NEW YORK LIFE INVESTMENT MANAGEMENT LLC Diversified Active

CIK: 0001133639 · Show all filings

Period: Q4 2013 (← Previous) (Next →)

Filing Date: Feb 18, 2014

Total Value ($000): $400,534 (100.0% shares, 0.0% debt)

Holdings (150)

MINT PIMCO ENHANCED SHORT MATURIT 6.4%
Value ($000) $25,448 Shares 251,165 Est. Cost $101.32 Unrealized
AGG ISHARES CORE TOTAL US BOND MARKET ETF 6.3%
Value ($000) $25,110 Shares 235,933 Est. Cost $107.19 Unrealized
BND VANGUARD TOTAL BOND MARKET INDEX F 6.3%
Value ($000) $25,078 Shares 313,283 Est. Cost $80.86 Unrealized
DYNEGY INC 4.4%
Value ($000) $17,634 Shares 819,416 Est. Cost $22.55 Unrealized
AMT AMERICAN TOWER CORPORATION 3.9%
Value ($000) $15,465 Shares 193,752 Est. Cost $59.51 Unrealized -1.7%
ITB ISHARES US HOME CONSTRUCTION 3.8%
Value ($000) $15,190 Shares 612,010 Est. Cost $23.90 Unrealized
VGT VANGUARD INFO TECH ETF 3.6%
Value ($000) $14,591 Shares 162,959 Est. Cost $83.94 Unrealized
KRE SPDR KBW REGIONAL BANKING ET 3.5%
Value ($000) $13,960 Shares 343,767 Est. Cost $40.61 Unrealized
GUGGENHEIM SPIN-OFF ETF 3.3%
Value ($000) $13,351 Shares 296,617 Est. Cost $44.60 Unrealized
VTI VANGUARD TOTAL STOCK MARKET INDEX 3.2%
Value ($000) $12,883 Shares 134,306 Est. Cost $82.67 Unrealized
IEF ISHARES 7-10 YEAR TREASURY BOND ETF 3.1%
Value ($000) $12,402 Shares 124,971 Est. Cost $102.50 Unrealized
IYW ISHARES USTECHNOLOGY ETF 2.9%
Value ($000) $11,732 Shares 132,657 Est. Cost $88.44 Unrealized
IGIB ISHARES INTERMEDIATE CREDIT BOND ETF 2.6%
Value ($000) $10,297 Shares 95,445 Est. Cost $107.91 Unrealized
TLT ISHARES 20+ YEAR TREASURY BOND ETF 2.3%
Value ($000) $9,295 Shares 91,250 Est. Cost $109.72 Unrealized
HYG ISHARES IBOXX H/Y CORP BOND 2.3%
Value ($000) $9,217 Shares 99,238 Est. Cost $90.88 Unrealized
EFA ISHARES MSCI EAFE ETF 2.3%
Value ($000) $9,075 Shares 135,250 Est. Cost $57.30 Unrealized
XLE ENERGY SELECT SECTOR SPDR 1.9%
Value ($000) $7,698 Shares 86,977 Est. Cost $85.23 Unrealized
FPX FIRST TRUST US IPO INDEX FUN 1.7%
Value ($000) $6,900 Shares 152,006 Est. Cost $44.55 Unrealized
POWERSHARES KBW BANK 1.7%
Value ($000) $6,731 Shares 189,502 Est. Cost $32.55 Unrealized
IWV ISHARES RUSSELL 3000 ETF 1.6%
Value ($000) $6,444 Shares 58,235 Est. Cost $96.39 Unrealized
IWB ISHARES RUSSELL 1000 ETF 1.6%
Value ($000) $6,442 Shares 62,436 Est. Cost $89.94 Unrealized
XLF FINANCIAL SELECT SECTOR SPDR 1.6%
Value ($000) $6,386 Shares 292,145 Est. Cost $21.13 Unrealized
SPDR BARCLAYS HIGH YIELD BOND ETF 1.6%
Value ($000) $6,292 Shares 155,133 Est. Cost $39.49 Unrealized
VNQ VANGUARD REIT INDEX FUND ETF 1.5%
Value ($000) $6,185 Shares 95,800 Est. Cost $68.46 Unrealized
POWERSHARES S&P 500 BUYWRITE 1.5%
Value ($000) $6,007 Shares 289,501 Est. Cost $20.14 Unrealized
CSM PROSHARES LARGE CAP CORE PLU 1.4%
Value ($000) $5,511 Shares 62,687 Est. Cost $79.41 Unrealized
