Location: Greenwich, CT
CIK: 0001439805 · Show all filings
Period: Q4 2013 (← Previous) (Next →)
Filing Date: Feb 7, 2014
Total Value: $990M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | PLUM CREEK TIMBER CO INC | 1,141,747 | $53.1M | 5.4% | $46.67 | — | COM | 729251108 |
| FCX | FREEPORT-MCMORAN COPPER & GO | 1,008,500 | $38.06M | 3.8% | $24.45 | +23.0% | COM | 35671D857 |
| VLO | VALERO ENERGY CORP NEW | 550,100 | $27.73M | 2.8% | $24.01 | +11.8% | COM | 91913Y100 |
| PH | PARKER HANNIFIN CORP | 200,000 | $25.73M | 2.6% | $75.97 | +25.1% | COM | 701094104 |
| SCHW | SCHWAB CHARLES CORP NEW | 986,902 | $25.66M | 2.6% | $16.18 | +27.7% | COM | 808513105 |
| MSFT | MICROSOFT CORP | 606,024 | $22.67M | 2.3% | $26.70 | +12.4% | COM | 594918104 |
| — | NATIONAL OILWELL VARCO INC | 277,174 | $22.04M | 2.2% | $68.90 | — | COM | 637071101 |
| — | HEWLETT PACKARD CO | 750,500 | $21M | 2.1% | $24.80 | — | COM | 428236103 |
| WDC | WESTERN DIGITAL CORP | 250,000 | $20.98M | 2.1% | $35.69 | +28.6% | COM | 958102105 |
| — | LEGG MASON INC | 450,000 | $19.57M | 2.0% | $31.01 | — | COM | 524901105 |
| UNH | UNITEDHEALTH GROUP INC | 251,000 | $18.9M | 1.9% | $50.75 | +16.4% | COM | 91324P102 |
| — | INGERSOLL-RAND COMPANY LTD | 300,000 | $18.48M | 1.9% | $55.52 | — | CL A | G4776G101 |
| — | CIGNA CORP | 200,000 | $17.5M | 1.8% | $72.49 | — | COM | 125509109 |
| SPY | SPDR TR | 89,977 | $16.62M | 1.7% | $160.42 | — | UNIT SER 1 | 78462F103 |
| — | MARATHON OIL CORP | 300,000 | $16.23M | 1.6% | $46.74 | — | COM | 565849106 |
| BAC | BANK OF AMERICA CORPORATION | 1,035,302 | $16.12M | 1.6% | $10.03 | +16.5% | COM | 060505104 |
| — | ENDO PHARMACEUTICALS HLDGS I | 222,725 | $15.03M | 1.5% | $36.79 | — | COM | 29264F205 |
| ARW | ARROW ELECTRS INC | 270,000 | $14.65M | 1.5% | $38.94 | +30.5% | COM | 042735100 |
| CSCO | CISCO SYS INC | 649,965 | $14.58M | 1.5% | $16.03 | -5.1% | COM | 17275R102 |
| AAPL | APPLE INC | 25,353 | $14.22M | 1.4% | $13.16 | +24.4% | COM | 037833100 |
| MS | MORGAN STANLEY | 450,300 | $14.12M | 1.4% | $17.33 | +25.8% | COM NEW | 617446448 |
| — | ROWAN COS INC | 390,000 | $13.79M | 1.4% | $34.07 | — | COM | 779382100 |
| — | CITIGROUP INC | 258,294 | $13.46M | 1.4% | $47.97 | — | COM | 172967101 |
| — | DOW CHEM CO | 300,180 | $13.33M | 1.3% | $32.17 | — | COM | 260543103 |
| — | NOBLE CORPORATION | 350,000 | $13.12M | 1.3% | $37.58 | — | SHS | G65422100 |
| — | DIAMOND OFFSHORE DRILLING IN | 230,000 | $13.09M | 1.3% | $68.79 | — | COM | 25271C102 |
