Location: Greenwich, CT
CIK: 0001439805 · Show all filings
Period: Q3 2013 (← Previous) (Next →)
Filing Date: Nov 12, 2013
Total Value: $1.396B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SPY | SPDR TR | 3,079,216 | $517M | 37.1% | $160.42 | — | UNIT SER 1 | 78462F103 |
| — | PLUM CREEK TIMBER CO INC | 1,131,247 | $52.98M | 3.8% | $46.67 | — | COM | 729251108 |
| FCX | FREEPORT-MCMORAN COPPER & GO | 1,008,705 | $33.37M | 2.4% | $24.45 | +5.0% | COM | 35671D857 |
| PH | PARKER HANNIFIN CORP | 200,000 | $21.74M | 1.6% | $75.97 | +10.3% | COM | 701094104 |
| — | NATIONAL OILWELL VARCO INC | 277,174 | $21.65M | 1.6% | $68.90 | — | COM | 637071101 |
| SCHW | SCHWAB CHARLES CORP NEW | 986,902 | $20.86M | 1.5% | $16.18 | +16.1% | COM | 808513105 |
| MSFT | MICROSOFT CORP | 606,449 | $20.18M | 1.4% | $26.70 | +1.1% | COM | 594918104 |
| — | INGERSOLL-RAND COMPANY LTD | 300,071 | $19.49M | 1.4% | $55.52 | — | CL A | G4776G101 |
| VLO | VALERO ENERGY CORP NEW | 550,220 | $18.79M | 1.3% | $24.01 | -6.7% | COM | 91913Y100 |
| UNH | UNITEDHEALTH GROUP INC | 251,000 | $17.97M | 1.3% | $50.75 | +15.5% | COM | 91324P102 |
| WDC | WESTERN DIGITAL CORP | 250,000 | $15.85M | 1.1% | $35.69 | +13.1% | COM | 958102105 |
| — | HEWLETT PACKARD CO | 750,500 | $15.75M | 1.1% | $24.80 | — | COM | 428236103 |
| BAC | BANK OF AMERICA CORPORATION | 1,131,400 | $15.61M | 1.1% | $10.03 | +12.0% | COM | 060505104 |
| — | CIGNA CORP | 200,000 | $15.37M | 1.1% | $72.49 | — | COM | 125509109 |
| — | LEGG MASON INC | 450,000 | $15.05M | 1.1% | $31.01 | — | COM | 524901105 |
| CSCO | CISCO SYS INC | 615,447 | $14.42M | 1.0% | $16.07 | +5.4% | COM | 17275R102 |
| — | DIAMOND OFFSHORE DRILLING IN | 230,000 | $14.33M | 1.0% | $68.79 | — | COM | 25271C102 |
| — | ROWAN COS INC | 390,000 | $14.32M | 1.0% | $34.07 | — | COM | 779382100 |
| — | ENDO PHARMACEUTICALS HLDGS I | 300,300 | $13.65M | 1.0% | $36.79 | — | COM | 29264F205 |
| — | MARATHON OIL CORP | 300,079 | $13.41M | 1.0% | $46.74 | — | COM | 565849106 |
| — | NOBLE CORPORATION | 350,000 | $13.22M | 0.9% | $37.58 | — | SHS | G65422100 |
| ARW | ARROW ELECTRS INC | 270,000 | $13.1M | 0.9% | $38.94 | +17.7% | COM | 042735100 |
| — | CITIGROUP INC | 258,837 | $12.56M | 0.9% | $47.97 | — | COM | 172967101 |
| MS | MORGAN STANLEY | 450,300 | $12.14M | 0.9% | $17.33 | +13.4% | COM NEW | 617446448 |
| AAPL | APPLE INC | 25,415 | $12.12M | 0.9% | $13.16 | +8.5% | COM | 037833100 |
| PFE | PFIZER INC | 401,862 | $11.54M | 0.8% | $16.46 | -0.6% | COM | 717081103 |
| — | DOW CHEM CO | 300,200 | $11.53M | 0.8% | $32.17 | — | COM | 260543103 |
| OSK | OSHKOSH CORP | 234,100 | $11.47M | 0.8% | $31.79 | +15.9% | COM | 688239201 |
| — | BUNGE LIMITED | 150,000 | $11.39M | 0.8% | $70.77 | — | COM | G16962105 |
| — | ENSCO INTL INC | 202,815 | $10.9M | 0.8% | $58.12 | — | COM | 26874Q100 |