XLY CONSUMER DISCRETIONARY SELT 1.4%
Value ($000) $5,508 Shares 82,413 Est. Cost $64.73 Unrealized
POWERSHARES S&P SC INFO TECH 1.4%
Value ($000) $5,474 Shares 122,919 Est. Cost $44.53 Unrealized
HEDJ WISDOMTREE EUROPE HEDGED EQU 1.3%
Value ($000) $5,298 Shares 94,260 Est. Cost $54.37 Unrealized
DXJ WISDOMTREE JAPAN HEDGED EQ 1.3%
Value ($000) $5,252 Shares 103,310 Est. Cost $47.93 Unrealized
XLV HEALTH CARE SELECT SECTOR 1.2%
Value ($000) $4,665 Shares 84,147 Est. Cost $53.10 Unrealized
EUO PROSHARES ULTRASHORT EURO 1.1%
Value ($000) $4,285 Shares 251,157 Est. Cost $17.34 Unrealized
GUGGENHEIM CHINA SMALL CAP E 1.0%
Value ($000) $3,998 Shares 150,317 Est. Cost $25.43 Unrealized
SJNK SPDR BARCLAYS SHORT-TERM HIG 1.0%
Value ($000) $3,952 Shares 128,095 Est. Cost $30.85 Unrealized
POWERSHARES SENIOR LOAN 1.0%
Value ($000) $3,933 Shares 158,098 Est. Cost $24.70 Unrealized
VEA VANGUARD TAX-MANAGED INTERNATIONAL 1.0%
Value ($000) $3,898 Shares 93,517 Est. Cost $35.60 Unrealized
ALPS EQ HIGH VOLATILITY PU 1.0%
Value ($000) $3,808 Shares 149,499 Est. Cost $25.55 Unrealized
LQD ISHARES IBOXX $ INVESTMENT GRADE CORP BD 0.8%
Value ($000) $3,146 Shares 27,555 Est. Cost $113.65 Unrealized
VOX VANGUARD TELECOM SERVICE ETF 0.7%
Value ($000) $2,892 Shares 34,571 Est. Cost $83.17 Unrealized
MARKET VECTORS VIETNAM ETF 0.6%
Value ($000) $2,567 Shares 136,603 Est. Cost $18.72 Unrealized
IWR ISHARES RUSSELL MIDCAP INDEX 0.6%
Value ($000) $2,553 Shares 17,024 Est. Cost $149.96 Unrealized
EPOL ISHARES MSCI POLAND CAPPED E 0.6%
Value ($000) $2,516 Shares 84,779 Est. Cost $29.68 Unrealized
CARZ FIRST TRUST NASDAQ GLOBAL AU 0.6%
Value ($000) $2,323 Shares 58,500 Est. Cost $39.71 Unrealized
YCS PROSHARES ULTRASHORT YEN 0.5%
Value ($000) $2,141 Shares 30,187 Est. Cost $62.25 Unrealized
IWM ISHARES RUSSELL 2000 0.5%
Value ($000) $1,972 Shares 17,092 Est. Cost $97.00 Unrealized
XLI INDUSTRIAL SELECT SECT SPDR 0.4%
Value ($000) $1,425 Shares 27,263 Est. Cost $50.50 Unrealized
MCHI ISHARES MSCI CHINA ETF 0.3%
Value ($000) $1,351 Shares 28,018 Est. Cost $40.86 Unrealized
ISHARES MSCI FRONTIER 100 0.3%
Value ($000) $1,328 Shares 39,365 Est. Cost $30.54 Unrealized
VWO VANGUARD MSCI EMERGING MARKETS 0.3%
Value ($000) $1,022 Shares 24,840 Est. Cost $38.80 Unrealized
MARKET VECTORS AFRICA INDEX 0.2%
Value ($000) $827 Shares 26,762 Est. Cost $28.15 Unrealized
THD ISHARES MSCI THAILAND CAPPED ETF 0.2%
Value ($000) $656 Shares 9,552 Est. Cost $75.20 Unrealized
EGSHARES LOW VOL EM MKTS ETF 0.2%
Value ($000) $602 Shares 34,493 Est. Cost $17.94 Unrealized
MARKET VECTORS TREASURY-HEDG 0.1%
Value ($000) $478 Shares 18,860 Est. Cost $24.66 Unrealized
SPDR S&P EMERGING EUROPE ETF 0.1%
Value ($000) $449 Shares 11,149 Est. Cost $38.02 Unrealized
ISHARES MSCI MALAYSIA 0.1%
