EQ WT | 78355W106 |
| — | NUVEEN INTER DURATION MN TMF | 53,076 | $675 | 0.1% | $13.41 | — | COM | 670671106 |
| PCG | PG&E CORP | 11,076 | $673 | 0.1% | $53.20 | +7.9% | COM | 69331C108 |
| SCHX | SCHWAB STRATEGIC TR | 12,866 | $656 | 0.1% | $1596.02 | — | US LRG CAP ETF | 808524201 |
| USB | US BANCORP DEL | 12,431 | $639 | 0.1% | $28.73 | +17.5% | COM NEW | 902973304 |
| — | NUVEEN CA QUALTY MUN INCOME | 45,022 | $637 | 0.1% | $14.15 | — | COM | 67066Y105 |
| QCOM | QUALCOMM INC | 9,790 | $636 | 0.1% | $44.65 | +17.0% | COM | 747525103 |
| KO | COCA COLA CO | 22,758 | $629 | 0.1% | $31.21 | 0.0% | COM | 191216100 |
| PFE | PFIZER INC | 20,279 | $618 | 0.1% | $18.05 | +13.6% | COM | 717081103 |
| NOC | NORTHROP GRUMMAN CORP | 2,672 | $595 | 0.1% | $109.44 | +83.3% | COM | 666807102 |
| AJG | GALLAGHER ARTHUR J & CO | 11,236 | $584 | 0.1% | $33.83 | +28.7% | COM | 363576109 |
| XLV | SELECT SECTOR SPDR TR | 10,220 | $579 | 0.1% | $56.65 | — | SBI HEALTHCARE | 81369Y209 |
| IVE | ISHARES TR | 5,261 | $533 | 0.1% | $1191.01 | — | S&P 500 VAL ETF | 464287408 |
| — | NUVEEN AMT FREE QLTY MUN INC | 39,410 | $526 | 0.1% | $14.59 | — | COM | 670657105 |
| — | RAYTHEON CO | 3,614 | $513 | 0.1% | $6175.33 | — | COM NEW | 755111507 |
| MA | MASTERCARD INCORPORATED | 4,930 | $509 | 0.1% | $91.89 | +6.9% | CL A | 57636Q104 |
| PHYS | SPROTT PHYSICAL GOLD TRUST | 54,032 | $507 | 0.1% | $10.12 | — | UNIT | 85207H104 |
| INTC | INTEL CORP | 15,225 | $496 | 0.1% | $22.27 | +30.9% | COM | 458140100 |
| XLF | SELECT SECTOR SPDR TR | 20,982 | $488 | 0.1% | $7863.88 | — | SBI INT-FINL | 81369Y605 |
| IWS | ISHARES TR | 7,101 | $467 | 0.1% | $69.93 | — | RUS MDCP VAL ETF | 464287473 |
| HD | HOME DEPOT INC | 3,383 | $452 | 0.1% | $77.21 | +33.9% | COM | 437076102 |
| MTB | M & T BK CORP | 2,884 | $451 | 0.1% | $82.04 | +26.8% | COM | 55261F104 |
| SCHF | SCHWAB STRATEGIC TR | 17,851 | $447 | 0.1% | $26.38 | — | INTL EQTY ETF | 808524805 |
| VWO | VANGUARD INTL EQUITY INDEX F | 14,873 | $446 | 0.1% | $35.51 | — | FTSE EMR MKT ETF | 922042858 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 2,069 | $409 | 0.1% | $176.60 | — | UT SER 1 | 78467X109 |
| LMT | LOCKHEED MARTIN CORP | 1,574 | $393 | 0.1% | $147.25 | +33.1% | COM | 539830109 |
| MDLZ | MONDELEZ INTL INC | 8,280 | $367 | 0.1% | $27.59 | +25.9% | CL A | 609207105 |
| PSX | PHILLIPS 66 | 4,263 | $358 | 0.1% | $48.00 | +22.2% | COM | 718546104 |
| ADBE | ADOBE SYS INC | 3,401 | $350 | 0.1% | $46.66 | +126.9% | COM | 00724F101 |
| USMV | ISHARES TR | 7,609 | $344 | 0.1% | $44.15 | — | MIN VOL USA ETF | 46429B697 |
| — | EXPRESS SCRIPTS HLDG CO | 4,955 | $341 | 0.0% | $72.92 | — | COM | 30219G108 |
| MRK | MERCK & CO INC | 5,715 | $336 | 0.0% | $37.95 | +16.2% | COM | 58933Y105 |
| DVY | ISHARES TR | 3,778 | $335 | 0.0% | $78.04 | — | SELECT DIVID ETF | 464287168 |
| EWBC | EAST WEST BANCORP INC | 7,723 | $334 | 0.0% | $28.34 | +27.0% | COM | 27579R104 |
| LQD | ISHARES TR | 4,794 | $325 | 0.0% | $11688.28 | — | IBOXX INV CP ETF | 464287242 |
| BFH | ALLIANCE DATA SYSTEMS CORP | 1,398 | $319 | 0.0% | $147.69 | +1.9% | COM | 018581108 |
| IWN | ISHARES TR | 2,655 | $316 | 0.0% | $119.02 | — | RUS 2000 VAL ETF | 464287630 |
