Location: New York, NY
CIK: 0001581655 · Show all filings
Period: Q4 2017 (← Previous) (Next →)
Filing Date: Feb 14, 2018
Total Value: $440M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| GOOGL | ALPHABET INC | 61,109 | $64.37M | 14.6% | $1053.40 * | $49.87 | +2.7% | CAP STK CL A | 02079K305 |
| — | ALTABA INC | 600,000 | $41.91M | 9.5% | $69.85 | $54.48 | — | COM | 021346101 |
| — | BARD C R INC | 119,277 | $39.32M | 8.9% | $329.63 | $325.48 | — | COM | 067383109 |
| — | MONSANTO CO NEW | 217,500 | $25.4M | 5.8% | $116.78 | $109.73 | — | COM | 61166W101 |
| — | TIME WARNER INC | 215,750 | $19.73M | 4.5% | $91.47 | $97.69 | — | COM NEW | 887317303 |
| LBRDK | LIBERTY BROADBAND CORP | 230,374 | $19.62M | 4.5% | $85.16 * | $83.34 | 0.0% | COM SER C | 530307305 |
| — | CENTRAL FD CDA LTD | 1,218,400 | $16.33M | 3.7% | $13.40 | $13.39 | — | CL A | 153501101 |
| — | NXSTAGE MEDICAL INC | 467,589 | $11.33M | 2.6% | $24.23 | $24.63 | — | COM | 67072V103 |
| — | IAC INTERACTIVECORP | 79,125 | $9.675M | 2.2% | $122.27 | $109.04 | — | COM | 44919P508 |
| — | NEW YORK REIT INC | 2,100,000 | $8.253M | 1.9% | $3.93 | $7.67 | — | COM | 64976L109 |
| — | LIBERTY MEDIA CORP DELAWARE | 203,982 | $8.09M | 1.8% | $39.66 | $38.68 | — | COM A SIRIUSXM | 531229409 |
| — | CALATLANTIC GROUP INC | 135,594 | $7.646M | 1.7% | $56.39 | $56.39 | — | COM | 128195104 |
| — | AETNA INC NEW | 40,000 | $7.216M | 1.6% | $180.40 | $180.40 | — | COM | 00817Y108 |
| META | FACEBOOK INC | 35,193 | $6.21M | 1.4% | $176.46 | $159.21 | +10.2% | CL A | 30303M102 |
| — | UNILEVER PLC | 101,075 | $5.593M | 1.3% | $55.34 | $53.89 | — | SPON ADR NEW | 904767704 |
| — | LIBERTY INTERACTIVE CORP | 93,784 | $5.087M | 1.2% | $54.24 | $39.81 | — | LBT VEN COM A NE | 53071M856 |
| IWM | ISHARES TR | 31,586 | $4.816M | 1.1% | $152.47 | $152.47 | — | RUSSELL 2000 ETF | 464287655 |
| AAPL | APPLE INC | 27,753 | $4.697M | 1.1% | $169.24 * | $32.97 | +18.5% | COM | 037833100 |
| — | CALPINE CORP | 300,000 | $4.539M | 1.0% | $15.13 | $15.13 | — | COM NEW | 131347304 |
| — | LIBERTY MEDIA CORP DELAWARE | 135,119 | $4.421M | 1.0% | $32.72 | $33.99 | — | COM SER A FRMLA | 531229870 |
| NXPI | NXP SEMICONDUCTORS N V | 36,750 | $4.303M | 1.0% | $117.09 * | $92.55 | +10.9% | COM | N6596X109 |
| BA | BOEING CO | 14,246 | $4.201M | 1.0% | $294.89 * | $257.40 | 0.0% | COM | 097023105 |
| — | POTASH CORP SASK INC | 200,000 | $4.13M | 0.9% | $20.65 | $20.65 | — | COM | 73755L107 |
| GS | GOLDMAN SACHS GROUP INC | 14,063 | $3.583M | 0.8% | $254.78 * | $201.59 | +1.8% | COM | 38141G104 |
