Location: Los Angeles, CA
CIK: 0000895213 · Show all filings
Period: Q4 2016 (← Previous) (Next →)
Filing Date: Feb 15, 2017
Total Value: $804M (99.8% shares, 0.2% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| BABA | ALIBABA GROUP HOLDING LTD ADR | 724,680 | $63.63M | 7.9% | $89.36 | — | COMMON STOCK | 01609W102 |
| — | VALE SA PNA ADR | 6,166,996 | $42.49M | 5.3% | $3.75 | — | COMMON STOCK | 91912E204 |
| — | AMERICA MOVIL SAB DE CV L ADR | 3,361,532 | $42.25M | 5.3% | $20.90 | — | COMMON STOCK | 02364W105 |
| PBR | PETROLEO BRASILEIRO ON ADR (PETROBRAS) | 3,661,033 | $37.01M | 4.6% | $10.11 | — | COMMON STOCK | 71654V408 |
| JD | JD.COM INC A ADR | 1,221,500 | $31.07M | 3.9% | $22.89 | — | COMMON STOCK | 47215P106 |
| BAP | CREDICORP LTD | 177,628 | $28.04M | 3.5% | $120.13 | 0.0% | COMMON STOCK | G2519Y108 |
| ITUB | ITAU UNIBANCO HOLDING SA PN ADR | 2,321,444 | $23.86M | 3.0% | $10.45 | — | COMMON STOCK | 465562106 |
| BBD | BANCO BRADESCO SA PN ADR | 2,363,947 | $20.59M | 2.6% | $9.24 | — | COMMON STOCK | 059460303 |
| MELI | MERCADOLIBRE INC | 118,112 | $18.44M | 2.3% | $108.15 | +52.3% | COMMON STOCK | 58733R102 |
| CX | CEMEX SAB DE CV CPO UNIT ADR (2 A SHRS PLUS 1 B SHR) | 2,275,082 | $18.27M | 2.3% | $9.75 | — | COMMON STOCK | 151290889 |
| — | NEW ORIENTAL EDU & TECH GRP INC ADR | 418,000 | $17.6M | 2.2% | $44.74 | — | COMMON STOCK | 647581107 |
| AES | AES CORP (THE) | 1,365,100 | $15.86M | 2.0% | $9.51 | -11.9% | COMMON STOCK | 00130H105 |
| MSFT | MICROSOFT CORP | 246,190 | $15.3M | 1.9% | $41.10 | +31.2% | COMMON STOCK | 594918104 |
| YUMC | YUM CHINA HOLDINGS INC | 530,300 | $13.85M | 1.7% | $26.68 | 0.0% | COMMON STOCK | 98850P109 |
| CME | CME GROUP INC CL A | 108,760 | $12.54M | 1.6% | $48.25 | +62.9% | COMMON STOCK | 12572Q105 |
| V | VISA INC CL A | 157,800 | $12.31M | 1.5% | $60.17 | +25.4% | COMMON STOCK | 92826C839 |
| PBR/A | PETROLEO BRASILEIRO PN ADR (PETROBRAS) | 1,372,400 | $12.09M | 1.5% | $8.81 | — | COMMON STOCK | 71654V101 |
| INCY | INCYTE CORP | 117,537 | $11.79M | 1.5% | $70.98 | +37.5% | COMMON STOCK | 45337C102 |
| ENB | ENBRIDGE INC | 260,100 | $10.96M | 1.4% | $23.66 | +4.5% | COMMON STOCK | 29250N105 |
| SLB | SCHLUMBERGER LTD | 105,254 | $8.836M | 1.1% | $54.55 | +15.6% | COMMON STOCK | 806857108 |
| — | ENEL AMERICAS SA ADR | 986,191 | $8.097M | 1.0% | $16.29 | — | COMMON STOCK | 29274F104 |
| GOOG | ALPHABET INC CL C | 10,488 | $8.095M | 1.0% | $35.98 | +7.5% | COMMON STOCK | 02079K107 |
| TS | TENARIS SA ADR | 225,646 | $8.058M | 1.0% | $40.27 | — | COMMON STOCK | 88031M109 |
| SBUX | STARBUCKS CORP | 139,565 | $7.749M | 1.0% | $37.29 | +22.2% | COMMON STOCK | 855244109 |