| — | TRANSOCEAN INC NEW | 244,948 | $10.9M | 0.8% | $47.95 | — | SHS | G90073100 |
| — | EXCO RESOURCES INC | 1,590,000 | $10.72M | 0.8% | $7.64 | — | COM | 269279402 |
| EBAY | EBAY INC | 185,500 | $10.35M | 0.7% | $20.18 | -1.1% | COM | 278642103 |
| INTC | INTEL CORP | 435,650 | $9.986M | 0.7% | $17.17 | -1.6% | COM | 458140100 |
| — | AMERICA MOVIL SAB DE CV | 500,000 | $9.905M | 0.7% | $21.75 | — | SPON ADR L SHS | 02364W105 |
| RF | REGIONS FINANCIAL CORP NEW | 1,050,000 | $9.723M | 0.7% | $5.80 | +12.8% | COM | 7591EP100 |
| — | TESORO CORP | 220,100 | $9.68M | 0.7% | $52.32 | — | COM | 881609101 |
| PIPR | PIPER JAFFRAY COS | 282,000 | $9.67M | 0.7% | $33.63 | +0.2% | COM | 724078100 |
| JBL | JABIL CIRCUIT INC | 420,000 | $9.106M | 0.7% | $16.76 | +21.3% | COM | 466313103 |
| BEN | FRANKLIN RES INC | 180,000 | $9.099M | 0.7% | $29.22 | -1.7% | COM | 354613101 |
| FLEX | FLEXTRONICS INTL LTD | 1,000,000 | $9.09M | 0.7% | $5.43 | +21.3% | ORD | Y2573F102 |
| CVE | CENOVUS ENERGY INC | 300,000 | $8.955M | 0.6% | $22.39 | +0.9% | COM | 15135U109 |
| — | DU PONT E I DE NEMOURS & CO | 150,900 | $8.837M | 0.6% | $52.50 | — | COM | 263534109 |
| — | BLACKSTONE GROUP L P | 350,000 | $8.712M | 0.6% | $21.06 | — | COM UNIT LTD | 09253U108 |
| — | TOTAL S A | 150,000 | $8.688M | 0.6% | $48.70 | — | SPONSORED ADR | 89151E109 |
| — | CREDIT SUISSE GROUP | 273,464 | $8.354M | 0.6% | $26.46 | — | SPONSORED ADR | 225401108 |
| COP | CONOCOPHILLIPS | 118,500 | $8.237M | 0.6% | $39.96 | +11.3% | COM | 20825C104 |
| ORCL | ORACLE CORP | 243,429 | $8.075M | 0.6% | $27.58 | -1.9% | COM | 68389X105 |
| — | POPULAR INC | 300,000 | $7.875M | 0.6% | $30.37 | — | COM | 733174106 |
| GS | GOLDMAN SACHS GROUP INC | 46,104 | $7.294M | 0.5% | $120.06 | +5.9% | COM | 38141G104 |
| SSL | SASOL LTD | 150,245 | $7.18M | 0.5% | $43.31 | — | SPONSORED ADR | 803866300 |
| — | TYCO INTL LTD BERMUDA | 200,000 | $6.996M | 0.5% | $32.95 | — | SHS | G9143X208 |
| TEX | TEREX CORP NEW | 200,000 | $6.72M | 0.5% | $30.88 | -1.8% | COM | 880779103 |
| — | SYNOVUS FINL CORP | 2,000,000 | $6.6M | 0.5% | $2.92 | — | COM | 87161C105 |
| — | GLAXOSMITHKLINE PLC | 129,050 | $6.474M | 0.5% | $50.18 | — | SPONSORED ADR | 37733W105 |
| — | HEALTH NET INC | 200,000 | $6.34M | 0.5% | $31.82 | — | COM | 42222G108 |
| BP | BP PLC | 150,040 | $6.306M | 0.5% | $41.74 | — | SPONSORED ADR | 055622104 |
| AMAT | APPLIED MATLS INC | 343,787 | $6.027M | 0.4% | $12.22 | +10.8% | COM | 038222105 |
| — | AETNA INC NEW | 87,412 | $5.596M | 0.4% | $63.54 | — | COM | 00817Y108 |
| ADM | ARCHER DANIELS MIDLAND CO | 150,150 | $5.532M | 0.4% | $23.37 | +9.7% | COM | 039483102 |
| — | UBS AG | 260,000 | $5.335M | 0.4% | $16.95 | — | SHS NEW | H89231338 |
| XOM | EXXON MOBIL CORP | 60,439 | $5.2M | 0.4% | $53.69 | +0.9% | COM | 30231G102 |
| — | ENCANA CORP | 300,000 | $5.199M | 0.4% | $16.94 | — | COM | 292505104 |