Value ($000) $295 Shares 18,675 Est. Cost $15.43 Unrealized
EPHE ISHARES MSCI PHILIPPINES 0.1%
Value ($000) $273 Shares 8,654 Est. Cost $33.90 Unrealized
DUN & BRADSTREET CORP 0.1%
Value ($000) $258 Shares 2,100 Est. Cost $97.27 Unrealized
PAYX PAYCHEX INC 0.1%
Value ($000) $255 Shares 5,600 Est. Cost $25.02 Unrealized +17.6%
SIGMA-ALDRICH 0.1%
Value ($000) $254 Shares 2,700 Est. Cost $84.99 Unrealized
XOM EXXON MOBIL CORP 0.1%
Value ($000) $253 Shares 2,500 Est. Cost $54.14 Unrealized +3.3%
ACTAVIS PLC 0.1%
Value ($000) $252 Shares 1,500 Est. Cost $168.00 Unrealized
VRSN VERISIGN INC 0.1%
Value ($000) $251 Shares 4,200 Est. Cost $45.93 Unrealized +18.8%
ADP AUTOMATIC DATA PROCESSING 0.1%
Value ($000) $250 Shares 3,100 Est. Cost $45.09 Unrealized +14.1%
VFC VF CORP 0.1%
Value ($000) $249 Shares 4,000 Est. Cost $49.46 Unrealized +5.4%
CA INC 0.1%
Value ($000) $249 Shares 7,400 Est. Cost $28.59 Unrealized
PEOPLE'S UNITED FINANCIAL 0.1%
Value ($000) $248 Shares 16,400 Est. Cost $14.92 Unrealized
ICE INTERCONTINENTALEXCHANGE GROUP 0.1%
Value ($000) $247 Shares 1,100 Est. Cost $35.28 Unrealized 0.0%
M MACY'S INC 0.1%
Value ($000) $246 Shares 4,600 Est. Cost $46.44 Unrealized +4.4%
COR AMERISOURCEBERGEN CORP 0.1%
Value ($000) $246 Shares 3,500 Est. Cost $38.92 Unrealized +24.7%
SOUTHWESTERN ENERGY CO 0.1%
Value ($000) $244 Shares 6,200 Est. Cost $39.35 Unrealized
BDX BECTON DICKINSON & CO 0.1%
Value ($000) $243 Shares 2,200 Est. Cost $78.11 Unrealized +9.8%
NTAP NETAPP INC 0.1%
Value ($000) $243 Shares 5,900 Est. Cost $30.72 Unrealized -1.8%
MCD MCDONALD'S CORP 0.1%
Value ($000) $243 Shares 2,500 Est. Cost $70.33 Unrealized -0.5%
MRSH MARSH & MCLENNAN COS 0.1%
Value ($000) $242 Shares 5,000 Est. Cost $31.19 Unrealized +19.9%
MCK MCKESSON CORP 0.1%
Value ($000) $242 Shares 1,500 Est. Cost $101.46 Unrealized +38.5%
CHUBB CORP 0.1%
Value ($000) $242 Shares 2,500 Est. Cost $84.80 Unrealized
CLX CLOROX COMPANY 0.1%
Value ($000) $241 Shares 2,600 Est. Cost $60.00 Unrealized +6.3%
CL COLGATE-PALMOLIVE CO 0.1%
Value ($000) $241 Shares 3,700 Est. Cost $44.38 Unrealized +9.1%
CAH CARDINAL HEALTH INC 0.1%
Value ($000) $241 Shares 3,600 Est. Cost $32.61 Unrealized +35.5%
HRL HORMEL FOODS CORP 0.1%
Value ($000) $239 Shares 5,300 Est. Cost $15.25 Unrealized +8.7%
DG DOLLAR GENERAL CORP 0.1%
Value ($000) $235 Shares 3,900 Est. Cost $45.09 Unrealized +13.3%
D DOMINION RESOURCES INC/VA 0.1%
Value ($000) $233 Shares 3,600 Est. Cost $34.53 Unrealized +12.1%
HSY HERSHEY CO/THE 0.1%
Value ($000) $233 Shares 2,400 Est. Cost $65.69 Unrealized +9.9%
MTB M & T BANK CORP 0.1%
Value ($000) $233 Shares 2,000 Est. Cost $81.74 Unrealized -0.4%
KELLOGG CO 0.1%
Value ($000) $232 Shares 3,800 Est. Cost $38.82 Unrealized -2.7%
STERICYCLE INC 0.1%
Value ($000) $232 Shares 2,000 Est. Cost $110.50 Unrealized
SYY SYSCO CORP 0.1%
