Location: Torrance, CA
CIK: 0001540569 · Show all filings
Period: Q1 2017 (← Previous) (Next →)
Filing Date: May 15, 2017
Total Value: $725M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| VTV | VANGUARD INDEX FDS | 1,450,214 | $138M | 19.1% | $9441.05 | — | VALUE ETF | 922908744 |
| VUG | VANGUARD INDEX FDS | 482,161 | $58.66M | 8.1% | $14963.81 | — | GROWTH ETF | 922908736 |
| VB | VANGUARD INDEX FDS | 335,185 | $44.67M | 6.2% | $133.28 | — | SMALL CP ETF | 922908751 |
| AAPL | APPLE INC | 173,821 | $24.97M | 3.4% | $18.28 | +66.5% | COM | 037833100 |
| META | FACEBOOK INC | 157,467 | $22.37M | 3.1% | $110.78 | +19.8% | CL A | 30303M102 |
| PEP | PEPSICO INC | 146,148 | $16.35M | 2.3% | $59.63 | +37.4% | COM | 713448108 |
| JPM | JPMORGAN CHASE & CO | 184,765 | $16.23M | 2.2% | $37.59 | +85.4% | COM | 46625H100 |
| MMM | 3M CO | 77,433 | $14.81M | 2.0% | $68.42 | +66.1% | COM | 88579Y101 |
| SSD | SIMPSON MANUFACTURING CO INC | 338,514 | $14.59M | 2.0% | $30.39 | +29.5% | COM | 829073105 |
| JNJ | JOHNSON & JOHNSON | 115,771 | $14.42M | 2.0% | $65.16 | +43.3% | COM | 478160104 |
| ORCL | ORACLE CORP | 323,168 | $14.42M | 2.0% | $30.11 | +21.2% | COM | 68389X105 |
| — | BROADCOM LTD | 59,071 | $12.93M | 1.8% | $156.14 | — | SHS | Y09827109 |
| DIS | DISNEY WALT CO | 113,542 | $12.87M | 1.8% | $60.03 | +71.6% | COM DISNEY | 254687106 |
| XOM | EXXON MOBIL CORP | 147,988 | $12.14M | 1.7% | $55.30 | +1.5% | COM | 30231G102 |
| V | VISA INC | 136,428 | $12.12M | 1.7% | $57.32 | +41.1% | COM CL A | 92826C839 |
| ALL | ALLSTATE CORP | 148,204 | $12.08M | 1.7% | $47.89 | +34.7% | COM | 020002101 |
| AMT | AMERICAN TOWER CORP NEW | 99,265 | $12.06M | 1.7% | $75.51 | +16.3% | COM | 03027X100 |
| SYK | STRYKER CORP | 91,607 | $12.06M | 1.7% | $62.21 | +84.1% | COM | 863667101 |
| COST | COSTCO WHSL CORP NEW | 66,945 | $11.23M | 1.5% | $94.24 | +51.6% | COM | 22160K105 |
| HON | HONEYWELL INTL INC | 89,234 | $11.14M | 1.5% | $69.84 | +31.6% | COM | 438516106 |
| — | BLACKROCK INC | 28,367 | $10.88M | 1.5% | $16328.84 | — | COM | 09247X101 |
| TJX | TJX COS INC NEW | 130,912 | $10.35M | 1.4% | $33.30 | +2.1% | COM | 872540109 |
| AMGN | AMGEN INC | 56,788 | $9.317M | 1.3% | $109.32 | +16.3% | COM | 031162100 |
| — | BB&T CORP | 206,137 | $9.214M | 1.3% | $42.92 | — | COM | 054937107 |
| ACN | ACCENTURE PLC IRELAND | 74,837 | $8.971M | 1.2% | $100.17 | +3.8% | SHS CLASS A | G1151C101 |
