GRACE & WHITE INC /NY Diversified Active

CIK: 0000903064 · Show all filings

Period: Q4 2013 (← Previous) (Next →)

Filing Date: Jan 23, 2014

Total Value ($000): $519,372 (100.0% shares, 0.0% debt)

Holdings (147)

UNM UNUMPROVIDENT CORP 4.0%
Value ($000) $20,702 Shares 590,151 Est. Cost $27.85 Unrealized +17.6%
EG EVEREST RE GROUP 3.1%
Value ($000) $16,182 Shares 103,819 Est. Cost $99.45 Unrealized +19.0%
NUE NUCOR CORP 2.8%
Value ($000) $14,593 Shares 273,387 Est. Cost $32.41 Unrealized +18.2%
AIT APPLIED INDL TECHNLGIES INC CO 2.7%
Value ($000) $14,012 Shares 285,444 Est. Cost $36.74 Unrealized +8.0%
GRC GORMAN RUPP CO 2.7%
Value ($000) $13,796 Shares 412,689 Est. Cost $24.78 Unrealized +27.6%
XOM EXXON MOBIL CORPORATION 2.5%
Value ($000) $13,125 Shares 129,689 Est. Cost $53.69 Unrealized +4.2%
HP HELMERICH & PAYNE INC 2.4%
Value ($000) $12,717 Shares 151,245 Est. Cost $61.96 Unrealized +25.6%
ENERPLUS CORPORATION 2.4%
Value ($000) $12,345 Shares 679,077 Est. Cost $14.79 Unrealized
LNT ALLIANT CORP COM 2.3%
Value ($000) $12,074 Shares 233,993 Est. Cost $16.89 Unrealized +3.5%
JONES GROUP INC COM 2.2%
Value ($000) $11,528 Shares 770,567 Est. Cost $13.75 Unrealized
MEADWESTVACO CORPORATION 1.9%
Value ($000) $9,631 Shares 260,776 Est. Cost $34.11 Unrealized
USA TRUCK INC COM 1.8%
Value ($000) $9,522 Shares 711,693 Est. Cost $6.44 Unrealized
FOREST CITY ENTERPRISES CLASS 1.8%
Value ($000) $9,375 Shares 490,815 Est. Cost $17.91 Unrealized
TUESDAY MORNING CORP COM NEW 1.8%
Value ($000) $9,185 Shares 575,485 Est. Cost $10.37 Unrealized
ARGO GROUP INTL HLDGS LTD COM 1.7%
Value ($000) $8,744 Shares 188,078 Est. Cost $42.39 Unrealized
LYDALL INC COM 1.6%
Value ($000) $8,498 Shares 482,286 Est. Cost $14.60 Unrealized
CALY CALLAWAY GOLF CO COM 1.5%
Value ($000) $7,810 Shares 926,447 Est. Cost $6.48 Unrealized +19.8%
PENN WEST PETROLEUM LTD 1.5%
Value ($000) $7,643 Shares 914,138 Est. Cost $10.39 Unrealized
CASTLE A M & CO 1.5%
Value ($000) $7,593 Shares 514,057 Est. Cost $15.70 Unrealized
PENGROWTH ENERGY CORPORATION 1.4%
Value ($000) $7,507 Shares 1,210,724 Est. Cost $4.93 Unrealized
PTEN PATTERSON-UTI ENERGY INC COM 1.4%
Value ($000) $7,413 Shares 292,786 Est. Cost $21.83 Unrealized +9.7%
PHOENIX COMPANIES INC COM NEW 1.4%
Value ($000) $7,152 Shares 116,486 Est. Cost $43.00 Unrealized
FUEL SYS SOLUTIONS INC COM 1.4%
Value ($000) $7,147 Shares 515,309 Est. Cost $16.81 Unrealized
RHHVF ROCHE HLDG LTD DIV RIGHTS CERT 1.3%
Value ($000) $7,005 Shares 25,000 Est. Cost $246.69 Unrealized +10.6%
URSTADT BIDDLE PPTYS INC CL A 1.3%
Value ($000) $6,977 Shares 378,167 Est. Cost $20.17 Unrealized
SCL STEPAN CHEMICAL CO 1.2%
Value ($000) $6,462 Shares 98,466 Est. Cost $56.48 Unrealized +8.0%
BA BOEING CO 1.2%
Value ($000) $6,169 Shares 45,199 Est. Cost $80.37 Unrealized +38.0%
WSO WATSCO INC 1.2%