| PM | PHILIP MORRIS INTERNATIONAL | 80,730 | $7.386M | 0.9% | $52.42 | +11.1% | COMMON STOCK | 718172109 |
| AMZN | AMAZON.COM INC | 9,565 | $7.173M | 0.9% | $27.17 | +44.2% | COMMON STOCK | 023135106 |
| — | PRICELINE GROUP INC (THE) | 4,750 | $6.964M | 0.9% | $1261.84 | — | COMMON STOCK | 741503403 |
| DHR | DANAHER CORP | 87,300 | $6.795M | 0.8% | $36.64 | +81.2% | COMMON STOCK | 235851102 |
| AAPL | APPLE INC | 58,232 | $6.744M | 0.8% | $21.11 | +23.6% | COMMON STOCK | 037833100 |
| RCL | ROYAL CARIBBEAN CRUISES LTD | 81,500 | $6.686M | 0.8% | $71.30 | 0.0% | COMMON STOCK | V7780T103 |
| ETN | EATON CORP PLC | 98,000 | $6.575M | 0.8% | $54.15 | 0.0% | COMMON STOCK | G29183103 |
| NBIS | YANDEX NV A | 321,125 | $6.464M | 0.8% | $20.13 | — | COMMON STOCK | N97284108 |
| — | MONSANTO CO | 56,150 | $5.908M | 0.7% | $108.82 | — | COMMON STOCK | 61166W101 |
| AMT | AMERICAN TOWER CORP (REIT) | 55,439 | $5.859M | 0.7% | $68.78 | +25.5% | COMMON STOCK | 03027X100 |
| — | CORE LABORATORIES | 48,652 | $5.84M | 0.7% | $120.04 | — | COMMON STOCK | N22717107 |
| TDG | TRANSDIGM GROUP INC | 23,310 | $5.803M | 0.7% | $159.97 | +10.0% | COMMON STOCK | 893641100 |
| MRSH | MARSH & MCLENNAN COMPANIES INC | 79,100 | $5.346M | 0.7% | $43.84 | +31.5% | COMMON STOCK | 571748102 |
| CMCSA | COMCAST CORP CL A | 74,800 | $5.165M | 0.6% | $21.14 | +26.8% | COMMON STOCK | 20030N101 |
| EOG | EOG RESOURCES INC | 49,840 | $5.039M | 0.6% | $62.41 | +15.9% | COMMON STOCK | 26875P101 |
| GOOGL | ALPHABET INC CL A | 6,345 | $5.028M | 0.6% | $37.82 | +4.9% | COMMON STOCK | 02079K305 |
| CB | CHUBB LTD | 36,500 | $4.822M | 0.6% | $108.37 | 0.0% | COMMON STOCK | H1467J104 |
| — | CIT GROUP INC | 110,200 | $4.703M | 0.6% | $32.50 | — | COMMON STOCK | 125581801 |
| — | NIELSEN HOLDINGS PLC | 109,900 | $4.61M | 0.6% | $41.95 | — | COMMON STOCK | G6518L108 |
| CHRW | CH ROBINSON WORLDWIDE INC | 62,500 | $4.579M | 0.6% | $58.20 | +0.1% | COMMON STOCK | 12541W209 |
| WFC | WELLS FARGO & CO | 81,080 | $4.468M | 0.6% | $35.77 | +9.1% | COMMON STOCK | 949746101 |
| ON | ON SEMICONDUCTOR CORP | 345,400 | $4.407M | 0.5% | $10.55 | +13.1% | COMMON STOCK | 682189105 |
| CVX | CHEVRON CORP | 36,686 | $4.318M | 0.5% | $70.86 | +4.2% | COMMON STOCK | 166764100 |
| — | CTRIP.COM INTL ADR | 107,546 | $4.302M | 0.5% | $56.68 | — | COMMON STOCK | 22943F100 |
| ENIC | ENEL CHILE SA ADR | 943,891 | $4.295M | 0.5% | $5.83 | — | COMMON STOCK | 29278D105 |
| MDT | MEDTRONIC PLC | 55,300 | $3.939M | 0.5% | $62.35 | 0.0% | COMMON STOCK | G5960L103 |
| UNP | UNION PACIFIC CORP | 37,580 | $3.896M | 0.5% | $75.32 | +6.6% | COMMON STOCK | 907818108 |
| JPM | JPMORGAN CHASE & CO | 44,889 | $3.873M | 0.5% | $46.59 | +28.6% | COMMON STOCK | 46625H100 |