| FMC | F M C CORP | 119,033 | $8.284M | 1.1% | $41.74 | 0.0% | COM NEW | 302491303 |
| EIX | EDISON INTL | 103,102 | $8.208M | 1.1% | $32.66 | +60.2% | COM | 281020107 |
| SCHW | SCHWAB CHARLES CORP NEW | 196,010 | $7.999M | 1.1% | $27.82 | +32.3% | COM | 808513105 |
| HOLX | HOLOGIC INC | 184,033 | $7.831M | 1.1% | $31.06 | +31.3% | COM | 436440101 |
| UNP | UNION PAC CORP | 73,416 | $7.776M | 1.1% | $80.61 | +8.7% | COM | 907818108 |
| — | WYNDHAM WORLDWIDE CORP | 91,643 | $7.725M | 1.1% | $3108.63 | — | COM | 98310W108 |
| GD | GENERAL DYNAMICS CORP | 40,345 | $7.553M | 1.0% | $123.10 | +23.6% | COM | 369550108 |
| AGG | ISHARES TR | 67,460 | $7.319M | 1.0% | $93.77 | — | CORE US AGGBD ET | 464287226 |
| AMZN | AMAZON COM INC | 8,066 | $7.151M | 1.0% | $38.98 | +6.9% | COM | 023135106 |
| VZ | VERIZON COMMUNICATIONS INC | 145,574 | $7.097M | 1.0% | $27.51 | +14.3% | COM | 92343V104 |
| DVN | DEVON ENERGY CORP NEW | 167,458 | $6.986M | 1.0% | $24.39 | +27.3% | COM | 25179M103 |
| SPGI | S&P GLOBAL INC | 53,381 | $6.979M | 1.0% | $114.76 | 0.0% | COM | 78409V104 |
| — | TESORO CORP | 80,509 | $6.526M | 0.9% | $79.97 | — | COM | 881609101 |
| BND | VANGUARD BD INDEX FD INC | 79,473 | $6.444M | 0.9% | $71.53 | — | TOTAL BND MRKT | 921937835 |
| UPS | UNITED PARCEL SERVICE INC | 58,065 | $6.23M | 0.9% | $59.41 | +31.9% | CL B | 911312106 |
| — | MYLAN N V | 152,486 | $5.945M | 0.8% | $42.61 | — | SHS EURO | N59465109 |
| SPY | SPDR S&P 500 ETF TR | 20,640 | $4.866M | 0.7% | $6952.94 | — | TR UNIT | 78462F103 |
| CVX | CHEVRON CORP NEW | 32,636 | $3.504M | 0.5% | $69.57 | +10.3% | COM | 166764100 |
| T | AT&T INC | 62,329 | $2.59M | 0.4% | $12.54 | +33.4% | COM | 00206R102 |
| SBUX | STARBUCKS CORP | 40,488 | $2.364M | 0.3% | $49.34 | -5.2% | COM | 855244109 |
| EFA | ISHARES TR | 27,861 | $1.735M | 0.2% | $55.38 | — | MSCI EAFE ETF | 464287465 |
| IBM | INTERNATIONAL BUSINESS MACHS | 9,779 | $1.703M | 0.2% | $104.44 | +9.5% | COM | 459200101 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 10,056 | $1.676M | 0.2% | $129.36 | +29.3% | CL B NEW | 084670702 |
| IVV | ISHARES TR | 6,942 | $1.647M | 0.2% | $209.57 | — | CORE S&P500 ETF | 464287200 |
| CHTR | CHARTER COMMUNICATIONS INC N | 4,211 | $1.378M | 0.2% | $318.52 | 0.0% | CL A | 16119P108 |
| WFC | WELLS FARGO & CO NEW | 24,031 | $1.338M | 0.2% | $36.20 | +22.6% | COM | 949746101 |
