Location: Lafayette, CA
CIK: 0001427351 · Show all filings
Period: Q1 2014 (← Previous) (Next →)
Filing Date: May 15, 2014
Total Value: $118M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| CVX | CHEVRON CORP NEW | 59,918 | $7.125M | 6.1% | $118.91 * | $72.49 | -0.3% | COM | 166764100 |
| JNJ | JOHNSON & JOHNSON | 29,999 | $2.947M | 2.5% | $98.24 * | $65.75 | +7.8% | COM | 478160104 |
| — | CABELAS INC | 42,600 | $2.791M | 2.4% | $65.52 | $66.67 | — | COM | 126804301 |
| NSC | NORFOLK SOUTHERN CORP | 26,488 | $2.574M | 2.2% | $97.18 * | $65.71 | +14.1% | COM | 655844108 |
| T | AT&T INC | 72,067 | $2.527M | 2.1% | $35.06 * | $11.02 | +4.0% | COM | 00206R102 |
| TAP | MOLSON COORS BREWING CO | 42,700 | $2.513M | 2.1% | $58.85 * | $39.85 | +11.2% | CL B | 60871R209 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 121,792 | $2.438M | 2.1% | $20.02 | $17.76 | +12.7% | SPONSORED ADR | 874039100 |
| INTC | INTEL CORP | 92,457 | $2.387M | 2.0% | $25.82 * | $17.92 | +8.1% | COM | 458140100 |
| BP | BP PLC | 43,040 | $2.07M | 1.8% | $48.09 | $45.52 | +5.7% | SPONSORED ADR | 055622104 |
| — | ANNALY CAP MGMT INC | 185,950 | $2.04M | 1.7% | $10.97 | $9.97 | — | COM | 035710409 |
| VZ | VERIZON COMMUNICATIONS INC | 41,942 | $1.995M | 1.7% | $47.57 * | $26.34 | -1.1% | COM | 92343V104 |
| XLB | SELECT SECTOR SPDR TR | 40,756 | $1.927M | 1.6% | $47.28 * | $21.99 | +7.5% | SBI MATERIALS | 81369Y100 |
| WMT | WAL-MART STORES INC | 24,660 | $1.885M | 1.6% | $76.44 * | $20.35 | -0.3% | COM | 931142103 |
| — | GENERAL ELECTRIC CO | 71,333 | $1.847M | 1.6% | $25.89 | $28.03 | — | COM | 369604103 |
| PFE | PFIZER INC | 54,262 | $1.743M | 1.5% | $32.12 * | $17.62 | +5.9% | COM | 717081103 |
| XOM | EXXON MOBIL CORP | 17,374 | $1.697M | 1.4% | $97.67 * | $55.94 | +6.7% | COM | 30231G102 |
| — | WALGREEN CO | 25,600 | $1.69M | 1.4% | $66.02 | $57.42 | — | COM | 931422109 |
| IGSB | ISHARES | 15,840 | $1.671M | 1.4% | $105.49 * | $52.68 | +0.1% | 1-3 YR CR BD ETF | 464288646 |
| TRV | TRAVELERS COMPANIES INC | 19,364 | $1.648M | 1.4% | $85.11 * | $66.77 | -1.6% | COM | 89417E109 |
| MMM | 3M CO | 11,504 | $1.561M | 1.3% | $135.69 * | $72.67 | +7.5% | COM | 88579Y101 |
| CMCSA | COMCAST CORP NEW | 31,037 | $1.553M | 1.3% | $50.04 * | $18.38 | +4.8% | CL A | 20030N101 |
| GPC | GENUINE PARTS CO | 17,540 | $1.523M | 1.3% | $86.83 * | $57.23 | +8.6% | COM | 372460105 |
| QCOM | QUALCOMM INC | 17,686 | $1.395M | 1.2% | $78.88 * | $50.36 | +12.7% | COM | 747525103 |
| IBM | INTERNATIONAL BUSINESS MACHS | 7,218 | $1.389M | 1.2% | $192.44 * | $106.40 | +7.5% | COM | 459200101 |
| — | COHEN & STEERS INFRASTRUCTUR | 62,701 | $1.384M | 1.2% | $22.07 | $20.63 | — | COM | 19248A109 |
| VOD | VODAFONE GROUP PLC NEW | 36,878 | $1.357M | 1.2% | $36.80 | $38.55 | -4.5% | SPNSR ADR NO PAR | 92857W308 |
| — | DU PONT E I DE NEMOURS & CO | 19,767 | $1.326M | 1.1% | $67.08 | $64.96 | — | COM | 263534109 |
| — | INVESCO SR INCOME TR | 264,164 | $1.326M | 1.1% | $5.02 | $5.04 | — | COM | 46131H107 |
| HD | HOME DEPOT INC | 15,747 | $1.246M | 1.1% | $79.13 * | $58.72 | +2.5% | COM | 437076102 |
| XLV | SELECT SECTOR SPDR TR | 21,205 | $1.24M | 1.1% | $58.48 | $53.48 | +9.4% | SBI HEALTHCARE | 81369Y209 |
| SPY | SPDR S&P 500 ETF TR | 6,521 | $1.219M | 1.0% | $186.93 | $177.16 | +5.6% | TR UNIT | 78462F103 |
| AAPL | APPLE INC | 2,269 | $1.218M | 1.0% | $536.80 * | $16.37 | +2.3% | COM | 037833100 |
| — | UNITED STATES STL CORP NEW | 44,055 | $1.216M | 1.0% | $27.60 | $29.51 | — | COM | 912909108 |