| HXL | HEXCEL CORPORATION | 74,500 | $3.832M | 0.5% | $40.80 | +17.9% | COMMON STOCK | 428291108 |
| YPF | YPF SOCIEDAD ANONIMA D ADR | 225,369 | $3.719M | 0.5% | $28.81 | — | COMMON STOCK | 984245100 |
| ICE | INTERCONTINENTAL EXCHANGE INC | 65,400 | $3.69M | 0.5% | $47.06 | +4.7% | COMMON STOCK | 45866F104 |
| CNI | CANADIAN NATIONAL RAILWAY CO (USD) | 54,100 | $3.646M | 0.5% | $50.29 | +11.0% | COMMON STOCK | 136375102 |
| AGIO | AGIOS PHARMACEUTICALS INC | 86,100 | $3.593M | 0.4% | $72.05 | -27.2% | COMMON STOCK | 00847X104 |
| JNJ | JOHNSON & JOHNSON | 31,000 | $3.572M | 0.4% | $88.31 | +1.6% | COMMON STOCK | 478160104 |
| NWL | NEWELL BRANDS INC | 79,100 | $3.532M | 0.4% | $26.58 | +23.0% | COMMON STOCK | 651229106 |
| — | XILINX INC | 55,300 | $3.338M | 0.4% | $43.16 | — | COMMON STOCK | 983919101 |
| DIS | WALT DISNEY COMPANY (THE) | 31,940 | $3.329M | 0.4% | $99.26 | -8.6% | COMMON STOCK | 254687106 |
| RARE | ULTRAGENYX PHARMACEUTICAL INC | 47,100 | $3.312M | 0.4% | $65.63 | +8.1% | COMMON STOCK | 90400D108 |
| TSM | TAIWAN SEMICONDUCTOR MFG CO ADR | 114,248 | $3.285M | 0.4% | $21.14 | — | COMMON STOCK | 874039100 |
| TRMB | TRIMBLE INC | 106,900 | $3.223M | 0.4% | $27.14 | +5.6% | COMMON STOCK | 896239100 |
| — | CBS CORP CL B N/V | 50,500 | $3.213M | 0.4% | $49.36 | — | COMMON STOCK | 124857202 |
| GS | GOLDMAN SACHS GROUP INC | 13,035 | $3.121M | 0.4% | $122.23 | +37.2% | COMMON STOCK | 38141G104 |
| VZ | VERIZON COMMUNICATIONS INC | 57,310 | $3.059M | 0.4% | $30.39 | +1.9% | COMMON STOCK | 92343V104 |
| MDLZ | MONDELEZ INTERNATIONAL INC | 68,800 | $3.05M | 0.4% | $32.46 | +7.0% | COMMON STOCK | 609207105 |
| — | CERNER CORPORATION | 62,700 | $2.97M | 0.4% | $66.81 | — | COMMON STOCK | 156782104 |
| — | GRANA Y MONTERO SAA ADR | 405,800 | $2.901M | 0.4% | $18.80 | — | COMMON STOCK | 38500P208 |
| MCO | MOODYS CORP | 30,300 | $2.856M | 0.4% | $89.94 | +3.1% | COMMON STOCK | 615369105 |
| WYNN | WYNN RESORTS LTD | 32,700 | $2.829M | 0.4% | $82.91 | +1.4% | COMMON STOCK | 983134107 |
| XOM | EXXON MOBIL CORP | 30,700 | $2.771M | 0.3% | $50.36 | +15.5% | COMMON STOCK | 30231G102 |
| GLNG | GOLAR LNG LTD (USD) | 119,600 | $2.744M | 0.3% | $20.30 | 0.0% | COMMON STOCK | G9456A100 |
| ASML | ASML HOLDING NV (USD) | 24,264 | $2.722M | 0.3% | $112.18 | — | COMMON STOCK | N07059210 |
| OXY | OCCIDENTAL PETROLEUM CORP | 38,100 | $2.714M | 0.3% | $56.06 | -1.9% | COMMON STOCK | 674599105 |
| RYAAY | RYANAIR HOLDINGS PLC ADR | 32,400 | $2.698M | 0.3% | $79.50 | — | COMMON STOCK | 783513203 |
| CCI | CROWN CASTLE INTL CORP (REIT) | 30,800 | $2.673M | 0.3% | $59.29 | +0.7% | COMMON STOCK | 22822V101 |
| — | NOBLE ENERGY INC | 62,304 | $2.371M | 0.3% | $53.12 | — | COMMON STOCK | 655044105 |