| XLF | SELECT SECTOR SPDR TR | 127,518 | $3.559M | 0.8% | $27.91 | $27.91 | — | SBI INT-FINL | 81369Y605 |
| — | TWENTY FIRST CENTY FOX INC | 101,121 | $3.45M | 0.8% | $34.12 | $30.67 | — | CL B | 90130A200 |
| MMM | 3M CO | 14,279 | $3.361M | 0.8% | $235.38 * | $144.97 | 0.0% | COM | 88579Y101 |
| UNH | UNITEDHEALTH GROUP INC | 14,605 | $3.22M | 0.7% | $220.47 * | $184.74 | +0.7% | COM | 91324P102 |
| — | HSN INC | 75,000 | $3.026M | 0.7% | $40.35 | $40.35 | — | COM | 404303109 |
| HD | HOME DEPOT INC | 14,779 | $2.801M | 0.6% | $189.53 * | $140.14 | +1.1% | COM | 437076102 |
| — | MONEYGRAM INTL INC | 195,241 | $2.573M | 0.6% | $13.18 | $14.47 | — | COM NEW | 60935Y208 |
| EWC | ISHARES INC | 86,219 | $2.556M | 0.6% | $29.65 | $29.30 | — | MSCI CDA ETF | 464286509 |
| — | REAVES UTIL INCOME FD | 81,703 | $2.528M | 0.6% | $30.94 | $30.94 | — | COM SH BEN INT | 756158101 |
| MCD | MCDONALDS CORP | 14,455 | $2.488M | 0.6% | $172.12 * | $138.65 | 0.0% | COM | 580135101 |
| IBM | INTERNATIONAL BUSINESS MACHS | 16,186 | $2.483M | 0.6% | $153.40 * | $102.11 | 0.0% | COM | 459200101 |
| JNJ | JOHNSON AND JOHNSON | 16,109 | $2.251M | 0.5% | $139.74 * | $109.82 | +1.1% | COM | 478160104 |
| CAT | CATERPILLAR INC DEL | 14,276 | $2.25M | 0.5% | $157.61 * | $116.31 | 0.0% | COM | 149123101 |
| — | BAZAARVOICE INC | 387,523 | $2.112M | 0.5% | $5.45 | $5.45 | — | COM | 073271108 |
| CVX | CHEVRON CORP NEW | 15,419 | $1.93M | 0.4% | $125.17 * | $82.50 | +1.3% | COM | 166764100 |
| TRV | TRAVELERS COMPANIES INC | 13,996 | $1.898M | 0.4% | $135.61 * | $110.50 | 0.0% | COM | 89417E109 |
| — | UNITED TECHNOLOGIES CORP | 14,407 | $1.838M | 0.4% | $127.58 | $127.58 | — | COM | 913017109 |
| JPM | JPMORGAN CHASE AND CO | 16,795 | $1.796M | 0.4% | $106.94 * | $79.46 | +2.4% | COM | 46625H100 |
| MSFT | MICROSOFT CORP | 20,513 | $1.755M | 0.4% | $85.56 * | $66.68 | +12.9% | COM | 594918104 |
| V | VISA INC | 15,344 | $1.75M | 0.4% | $114.05 * | $103.18 | +1.2% | COM CL A | 92826C839 |
| — | EXACTECH INC | 34,556 | $1.709M | 0.4% | $49.46 | $49.46 | — | COM | 30064E109 |
| — | HRG GROUP INC | 100,000 | $1.695M | 0.4% | $16.95 | $16.99 | — | COM | 40434J100 |
| DIS | DISNEY WALT CO | 15,079 | $1.621M | 0.4% | $107.50 * | $97.30 | 0.0% | COM DISNEY | 254687106 |
| — | RICE MIDSTREAM PARTNERS LP | 73,275 | $1.573M | 0.4% | $21.47 | $21.47 | — | UNIT LTD PARTN | 762819100 |
| WMT | WAL-MART STORES INC | 15,038 | $1.485M | 0.3% | $98.75 * | $26.82 | 0.0% | COM | 931142103 |
| PG | PROCTER AND GAMBLE CO | 15,988 | $1.469M | 0.3% | $91.88 * | $72.72 | -0.1% | COM | 742718109 |