Value ($000) $231 Shares 6,400 Est. Cost $24.40 Unrealized -0.1%
NORDSTROM INC 0.1%
Value ($000) $229 Shares 3,700 Est. Cost $60.00 Unrealized
JNJ JOHNSON & JOHNSON 0.1%
Value ($000) $229 Shares 2,500 Est. Cost $59.66 Unrealized +10.2%
SPECTRA ENERGY CORP 0.1%
Value ($000) $228 Shares 6,400 Est. Cost $34.46 Unrealized
TGT TARGET CORP 0.1%
Value ($000) $228 Shares 3,600 Est. Cost $47.58 Unrealized -6.3%
BARD (C.R.) INC 0.1%
Value ($000) $228 Shares 1,700 Est. Cost $108.50 Unrealized
PATTERSON COS INC 0.1%
Value ($000) $227 Shares 5,500 Est. Cost $37.54 Unrealized
GOOGLE INC-CL A 0.1%
Value ($000) $224 Shares 200 Est. Cost $880.00 Unrealized
GIS GENERAL MILLS INC 0.1%
Value ($000) $220 Shares 4,400 Est. Cost $31.98 Unrealized +2.8%
MYLAN INC 0.1%
Value ($000) $217 Shares 5,000 Est. Cost $30.99 Unrealized
MKC MCCORMICK & CO-NON VTG SHRS 0.1%
Value ($000) $214 Shares 3,100 Est. Cost $28.19 Unrealized -4.2%
CROWN CASTLE INTL CORP 0.1%
Value ($000) $213 Shares 2,900 Est. Cost $72.41 Unrealized
CAG CONAGRA FOODS INC 0.1%
Value ($000) $212 Shares 6,300 Est. Cost $17.69 Unrealized -6.3%
FOREST LABORATORIES INC 0.1%
Value ($000) $210 Shares 3,500 Est. Cost $41.14 Unrealized
ED CONSOLIDATED EDISON INC 0.1%
Value ($000) $210 Shares 3,800 Est. Cost $37.50 Unrealized -4.3%
LABORATORY CRP OF AMER HLDGS 0.1%
Value ($000) $210 Shares 2,300 Est. Cost $99.96 Unrealized
LLY ELI LILLY & CO 0.1%
Value ($000) $209 Shares 4,100 Est. Cost $42.21 Unrealized -6.2%
FAMILY DOLLAR STORES 0.1%
Value ($000) $208 Shares 3,200 Est. Cost $62.29 Unrealized
PRAXAIR INC 0.1%
Value ($000) $208 Shares 1,600 Est. Cost $118.13 Unrealized
SJM JM SMUCKER CO/THE-NEW COMMON 0.1%
Value ($000) $207 Shares 2,000 Est. Cost $70.84 Unrealized +5.2%
VZ VERIZON COMMUNICATIONS INC 0.1%
Value ($000) $206 Shares 4,200 Est. Cost $27.04 Unrealized -1.6%
DTE DTE ENERGY COMPANY 0.1%
Value ($000) $206 Shares 3,100 Est. Cost $38.29 Unrealized -0.7%
TECO ENERGY INC 0.1%
Value ($000) $203 Shares 11,800 Est. Cost $17.20 Unrealized
AXP AMERICAN EXPRESS CO 0.0%
Value ($000) $200 Shares 2,200 Est. Cost $59.62 Unrealized +16.2%
SO SOUTHERN CO 0.0%
Value ($000) $197 Shares 4,800 Est. Cost $26.74 Unrealized -8.1%
SCANA CORP 0.0%
Value ($000) $197 Shares 4,200 Est. Cost $49.05 Unrealized
APARTMENT INVT & MGMT CO -A 0.0%
Value ($000) $187 Shares 7,200 Est. Cost $30.00 Unrealized
CVX CHEVRON CORP 0.0%
Value ($000) $187 Shares 1,500 Est. Cost $72.49 Unrealized 0.0%
REYNOLDS AMERICAN INC 0.0%
Value ($000) $185 Shares 3,700 Est. Cost $48.38 Unrealized
ORLY O'REILLY AUTOMOTIVE INC 0.0%
Value ($000) $180 Shares 1,400 Est. Cost $7.19 Unrealized +17.2%
TORCHMARK CORP 0.0%
Value ($000) $180 Shares 2,300 Est. Cost $65.22 Unrealized
USB US BANCORP 0.0%
Value ($000) $178 Shares 4,400 Est. Cost $24.34 Unrealized +4.2%
PEG PUBLIC SERVICE ENTERPRISE GP 0.0%