| — | TESORO CORP | 220,090 | $12.88M | 1.3% | $52.32 | — | COM | 881609101 |
| — | BUNGE LIMITED | 150,000 | $12.32M | 1.2% | $70.77 | — | COM | G16962105 |
| PFE | PFIZER INC | 401,522 | $12.3M | 1.2% | $16.46 | +7.1% | COM | 717081103 |
| — | TRANSOCEAN INC NEW | 244,948 | $12.11M | 1.2% | $47.95 | — | SHS | G90073100 |
| OSK | OSHKOSH CORP | 234,100 | $11.79M | 1.2% | $31.79 | +30.0% | COM | 688239201 |
| — | AMERICA MOVIL SAB DE CV | 500,000 | $11.69M | 1.2% | $21.75 | — | SPON ADR L SHS | 02364W105 |
| — | ENSCO INTL INC | 202,815 | $11.6M | 1.2% | $58.12 | — | COM | 26874Q100 |
| INTC | INTEL CORP | 435,450 | $11.3M | 1.1% | $17.17 | +4.4% | COM | 458140100 |
| — | BLACKSTONE GROUP L P | 350,000 | $11.03M | 1.1% | $21.06 | — | COM UNIT LTD | 09253U108 |
| BEN | FRANKLIN RES INC | 180,000 | $10.39M | 1.0% | $29.22 | +10.0% | COM | 354613101 |
| RF | REGIONS FINANCIAL CORP NEW | 1,050,000 | $10.38M | 1.0% | $5.80 | +11.3% | COM | 7591EP100 |
| EBAY | EBAY INC | 185,500 | $10.18M | 1.0% | $20.18 | -2.4% | COM | 278642103 |
| — | DU PONT E I DE NEMOURS & CO | 150,900 | $9.804M | 1.0% | $52.50 | — | COM | 263534109 |
| — | TOTAL S A | 150,000 | $9.191M | 0.9% | $48.70 | — | SPONSORED ADR | 89151E109 |
| ORCL | ORACLE CORP | 238,000 | $9.106M | 0.9% | $27.58 | +4.4% | COM | 68389X105 |
| — | EXCO RESOURCES INC | 1,713,800 | $9.1M | 0.9% | $7.47 | — | COM | 269279402 |
| — | POPULAR INC | 300,000 | $8.619M | 0.9% | $30.37 | — | COM | 733174106 |
| CVE | CENOVUS ENERGY INC | 300,000 | $8.595M | 0.9% | $22.39 | +0.2% | COM | 15135U109 |
| — | CREDIT SUISSE GROUP | 273,155 | $8.479M | 0.9% | $26.46 | — | SPONSORED ADR | 225401108 |
| TEX | TEREX CORP NEW | 200,000 | $8.398M | 0.8% | $30.88 | +17.4% | COM | 880779103 |
| COP | CONOCOPHILLIPS | 118,500 | $8.372M | 0.8% | $39.96 | +21.1% | COM | 20825C104 |
| — | TYCO INTL LTD BERMUDA | 200,000 | $8.208M | 0.8% | $32.95 | — | SHS | G9143X208 |
| GS | GOLDMAN SACHS GROUP INC | 46,004 | $8.155M | 0.8% | $120.06 | +8.8% | COM | 38141G104 |
| FLEX | FLEXTRONICS INTL LTD | 1,000,000 | $7.77M | 0.8% | $5.43 | +11.9% | ORD | Y2573F102 |
| SSL | SASOL LTD | 150,245 | $7.43M | 0.8% | $43.31 | — | SPONSORED ADR | 803866300 |
| JBL | JABIL CIRCUIT INC | 420,000 | $7.325M | 0.7% | $16.76 | +8.2% | COM | 466313103 |
| BP | BP PLC | 150,040 | $7.293M | 0.7% | $41.74 | — | SPONSORED ADR | 055622104 |
| — | SYNOVUS FINL CORP | 2,000,000 | $7.2M | 0.7% | $2.92 | — | COM | 87161C105 |
| — | GLAXOSMITHKLINE PLC | 129,050 | $6.89M | 0.7% | $50.18 | — | SPONSORED ADR | 37733W105 |