| XOM | EXXON MOBIL CORP | 17,468 | $1.461M | 0.3% | $83.64 * | $56.33 | +1.4% | COM | 30231G102 |
| AXP | AMERICAN EXPRESS CO | 14,387 | $1.429M | 0.3% | $99.33 * | $85.24 | 0.0% | COM | 025816109 |
| — | REGAL ENTMT GROUP | 60,000 | $1.381M | 0.3% | $23.02 | $23.02 | — | CL A | 758766109 |
| — | SCRIPPS NETWORKS INTERACT IN | 15,750 | $1.345M | 0.3% | $85.40 | $85.90 | — | CL A COM | 811065101 |
| XLK | SELECT SECTOR SPDR TR | 20,970 | $1.341M | 0.3% | $63.95 | $63.95 | — | TECHNOLOGY | 81369Y803 |
| — | BANK MUTUAL CORP NEW | 125,000 | $1.331M | 0.3% | $10.65 | $10.65 | — | COM | 063750103 |
| — | GLOBALSTAR INC | 900,000 | $1.179M | 0.3% | $1.31 | $1.48 | — | COM | 378973408 |
| AMT | AMERICAN TOWER CORP NEW | 8,178 | $1.167M | 0.3% | $142.70 * | $115.75 | 0.0% | COM | 03027X100 |
| — | DOWDUPONT INC | 15,806 | $1.126M | 0.3% | $71.24 | $71.24 | — | COM | 26078J100 |
| — | RITE AID CORP | 565,000 | $1.113M | 0.3% | $1.97 | $2.88 | — | COM | 767754104 |
| NKE | NIKE INC | 14,906 | $932K | 0.2% | $62.53 * | $51.78 | 0.0% | CL B | 654106103 |
| — | WESTAR ENERGY INC | 17,420 | $920K | 0.2% | $52.81 | $52.81 | — | COM | 95709T100 |
| VZ | VERIZON COMMUNICATIONS INC | 17,329 | $917K | 0.2% | $52.92 * | $31.39 | +1.8% | COM | 92343V104 |
| MRK | MERCK AND CO INC | 16,151 | $909K | 0.2% | $56.28 * | $43.73 | -1.7% | COM | 58933Y105 |
| KWEB | KRANESHARES TR | 14,879 | $872K | 0.2% | $58.61 | $58.61 | — | CSI CHI INTERNET | 500767306 |
| CCI | CROWN CASTLE INTL CORP NEW | 7,798 | $866K | 0.2% | $111.05 * | $76.51 | 0.0% | COM | 22822V101 |
| — | LIBERTY GLOBAL PLC | 25,000 | $846K | 0.2% | $33.84 | $33.84 | — | SHS CL C | G5480U120 |
| INTC | INTEL CORP | 17,855 | $824K | 0.2% | $46.15 * | $29.59 | +23.5% | COM | 458140100 |
| KO | COCA COLA CO | 17,114 | $785K | 0.2% | $45.87 * | $35.45 | +0.5% | COM | 191216100 |
| ACWI | ISHARES TR | 10,500 | $757K | 0.2% | $72.10 | $72.10 | — | MSCI ACWI ETF | 464288257 |
| — | VALEANT PHARMACEUTICALS INTL | 33,500 | $696K | 0.2% | $20.78 | $20.78 | — | COM | 91911K102 |
| CSCO | CISCO SYS INC | 18,086 | $693K | 0.2% | $38.32 * | $24.71 | +13.2% | COM | 17275R102 |
| PFE | PFIZER INC | 18,977 | $687K | 0.2% | $36.20 * | $23.23 | +2.4% | COM | 717081103 |
| — | PRUDENTIAL SHT DURATION HG Y | 45,377 | $670K | 0.2% | $14.77 | $15.26 | — | COM | 74442F107 |
| — | WESTERN ASSET EMRG MKT DEBT | 41,967 | $653K | 0.1% | $15.56 | $15.56 | — | COM | 95766A101 |
| XLRE | SELECT SECTOR SPDR TR | 19,371 | $638K | 0.1% | $32.94 | $32.94 | — | RL EST SEL SEC | 81369Y860 |
| — | WESTERN ASSET GLB HI INCOME | 60,063 | $614K | 0.1% | $10.22 | $10.28 | — | COM | 95766B109 |