Value ($000) $6,114 Shares 63,650 Est. Cost $84.42 Unrealized +12.5%
UPS UNITED PARCEL SVC INC CL B 1.2%
Value ($000) $6,041 Shares 57,490 Est. Cost $55.38 Unrealized +16.4%
VECTREN CORP COM 1.1%
Value ($000) $5,633 Shares 158,674 Est. Cost $33.83 Unrealized
PEP PEPSICO INC 1.0%
Value ($000) $5,393 Shares 65,018 Est. Cost $56.07 Unrealized +3.0%
TKOMY TOKIO MARINE HOLDINGS INC 1.0%
Value ($000) $5,257 Shares 157,195 Est. Cost $31.66 Unrealized
FIBRIA CELULOSE S.A. SP ADR 1.0%
Value ($000) $5,226 Shares 447,420 Est. Cost $11.09 Unrealized
AMWD AMERICAN WOODMARK CORP COM 1.0%
Value ($000) $5,163 Shares 130,601 Est. Cost $34.15 Unrealized +1.6%
JNJ JOHNSON & JOHNSON COM 1.0%
Value ($000) $5,107 Shares 55,754 Est. Cost $59.66 Unrealized +10.2%
MFC MANULIFE FINL CORP COM 1.0%
Value ($000) $5,015 Shares 254,200 Est. Cost $15.16 Unrealized +20.7%
MRK MERCK & COMPANY 1.0%
Value ($000) $5,001 Shares 99,926 Est. Cost $30.06 Unrealized +4.1%
CIMAREX ENERGY CO COM 1.0%
Value ($000) $4,971 Shares 47,381 Est. Cost $64.99 Unrealized
ATO ATMOS ENERGY CORP COM 0.9%
Value ($000) $4,934 Shares 108,650 Est. Cost $31.05 Unrealized +5.3%
INGR INGREDION INC COM 0.9%
Value ($000) $4,881 Shares 71,300 Est. Cost $70.28 Unrealized -3.8%
CSWC CAPITAL SOUTHWEST CORP COM 0.9%
Value ($000) $4,811 Shares 137,956 Est. Cost $4.41 Unrealized -2.9%
HOLMEN AB SHS B 0.9%
Value ($000) $4,811 Shares 132,017 Est. Cost $26.74 Unrealized
TEXTAINER GROUP HOLDINGS LTDSH 0.9%
Value ($000) $4,811 Shares 119,626 Est. Cost $38.44 Unrealized
WSM WILLIAMS SONOMA INC COM 0.9%
Value ($000) $4,715 Shares 80,900 Est. Cost $20.11 Unrealized +4.9%
662 ASIA FINANCIAL HOLDINGS LTD SH 0.9%
Value ($000) $4,625 Shares 10,866,415 Est. Cost $0.45 Unrealized
ALG ALAMO GROUP INC COM 0.9%
Value ($000) $4,573 Shares 75,348 Est. Cost $38.15 Unrealized +27.3%
SIG SIGNET JEWELERS LIMITED SHS 0.9%
Value ($000) $4,529 Shares 57,550 Est. Cost $54.92 Unrealized +11.2%
ORN ORION MARINE GROUP INC COM 0.9%
Value ($000) $4,475 Shares 371,978 Est. Cost $10.70 Unrealized +8.6%
MUR MURPHY OIL CORP COM 0.8%
Value ($000) $4,276 Shares 65,900 Est. Cost $34.54 Unrealized +16.8%
COLONIAL FINANCIAL SERVICES 0.8%
Value ($000) $4,195 Shares 315,449 Est. Cost $13.50 Unrealized
PHOENIX COS INC NEW QUIBS 2032 0.8%
Value ($000) $4,064 Shares 182,912 Est. Cost $23.91 Unrealized
MAGAL SECURITY SYS LTD ORD 0.8%
Value ($000) $4,040 Shares 1,134,658 Est. Cost $3.61 Unrealized
THG HANOVER INS GROUP INC COM 0.8%
Value ($000) $3,921 Shares 65,675 Est. Cost $34.64 Unrealized +21.5%
KIM KIMCO RLTY CORP COM 0.8%
Value ($000) $3,907 Shares 197,802 Est. Cost $12.61 Unrealized -7.8%
SCHULMAN A INC COM 0.8%
Value ($000) $3,905 Shares 110,771 Est. Cost $26.82 Unrealized
FEIM FREQUENCY ELECTRS INC COM 0.7%
Value ($000) $3,856 Shares 330,409 Est. Cost $7.91 Unrealized +12.6%
INVESTORS REAL ESTATE TR SH BE 0.7%