| PIPR | PIPER JAFFRAY COS | 172,200 | $6.811M | 0.7% | $33.63 | +8.4% | COM | 724078100 |
| — | SUNEDISON INC | 500,000 | $6.525M | 0.7% | $8.17 | — | COM | 86732Y109 |
| ADM | ARCHER DANIELS MIDLAND CO | 150,150 | $6.517M | 0.7% | $23.37 | +22.4% | COM | 039483102 |
| XOM | EXXON MOBIL CORP | 60,439 | $6.116M | 0.6% | $53.69 | +4.2% | COM | 30231G102 |
| AMAT | APPLIED MATLS INC | 343,600 | $6.075M | 0.6% | $12.22 | +21.6% | COM | 038222105 |
| — | AETNA INC NEW | 87,412 | $5.996M | 0.6% | $63.54 | — | COM | 00817Y108 |
| — | HEALTH NET INC | 200,000 | $5.934M | 0.6% | $31.82 | — | COM | 42222G108 |
| — | GOOGLE INC | 5,186 | $5.812M | 0.6% | $880.39 | — | CL A | 38259P508 |
| — | ENCANA CORP | 300,000 | $5.415M | 0.5% | $16.94 | — | COM | 292505104 |
| — | UBS AG | 260,000 | $5.005M | 0.5% | $16.95 | — | SHS NEW | H89231338 |
| NVDA | NVIDIA CORP | 300,000 | $4.806M | 0.5% | $0.32 | +13.3% | COM | 67066G104 |
| PSX | PHILLIPS 66 | 59,250 | $4.57M | 0.5% | $40.44 | +7.4% | COM | 718546104 |
| ALLE | ALLEGION PUB LTD CO | 100,023 | $4.42M | 0.4% | $38.52 | 0.0% | ORD SHS | G0176J109 |
| IBKR | INTERACTIVE BROKERS GROUP IN | 178,142 | $4.336M | 0.4% | $3.57 | +41.7% | COM | 45841N107 |
| — | ISTAR FINL INC | 300,000 | $4.281M | 0.4% | $11.29 | — | COM | 45031U101 |
| — | CHESAPEAKE ENERGY CORP | 153,800 | $4.174M | 0.4% | $20.38 | — | COM | 165167107 |
| — | IAC INTERACTIVECORP | 59,000 | $4.05M | 0.4% | $47.58 | — | COM NEW | 44919P300 |
| — | YAHOO INC | 100,100 | $4.048M | 0.4% | $25.13 | — | COM | 984332106 |
| — | THE ADT CORPORATION | 100,000 | $4.047M | 0.4% | $39.85 | — | COM | 00101J106 |
| NDAQ | NASDAQ OMX GROUP INC | 100,513 | $4M | 0.4% | $8.32 | +21.0% | COM | 631103108 |
| SWKS | SKYWORKS SOLUTIONS INC | 136,000 | $3.884M | 0.4% | $17.70 | +18.2% | COM | 83088M102 |
| — | PENTAIR LTD | 47,988 | $3.727M | 0.4% | $57.68 | — | SHS | H6169Q108 |
| DVN | DEVON ENERGY CORP | 60,151 | $3.722M | 0.4% | $37.00 | +10.9% | COM | 25179M103 |
| — | MANITOWOC INC | 150,000 | $3.498M | 0.4% | $17.91 | — | COM | 563571908 |
| — | TASER INTL INC | 183,000 | $2.906M | 0.3% | $8.52 | — | COM | 87651B104 |
| — | INVESTMENT TECHNOLOGY GRP NE | 134,600 | $2.767M | 0.3% | $13.98 | — | COM | 46145F105 |
| ICE | INTERCONTINENTALEXCHANGE GRO | 12,257 | $2.757M | 0.3% | $35.28 | 0.0% | COM | 45866F104 |
| GILD | GILEAD SCIENCES INC | 36,336 | $2.729M | 0.3% | $36.21 | +33.6% | COM | 375558103 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 16,468 | $2.725M | 0.3% | $148.58 | — | UT SER 1 | 78467X109 |