| — | EATON VANCE RISK MNGD DIV EQ | 62,654 | $603K | 0.1% | $9.62 | $9.62 | — | COM | 27829G106 |
| NXDT | NEXPOINT CR STRATEGIES FD | 22,532 | $570K | 0.1% | $25.30 | $25.30 | — | COM NEW | 65340G205 |
| IRM | IRON MTN INC NEW | 15,000 | $566K | 0.1% | $37.73 * | $25.21 | 0.0% | COM | 46284V101 |
| — | INVESCO DYNAMIC CR OPP FD | 47,108 | $552K | 0.1% | $11.72 | $11.72 | — | COM | 46132R104 |
| — | MEXICO FD INC | 34,392 | $542K | 0.1% | $15.76 | $17.17 | — | COM | 592835102 |
| — | DELL TECHNOLOGIES INC | 6,500 | $528K | 0.1% | $81.23 | $81.23 | — | COM CL V | 24703L103 |
| EWJ | ISHARES INC | 8,591 | $515K | 0.1% | $59.95 | $59.95 | — | MSCI JPN ETF NEW | 46434G822 |
| — | NEPTUNE TECHNOLOGIES BIORESO | 218,094 | $515K | 0.1% | $2.36 | $1.93 | — | COM | 64077P108 |
| WY | WEYERHAEUSER CO | 14,545 | $513K | 0.1% | $35.27 * | $25.74 | 0.0% | COM | 962166104 |
| SMH | VANECK VECTORS ETF TR | 5,200 | $509K | 0.1% | $97.88 | $97.88 | — | SEMICONDUCTOR ET | 92189F676 |
| VGK | VANGUARD INTL EQUITY INDEX F | 8,376 | $495K | 0.1% | $59.10 | $59.10 | — | FTSE EUROPE ETF | 922042874 |
| — | FINJAN HLDGS INC | 196,081 | $424K | 0.1% | $2.16 | $2.16 | — | COM NEW | 31788H303 |
| — | GOVERNMENT PPTYS INCOME TR | 22,645 | $420K | 0.1% | $18.55 | $18.44 | — | COM SHS BEN INT | 38376A103 |
| — | NUVEEN CR STRATEGIES INCM FD | 50,986 | $419K | 0.1% | $8.22 | $8.28 | — | COM SHS | 67073D102 |
| AMZN | AMAZON COM INC | 351 | $410K | 0.1% | $1168.09 * | $49.12 | +12.0% | COM | 023135106 |
| VLUE | ISHARES TR | 4,828 | $404K | 0.1% | $83.68 | $83.68 | — | EDGE MSCI USA VL | 46432F388 |
| QURE | UNIQURE NV | 20,234 | $396K | 0.1% | $19.57 * | $15.23 | 0.0% | SHS | N90064101 |
| SBAC | SBA COMMUNICATIONS CORP NEW | 2,390 | $390K | 0.1% | $163.18 * | $146.73 | 0.0% | CL A | 78410G104 |
| — | GENERAL ELECTRIC CO | 21,353 | $373K | 0.1% | $17.47 | $20.65 | — | COM | 369604103 |
| — | REATA PHARMACEUTICALS INC | 12,500 | $354K | 0.1% | $28.32 | $30.76 | — | CL A | 75615P103 |
| — | SANTANDER CONSUMER USA HDG I | 18,133 | $338K | 0.1% | $18.64 | $15.38 | — | COM | 80283M101 |
| — | MIRATI THERAPEUTICS INC | 18,472 | $337K | 0.1% | $18.24 | $18.24 | — | COM | 60468T105 |
| — | GLYCOMIMETICS INC | 20,016 | $336K | 0.1% | $16.79 | $16.79 | — | COM | 38000Q102 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 1,686 | $334K | 0.1% | $198.10 * | $176.72 | +7.4% | CL B NEW | 084670702 |
| — | PIMCO HIGH INCOME FD | 43,165 | $322K | 0.1% | $7.46 | $7.46 | — | COM SHS | 722014107 |
| — | GGP INC | 13,622 | $319K | 0.1% | $23.42 | $23.42 | — | COM | 36174X101 |