| IBKR | INTERACTIVE BROKERS GROUP IN | 269,097 | $5.051M | 0.4% | $3.57 | +8.2% | COM | 45841N107 |
| NVDA | NVIDIA CORP | 300,000 | $4.668M | 0.3% | $0.32 | +8.2% | COM | 67066G104 |
| — | GOOGLE INC | 5,186 | $4.542M | 0.3% | $880.39 | — | CL A | 38259P508 |
| — | THE ADT CORPORATION | 100,000 | $4.066M | 0.3% | $39.85 | — | COM | 00101J106 |
| — | SUNEDISON INC | 500,000 | $3.985M | 0.3% | $8.17 | — | COM | 86732Y109 |
| — | CHESAPEAKE ENERGY CORP | 153,800 | $3.98M | 0.3% | $20.38 | — | COM | 165167107 |
| — | ISTAR FINL INC | 300,000 | $3.612M | 0.3% | $11.29 | — | COM | 45031U101 |
| DVN | DEVON ENERGY CORP | 60,151 | $3.474M | 0.2% | $37.00 | +3.0% | COM | 25179M103 |
| PSX | PHILLIPS 66 | 59,250 | $3.426M | 0.2% | $40.44 | -7.3% | COM | 718546104 |
| SWKS | SKYWORKS SOLUTIONS INC | 136,000 | $3.378M | 0.2% | $17.70 | +9.6% | COM | 83088M102 |
| — | YAHOO INC | 100,100 | $3.32M | 0.2% | $25.13 | — | COM | 984332106 |
| NDAQ | NASDAQ OMX GROUP INC | 100,600 | $3.23M | 0.2% | $8.32 | +5.4% | COM | 631103108 |
| — | IAC INTERACTIVECORP | 59,000 | $3.226M | 0.2% | $47.58 | — | COM NEW | 44919P300 |
| — | PENTAIR LTD | 47,988 | $3.116M | 0.2% | $57.68 | — | SHS | H6169Q108 |
| — | INVESTMENT TECHNOLOGY GRP NE | 196,000 | $3.081M | 0.2% | $13.98 | — | COM | 46145F105 |
| — | NYSE EURONEXT | 71,600 | $3.006M | 0.2% | $41.40 | — | COM | 629491101 |
| — | MANITOWOC INC | 150,000 | $2.934M | 0.2% | $17.91 | — | COM | 563571908 |
| — | TASER INTL INC | 183,000 | $2.723M | 0.2% | $8.52 | — | COM | 87651B104 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 16,796 | $2.536M | 0.2% | $148.58 | — | UT SER 1 | 78467X109 |
| QCOM | QUALCOMM INC | 36,152 | $2.434M | 0.2% | $45.14 | +3.1% | COM | 747525103 |
| GILD | GILEAD SCIENCES INC | 36,336 | $2.284M | 0.2% | $36.21 | +14.7% | COM | 375558103 |
| — | POWERSHARES QQQ TRUST | 28,591 | $2.255M | 0.2% | $71.92 | — | UNIT SER 1 | 73935A104 |
| — | JDS UNIPHASE CORP | 150,000 | $2.207M | 0.2% | $14.39 | — | COM PAR $0.001 | 46612J507 |
| BSV | Vanguard Short-Term Bond ETF | 26,700 | $2.146M | 0.2% | $76.57 | — | SHORT TRM BOND | 921937827 |
| — | AMERICAN TOWER CORP | 26,522 | $1.966M | 0.1% | $73.16 | — | CL A | 029912201 |
| — | CST BRANDS INC | 61,121 | $1.821M | 0.1% | $30.81 | — | COM | 12646R105 |
| JPM | JP MORGAN CHASE & CO | 34,076 | $1.761M | 0.1% | $36.24 | +6.3% | COM | 46625H100 |
| — | COWEN GROUP INC NEW | 495,000 | $1.703M | 0.1% | $2.89 | — | CL A | 223622101 |
| — | OCH ZIFF CAP MGMT GROUP | 150,000 | $1.649M | 0.1% | $10.44 | — | CL A | 67551U105 |
| IWL | ISHARES TR | 15,087 | $1.608M | 0.1% | $98.20 | — | RUS200 IDX ETF | 464289446 |
| PWR | QUANTA SVCS INC | 53,497 | $1.472M | 0.1% | $27.23 | -2.5% | COM | 74762E102 |
| APH | AMPHENOL CORP NEW | 18,602 | $1.439M | 0.1% | $8.50 | +2.1% | CL A | 032095101 |
| — | MONSANTO CO NEW | 12,667 | $1.322M | 0.1% | $98.84 | — | COM | 61166W101 |
