Location: New York, NY
CIK: 0001133639 · Show all filings
Period: Q4 2013 (← Previous) (Next →)
Filing Date: Feb 18, 2014
Total Value: $401M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| MINT | PIMCO ENHANCED SHORT MATURIT | 251,165 | $25.45M | 6.4% | $101.32 | — | ENHAN SHRT MAT | 72201R833 |
| AGG | ISHARES CORE TOTAL US BOND MARKET ETF | 235,933 | $25.11M | 6.3% | $107.19 | — | CORE TOTUSBD ETF | 464287226 |
| BND | VANGUARD TOTAL BOND MARKET INDEX F | 313,283 | $25.08M | 6.3% | $80.86 | — | TOTAL BND MRKT | 921937835 |
| — | DYNEGY INC | 819,416 | $17.63M | 4.4% | $22.55 | — | COM | 26817R108 |
| AMT | AMERICAN TOWER CORPORATION | 193,752 | $15.46M | 3.9% | $59.51 | -1.7% | COM | 03027X100 |
| ITB | ISHARES US HOME CONSTRUCTION | 612,010 | $15.19M | 3.8% | $23.90 | — | US HOME CONS ETF | 464288752 |
| VGT | VANGUARD INFO TECH ETF | 162,959 | $14.59M | 3.6% | $83.94 | — | INF TECH ETF | 92204A702 |
| KRE | SPDR KBW REGIONAL BANKING ET | 343,767 | $13.96M | 3.5% | $40.61 | — | S&P REGL BKG | 78464A698 |
| — | GUGGENHEIM SPIN-OFF ETF | 296,617 | $13.35M | 3.3% | $44.60 | — | GUGG SPINOFF ETF | 18383M605 |
| VTI | VANGUARD TOTAL STOCK MARKET INDEX | 134,306 | $12.88M | 3.2% | $82.67 | — | TOTAL STK MKT | 922908769 |
| IEF | ISHARES 7-10 YEAR TREASURY BOND ETF | 124,971 | $12.4M | 3.1% | $102.50 | — | 7-10 Y TR BD ETF | 464287440 |
| IYW | ISHARES USTECHNOLOGY ETF | 132,657 | $11.73M | 2.9% | $88.44 | — | U.S. TECH ETF | 464287721 |
| IGIB | ISHARES INTERMEDIATE CREDIT BOND ETF | 95,445 | $10.3M | 2.6% | $107.91 | — | INTERM CR BD ETF | 464288638 |
| TLT | ISHARES 20+ YEAR TREASURY BOND ETF | 91,250 | $9.295M | 2.3% | $109.72 | — | 20+ YR TR BD ETF | 464287432 |
| HYG | ISHARES IBOXX H/Y CORP BOND | 99,238 | $9.217M | 2.3% | $90.88 | — | IBOXX HI YD ETF | 464288513 |
| EFA | ISHARES MSCI EAFE ETF | 135,250 | $9.075M | 2.3% | $57.30 | — | MSCI EAFE ETF | 464287465 |
| XLE | ENERGY SELECT SECTOR SPDR | 86,977 | $7.698M | 1.9% | $85.23 | — | SBI INT-ENERGY | 81369Y506 |
| FPX | FIRST TRUST US IPO INDEX FUN | 152,006 | $6.9M | 1.7% | $44.55 | — | SHS | 336920103 |
| — | POWERSHARES KBW BANK | 189,502 | $6.731M | 1.7% | $32.55 | — | KBW BK PORT | 73937B746 |
| IWV | ISHARES RUSSELL 3000 ETF | 58,235 | $6.444M | 1.6% | $96.39 | — | RUSSELL 3000 ETF | 464287689 |
| IWB | ISHARES RUSSELL 1000 ETF | 62,436 | $6.442M | 1.6% | $89.94 | — | RUS 1000 ETF | 464287622 |
| XLF | FINANCIAL SELECT SECTOR SPDR | 292,145 | $6.386M | 1.6% | $21.13 | — | SBI INT-FINL | 81369Y605 |
| — | SPDR BARCLAYS HIGH YIELD BOND ETF | 155,133 | $6.292M | 1.6% | $39.49 | — | BRC HGH YLD BD | 78464A417 |
| VNQ | VANGUARD REIT INDEX FUND ETF | 95,800 | $6.185M | 1.5% | $68.46 | — | REIT ETF | 922908553 |
| — | POWERSHARES S&P 500 BUYWRITE | 289,501 | $6.007M | 1.5% | $20.14 | — | S&P 500 BUYWRT | 73936G308 |