| GNW | GENWORTH FINL INC | 100,000 | $311K | 0.1% | $3.11 * | $3.64 | -5.0% | COM CL A | 37247D106 |
| — | CYMABAY THERAPEUTICS INC | 33,797 | $311K | 0.1% | $9.20 | $9.20 | — | COM | 23257D103 |
| — | COMMERCEHUB INC | 14,977 | $308K | 0.1% | $20.56 | $21.34 | — | COM SER C | 20084V306 |
| XPHTX | PIONEER HIGH INCOME TR | 31,532 | $306K | 0.1% | $9.70 | $9.87 | — | COM | 72369H106 |
| EZA | ISHARES INC | 4,252 | $298K | 0.1% | $70.08 | $70.08 | — | MSCI STH AFR ETF | 464286780 |
| — | NUVEEN HGH INC DEC18 TRGT TR | 29,931 | $297K | 0.1% | $9.92 | $9.96 | — | COM | 67075P103 |
| — | INVESCO SR INCOME TR | 65,915 | $289K | 0.1% | $4.38 | $4.38 | — | COM | 46131H107 |
| — | DIPLOMAT PHARMACY INC | 13,850 | $278K | 0.1% | $20.07 | $20.07 | — | COM | 25456K101 |
| GOOG | ALPHABET INC | 264 | $276K | 0.1% | $1045.45 * | $50.52 | 0.0% | CAP STK CL C | 02079K107 |
| — | BROADCOM LTD | 1,066 | $274K | 0.1% | $257.04 | $242.41 | — | SHS | Y09827109 |
| XHB | SPDR SERIES TRUST | 6,164 | $273K | 0.1% | $44.29 | $39.79 | — | S AND P HOMEBUILD | 78464A888 |
| — | CORNERSTONE TOTAL RTRN FD IN | 17,671 | $270K | 0.1% | $15.28 | $14.64 | — | COM | 21924U300 |
| CBRE | CBRE GROUP INC | 5,874 | $254K | 0.1% | $43.24 * | $41.45 | 0.0% | CL A | 12504L109 |
| — | 22ND CENTY GROUP INC | 89,924 | $252K | 0.1% | $2.80 | $2.80 | — | COM | 90137F103 |
| BAC | BANK AMER CORP | 8,497 | $251K | 0.1% | $29.54 * | $19.96 | +14.1% | COM | 060505104 |
| — | WESTERN ASSET HIGH INCM FD I | 34,848 | $243K | 0.1% | $6.97 | $6.97 | — | COM | 95766J102 |
| — | BROOKFIELD REAL ASSETS INCOM | 10,221 | $239K | 0.1% | $23.38 | $23.38 | — | SHS BEN INT | 112830104 |
| — | DOUBLELINE INCOME SOLUTIONS | 11,772 | $238K | 0.1% | $20.22 | $20.22 | — | COM | 258622109 |
| VDC | VANGUARD WORLD FDS | 1,625 | $237K | 0.1% | $145.85 | $145.85 | — | CONSUM STP ETF | 92204A207 |
| WFC | WELLS FARGO CO NEW | 3,882 | $236K | 0.1% | $60.79 * | $42.14 | +7.0% | COM | 949746101 |
| — | CLEARBRIDGE ENERGY MLP FD IN | 15,085 | $230K | 0.1% | $15.25 | $15.25 | — | COM | 184692101 |
| SVRA | SAVARA INC | 15,532 | $230K | 0.1% | $14.81 * | $11.47 | 0.0% | COM | 805111101 |
| — | BLUEPRINT MEDICINES CORP | 3,000 | $226K | 0.1% | $75.33 | $75.33 | — | COM | 09627Y109 |
| — | NUVEEN HIGH INCOME DECMBR 20 | 22,562 | $226K | 0.1% | $10.02 | $10.02 | — | COM | 67076E107 |
| IBKR | INTERACTIVE BROKERS GROUP IN | 3,800 | $225K | 0.1% | $59.21 * | $7.31 | +77.2% | COM | 45841N107 |
| T | AT AND T INC | 5,379 | $209K | 0.0% | $38.85 * | $15.25 | 0.0% | COM | 00206R102 |
| — | DESTINATION MATERNITY CORP | 65,000 | $193K | 0.0% | $2.97 | $2.97 | — | COM | 25065D100 |