Value ($000) $3,799 Shares 442,815 Est. Cost $8.60 Unrealized
SANTONIA ENERGY INC COM 0.7%
Value ($000) $3,718 Shares 3,212,840 Est. Cost $1.49 Unrealized
CLIFTON SVGS BANCORP INC COM 0.7%
Value ($000) $3,717 Shares 290,369 Est. Cost $11.93 Unrealized
ENERGY TRANSFER PRTNRS L P UNI 0.6%
Value ($000) $3,324 Shares 58,064 Est. Cost $50.53 Unrealized
DAWSON GEOPHYSICAL CO COM 0.6%
Value ($000) $3,264 Shares 96,519 Est. Cost $36.86 Unrealized
EMC INS GROUP INC 0.6%
Value ($000) $3,201 Shares 104,537 Est. Cost $26.26 Unrealized
BGOUF BANG & OLUFSEN HLG ORD B 0.6%
Value ($000) $3,200 Shares 377,693 Est. Cost $5.33 Unrealized -10.8%
WST WEST PHARMACEUTICAL SVCS INCCO 0.6%
Value ($000) $3,147 Shares 64,146 Est. Cost $33.09 Unrealized +33.6%
KIMBALL INTL INC CL B 0.6%
Value ($000) $3,081 Shares 205,012 Est. Cost $9.71 Unrealized
EKORNES ASA ORD 0.6%
Value ($000) $2,973 Shares 219,528 Est. Cost $14.84 Unrealized
NAUGATUCK VY FINL CORP 0.6%
Value ($000) $2,953 Shares 407,862 Est. Cost $7.34 Unrealized
RYN RAYONIER INC COM 0.5%
Value ($000) $2,729 Shares 64,835 Est. Cost $42.09 Unrealized
GASFRAC ENERGY SVCS INC COM 0.5%
Value ($000) $2,664 Shares 1,573,100 Est. Cost $1.89 Unrealized
MSADF MS&AD INS GP HLDG (8725-JP) 0.5%
Value ($000) $2,586 Shares 96,302 Est. Cost $8.23 Unrealized +6.3%
ELME WASHINGTON REAL ESTATE INVT SH 0.5%
Value ($000) $2,478 Shares 106,090 Est. Cost $26.36 Unrealized
HESKA CORP COM RESTRC NEW 0.5%
Value ($000) $2,463 Shares 282,448 Est. Cost $6.01 Unrealized
CHUBU NIPPON BROADCAST CO LTSH 0.5%
Value ($000) $2,359 Shares 428,137 Est. Cost $5.73 Unrealized
MKL MARKEL CORP COM 0.4%
Value ($000) $2,109 Shares 3,634 Est. Cost $523.59 Unrealized +3.6%
HMN FINL INC COM 0.4%
Value ($000) $1,960 Shares 185,467 Est. Cost $7.11 Unrealized
WASHINGTONFIRST BANKSHARES ICO 0.4%
Value ($000) $1,916 Shares 133,994 Est. Cost $11.30 Unrealized
AEGON N V NY REGISTRY SH 0.4%
Value ($000) $1,880 Shares 198,357 Est. Cost $6.76 Unrealized
CHUBB CORP 0.4%
Value ($000) $1,875 Shares 19,400 Est. Cost $84.64 Unrealized
ROYAL DUTCH SHELL PLC SPONS AD 0.4%
Value ($000) $1,849 Shares 25,950 Est. Cost $63.98 Unrealized
EXPRESS SCRIPTS HOLDING COMPAN 0.3%
Value ($000) $1,706 Shares 24,293 Est. Cost $61.97 Unrealized
ALOT ASTRO-MED INC NEW COM 0.3%
Value ($000) $1,665 Shares 123,436 Est. Cost $9.12 Unrealized +23.6%
MFS GOVT MKTS INCOME TR SH BEN 0.3%
Value ($000) $1,625 Shares 283,664 Est. Cost $5.97 Unrealized
MFS INTERMARKET INCOME TR I SH 0.3%
Value ($000) $1,499 Shares 184,851 Est. Cost $8.14 Unrealized
NEW YORK & CO INC COM 0.3%
Value ($000) $1,450 Shares 331,731 Est. Cost $6.23 Unrealized
LUBYS CAFETERIAS INC COM 0.3%
Value ($000) $1,420 Shares 183,959 Est. Cost $8.45 Unrealized
KO COCA COLA CO COM 0.3%
Value ($000) $1,391 Shares 33,666 Est. Cost $27.85 Unrealized -3.3%
CONSOLIDATED TOMOKA LD CO COM 0.3%