| MSFT | MICROSOFT CORP | 18,451 | $1.215M | 0.2% | $40.45 | +43.0% | COM | 594918104 |
| — | GENERAL ELECTRIC CO | 40,722 | $1.214M | 0.2% | $1899.49 | — | COM | 369604103 |
| IWV | ISHARES TR | 8,522 | $1.192M | 0.2% | $105.43 | — | RUSSELL 3000 ETF | 464287689 |
| — | POWERSHARES QQQ TRUST | 8,644 | $1.144M | 0.2% | $17437.31 | — | UNIT SER 1 | 73935A104 |
| IJH | ISHARES TR | 6,598 | $1.13M | 0.2% | $10694.62 | — | CORE S&P MCP ETF | 464287507 |
| IWF | ISHARES TR | 9,754 | $1.11M | 0.2% | $1056.75 | — | RUS 1000 GRW ETF | 464287614 |
| SCHX | SCHWAB STRATEGIC TR | 19,711 | $1.109M | 0.2% | $1061.31 | — | US LRG CAP ETF | 808524201 |
| PM | PHILIP MORRIS INTL INC | 8,779 | $991K | 0.1% | $49.24 | +33.2% | COM | 718172109 |
| EPD | ENTERPRISE PRODS PARTNERS L | 35,423 | $978K | 0.1% | $27.61 | — | COM | 293792107 |
| KO | COCA COLA CO | 22,256 | $945K | 0.1% | $31.21 | +1.0% | COM | 191216100 |
| PG | PROCTER AND GAMBLE CO | 10,306 | $926K | 0.1% | $56.78 | +23.3% | COM | 742718109 |
| MO | ALTRIA GROUP INC | 12,881 | $920K | 0.1% | $21.03 | +83.4% | COM | 02209S103 |
| NEAR | ISHARES U S ETF TR | 17,339 | $871K | 0.1% | $49.79 | — | SHT MAT BD ETF | 46431W507 |
| ARCC | ARES CAP CORP | 50,000 | $869K | 0.1% | $7.44 | 0.0% | COM | 04010L103 |
| BA | BOEING CO | 4,804 | $850K | 0.1% | $122.79 | +29.3% | COM | 097023105 |
| VWO | VANGUARD INTL EQUITY INDEX F | 20,101 | $798K | 0.1% | $36.60 | — | FTSE EMR MKT ETF | 922042858 |
| VEA | VANGUARD TAX MANAGED INTL FD | 19,594 | $770K | 0.1% | $35.77 | — | FTSE DEV MKT ETF | 921943858 |
| MAIN | MAIN STREET CAPITAL CORP | 20,000 | $765K | 0.1% | $36.94 | 0.0% | COM | 56035L104 |
| USB | US BANCORP DEL | 14,042 | $723K | 0.1% | $29.80 | +27.7% | COM NEW | 902973304 |
| — | RYDEX ETF TRUST | 7,878 | $715K | 0.1% | $66.87 | — | GUG S&P500 EQ WT | 78355W106 |
| — | NUVEEN INTER DURATION MN TMF | 53,076 | $688K | 0.1% | $13.41 | — | COM | 670671106 |
| NGL | NGL ENERGY PARTNERS LP | 30,000 | $678K | 0.1% | $22.60 | — | COM UNIT REPST | 62913M107 |
| PCG | PG&E CORP | 9,826 | $652K | 0.1% | $53.20 | +15.8% | COM | 69331C108 |
| — | NUVEEN CA QUALTY MUN INCOME | 45,022 | $649K | 0.1% | $14.15 | — | COM | 67066Y105 |
| CMF | ISHARES TR | 5,246 | $610K | 0.1% | $116.28 | — | CALIF MUN BD ETF | 464288356 |
| NOC | NORTHROP GRUMMAN CORP | 2,477 | $589K | 0.1% | $109.44 | +88.0% | COM | 666807102 |
| PHYS | SPROTT PHYSICAL GOLD TRUST | 56,332 | $576K | 0.1% | $10.13 | — | UNIT | 85207H104 |