| NTLA | INTELLIA THERAPEUTICS INC | 10,000 | $192K | 0.0% | $19.20 * | $23.09 | 0.0% | COM | 45826J105 |
| — | KADMON HLDGS INC | 51,730 | $187K | 0.0% | $3.61 | $3.61 | — | COM | 48283N106 |
| MNKD | MANNKIND CORP | 78,665 | $183K | 0.0% | $2.33 * | $3.42 | 0.0% | COM NEW | 56400P706 |
| — | FLAHERTY AND CRUMRINE PFD INC | 15,105 | $178K | 0.0% | $11.78 | $11.78 | — | COM | 33848E106 |
| ARWR | ARROWHEAD PHARMACEUTICALS IN | 47,683 | $175K | 0.0% | $3.67 | $3.71 | 0.0% | COM | 04280A100 |
| CYRX | CRYOPORT INC | 19,495 | $167K | 0.0% | $8.57 * | $7.84 | 0.0% | COM PAR $0.001 | 229050307 |
| — | ENTERCOM COMMUNICATIONS CORP | 15,066 | $163K | 0.0% | $10.82 | $14.31 | — | CL A | 293639100 |
| VKTX | VIKING THERAPEUTICS INC | 40,000 | $162K | 0.0% | $4.05 * | $2.90 | 0.0% | COM | 92686J106 |
| — | SENSEONICS HLDGS INC | 57,920 | $154K | 0.0% | $2.66 | $2.66 | — | COM | 81727U105 |
| — | PUTNAM MUN OPPORTUNITIES TR | 12,298 | $152K | 0.0% | $12.36 | $12.36 | — | SH BEN INT | 746922103 |
| — | REMARK HLDGS INC | 15,144 | $147K | 0.0% | $9.71 | $9.71 | — | COM | 75955K102 |
| SRNE | SORRENTO THERAPEUTICS INC | 37,882 | $144K | 0.0% | $3.80 * | $2.60 | 0.0% | COM NEW | 83587F202 |
| — | QUORUM HEALTH CORP | 23,117 | $144K | 0.0% | $6.23 | $6.23 | — | COM | 74909E106 |
| — | ENDOCYTE INC | 33,675 | $144K | 0.0% | $4.28 | $4.28 | — | COM | 29269A102 |
| VCEL | VERICEL CORP | 25,874 | $141K | 0.0% | $5.45 * | $4.61 | 0.0% | COM | 92346J108 |
| CGIP | CELADON GROUP INC | 21,022 | $135K | 0.0% | $6.42 * | $6.58 | 0.0% | COM | 150838100 |
| ENPH | ENPHASE ENERGY INC | 54,822 | $132K | 0.0% | $2.41 * | $2.09 | 0.0% | COM | 29355A107 |
| — | VITAL THERAPIES INC | 21,831 | $130K | 0.0% | $5.95 | $5.95 | — | COM | 92847R104 |
| NAGE | CHROMADEX CORP | 20,680 | $122K | 0.0% | $5.90 * | $5.40 | 0.0% | COM NEW | 171077407 |
| CTSO | CYTOSORBENTS CORP | 17,689 | $115K | 0.0% | $6.50 * | $6.36 | 0.0% | COM NEW | 23283X206 |
| — | DREYFUS HIGH YIELD STRATEGIE | 33,866 | $113K | 0.0% | $3.34 | $3.34 | — | SH BEN INT | 26200S101 |
| — | WESTERN ASSET HIGH INCM OPP | 20,753 | $105K | 0.0% | $5.06 | $5.06 | — | COM | 95766K109 |
| — | DICERNA PHARMACEUTICALS INC | 11,473 | $104K | 0.0% | $9.06 | $9.06 | — | COM | 253031108 |
| — | BLACKROCK 2022 GBL INCM OPP | 10,402 | $102K | 0.0% | $9.81 | $9.81 | — | COM | 09258P104 |
| — | ADAMIS PHARMACEUTICALS CORP | 23,089 | $102K | 0.0% | $4.42 | $4.42 | — | COM NEW | 00547W208 |
| — | PUTNAM PREMIER INCOME TR | 19,047 | $102K | 0.0% | $5.36 | $5.36 | — | SH BEN INT | 746853100 |