| CSM | PROSHARES LARGE CAP CORE PLU | 62,687 | $5.511M | 1.4% | $79.41 | — | PSHS LC COR PLUS | 74347R248 |
| XLY | CONSUMER DISCRETIONARY SELT | 82,413 | $5.508M | 1.4% | $64.73 | — | SBI CONS DISCR | 81369Y407 |
| — | POWERSHARES S&P SC INFO TECH | 122,919 | $5.474M | 1.4% | $44.53 | — | S&P SMCP IT PO | 73937B860 |
| HEDJ | WISDOMTREE EUROPE HEDGED EQU | 94,260 | $5.298M | 1.3% | $54.37 | — | EUROPE HEDGED EQ | 97717X701 |
| DXJ | WISDOMTREE JAPAN HEDGED EQ | 103,310 | $5.252M | 1.3% | $47.93 | — | JAPN HEDGE EQT | 97717W851 |
| XLV | HEALTH CARE SELECT SECTOR | 84,147 | $4.665M | 1.2% | $53.10 | — | SBI HEALTHCARE | 81369Y209 |
| EUO | PROSHARES ULTRASHORT EURO | 251,157 | $4.285M | 1.1% | $17.34 | — | ULTRASHRT EURO | 74347W882 |
| — | GUGGENHEIM CHINA SMALL CAP E | 150,317 | $3.998M | 1.0% | $25.43 | — | GUGG CHN SML CAP | 18383Q853 |
| SJNK | SPDR BARCLAYS SHORT-TERM HIG | 128,095 | $3.952M | 1.0% | $30.85 | — | SHT TRM HGH YLD | 78468R408 |
| — | POWERSHARES SENIOR LOAN | 158,098 | $3.933M | 1.0% | $24.70 | — | SENIOR LN PORT | 73936Q769 |
| VEA | VANGUARD TAX-MANAGED INTERNATIONAL | 93,517 | $3.898M | 1.0% | $35.60 | — | FTSE DEV MKT ETF | 921943858 |
| — | ALPS EQ HIGH VOLATILITY PU | 149,499 | $3.808M | 1.0% | $25.55 | — | US EQTHIVOLPT WR | 00162Q734 |
| LQD | ISHARES IBOXX $ INVESTMENT GRADE CORP BD | 27,555 | $3.146M | 0.8% | $113.65 | — | IBOXX INV CP ETF | 464287242 |
| VOX | VANGUARD TELECOM SERVICE ETF | 34,571 | $2.892M | 0.7% | $83.17 | — | TELCOMM ETF | 92204A884 |
| — | MARKET VECTORS VIETNAM ETF | 136,603 | $2.567M | 0.6% | $18.72 | — | VIETNAM ETF | 57060U761 |
| IWR | ISHARES RUSSELL MIDCAP INDEX | 17,024 | $2.553M | 0.6% | $149.96 | — | RUS MID-CAP ETF | 464287499 |
| EPOL | ISHARES MSCI POLAND CAPPED E | 84,779 | $2.516M | 0.6% | $29.68 | — | MSCI POL CAP ETF | 46429B606 |
| CARZ | FIRST TRUST NASDAQ GLOBAL AU | 58,500 | $2.323M | 0.6% | $39.71 | — | AUTO INDEX FD | 33734X309 |
| YCS | PROSHARES ULTRASHORT YEN | 30,187 | $2.141M | 0.5% | $62.25 | — | ULTRASHORT YEN N | 74347W569 |
| IWM | ISHARES RUSSELL 2000 | 17,092 | $1.972M | 0.5% | $97.00 | — | RUSSELL 2000 ETF | 464287655 |
| XLI | INDUSTRIAL SELECT SECT SPDR | 27,263 | $1.425M | 0.4% | $50.50 | — | SBI INT-INDS | 81369Y704 |
| MCHI | ISHARES MSCI CHINA ETF | 28,018 | $1.351M | 0.3% | $40.86 | — | CHINA ETF | 46429B671 |
| — | ISHARES MSCI FRONTIER 100 | 39,365 | $1.328M | 0.3% | $30.54 | — | MSCI FRNTR100ETF | 464286145 |
| VWO | VANGUARD MSCI EMERGING MARKETS | 24,840 | $1.022M | 0.3% | $38.80 | — | FTSE EMR MKT ETF | 922042858 |
| — | MARKET VECTORS AFRICA INDEX | 26,762 | $827K | 0.2% | $28.15 | — | AFRICA ETF | 57060U787 |
| THD | ISHARES MSCI THAILAND CAPPED ETF | 9,552 | $656K | 0.2% | $75.20 | — | MSCI THI CAP ETF | 464286624 |