| IWP | ISHARES TR | 5,501 | $571K | 0.1% | $84.09 | — | RUS MD CP GR ETF | 464287481 |
| MA | MASTERCARD INCORPORATED | 4,926 | $554K | 0.1% | $91.89 | +13.5% | CL A | 57636Q104 |
| PFE | PFIZER INC | 15,984 | $547K | 0.1% | $18.05 | +18.6% | COM | 717081103 |
| IVE | ISHARES TR | 5,261 | $547K | 0.1% | $1191.01 | — | S&P 500 VAL ETF | 464287408 |
| — | NUVEEN AMT FREE QLTY MUN INC | 39,410 | $527K | 0.1% | $14.59 | — | COM | 670657105 |
| — | RAYTHEON CO | 3,390 | $517K | 0.1% | $6175.33 | — | COM NEW | 755111507 |
| XLF | SELECT SECTOR SPDR TR | 20,999 | $498K | 0.1% | $7863.88 | — | SBI INT-FINL | 81369Y605 |
| HD | HOME DEPOT INC | 3,381 | $496K | 0.1% | $77.21 | +48.1% | COM | 437076102 |
| QCOM | QUALCOMM INC | 8,438 | $484K | 0.1% | $44.65 | +1.9% | COM | 747525103 |
| DBEF | DBX ETF TR | 16,178 | $479K | 0.1% | $29.61 | — | XTRAK MSCI EAFE | 233051200 |
| INTC | INTEL CORP | 13,262 | $478K | 0.1% | $22.27 | +33.3% | COM | 458140100 |
| IWS | ISHARES TR | 5,471 | $454K | 0.1% | $69.93 | — | RUS MDCP VAL ETF | 464287473 |
| MBB | ISHARES TR | 4,260 | $454K | 0.1% | $17733.64 | — | MBS ETF | 464288588 |
| MTB | M & T BK CORP | 2,884 | $446K | 0.1% | $82.04 | +52.3% | COM | 55261F104 |
| VTI | VANGUARD INDEX FDS | 3,620 | $439K | 0.1% | $118.06 | — | TOTAL STK MKT | 922908769 |
| LQD | ISHARES TR | 3,697 | $436K | 0.1% | $11688.28 | — | IBOXX INV CP ETF | 464287242 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 2,055 | $424K | 0.1% | $176.60 | — | UT SER 1 | 78467X109 |
| LMT | LOCKHEED MARTIN CORP | 1,565 | $419K | 0.1% | $147.25 | +40.4% | COM | 539830109 |
| EWBC | EAST WEST BANCORP INC | 7,727 | $399K | 0.1% | $28.34 | +50.5% | COM | 27579R104 |
| — | CU BANCORP CALIF | 9,906 | $393K | 0.1% | $39.67 | — | COM | 126534106 |
| SPSB | SPDR SERIES TRUST | 12,090 | $370K | 0.1% | $30.60 | — | BLOMBERG BRC SRT | 78464A474 |
| CSCO | CISCO SYS INC | 10,902 | $368K | 0.1% | $18.08 | +36.8% | COM | 17275R102 |
| QAI | INDEXIQ ETF TR | 12,570 | $366K | 0.1% | $12.71 | — | HEDGE MLTI ETF | 45409B107 |
| MDLZ | MONDELEZ INTL INC | 8,144 | $351K | 0.0% | $27.59 | +30.1% | CL A | 609207105 |
| — | SVB FINL GROUP | 1,887 | $351K | 0.0% | $186.01 | — | COM | 78486Q101 |
| BFH | ALLIANCE DATA SYSTEMS CORP | 1,403 | $349K | 0.0% | $147.69 | +11.1% | COM | 018581108 |
| IWN | ISHARES TR | 2,907 | $343K | 0.0% | $118.93 | — | RUS 2000 VAL ETF | 464287630 |