| — | HANCOCK JOHN INV TRUST | 11,122 | $98,000 | 0.0% | $8.81 | $8.81 | — | TAX ADV GLB SH | 41013P749 |
| — | PRGX GLOBAL INC | 13,662 | $97,000 | 0.0% | $7.10 | $7.10 | — | COM NEW | 69357C503 |
| — | MAGICJACK VOCALTEC LTD | 11,509 | $97,000 | 0.0% | $8.43 | $8.43 | — | SHS | M6787E101 |
| — | TELARIA INC | 23,860 | $96,000 | 0.0% | $4.02 | $4.02 | — | COM | 879181105 |
| — | CASI PHARMACEUTICALS INC | 27,729 | $90,000 | 0.0% | $3.25 | $3.25 | — | COM | 14757U109 |
| — | CIDARA THERAPEUTICS INC | 13,048 | $89,000 | 0.0% | $6.82 | $6.82 | — | COM | 171757107 |
| — | VERASTEM INC | 29,014 | $89,000 | 0.0% | $3.07 | $3.07 | — | COM | 92337C104 |
| STTO | SITO MOBILE LTD | 12,891 | $87,000 | 0.0% | $6.75 * | $7.04 | 0.0% | COM NEW | 82988R203 |
| VUZI | VUZIX CORP | 13,726 | $86,000 | 0.0% | $6.27 * | $5.78 | 0.0% | COM NEW | 92921W300 |
| — | ABERDEEN ASIA PACIFIC INCOM | 17,368 | $85,000 | 0.0% | $4.89 | $4.89 | — | COM | 003009107 |
| — | LEE ENTERPRISES INC | 35,572 | $84,000 | 0.0% | $2.36 | $2.36 | — | COM | 523768109 |
| MCHX | MARCHEX INC | 24,169 | $78,000 | 0.0% | $3.23 | $3.20 | 0.0% | CL B | 56624R108 |
| — | GENERAL FIN CORP DEL | 11,433 | $78,000 | 0.0% | $6.82 | $6.82 | — | COM | 369822101 |
| — | HORNBECK OFFSHORE SVCS INC N | 24,918 | $77,000 | 0.0% | $3.09 | $3.09 | — | COM | 440543106 |
| — | ONCOMED PHARMACEUTICALS INC | 18,701 | $77,000 | 0.0% | $4.12 | $4.12 | — | COM | 68234X102 |
| — | ADESTO TECHNOLOGIES CORP | 11,884 | $77,000 | 0.0% | $6.48 | $6.48 | — | COM | 00687D101 |
| — | ADVERUM BIOTECHNOLOGIES INC | 20,713 | $72,000 | 0.0% | $3.48 | $3.48 | — | COM | 00773U108 |
| — | T2 BIOSYSTEMS INC | 16,740 | $69,000 | 0.0% | $4.12 | $4.12 | — | COM | 89853L104 |
| — | INVUITY INC | 10,687 | $66,000 | 0.0% | $6.18 | $6.18 | — | COM NEW | 46187J205 |
| — | EKSO BIONICS HLDGS INC | 29,204 | $62,000 | 0.0% | $2.12 | $2.12 | — | COM NEW | 282644202 |
| — | ADVENT CLAY CONV SEC INC FD | 10,416 | $62,000 | 0.0% | $5.95 | $5.95 | — | COM | 007639107 |
| — | AGILE THERAPEUTICS INC | 22,001 | $59,000 | 0.0% | $2.68 | $2.68 | — | COM | 00847L100 |
| — | COGENTIX MED INC | 18,150 | $57,000 | 0.0% | $3.14 | $3.14 | — | COM | 19243A104 |
| — | TOWN SPORTS INTL HLDGS INC | 10,102 | $56,000 | 0.0% | $5.54 | $5.54 | — | COM | 89214A102 |
| MFG | MIZUHO FINL GROUP INC | 14,481 | $53,000 | 0.0% | $3.66 | $3.66 | — | SPONSORED ADR | 60687Y109 |
| — | GENETIC TECHNOLOGIES LTD | 28,437 | $33,000 | 0.0% | $1.16 | $1.16 | — | SPONSORED ADR | 37185R208 |
| — | COMMUNITY HEALTH SYS INC NEW | 250,000 | $2,000 | 0.0% | $0.01 | $0.06 | — | RIGHT 99/99/9999 | 203668116 |