| — | BROADCOM LTD | 13,359 | $2.361M | 0.3% | $176.73 | — | COMMON STOCK | Y09827109 |
| — | ST JUDE MEDICAL | 29,390 | $2.357M | 0.3% | $69.52 | — | COMMON STOCK | 790849103 |
| NCLH | NORWEGIAN CRUISE LINE HOLDINGS LTD | 55,400 | $2.356M | 0.3% | $40.03 | 0.0% | COMMON STOCK | G66721104 |
| SRE | SEMPRA ENERGY | 23,300 | $2.345M | 0.3% | $37.82 | +0.5% | COMMON STOCK | 816851109 |
| KO | COCA-COLA CO | 56,100 | $2.326M | 0.3% | $30.74 | +1.5% | COMMON STOCK | 191216100 |
| — | AETNA INC | 18,700 | $2.319M | 0.3% | $124.01 | — | COMMON STOCK | 00817Y108 |
| UBS | UBS GROUP AG | 144,174 | $2.263M | 0.3% | $15.06 | 0.0% | COMMON STOCK | H42097107 |
| — | COBALT INTERNATIONAL ENERGY INC | 1,851,955 | $2.259M | 0.3% | $23.71 | — | COMMON STOCK | 19075F106 |
| LULU | LULULEMON ATHLETICA INC | 33,900 | $2.203M | 0.3% | $64.12 | -7.0% | COMMON STOCK | 550021109 |
| DG | DOLLAR GENERAL CORP | 29,600 | $2.192M | 0.3% | $64.89 | 0.0% | COMMON STOCK | 256677105 |
| ILMN | ILLUMINA INC | 16,600 | $2.125M | 0.3% | $183.74 | -26.6% | COMMON STOCK | 452327109 |
| HAL | HALLIBURTON CO | 36,858 | $1.994M | 0.2% | $35.00 | +19.1% | COMMON STOCK | 406216101 |
| ACN | ACCENTURE PLC CL A | 15,900 | $1.862M | 0.2% | $103.19 | 0.0% | COMMON STOCK | G1151C101 |
| LBTYAUSD | LIBERTY GLOBAL PLC CL A | 56,900 | $1.741M | 0.2% | $30.60 | — | COMMON STOCK | G5480U104 |
| LLY | ELI LILLY AND CO | 23,405 | $1.721M | 0.2% | $64.76 | -0.8% | COMMON STOCK | 532457108 |
| — | AON PLC CL A | 15,200 | $1.695M | 0.2% | $111.51 | — | COMMON STOCK | G0408V102 |
| CHTR | CHARTER COMMUNICATIONS INC CL A | 5,700 | $1.641M | 0.2% | $269.28 | 0.0% | COMMON STOCK | 16119P108 |
| DVA | DAVITA INC | 25,500 | $1.637M | 0.2% | $73.94 | -15.8% | COMMON STOCK | 23918K108 |
| IEX | IDEX CORP | 17,752 | $1.599M | 0.2% | $57.99 | +39.5% | COMMON STOCK | 45167R104 |
| GILD | GILEAD SCIENCES INC | 20,920 | $1.498M | 0.2% | $36.21 | +46.9% | COMMON STOCK | 375558103 |
| PG | PROCTER & GAMBLE CO | 17,740 | $1.492M | 0.2% | $63.97 | +4.4% | COMMON STOCK | 742718109 |
| — | ANADARKO PETROLEUM CORP | 21,200 | $1.478M | 0.2% | $68.13 | — | COMMON STOCK | 032511107 |
| CNQ | CANADIAN NATURAL RESOURCES LTD | 44,000 | $1.404M | 0.2% | $6.95 | +51.6% | COMMON STOCK | 136385101 |
| — | WEATHERFORD INTERNATIONAL PLC CV SR UNSEC 5.875PERCENT 07-01-21 | 1,255,000 | $1.365M | 0.2% | $1.09 | — | CORP CONV BOND | 947075AH0 |
| WHR | WHIRLPOOL CORP | 7,400 | $1.345M | 0.2% | $150.11 | +10.3% | COMMON STOCK | 963320106 |
| COP | CONOCOPHILLIPS | 26,290 | $1.318M | 0.2% | $49.61 | -29.9% | COMMON STOCK | 20825C104 |
| SO | SOUTHERN CO | 26,780 | $1.317M | 0.2% | $33.55 | 0.0% | COMMON STOCK | 842587107 |