| USMV | ISHARES TR | 7,039 | $336K | 0.0% | $44.15 | — | MIN VOL USA ETF | 46429B697 |
| — | EXPRESS SCRIPTS HLDG CO | 4,872 | $321K | 0.0% | $72.92 | — | COM | 30219G108 |
| EA | ELECTRONIC ARTS INC | 3,545 | $317K | 0.0% | $77.78 | +6.4% | COM | 285512109 |
| IWM | ISHARES TR | 2,277 | $313K | 0.0% | $135.45 | — | RUSSELL 2000 ETF | 464287655 |
| MRK | MERCK & CO INC | 4,898 | $311K | 0.0% | $37.95 | +21.4% | COM | 58933Y105 |
| DVY | ISHARES TR | 3,368 | $307K | 0.0% | $78.04 | — | SELECT DIVID ETF | 464287168 |
| SPIB | SPDR SERIES TRUST | 8,999 | $307K | 0.0% | $34.11 | — | BLOMBRG BRC INTR | 78464A375 |
| SCHZ | SCHWAB STRATEGIC TR | 5,902 | $306K | 0.0% | $51.51 | — | US AGGREGATE B | 808524839 |
| XLV | SELECT SECTOR SPDR TR | 4,105 | $305K | 0.0% | $56.65 | — | SBI HEALTHCARE | 81369Y209 |
| — | ISHARES GOLD TRUST | 24,988 | $300K | 0.0% | $5406.89 | — | ISHARES | 464285105 |
| PSX | PHILLIPS 66 | 3,736 | $296K | 0.0% | $48.00 | +19.3% | COM | 718546104 |
| VCSH | VANGUARD SCOTTSDALE FDS | 3,700 | $295K | 0.0% | $79.42 | — | SHRT TRM CORP BD | 92206C409 |
| — | MONSANTO CO NEW | 2,592 | $293K | 0.0% | $102.17 | — | COM | 61166W101 |
| TSLA | TESLA INC | 1,039 | $289K | 0.0% | $13.15 | +28.6% | COM | 88160R101 |
| TRMB | TRIMBLE INC | 8,944 | $286K | 0.0% | $30.93 | 0.0% | COM | 896239100 |
| FNDX | SCHWAB STRATEGIC TR | 8,458 | $286K | 0.0% | $33.81 | — | SCHWAB FDT US LG | 808524771 |
| HSIC | SCHEIN HENRY INC | 1,677 | $285K | 0.0% | $38.13 | +70.4% | COM | 806407102 |
| YUM | YUM BRANDS INC | 4,445 | $284K | 0.0% | $45.11 | +23.1% | COM | 988498101 |
| DLN | WISDOMTREE TR | 3,430 | $284K | 0.0% | $82.80 | — | LARGECAP DIVID | 97717W307 |
| — | TIME WARNER INC | 2,816 | $275K | 0.0% | $91.54 | — | COM NEW | 887317303 |
| EMB | ISHARES TR | 2,421 | $275K | 0.0% | $113.59 | — | JP MOR EM MK ETF | 464288281 |
| BAX | BAXTER INTL INC | 5,174 | $268K | 0.0% | $32.47 | +30.6% | COM | 071813109 |
| PRI | PRIMERICA INC | 3,250 | $267K | 0.0% | $77.96 | 0.0% | COM | 74164M108 |
| IWR | ISHARES TR | 1,414 | $265K | 0.0% | $163.72 | — | RUS MID CAP ETF | 464287499 |
| VO | VANGUARD INDEX FDS | 1,894 | $264K | 0.0% | $122.12 | — | MID CAP ETF | 922908629 |
| CATY | CATHAY GEN BANCORP | 6,963 | $262K | 0.0% | $14.04 | +103.5% | COM | 149150104 |
| SRE | SEMPRA ENERGY | 2,358 | $261K | 0.0% | $35.23 | +13.4% | COM | 816851109 |
| — | COHEN & STEERS QUALITY RLTY | 20,750 | $255K | 0.0% | $12.19 | — | COM | 19247L106 |