| — | HSN INC | 23,600 | $1.265M | 0.1% | $53.73 | — | COM | 404303109 |
| — | ALCOA INC | 150,000 | $1.218M | 0.1% | $7.82 | — | COM | 013817101 |
| PFF | iShares S&P U.S. Preferred Stock Index | 29,885 | $1.136M | 0.1% | $39.10 | — | US PFD STK IDX | 464288687 |
| — | GFI GROUP INC | 235,300 | $929K | 0.1% | $3.91 | — | COM | 361652209 |
| — | EATON VANCE LTD DUR INCOME F | 49,090 | $768K | 0.1% | $15.64 | — | COM | 27828H105 |
| VPU | VANGUARD WORLD FDS | 9,240 | $754K | 0.1% | $82.21 | — | UTILITIES ETF | 92204A876 |
| — | FRANKLIN TEMPLETON LTD DUR I | 55,669 | $724K | 0.1% | $13.01 | — | COM | 35472T101 |
| VWO | VANGUARD INTL EQUITY INDEX F | 17,589 | $706K | 0.1% | $38.92 | — | MSCI EMR MKT ETF | 922042858 |
| KLAC | KLA-TENCOR CORP | 10,375 | $631K | 0.0% | $33.95 | +8.2% | COM | 482480100 |
| — | POWERSHARES DB CMDTY IDX TRA | 24,085 | $620K | 0.0% | $25.12 | — | UNIT BEN INT | 73935S105 |
| — | INVESCO MUN OPPORTUNITY TR | 50,894 | $600K | 0.0% | $11.79 | — | COM | 46132C107 |
| — | POWERSHARES ETF TRUST II | 24,277 | $599K | 0.0% | $24.67 | — | SENIOR LN PORT | 73936Q769 |
| — | WISDOMTREE TR | 30,992 | $594K | 0.0% | $19.17 | — | INDIAN RUP ETF | 97717W166 |
| BAX | BAXTER INTL INC | 8,715 | $572K | 0.0% | $30.60 | +1.5% | COM | 071813109 |
| — | NUVEEN MUN VALUE FD INC | 62,575 | $571K | 0.0% | $9.13 | — | COM | 670928100 |
| SRLN | SSGA ACTIVE ETF TR | 11,239 | $560K | 0.0% | $49.70 | — | BLKSTN GSOSRLN | 78467V608 |
| — | INTERVAL LEISURE GROUP INC | 23,600 | $558K | 0.0% | $19.92 | — | COM | 46113M108 |
| — | INVESCO MUNI INCOME OPP TRST | 87,998 | $557K | 0.0% | $6.33 | — | COM | 46132X101 |
| — | MANTECH INTL CORP | 19,300 | $555K | 0.0% | $26.12 | — | CL A | 564563104 |
| DJP | BARCLAYS BK PLC | 14,022 | $522K | 0.0% | $36.49 | — | DJUBS CMDT ETN36 | 06738C778 |
| — | AVAGO TECHNOLOGIES LTD | 11,350 | $489K | 0.0% | $39.79 | — | SHS | Y0486S104 |
| — | AMEDISYS INC | 27,450 | $472K | 0.0% | $12.19 | — | Com | 023436108 |
| — | ALPS ETF TR | 26,795 | $471K | 0.0% | $17.85 | — | ALERIAN MLP | 00162Q866 |
| — | MELLANOX TECHNOLOGIES LTD | 12,335 | $468K | 0.0% | $45.01 | — | SHS | M51363113 |
| — | STAPLES INC | 31,910 | $467K | 0.0% | $15.88 | — | COM | 855030102 |
| IBM | INTERNATIONAL BUSINESS MACHS | 2,515 | $466K | 0.0% | $115.27 | -3.2% | COM | 459200101 |
| EFA | ISHARES TR | 6,650 | $424K | 0.0% | $57.29 | — | MSCI EAFE IDX | 464287465 |
| — | EXELIS INC | 26,750 | $420K | 0.0% | $13.78 | — | COM | 30162A108 |
| — | SUPERVALU INC | 49,825 | $410K | 0.0% | $6.22 | — | COM | 868536103 |
| — | AVX Corp | 30,693 | $403K | 0.0% | $11.74 | — | COM | 002444107 |
| — | BUFFALO WILD WINGS INC | 3,610 | $401K | 0.0% | $111.08 | — | COM | 19848109 |
| VGK | VANGUARD INTL EQUITY INDEX F | 7,247 | $395K | 0.0% | $49.30 | — | MSCI EUROPE ETF | 922042874 |