| MBB | ISHARES TR | 6,097 | $310 | 0.0% | $17733.64 | — | MBS ETF | 464288588 |
| VIG | VANGUARD SPECIALIZED PORTFOL | 3,635 | $310 | 0.0% | $60456.81 | — | DIV APP ETF | 921908844 |
| CATY | CATHAY GEN BANCORP | 9,577 | $306 | 0.0% | $14.04 | +80.2% | COM | 149150104 |
| XLY | SELECT SECTOR SPDR TR | 3,735 | $304 | 0.0% | $81.39 | — | SBI CONS DISCR | 81369Y407 |
| IWR | ISHARES TR | 1,692 | $303 | 0.0% | $163.72 | — | RUS MID-CAP ETF | 464287499 |
| CSCO | CISCO SYS INC | 9,956 | $301 | 0.0% | $17.45 | +32.1% | COM | 17275R102 |
| VO | VANGUARD INDEX FDS | 2,269 | $299 | 0.0% | $122.12 | — | MID CAP ETF | 922908629 |
| HSIC | SCHEIN HENRY INC | 1,927 | $292 | 0.0% | $38.13 | +58.3% | COM | 806407102 |
| SRE | SEMPRA ENERGY | 2,870 | $289 | 0.0% | $35.23 | +7.9% | COM | 816851109 |
| EA | ELECTRONIC ARTS INC | 3,545 | $279 | 0.0% | $77.78 | +0.5% | COM | 285512109 |
| SCHV | SCHWAB STRATEGIC TR | 5,776 | $278 | 0.0% | $41.37 | — | US LCAP VA ETF | 808524409 |
| BP | BP PLC | 7,405 | $277 | 0.0% | $35.80 | — | SPONSORED ADR | 055622104 |
| YUM | YUM BRANDS INC | 4,436 | $276 | 0.0% | $45.11 | +18.2% | COM | 988498101 |
| — | MONSANTO CO NEW | 2,592 | $273 | 0.0% | $102.17 | — | COM | 61166W101 |
| BAX | BAXTER INTL INC | 5,890 | $261 | 0.0% | $32.47 | +22.4% | COM | 071813109 |
| — | COHEN & STEERS QUALITY RLTY | 20,750 | $253 | 0.0% | $12.19 | — | COM | 19247L106 |
| VCSH | VANGUARD SCOTTSDALE FDS | 3,150 | $250 | 0.0% | $79.37 | — | SHRT TRM CORP BD | 92206C409 |
| — | TIME WARNER INC | 2,716 | $248 | 0.0% | $91.31 | — | COM NEW | 887317303 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 1 | $244 | 0.0% | $165023.42 | +39.9% | CL A | 084670108 |
| — | DISCOVER FINL SVCS | 3,285 | $237 | 0.0% | $72.15 | — | COM | 254709108 |
| KHC | KRAFT HEINZ CO | 2,687 | $235 | 0.0% | $56.47 | 0.0% | COM | 500754106 |
| — | VALERO ENERGY PARTNERS LP | 5,260 | $233 | 0.0% | $43.73 | — | COM UNT REP LP | 91914J102 |
| IWM | ISHARES TR | 1,721 | $232 | 0.0% | $134.81 | — | RUSSELL 2000 ETF | 464287655 |
| IWO | ISHARES TR | 1,613 | $225 | 0.0% | $139.49 | — | RUS 2000 GRW ETF | 464287648 |
| TSLA | TESLA MTRS INC | 1,089 | $221 | 0.0% | $13.15 | -0.1% | COM | 88160R101 |
| VTI | VANGUARD INDEX FDS | 1,910 | $220 | 0.0% | $115.18 | — | TOTAL STK MKT | 922908769 |
| — | DU PONT E I DE NEMOURS & CO | 2,770 | $203 | 0.0% | $73.29 | — | COM | 263534109 |
| VSH | VISHAY INTERTECHNOLOGY INC | 12,000 | $194 | 0.0% | $10.35 | +20.7% | COM | 928298108 |
| — | ISHARES GOLD TRUST | 15,791 | $175 | 0.0% | $8548.98 | — | ISHARES | 464285105 |
| QAI | INDEXIQ ETF TR | 11,000 | $114 | 0.0% | $10.36 | — | HEDGE MLTI ETF | 45409B107 |
| — | VIRNETX HLDG CORP | 47,834 | $105 | 0.0% | $3056.32 | — | COM | 92823T108 |
| — | SPDR SERIES TRUST | 17,934 | $97 | 0.0% | $23.23 | — | BLOOMBERG BRCLYS | 78464A417 |
| — | GRAN TIERRA ENERGY INC | 19,700 | $59 | 0.0% | $3.40 | — | COM | 38500T101 |
| — | REX ENERGY CORPORATION | 40,000 | $19 | 0.0% | $0.57 | — | COM | 761565100 |
| — | NEOVASC INC | 10,000 | $17 | 0.0% | $1.70 | — | COM | 64065J106 |
| — | OPGEN INC | 10,000 | $12 | 0.0% | $1.20 | — | COM | 68373L109 |
| — | POWERSHARES ETF TRUST II | 10,300 | $10 | 0.0% | $22.80 | — | SENIOR LN PORT | 73936Q769 |