Value ($000) $1,373 Shares 37,834 Est. Cost $38.17 Unrealized
PEOPLES UNITED FINANCIAL INCCO 0.3%
Value ($000) $1,354 Shares 89,541 Est. Cost $14.90 Unrealized
SI FINANCIAL GROUP INC 0.3%
Value ($000) $1,348 Shares 111,908 Est. Cost $11.05 Unrealized
GLOBAL TECH ADVANCED INNOVATIO 0.2%
Value ($000) $1,202 Shares 189,855 Est. Cost $8.32 Unrealized
KIDBQ KID BRANDS, INC. COM 0.2%
Value ($000) $1,141 Shares 1,118,949 Est. Cost $1.44 Unrealized -14.3%
AEGON 6.875 PERP AEGON N V PFD PER 6.875% 0.2%
Value ($000) $1,089 Shares 43,958 Est. Cost $24.92 Unrealized
MET METLIFE INC COM 0.2%
Value ($000) $1,078 Shares 20,000 Est. Cost $24.43 Unrealized +23.3%
WRB BERKLEY W R CORP COM 0.2%
Value ($000) $1,055 Shares 24,322 Est. Cost $9.58 Unrealized +2.5%
ARGO GROUP US INC SR NT 42 0.2%
Value ($000) $1,032 Shares 51,064 Est. Cost $20.21 Unrealized
CURRENCYSHARES EURO TRUST 0.2%
Value ($000) $938 Shares 6,900 Est. Cost $128.99 Unrealized
BMY BRISTOL MYERS SQUIBB CO 0.2%
Value ($000) $923 Shares 17,373 Est. Cost $28.67 Unrealized +19.2%
HGTXU HUGOTON RTY TR TEX UNIT BEN IN 0.2%
Value ($000) $885 Shares 118,000 Est. Cost $8.62 Unrealized
INN SUMMIT HOTEL PPTYS INC COM 0.2%
Value ($000) $846 Shares 93,999 Est. Cost $9.30 Unrealized
BROADWAY FINL CORP DEL COM 0.2%
Value ($000) $800 Shares 861,059 Est. Cost $0.92 Unrealized
STATE AUTO FINL CORP 0.2%
Value ($000) $788 Shares 37,100 Est. Cost $18.18 Unrealized
GD GENERAL DYNAMICS CORP COM 0.1%
Value ($000) $764 Shares 8,000 Est. Cost $56.44 Unrealized +21.7%
CORTS TR II PROVIDENT FING TCO 0.1%
Value ($000) $745 Shares 26,326 Est. Cost $28.46 Unrealized
AEGON N V SUB NT 8%42 0.1%
Value ($000) $741 Shares 26,300 Est. Cost $27.79 Unrealized
ACCO ACCO BRANDS CORP COM 0.1%
Value ($000) $722 Shares 107,493 Est. Cost $4.71 Unrealized -5.9%
GENERAL ELEC CO 0.1%
Value ($000) $712 Shares 25,408 Est. Cost $23.25 Unrealized
VWDRY VESTAS WIND SYS AS UNSP ADR 0.1%
Value ($000) $707 Shares 71,700 Est. Cost $4.73 Unrealized
HESS CORP COM 0.1%
Value ($000) $670 Shares 8,070 Est. Cost $66.54 Unrealized
ECL ECOLAB INC COM 0.1%
Value ($000) $667 Shares 6,400 Est. Cost $90.95 Unrealized 0.0%
WEST MARINE INC COM 0.1%
Value ($000) $640 Shares 44,999 Est. Cost $10.99 Unrealized
ORYX INTERNATIONAL GROWTH FUND 0.1%
Value ($000) $602 Shares 95,000 Est. Cost $4.48 Unrealized
OXM OXFORD INDS INC COM 0.1%
Value ($000) $554 Shares 6,860 Est. Cost $60.84 Unrealized +19.7%
VIASYSTEMS GROUP INC COM 0.1%
Value ($000) $493 Shares 36,048 Est. Cost $11.53 Unrealized
WESTERN ASSET CLYM INFL OPP CO 0.1%
Value ($000) $481 Shares 42,704 Est. Cost $11.49 Unrealized
WMT WAL MART STORES INC 0.1%
Value ($000) $471 Shares 5,984 Est. Cost $19.98 Unrealized +1.8%
PFE PFIZER INC COM 0.1%
Value ($000) $456 Shares 14,892 Est. Cost $16.46 Unrealized +7.1%
ROYCE OTC MICRO-CAP FD INC COM 0.1%
Value ($000) $434 Shares 34,407 Est. Cost $10.95 Unrealized