| — | POWERSHARES QQQ TRUST | 30,570 | $2.689M | 0.3% | $72.96 | — | UNIT SER 1 | 73935A104 |
| QCOM | QUALCOMM INC | 35,152 | $2.61M | 0.3% | $45.14 | +11.6% | COM | 747525103 |
| BSV | Vanguard Short-Term Bond ETF | 29,975 | $2.396M | 0.2% | $76.94 | — | SHORT TRM BOND | 921937827 |
| — | CST BRANDS INC | 61,121 | $2.244M | 0.2% | $30.81 | — | COM | 12646R105 |
| — | OCH ZIFF CAP MGMT GROUP | 150,000 | $2.22M | 0.2% | $10.44 | — | CL A | 67551U105 |
| — | AMERICAN TOWER CORP | 26,522 | $2.117M | 0.2% | $73.16 | — | CL A | 029912201 |
| JPM | JP MORGAN CHASE & CO | 33,716 | $1.972M | 0.2% | $36.24 | +9.4% | COM | 46625H100 |
| — | JDS UNIPHASE CORP | 150,000 | $1.948M | 0.2% | $14.39 | — | COM PAR $0.001 | 46612J507 |
| — | COWEN GROUP INC NEW | 495,000 | $1.935M | 0.2% | $2.89 | — | CL A | 223622101 |
| IWL | ISHARES TR | 16,567 | $1.911M | 0.2% | $99.73 | — | RUS200 IDX ETF | 464289446 |
| SRLN | SSGA ACTIVE ETF TR | 37,240 | $1.863M | 0.2% | $49.93 | — | BLKSTN GSOSRLN | 78467V608 |
| PWR | QUANTA SVCS INC | 53,497 | $1.688M | 0.2% | $27.23 | +5.9% | COM | 74762E102 |
| APH | AMPHENOL CORP NEW | 18,602 | $1.659M | 0.2% | $8.50 | +8.4% | CL A | 032095101 |
| — | ALCOA INC | 150,000 | $1.595M | 0.2% | $7.82 | — | COM | 013817101 |
| — | MONSANTO CO NEW | 12,667 | $1.476M | 0.1% | $98.84 | — | COM | 61166W101 |
| — | HSN INC | 23,600 | $1.47M | 0.1% | $53.73 | — | COM | 404303109 |
| PFF | iShares S&P U.S. Preferred Stock Index | 30,035 | $1.106M | 0.1% | $39.10 | — | US PFD STK IDX | 464288687 |
| — | NUVEEN MUN VALUE FD INC | 105,306 | $952K | 0.1% | $9.09 | — | COM | 670928100 |
| — | INVESCO MUN OPPORTUNITY TR | 79,917 | $936K | 0.1% | $11.76 | — | COM | 46132C107 |
| — | EATON VANCE LTD DUR INCOME F | 60,523 | $926K | 0.1% | $15.58 | — | COM | 27828H105 |
| — | GFI GROUP INC | 235,300 | $920K | 0.1% | $3.91 | — | COM | 361652209 |
| BAX | BAXTER INTL INC | 12,415 | $863K | 0.1% | $30.19 | -3.2% | COM | 071813109 |
| VPU | VANGUARD WORLD FDS | 10,340 | $861K | 0.1% | $82.32 | — | UTILITIES ETF | 92204A876 |
| IBM | INTERNATIONAL BUSINESS MACHS | 4,560 | $855K | 0.1% | $111.29 | -4.4% | COM | 459200101 |
| — | FRANKLIN TEMPLETON LTD DUR I | 65,116 | $846K | 0.1% | $13.00 | — | COM | 35472T101 |
| VWO | VANGUARD INTL EQUITY INDEX F | 19,535 | $804K | 0.1% | $39.15 | — | MSCI EMR MKT ETF | 922042858 |
| — | INVESCO MUNI INCOME OPP TRST | 129,197 | $801K | 0.1% | $6.29 | — | COM | 46132X101 |