| KMI | KINDER MORGAN INC DEL | 11,662 | $254K | 0.0% | $13.63 | 0.0% | COM | 49456B101 |
| — | VALERO ENERGY PARTNERS LP | 5,260 | $252K | 0.0% | $43.73 | — | COM UNT REP LP | 91914J102 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 1 | $250K | 0.0% | $165023.42 | +52.0% | CL A | 084670108 |
| ADBE | ADOBE SYS INC | 1,925 | $250K | 0.0% | $46.66 | +151.5% | COM | 00724F101 |
| SCHV | SCHWAB STRATEGIC TR | 4,965 | $247K | 0.0% | $41.37 | — | US LCAP VA ETF | 808524409 |
| VIG | VANGUARD SPECIALIZED PORTFOL | 2,680 | $241K | 0.0% | $60456.81 | — | DIV APP ETF | 921908844 |
| — | POWERSHARES ETF TRUST II | 10,300 | $240K | 0.0% | $22.80 | — | SENIOR LN PORT | 73936Q769 |
| — | SPDR SERIES TRUST | 6,177 | $228K | 0.0% | $23.23 | — | BLOOMBERG BRCLYS | 78464A417 |
| — | DISCOVER FINL SVCS | 3,302 | $226K | 0.0% | $72.15 | — | COM | 254709108 |
| XLK | SELECT SECTOR SPDR TR | 4,153 | $221K | 0.0% | $53.21 | — | TECHNOLOGY | 81369Y803 |
| XLE | SELECT SECTOR SPDR TR | 3,136 | $219K | 0.0% | $69.83 | — | SBI INT-ENERGY | 81369Y506 |
| FDX | FEDEX CORP | 1,110 | $217K | 0.0% | $165.14 | 0.0% | COM | 31428X106 |
| IWO | ISHARES TR | 1,340 | $217K | 0.0% | $139.49 | — | RUS 2000 GRW ETF | 464287648 |
| — | DU PONT E I DE NEMOURS & CO | 2,663 | $214K | 0.0% | $73.29 | — | COM | 263534109 |
| BP | BP PLC | 6,126 | $211K | 0.0% | $35.80 | — | SPONSORED ADR | 055622104 |
| LOW | LOWES COS INC | 2,564 | $211K | 0.0% | $65.00 | 0.0% | COM | 548661107 |
| PNW | PINNACLE WEST CAP CORP | 2,514 | $210K | 0.0% | $56.18 | 0.0% | COM | 723484101 |
| — | HARRIS CORP DEL | 1,856 | $207K | 0.0% | $111.53 | — | COM | 413875105 |
| SLB | SCHLUMBERGER LTD | 2,598 | $203K | 0.0% | $63.35 | 0.0% | COM | 806857108 |
| VSH | VISHAY INTERTECHNOLOGY INC | 12,000 | $197K | 0.0% | $10.35 | +32.8% | COM | 928298108 |
| — | NEW YORK MTG TR INC | 20,000 | $123K | 0.0% | $6.15 | — | COM PAR $.02 | 649604501 |
| — | VIRNETX HLDG CORP | 47,834 | $110K | 0.0% | $3056.32 | — | COM | 92823T108 |
| — | GLOBAL X FDS | 11,200 | $106K | 0.0% | $9.46 | — | GLBX MSCI COLUM | 37950E200 |
| — | SIRIUS XM HLDGS INC | 18,478 | $95,000 | 0.0% | $5.14 | — | COM | 82968B103 |
| — | OPGEN INC | 70,000 | $81,000 | 0.0% | $1.16 | — | COM | 68373L109 |
| — | GRAN TIERRA ENERGY INC | 19,700 | $52,000 | 0.0% | $3.40 | — | COM | 38500T101 |
| — | NEOVASC INC | 20,000 | $31,000 | 0.0% | $1.63 | — | COM | 64065J106 |