| IWF | ISHARES TR | 5,055 | $395K | 0.0% | $72.80 | — | RUSSELL1000GRW | 464287614 |
| F | FORD MTR CO DEL | 21,100 | $356K | 0.0% | $7.61 | +18.6% | COM PAR $0.01 | 345370860 |
| — | RAYTHEON CO | 4,526 | $349K | 0.0% | $66.12 | — | COM | 755111507 |
| BMY | BRISTOL MYERS SQUIBB CO | 6,595 | $305K | 0.0% | $28.67 | +1.9% | COM | 110122108 |
| VCSH | VANGUARD SCOTTSDALE FDS | 3,820 | $304K | 0.0% | $79.05 | — | SHRT TRM CORP BD | 92206C409 |
| — | FRONTIER COMMUNICATIONS CORP | 72,012 | $301K | 0.0% | $4.05 | — | COM | 35906A108 |
| JNJ | JOHNSON & JOHNSON | 3,415 | $296K | 0.0% | $59.66 | +6.5% | COM | 478160104 |
| XLE | SELECT SECTOR SPDR TR | 3,525 | $292K | 0.0% | $78.28 | — | SBI INT-ENERGY | 81369Y506 |
| SJM | SMUCKER J M CO | 2,769 | $291K | 0.0% | $70.84 | +6.9% | COM NEW | 832696405 |
| VDC | VANGUARD WORLD FDS | 2,584 | $268K | 0.0% | $101.95 | — | CONSUM STP ETF | 92204A207 |
| — | WISDOMTREE TRUST | 5,598 | $268K | 0.0% | $47.87 | — | JAPANESE YEN F | 97717W224 |
| — | BEMIS CO. INC | 6,850 | $267K | 0.0% | $39.13 | — | COM | 081437105 |
| VT | VANGUARD INTL EQUITY INDEX F | 4,675 | $260K | 0.0% | $55.61 | — | TT WRLD ST ETF | 922042742 |
| EEM | ISHARES TR | 6,239 | $254K | 0.0% | $38.51 | — | MSCI EMERG MKT | 464287234 |
| IJH | ISHARES TR | 2,000 | $248K | 0.0% | $115.50 | — | CORE S&P MCP ETF | 464287507 |
| — | POWERSHARES INDIA ETF TR | 14,713 | $235K | 0.0% | $15.97 | — | INDIA PORT | 73935L100 |
| — | UIL HLDG CORP | 6,200 | $231K | 0.0% | $38.23 | — | COM | 902748102 |
| T | AT&T INC | 6,740 | $228K | 0.0% | $10.96 | 0.0% | COM | 00206R102 |
| PLCE | CHILDRENS PL RETAIL STORES I | 3,925 | $227K | 0.0% | $50.47 | +8.6% | COM | 168905107 |
| DEM | WISDOMTREE TRUST | 4,300 | $222K | 0.0% | $48.37 | — | EMERG MKTS ETF | 97717W315 |
| — | CYS INVESTMENTS INC. | 27,150 | $221K | 0.0% | $9.21 | — | COM | 12673A108 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 1,929 | $219K | 0.0% | $110.02 | +4.9% | CL B | 084670702 |
| VZ | VERIZON COMMUNICATIONS INC | 4,560 | $213K | 0.0% | $26.13 | 0.0% | COM | 92343V104 |
| — | MERCK & CO INC | 4,216 | $201K | 0.0% | $47.68 | — | COM | 589331107 |
| — | NAVIDEA BIOPHARMACEUTICALS INC | 70,500 | $187K | 0.0% | $2.67 | — | COM | 63937X103 |
| — | RF MICRODEVICES INC | 32,700 | $184K | 0.0% | $5.63 | — | COM | 749941100 |
| — | XEROX CORP | 15,500 | $159K | 0.0% | $9.09 | — | COM | 984121103 |
| — | ISHARES INC | 11,126 | $157K | 0.0% | $11.80 | — | MSCI ITALY | 464286855 |
| — | ANNALY CAP MGMT INC | 11,239 | $130K | 0.0% | $12.51 | — | COM | 035710409 |
| — | ARMOUR RESIDENTIAL REIT INC | 28,900 | $121K | 0.0% | $4.68 | — | COM | 042315101 |
| — | CORINTHIAN COLLEGES INC | 45,075 | $99,000 | 0.0% | $2.25 | — | COM | 218868907 |
| — | TRANSATLANTIC PETROLEUM LTD | 77,800 | $65,000 | 0.0% | $0.69 | — | SHS | G89982105 |
| — | CAPSTONE TURBINE CORP | 10,000 | $12,000 | 0.0% | $1.20 | — | COM | 14067D102 |