| — | INTERVAL LEISURE GROUP INC | 23,600 | $729K | 0.1% | $19.92 | — | COM | 46113M108 |
| VCSH | VANGUARD SCOTTSDALE FDS | 7,955 | $635K | 0.1% | $79.45 | — | SHRT TRM CORP BD | 92206C409 |
| — | POWERSHARES DB CMDTY IDX TRA | 24,580 | $631K | 0.1% | $25.13 | — | UNIT BEN INT | 73935S105 |
| — | AVAGO TECHNOLOGIES LTD | 11,000 | $582K | 0.1% | $39.79 | — | SHS | Y0486S104 |
| — | MELLANOX TECHNOLOGIES LTD | 14,090 | $563K | 0.1% | $44.38 | — | SHS | M51363113 |
| DJP | BARCLAYS BK PLC | 14,732 | $541K | 0.1% | $36.50 | — | DJUBS CMDT ETN36 | 06738C778 |
| — | ALPS ETF TR | 29,640 | $527K | 0.1% | $17.84 | — | ALERIAN MLP | 00162Q866 |
| — | EXELIS INC | 26,650 | $508K | 0.1% | $13.78 | — | COM | 30162A108 |
| — | STAPLES INC | 31,910 | $507K | 0.1% | $15.88 | — | COM | 855030102 |
| — | MANTECH INTL CORP | 16,600 | $497K | 0.1% | $26.12 | — | CL A | 564563104 |
| VGK | VANGUARD INTL EQUITY INDEX F | 7,620 | $448K | 0.0% | $49.76 | — | MSCI EUROPE ETF | 922042874 |
| EFA | ISHARES TR | 6,650 | $446K | 0.0% | $57.29 | — | MSCI EAFE IDX | 464287465 |
| KLAC | KLA-TENCOR CORP | 6,775 | $437K | 0.0% | $33.95 | +17.2% | COM | 482480100 |
| IWF | ISHARES TR | 5,045 | $434K | 0.0% | $72.80 | — | RUSSELL1000GRW | 464287614 |
| — | AVX Corp | 30,993 | $432K | 0.0% | $11.74 | — | COM | 002444107 |
| — | WISDOMTREE TR | 21,502 | $429K | 0.0% | $19.17 | — | INDIAN RUP ETF | 97717W166 |
| — | AMEDISYS INC | 28,300 | $414K | 0.0% | $12.27 | — | Com | 023436108 |
| — | RAYTHEON CO | 4,475 | $406K | 0.0% | $66.12 | — | COM | 755111507 |
| — | SUPERVALU INC | 51,700 | $377K | 0.0% | $6.26 | — | COM | 868536103 |
| VZ | VERIZON COMMUNICATIONS INC | 7,335 | $360K | 0.0% | $26.31 | +1.1% | COM | 92343V104 |
| BMY | BRISTOL MYERS SQUIBB CO | 6,476 | $344K | 0.0% | $28.67 | +19.2% | COM | 110122108 |
| — | FRONTIER COMMUNICATIONS CORP | 72,012 | $335K | 0.0% | $4.05 | — | COM | 35906A108 |
| PLCE | CHILDRENS PL RETAIL STORES I | 5,884 | $335K | 0.0% | $51.71 | +4.8% | COM | 168905107 |
| XLE | SELECT SECTOR SPDR TR | 3,609 | $319K | 0.0% | $78.52 | — | SBI INT-ENERGY | 81369Y506 |
| F | FORD MTR CO DEL | 20,629 | $318K | 0.0% | $7.61 | +18.4% | COM PAR $0.01 | 345370860 |
| JNJ | JOHNSON & JOHNSON | 3,415 | $313K | 0.0% | $59.66 | +10.2% | COM | 478160104 |
| — | NUVEEN CONN PREM INCOME MUN | 25,276 | $293K | 0.0% | $11.59 | — | COM | 67060D107 |
| SJM | SMUCKER J M CO | 2,819 | $292K | 0.0% | $70.91 | +5.1% | COM NEW | 832696405 |
| KIM | KIMCO RLTY CORP | 14,750 | $291K | 0.0% | $11.63 | 0.0% | COM | 49446R109 |