| — | EGSHARES LOW VOL EM MKTS ETF | 34,493 | $602K | 0.2% | $17.94 | — | LOW VOL EM DIV | 268461654 |
| — | MARKET VECTORS TREASURY-HEDG | 18,860 | $478K | 0.1% | $24.66 | — | HI YLD TREA BD | 57061R775 |
| — | SPDR S&P EMERGING EUROPE ETF | 11,149 | $449K | 0.1% | $38.02 | — | EUROPE ETF | 78463X608 |
| — | ISHARES MSCI MALAYSIA | 18,675 | $295K | 0.1% | $15.43 | — | MSCI MALAYSI ETF | 464286830 |
| EPHE | ISHARES MSCI PHILIPPINES | 8,654 | $273K | 0.1% | $33.90 | — | MSCI PHILIPS ETF | 46429B408 |
| — | DUN & BRADSTREET CORP | 2,100 | $258K | 0.1% | $97.27 | — | COM | 26483E100 |
| PAYX | PAYCHEX INC | 5,600 | $255K | 0.1% | $25.02 | +17.6% | COM | 704326107 |
| — | SIGMA-ALDRICH | 2,700 | $254K | 0.1% | $84.99 | — | COM | 826552101 |
| XOM | EXXON MOBIL CORP | 2,500 | $253K | 0.1% | $54.14 | +3.3% | COM | 30231G102 |
| — | ACTAVIS PLC | 1,500 | $252K | 0.1% | $168.00 | — | SHS | G0083B108 |
| VRSN | VERISIGN INC | 4,200 | $251K | 0.1% | $45.93 | +18.8% | COM | 92343E102 |
| ADP | AUTOMATIC DATA PROCESSING | 3,100 | $250K | 0.1% | $45.09 | +14.1% | COM | 053015103 |
| — | CA INC | 7,400 | $249K | 0.1% | $28.59 | — | COM | 12673P105 |
| VFC | VF CORP | 4,000 | $249K | 0.1% | $49.46 | +5.4% | COM | 918204108 |
| — | PEOPLE'S UNITED FINANCIAL | 16,400 | $248K | 0.1% | $14.92 | — | COM | 712704105 |
| ICE | INTERCONTINENTALEXCHANGE GROUP | 1,100 | $247K | 0.1% | $35.28 | 0.0% | COM | 45866F104 |
| M | MACY'S INC | 4,600 | $246K | 0.1% | $46.44 | +4.4% | COM | 55616P104 |
| COR | AMERISOURCEBERGEN CORP | 3,500 | $246K | 0.1% | $38.92 | +24.7% | COM | 03073E105 |
| — | SOUTHWESTERN ENERGY CO | 6,200 | $244K | 0.1% | $39.35 | — | COM | 845467109 |
| BDX | BECTON DICKINSON & CO | 2,200 | $243K | 0.1% | $78.11 | +9.8% | COM | 075887109 |
| MCD | MCDONALD'S CORP | 2,500 | $243K | 0.1% | $70.33 | -0.5% | COM | 580135101 |
| NTAP | NETAPP INC | 5,900 | $243K | 0.1% | $30.72 | -1.8% | COM | 64110D104 |
| MCK | MCKESSON CORP | 1,500 | $242K | 0.1% | $101.46 | +38.5% | COM | 58155Q103 |
| MRSH | MARSH & MCLENNAN COS | 5,000 | $242K | 0.1% | $31.19 | +19.9% | COM | 571748102 |
| — | CHUBB CORP | 2,500 | $242K | 0.1% | $84.80 | — | COM | 171232101 |
| CAH | CARDINAL HEALTH INC | 3,600 | $241K | 0.1% | $32.61 | +35.5% | COM | 14149Y108 |
| CLX | CLOROX COMPANY | 2,600 | $241K | 0.1% | $60.00 | +6.3% | COM | 189054109 |
| CL | COLGATE-PALMOLIVE CO | 3,700 | $241K | 0.1% | $44.38 | +9.1% | COM | 194162103 |
| HRL | HORMEL FOODS CORP | 5,300 | $239K | 0.1% | $15.25 | +8.7% | COM | 440452100 |
| DG | DOLLAR GENERAL CORP | 3,900 | $235K | 0.1% | $45.09 | +13.3% | COM | 256677105 |
| HSY | HERSHEY CO/THE | 2,400 | $233K | 0.1% | $65.69 | +9.9% | COM | 427866108 |
| D | DOMINION RESOURCES INC/VA | 3,600 | $233K | 0.1% | $34.53 | +12.1% | COM | 25746U109 |
| MTB | M & T BANK CORP | 2,000 | $233K | 0.1% | $81.74 | -0.4% | COM | 55261F104 |