MSFT MICROSOFT CORP COM 0.1%
Value ($000) $433 Shares 11,575 Est. Cost $26.70 Unrealized +12.4%
FOREST CITY ENTERPRISES CLASS 0.1%
Value ($000) $424 Shares 22,300 Est. Cost $17.80 Unrealized
DVN DEVON ENERGY CORP NEW COM 0.1%
Value ($000) $398 Shares 6,437 Est. Cost $37.00 Unrealized +10.9%
FRD FRIEDMAN INDS INC 0.1%
Value ($000) $396 Shares 46,545 Est. Cost $8.37 Unrealized -1.6%
JOE ST JOE CO COM 0.1%
Value ($000) $384 Shares 20,000 Est. Cost $18.58 Unrealized 0.0%
KEWL KEWEENAW LD ASSN LTD COM 0.1%
Value ($000) $383 Shares 4,403 Est. Cost $10.65 Unrealized +17.2%
GVDBF GIVAUDAN AG GDR 0.1%
Value ($000) $368 Shares 257 Est. Cost $1258.33 Unrealized +11.8%
HAMPDEN BANCORP INC COM 0.1%
Value ($000) $347 Shares 21,138 Est. Cost $14.91 Unrealized
COP CONOCOPHILLIPS COM 0.1%
Value ($000) $270 Shares 3,822 Est. Cost $39.96 Unrealized +21.1%
ASPEN INSURANCE HOLDINGS LTDSH 0.1%
Value ($000) $269 Shares 6,500 Est. Cost $37.08 Unrealized
AEGON N V PERP CAP FLTG 0.1%
Value ($000) $264 Shares 13,440 Est. Cost $19.64 Unrealized
MUEL MUELLER PAUL CO 0.0%
Value ($000) $258 Shares 8,134 Est. Cost $19.14 Unrealized +56.8%
PRMRF PARAMOUNT RES LTD CL A 0.0%
Value ($000) $257 Shares 6,603 Est. Cost $15.31 Unrealized -2.8%
NORTH VALLEY BANCORP COM NEW 0.0%
Value ($000) $249 Shares 13,180 Est. Cost $16.52 Unrealized
NKSJ HOLDINGS INC SHS ISIN #JP 0.0%
Value ($000) $236 Shares 8,479 Est. Cost $23.82 Unrealized
GTY GETTY RLTY CORP NEW COM 0.0%
Value ($000) $235 Shares 12,804 Est. Cost $20.62 Unrealized
MOG/A MOOG INC CL A 0.0%
Value ($000) $229 Shares 3,375 Est. Cost $58.16 Unrealized 0.0%
MMLP MARTIN MIDSTREAM PRTNRS L P UN 0.0%
Value ($000) $214 Shares 5,000 Est. Cost $42.80 Unrealized
TKOMF TOKIO MARINE HOLDINGS INC SHS 0.0%
Value ($000) $201 Shares 6,000 Est. Cost $10.96 Unrealized 0.0%
BLACKROCK MUNI N Y INTER DURCO 0.0%
Value ($000) $170 Shares 12,901 Est. Cost $13.49 Unrealized
BRUNSWICK BANCORP INC COM 0.0%
Value ($000) $155 Shares 30,816 Est. Cost $4.97 Unrealized
BLACKROCK NY INS MUN INC TR CO 0.0%
Value ($000) $123 Shares 10,189 Est. Cost $12.07 Unrealized
BRRE BLUE RIDGE REAL ESTATE CO COM 0.0%
Value ($000) $113 Shares 17,406 Est. Cost $7.34 Unrealized 0.0%
ORION ENERGY SYSTEMS INC COM 0.0%
Value ($000) $108 Shares 15,883 Est. Cost $2.48 Unrealized
TETHYS PETROLEUM LIMITED USD O 0.0%
Value ($000) $13 Shares 30,000 Est. Cost $0.77 Unrealized
BOART LONGYEAR LTD SYDNEY NSSH 0.0%
Value ($000) $6 Shares 17,250 Est. Cost $0.64 Unrealized
AMR CORP DEL COM 0.0%
Value ($000) $0 Shares 11,200 Est. Cost $4.02 Unrealized
LECH 5 09/27/01 LECHTERS INC 20010927 0.0%
Value ($000) $0 Shares 385,000 Est. Cost Unrealized
FAIRFAX FINL HLDGS LTD CONINGE 0.0%
Value ($000) $0 Shares 41,000 Est. Cost Unrealized
WELLS FARGO & CO PFD FRAC ACAT 0.0%
Value ($000) $0 Shares 97,400 Est. Cost Unrealized