| UPBD | RENT A CTR INC NEW | 8,675 | $289K | 0.0% | $34.61 | 0.0% | COM | 76009N100 |
| — | BEMIS CO. INC | 6,950 | $285K | 0.0% | $39.16 | — | COM | 081437105 |
| — | WISDOMTREE TRUST | 5,567 | $283K | 0.0% | $47.87 | — | JAPANESE YEN F | 97717W224 |
| EEM | ISHARES TR | 6,717 | $281K | 0.0% | $38.75 | — | MSCI EMERG MKT | 464287234 |
| — | CLAYMORE EXCHANGE TRD FD TR | 12,305 | $279K | 0.0% | $22.67 | — | GUGG CRP BD 2017 | 18383M548 |
| VDC | VANGUARD WORLD FDS | 2,523 | $278K | 0.0% | $101.95 | — | CONSUM STP ETF | 92204A207 |
| VNQ | VANGUARD INDEX FDS | 4,675 | $278K | 0.0% | $59.47 | — | REIT ETF | 922908553 |
| T | AT&T INC | 7,740 | $272K | 0.0% | $10.98 | +1.7% | COM | 00206R102 |
| IJH | ISHARES TR | 2,000 | $268K | 0.0% | $115.50 | — | CORE S&P MCP ETF | 464287507 |
| — | POWERSHARES INDIA ETF TR | 15,018 | $265K | 0.0% | $16.01 | — | INDIA PORT | 73935L100 |
| — | UIL HLDG CORP | 6,200 | $240K | 0.0% | $38.23 | — | COM | 902748102 |
| — | POWERSHS DB US DOLLAR INDEX | 10,450 | $225K | 0.0% | $21.53 | — | DOLL INDX BULL | 73936D107 |
| GLD | SPDR GOLD TRUST | 1,919 | $223K | 0.0% | $116.21 | — | GOLD SHS | 78463V107 |
| — | ISHARES | 19,293 | $222K | 0.0% | $11.51 | — | MRG RL ES CP ETF | 464288539 |
| — | PIMCO DYNAMIC INCOME FD | 9,800 | $220K | 0.0% | $22.45 | — | SHS | 72201Y101 |
| DEM | WISDOMTREE TRUST | 4,300 | $219K | 0.0% | $48.37 | — | EMERG MKTS ETF | 97717W315 |
| — | TD AMERITRADE HLDG CORP | 6,974 | $214K | 0.0% | $30.69 | — | COM | 87236Y108 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 1,779 | $211K | 0.0% | $110.02 | +5.1% | CL B | 084670702 |
| — | MERCK & CO INC | 4,081 | $204K | 0.0% | $47.68 | — | COM | 589331107 |
| — | RF MICRODEVICES INC | 37,883 | $195K | 0.0% | $5.56 | — | COM | 749941100 |
| — | CYS INVESTMENTS INC. | 26,100 | $193K | 0.0% | $9.21 | — | COM | 12673A108 |
| — | XEROX CORP | 15,500 | $189K | 0.0% | $9.09 | — | COM | 984121103 |
| — | ISHARES INC | 11,177 | $174K | 0.0% | $11.80 | — | MSCI ITALY | 464286855 |
| — | NAVIDEA BIOPHARMACEUTICALS INC | 70,500 | $146K | 0.0% | $2.67 | — | COM | 63937X103 |
| — | ANNALY CAP MGMT INC | 13,239 | $132K | 0.0% | $12.12 | — | COM | 035710409 |
| — | ARMOUR RESIDENTIAL REIT INC | 32,300 | $130K | 0.0% | $4.61 | — | COM | 042315101 |
| — | CORINTHIAN COLLEGES INC | 68,885 | $123K | 0.0% | $2.09 | — | COM | 218868907 |
| — | TRANSATLANTIC PETROLEUM LTD | 66,800 | $57,000 | 0.0% | $0.69 | — | SHS | G89982105 |
| — | CAPSTONE TURBINE CORP | 10,000 | $13,000 | 0.0% | $1.20 | — | COM | 14067D102 |