| NKE | NIKE INC CL B | 25,250 | $1.283M | 0.2% | $53.40 | -14.6% | COMMON STOCK | 654106103 |
| WCN | WASTE CONNECTIONS INC (USD) | 16,200 | $1.273M | 0.2% | $47.42 | 0.0% | COMMON STOCK | 94106B101 |
| NOC | NORTHROP GRUMMAN CORP | 5,400 | $1.256M | 0.2% | $200.65 | 0.0% | COMMON STOCK | 666807102 |
| TXN | TEXAS INSTRUMENTS INC | 16,800 | $1.226M | 0.2% | $44.01 | +26.1% | COMMON STOCK | 882508104 |
| — | TABLEAU SOFTWARE INC CL A | 28,600 | $1.205M | 0.1% | $72.48 | — | COMMON STOCK | 87336U105 |
| LMT | LOCKHEED MARTIN CORP | 4,200 | $1.05M | 0.1% | $195.92 | 0.0% | COMMON STOCK | 539830109 |
| — | PRAXAIR INC | 8,650 | $1.014M | 0.1% | $127.32 | — | COMMON STOCK | 74005P104 |
| — | POTASH CORP OF SASKATCHEWAN INC (USD) | 55,300 | $1M | 0.1% | $17.94 | — | COMMON STOCK | 73755L107 |
| AZN | ASTRAZENECA PLC ADR | 36,600 | $1M | 0.1% | $31.40 | — | COMMON STOCK | 046353108 |
| — | SEADRILL LTD | 284,958 | $982K | 0.1% | $3.45 | — | COMMON STOCK | G7945E105 |
| VRSN | VERISIGN INC | 12,229 | $930K | 0.1% | $63.59 | +23.3% | COMMON STOCK | 92343E102 |
| UNH | UNITEDHEALTH GROUP INC | 5,570 | $891K | 0.1% | $129.15 | 0.0% | COMMON STOCK | 91324P102 |
| NUE | NUCOR CORP | 14,740 | $877K | 0.1% | $45.15 | +1.1% | COMMON STOCK | 670346105 |
| YUM | YUM! BRANDS INC | 13,500 | $855K | 0.1% | $50.24 | +6.1% | COMMON STOCK | 988498101 |
| PFE | PFIZER INC | 25,600 | $831K | 0.1% | $20.00 | +2.5% | COMMON STOCK | 717081103 |
| — | PANERA BREAD CO CL A | 4,000 | $820K | 0.1% | $205.00 | — | COMMON STOCK | 69840W108 |
| PEP | PEPSICO INC | 7,400 | $774K | 0.1% | $73.47 | +8.0% | COMMON STOCK | 713448108 |
| ADP | AUTOMATIC DATA PROCESSING INC | 7,500 | $771K | 0.1% | $76.76 | 0.0% | COMMON STOCK | 053015103 |
| JKHY | JACK HENRY & ASSOCIATES INC | 7,300 | $648K | 0.1% | $76.55 | 0.0% | COMMON STOCK | 426281101 |
| — | KITE PHARMA INC | 13,600 | $610K | 0.1% | $50.11 | — | COMMON STOCK | 49803L109 |
| AAP | ADVANCE AUTO PARTS INC | 3,600 | $609K | 0.1% | $137.83 | 0.0% | COMMON STOCK | 00751Y106 |
| IFF | INTERNATIONAL FLAVORS & FRAGRANCES INC | 5,100 | $601K | 0.1% | $99.79 | 0.0% | COMMON STOCK | 459506101 |
| LVS | LAS VEGAS SANDS CORP | 10,375 | $554K | 0.1% | $37.23 | +25.8% | COMMON STOCK | 517834107 |
| IBN | ICICI BANK LTD ADR | 65,600 | $491K | 0.1% | $18.42 | — | COMMON STOCK | 45104G104 |
| — | BARRICK GOLD CORP (USD) | 30,400 | $486K | 0.1% | $15.99 | — | COMMON STOCK | 067901108 |
| NVO | NOVO NORDISK A/S CL B ADR | 12,300 | $441K | 0.1% | $35.85 | — | COMMON STOCK | 670100205 |
| — | EXPRESS SCRIPTS HOLDING CO | 6,000 | $413K | 0.1% | $68.83 | — | COMMON STOCK | 30219G108 |
| — | COBALT INTL ENERGY INC CV SR UNSEC 3.125PERCENT 05-15-24 | 1,367,000 | $396K | 0.0% | $0.48 | — | CORP CONV BOND | 19075FAB2 |