| — | KELLOGG CO | 3,800 | $232K | 0.1% | $38.82 | -2.7% | COM | 487836108 |
| — | STERICYCLE INC | 2,000 | $232K | 0.1% | $110.50 | — | COM | 858912108 |
| SYY | SYSCO CORP | 6,400 | $231K | 0.1% | $24.40 | -0.1% | COM | 871829107 |
| — | NORDSTROM INC | 3,700 | $229K | 0.1% | $60.00 | — | COM | 655664100 |
| JNJ | JOHNSON & JOHNSON | 2,500 | $229K | 0.1% | $59.66 | +10.2% | COM | 478160104 |
| — | SPECTRA ENERGY CORP | 6,400 | $228K | 0.1% | $34.46 | — | COM | 847560109 |
| TGT | TARGET CORP | 3,600 | $228K | 0.1% | $47.58 | -6.3% | COM | 87612E106 |
| — | BARD (C.R.) INC | 1,700 | $228K | 0.1% | $108.50 | — | COM | 067383109 |
| — | PATTERSON COS INC | 5,500 | $227K | 0.1% | $37.54 | — | COM | 703395103 |
| — | GOOGLE INC-CL A | 200 | $224K | 0.1% | $880.00 | — | CL A | 38259P508 |
| GIS | GENERAL MILLS INC | 4,400 | $220K | 0.1% | $31.98 | +2.8% | COM | 370334104 |
| — | MYLAN INC | 5,000 | $217K | 0.1% | $30.99 | — | COM | 628530107 |
| MKC | MCCORMICK & CO-NON VTG SHRS | 3,100 | $214K | 0.1% | $28.19 | -4.2% | COM NON VTG | 579780206 |
| — | CROWN CASTLE INTL CORP | 2,900 | $213K | 0.1% | $72.41 | — | COM | 228227104 |
| CAG | CONAGRA FOODS INC | 6,300 | $212K | 0.1% | $17.69 | -6.3% | COM | 205887102 |
| ED | CONSOLIDATED EDISON INC | 3,800 | $210K | 0.1% | $37.50 | -4.3% | COM | 209115104 |
| — | FOREST LABORATORIES INC | 3,500 | $210K | 0.1% | $41.14 | — | COM | 345838106 |
| — | LABORATORY CRP OF AMER HLDGS | 2,300 | $210K | 0.1% | $99.96 | — | COM NEW | 50540R409 |
| LLY | ELI LILLY & CO | 4,100 | $209K | 0.1% | $42.21 | -6.2% | COM | 532457108 |
| — | FAMILY DOLLAR STORES | 3,200 | $208K | 0.1% | $62.29 | — | COM | 307000109 |
| — | PRAXAIR INC | 1,600 | $208K | 0.1% | $118.13 | — | COM | 74005P104 |
| SJM | JM SMUCKER CO/THE-NEW COMMON | 2,000 | $207K | 0.1% | $70.84 | +5.2% | COM NEW | 832696405 |
| VZ | VERIZON COMMUNICATIONS INC | 4,200 | $206K | 0.1% | $27.04 | -1.6% | COM | 92343V104 |
| DTE | DTE ENERGY COMPANY | 3,100 | $206K | 0.1% | $38.29 | -0.7% | COM | 233331107 |
| — | TECO ENERGY INC | 11,800 | $203K | 0.1% | $17.20 | — | COM | 872375100 |
| AXP | AMERICAN EXPRESS CO | 2,200 | $200K | 0.0% | $59.62 | +16.2% | COM | 025816109 |
| SO | SOUTHERN CO | 4,800 | $197K | 0.0% | $26.74 | -8.1% | COM | 842587107 |
| — | SCANA CORP | 4,200 | $197K | 0.0% | $49.05 | — | COM | 80589M102 |
| CVX | CHEVRON CORP | 1,500 | $187K | 0.0% | $72.49 | 0.0% | COM | 166764100 |
| — | APARTMENT INVT & MGMT CO -A | 7,200 | $187K | 0.0% | $30.00 | — | CL A | 03748R101 |
| — | REYNOLDS AMERICAN INC | 3,700 | $185K | 0.0% | $48.38 | — | COM | 761713106 |
| ORLY | O'REILLY AUTOMOTIVE INC | 1,400 | $180K | 0.0% | $7.19 | +17.2% | COM | 67103H107 |
| — | TORCHMARK CORP | 2,300 | $180K | 0.0% | $65.22 | — | COM | 891027104 |