Value ($000) $176 Shares 5,500 Est. Cost $21.73 Unrealized -1.1%
CPB CAMPBELL SOUP CO 0.0%
Value ($000) $160 Shares 3,700 Est. Cost $30.86 Unrealized -7.6%
THE INTERPUBLIC GROUP OF COMPANIES 0.0%
Value ($000) $134 Shares 7,584 Est. Cost $9.16 Unrealized +20.7%
DGX QUEST DIAGNOSTICS 0.0%
Value ($000) $134 Shares 2,500 Est. Cost $46.22 Unrealized +0.5%
PNW PINNACLE WEST CAPITAL 0.0%
Value ($000) $127 Shares 2,400 Est. Cost $35.40 Unrealized -3.9%
QCOM QUALCOMM INC 0.0%
Value ($000) $126 Shares 1,700 Est. Cost $45.06 Unrealized +11.8%
KSS KOHLS CORP 0.0%
Value ($000) $125 Shares 2,200 Est. Cost $49.51 Unrealized +10.7%
SYMANTEC CORP 0.0%
Value ($000) $120 Shares 5,100 Est. Cost $22.55 Unrealized
SYK STRYKER CORP 0.0%
Value ($000) $120 Shares 1,600 Est. Cost $56.92 Unrealized +10.8%
TRV TRAVELERS COS INC/THE 0.0%
Value ($000) $118 Shares 1,300 Est. Cost $63.44 Unrealized +5.3%
DR PEPPER SNAPPLE GROUP INC 0.0%
Value ($000) $107 Shares 2,200 Est. Cost $45.91 Unrealized
PM PHILIP MORRIS INTERNATIONAL 0.0%
Value ($000) $96 Shares 1,100 Est. Cost $49.85 Unrealized -4.0%
INTU INTUIT INC 0.0%
Value ($000) $92 Shares 1,200 Est. Cost $65.01 Unrealized 0.0%
LINEAR TECHNOLOGY CORP 0.0%
Value ($000) $82 Shares 1,800 Est. Cost $45.56 Unrealized
DENTSPLY INTERNATIONAL INC 0.0%
Value ($000) $82 Shares 1,700 Est. Cost $48.24 Unrealized
CIGNA CORP 0.0%
Value ($000) $70 Shares 800 Est. Cost $76.25 Unrealized
AIRGAS INC 0.0%
Value ($000) $56 Shares 500 Est. Cost $106.00 Unrealized
PGR PROGRESSIVE CORP 0.0%
Value ($000) $52 Shares 1,900 Est. Cost $17.04 Unrealized +6.7%
MRK MERCK & CO. INC. 0.0%
Value ($000) $50 Shares 1,000 Est. Cost $31.29 Unrealized 0.0%
FIS FIDELITY NATIONAL INFORMATIO 0.0%
Value ($000) $48 Shares 900 Est. Cost $34.36 Unrealized +16.6%
NVDA NVIDIA CORP 0.0%
Value ($000) $46 Shares 2,900 Est. Cost $0.36 Unrealized 0.0%
SPG SIMON PROPERTY GROUP INC 0.0%
Value ($000) $46 Shares 300 Est. Cost $88.80 Unrealized -8.8%
PEPCO HOLDINGS INC 0.0%
Value ($000) $29 Shares 1,500 Est. Cost $20.00 Unrealized
OXY OCCIDENTAL PETROLEUM CORP 0.0%
Value ($000) $29 Shares 300 Est. Cost $63.37 Unrealized 0.0%
DLTR DOLLAR TREE INC 0.0%
Value ($000) $28 Shares 500 Est. Cost $48.73 Unrealized +18.2%
EMC CORP/MASS 0.0%
Value ($000) $23 Shares 900 Est. Cost $25.43 Unrealized
POWERSHARES S&P 500 LOW VOLA 0.0%
Value ($000) $23 Shares 700 Est. Cost $31.12 Unrealized
MSI MOTOROLA SOLUTIONS INC 0.0%
Value ($000) $14 Shares 200 Est. Cost $47.42 Unrealized +9.9%
NWSA NEWS CORP-NEW CL A 0.0%
Value ($000) $9 Shares 500 Est. Cost $14.03 Unrealized +8.0%
MO ALTRIA GROUP INC 0.0%
Value ($000) $8 Shares 200 Est. Cost $16.17 Unrealized +6.0%
ALLE ALLEGION PLC 0.0%
Value ($000) $4 Shares 100 Est. Cost $38.52 Unrealized 0.0%
CAREFUSION CORP 0.0%
Value ($000) $4 Shares 100 Est. Cost $40.00 Unrealized