| — | ROYAL DUTCH SHELL PLC B ADR | 6,570 | $381K | 0.0% | $52.00 | — | COMMON STOCK | 780259107 |
| HBAN | HUNTINGTON BANCSHARES INC | 28,500 | $377K | 0.0% | $7.91 | 0.0% | COMMON STOCK | 446150104 |
| LEN | LENNAR CORP CL A | 8,500 | $365K | 0.0% | $36.93 | 0.0% | COMMON STOCK | 526057104 |
| IVZ | INVESCO LTD | 12,000 | $364K | 0.0% | $20.18 | 0.0% | COMMON STOCK | G491BT108 |
| KMI | KINDER MORGAN INC | 16,980 | $352K | 0.0% | $13.10 | 0.0% | COMMON STOCK | 49456B101 |
| ADI | ANALOG DEVICES INC | 4,500 | $327K | 0.0% | $57.16 | 0.0% | COMMON STOCK | 032654105 |
| HPQ | HP INC | 21,200 | $315K | 0.0% | $10.30 | +8.9% | COMMON STOCK | 40434L105 |
| — | AMERICAN TOWER CORP CV PFD SER B DEP SHS (REP 1/10 5.5PERCENT SER B) 02-15-18 (REIT) | 2,900 | $303K | 0.0% | $107.75 | — | CONV PREFRD STCK | 03027X407 |
| — | SCRIPPS NETWORKS INTERACTIVE INC CL A | 4,200 | $300K | 0.0% | $71.43 | — | COMMON STOCK | 811065101 |
| HPE | HEWLETT PACKARD ENTERPRISE CO | 12,600 | $292K | 0.0% | $10.23 | 0.0% | COMMON STOCK | 42824C109 |
| GDDY | GODADDY INC CL A | 8,100 | $283K | 0.0% | $35.09 | 0.0% | COMMON STOCK | 380237107 |
| IRM | IRON MOUNTAIN INC (REIT) | 8,510 | $276K | 0.0% | $19.51 | +1.7% | COMMON STOCK | 46284V101 |
| HP | HELMERICH & PAYNE | 3,200 | $248K | 0.0% | $68.14 | +4.2% | COMMON STOCK | 423452101 |
| G | GENPACT LTD | 9,600 | $234K | 0.0% | $21.55 | 0.0% | COMMON STOCK | G3922B107 |
| — | OUTFRONT MEDIA INC (REIT) | 9,000 | $224K | 0.0% | $24.89 | — | COMMON STOCK | 69007J106 |
| — | MOBILEYE NV | 5,800 | $221K | 0.0% | $38.10 | — | COMMON STOCK | N51488117 |
| — | ENSCO PLC CL A | 22,700 | $221K | 0.0% | $9.74 | — | COMMON STOCK | G3157S106 |
| — | NEW YORK COMMUNITY BANCORP INC | 11,400 | $181K | 0.0% | $14.71 | — | COMMON STOCK | 649445103 |
| NTAP | NETAPP INC | 4,800 | $169K | 0.0% | $27.95 | -0.8% | COMMON STOCK | 64110D104 |
| COTY | COTY INC CL A | 6,100 | $112K | 0.0% | $18.17 | 0.0% | COMMON STOCK | 222070203 |
| — | UNILEVER NV (USD) | 2,600 | $107K | 0.0% | $46.92 | — | COMMON STOCK | 904784709 |
| — | DOW CHEMICAL CO | 1,700 | $97,000 | 0.0% | $51.13 | — | COMMON STOCK | 260543103 |
| — | GENERAL ELECTRIC CO | 2,700 | $85,000 | 0.0% | $30.56 | — | COMMON STOCK | 369604103 |
| — | COBALT INTL ENERGY INC CV SR UNSEC 2.625PERCENT 12-01-19 | 153,000 | $61,000 | 0.0% | $0.57 | — | CORP CONV BOND | 19075FAA4 |
| — | UMPQUA HOLDINGS CORP | 3,200 | $60,000 | 0.0% | $16.37 | — | COMMON STOCK | 904214103 |
| HDB | HDFC BANK LTD ADR | 200 | $12,000 | 0.0% | $60.00 | — | COMMON STOCK | 40415F101 |
| — | ROYAL DUTCH SHELL PLC A ADR | 80 | $4,000 | 0.0% | $50.63 | — | COMMON STOCK | 780259206 |