| USB | US BANCORP | 4,400 | $178K | 0.0% | $24.34 | +4.2% | COM NEW | 902973304 |
| PEG | PUBLIC SERVICE ENTERPRISE GP | 5,500 | $176K | 0.0% | $21.73 | -1.1% | COM | 744573106 |
| CPB | CAMPBELL SOUP CO | 3,700 | $160K | 0.0% | $30.86 | -7.6% | COM | 134429109 |
| DGX | QUEST DIAGNOSTICS | 2,500 | $134K | 0.0% | $46.22 | +0.5% | COM | 74834L100 |
| — | THE INTERPUBLIC GROUP OF COMPANIES | 7,584 | $134K | 0.0% | $9.16 | +20.7% | COM | 460690100 |
| PNW | PINNACLE WEST CAPITAL | 2,400 | $127K | 0.0% | $35.40 | -3.9% | COM | 723484101 |
| QCOM | QUALCOMM INC | 1,700 | $126K | 0.0% | $45.06 | +11.8% | COM | 747525103 |
| KSS | KOHLS CORP | 2,200 | $125K | 0.0% | $49.51 | +10.7% | COM | 500255104 |
| SYK | STRYKER CORP | 1,600 | $120K | 0.0% | $56.92 | +10.8% | COM | 863667101 |
| — | SYMANTEC CORP | 5,100 | $120K | 0.0% | $22.55 | — | COM | 871503108 |
| TRV | TRAVELERS COS INC/THE | 1,300 | $118K | 0.0% | $63.44 | +5.3% | COM | 89417E109 |
| — | DR PEPPER SNAPPLE GROUP INC | 2,200 | $107K | 0.0% | $45.91 | — | COM | 26138E109 |
| PM | PHILIP MORRIS INTERNATIONAL | 1,100 | $96,000 | 0.0% | $49.85 | -4.0% | COM | 718172109 |
| INTU | INTUIT INC | 1,200 | $92,000 | 0.0% | $65.01 | 0.0% | COM | 461202103 |
| — | LINEAR TECHNOLOGY CORP | 1,800 | $82,000 | 0.0% | $45.56 | — | COM | 535678106 |
| — | DENTSPLY INTERNATIONAL INC | 1,700 | $82,000 | 0.0% | $48.24 | — | COM | 249030107 |
| — | CIGNA CORP | 800 | $70,000 | 0.0% | $76.25 | — | COM | 125509109 |
| — | AIRGAS INC | 500 | $56,000 | 0.0% | $106.00 | — | COM | 009363102 |
| PGR | PROGRESSIVE CORP | 1,900 | $52,000 | 0.0% | $17.04 | +6.7% | COM | 743315103 |
| MRK | MERCK & CO. INC. | 1,000 | $50,000 | 0.0% | $31.29 | 0.0% | COM | 58933Y105 |
| FIS | FIDELITY NATIONAL INFORMATIO | 900 | $48,000 | 0.0% | $34.36 | +16.6% | COM | 31620M106 |
| SPG | SIMON PROPERTY GROUP INC | 300 | $46,000 | 0.0% | $88.80 | -8.8% | COM | 828806109 |
| NVDA | NVIDIA CORP | 2,900 | $46,000 | 0.0% | $0.36 | 0.0% | COM | 67066G104 |
| — | PEPCO HOLDINGS INC | 1,500 | $29,000 | 0.0% | $20.00 | — | COM | 713291102 |
| OXY | OCCIDENTAL PETROLEUM CORP | 300 | $29,000 | 0.0% | $63.37 | 0.0% | COM | 674599105 |
| DLTR | DOLLAR TREE INC | 500 | $28,000 | 0.0% | $48.73 | +18.2% | COM | 256746108 |
| — | POWERSHARES S&P 500 LOW VOLA | 700 | $23,000 | 0.0% | $31.12 | — | S&P500 LOW VOL | 73937B779 |
| — | EMC CORP/MASS | 900 | $23,000 | 0.0% | $25.43 | — | COM | 268648102 |
| MSI | MOTOROLA SOLUTIONS INC | 200 | $14,000 | 0.0% | $47.42 | +9.9% | COM NEW | 620076307 |
| NWSA | NEWS CORP-NEW CL A | 500 | $9,000 | 0.0% | $14.03 | +8.0% | CL A | 65249B109 |
| MO | ALTRIA GROUP INC | 200 | $8,000 | 0.0% | $16.17 | +6.0% | COM | 02209S103 |
| ALLE | ALLEGION PLC | 100 | $4,000 | 0.0% | $38.52 | 0.0% | ORD SHS | G0176J109 |
| — | CAREFUSION CORP | 100 | $4,000 | 0.0% | $40.00 | — | COM | 14170T101 |