| FCX | FREEPORT-MCMORAN COPPER & GO | 35,018 | $1.158M | 1.0% | $33.07 * | $29.60 | -4.3% | COM | 35671D857 |
| BAC | BANK OF AMERICA CORPORATION | 64,258 | $1.105M | 0.9% | $17.20 * | $11.68 | +16.1% | COM | 060505104 |
| — | WYNDHAM WORLDWIDE CORP | 14,870 | $1.089M | 0.9% | $73.23 | $73.71 | — | COM | 98310W108 |
| FDX | FEDEX CORP | 7,825 | $1.037M | 0.9% | $132.52 * | $112.11 | +0.3% | COM | 31428X106 |
| EWG | ISHARES | 32,925 | $1.032M | 0.9% | $31.34 | $29.57 | +6.0% | MSCI GERMANY ETF | 464286806 |
| AMGN | AMGEN INC | 8,296 | $1.023M | 0.9% | $123.31 * | $81.11 | +9.2% | COM | 031162100 |
| — | ISHARES | 68,850 | $991K | 0.8% | $14.39 | $14.42 | — | MSCI TAIWAN ETF | 464286731 |
| MSFT | MICROSOFT CORP | 23,497 | $963K | 0.8% | $40.98 * | $30.02 | +14.2% | COM | 594918104 |
| — | TIME WARNER INC | 14,511 | $948K | 0.8% | $65.33 | $69.73 | — | COM NEW | 887317303 |
| — | UNITED TECHNOLOGIES CORP | 7,975 | $932K | 0.8% | $116.87 | $113.86 | — | COM | 913017109 |
| KMI | KINDER MORGAN INC DEL | 27,664 | $899K | 0.8% | $32.50 * | $19.01 | -5.7% | COM | 49456B101 |
| — | CENTRAL EUR RUSS & TURK FD I | 33,794 | $888K | 0.8% | $26.28 | $30.28 | — | COM | 153436100 |
| IGM | ISHARES | 9,725 | $885K | 0.8% | $91.00 * | $14.02 | +8.2% | N AMER TECH ETF | 464287549 |
| CBRE | CBRE GROUP INC | 31,800 | $872K | 0.7% | $27.42 | $23.79 | +15.3% | CL A | 12504L109 |
| M | MACYS INC | 14,650 | $869K | 0.7% | $59.32 | $48.46 | +22.4% | COM | 55616P104 |
| — | ACE LTD | 8,450 | $837K | 0.7% | $99.05 | $103.49 | — | SHS | H0023R105 |
| XLU | SELECT SECTOR SPDR TR | 20,200 | $837K | 0.7% | $41.44 * | $19.13 | +8.4% | SBI INT-UTILS | 81369Y886 |
| — | STRATEGIC GLOBAL INCOME FD | 84,671 | $780K | 0.7% | $9.21 | $9.03 | — | COM | 862719101 |
| — | ABERDEEN LATIN AMER EQTY FD | 27,210 | $756K | 0.6% | $27.78 | $28.04 | — | COM | 00306K106 |
| — | BLACKROCK BUILD AMER BD TR | 36,600 | $741K | 0.6% | $20.25 | $19.15 | — | SHS | 09248X100 |
| HON | HONEYWELL INTL INC | 7,980 | $740K | 0.6% | $92.73 * | $60.82 | +7.4% | COM | 438516106 |
| NVO | NOVO-NORDISK A S | 16,190 | $739K | 0.6% | $45.65 | $34.85 | +31.0% | ADR | 670100205 |
| HSBC | HSBC HLDGS PLC | 14,420 | $733K | 0.6% | $50.83 | $54.95 | -7.5% | SPON ADR NEW | 404280406 |
| — | ENERPLUS CORP | 36,350 | $728K | 0.6% | $20.03 | $18.19 | — | COM | 292766102 |
| — | CIMAREX ENERGY CO | 6,100 | $727K | 0.6% | $119.18 | $104.92 | — | COM | 171798101 |
| CVS | CVS CAREMARK CORPORATION | 9,693 | $726K | 0.6% | $74.90 * | $46.31 | +17.1% | COM | 126650100 |
| — | CBRE CLARION GLOBAL REAL EST | 86,200 | $720K | 0.6% | $8.35 | $7.92 | — | COM | 12504G100 |
| — | HEWLETT PACKARD CO | 21,456 | $694K | 0.6% | $32.35 | $27.96 | — | COM | 428236103 |
| — | NUVEEN PFD INCOME OPPRTNY FD | 74,450 | $692K | 0.6% | $9.29 | $8.87 | — | COM | 67073B106 |
| OHI | OMEGA HEALTHCARE INVS INC | 20,489 | $687K | 0.6% | $33.53 | $29.78 | — | COM | 681936100 |
| IXJ | ISHARES | 7,505 | $683K | 0.6% | $91.01 * | $41.64 | +9.4% | GLOB HLTHCRE ETF | 464287325 |
| — | ISHARES | 57,378 | $650K | 0.6% | $11.33 | $12.14 | — | MSCI JAPAN ETF | 464286848 |
| EMR | EMERSON ELEC CO | 9,349 | $625K | 0.5% | $66.85 * | $48.18 | +1.0% | COM | 291011104 |
| — | TIME WARNER CABLE INC | 4,456 | $611K | 0.5% | $137.12 | $135.54 | — | COM | 88732J207 |
| — | SPDR INDEX SHS FDS | 12,242 | $600K | 0.5% | $49.01 | $50.18 | — | RUSS NOM SC JP | 78463X822 |
| — | EATON VANCE SR INCOME TR | 86,821 | $599K | 0.5% | $6.90 | $6.91 | — | SH BEN INT | 27826S103 |
| WGO | WINNEBAGO INDS INC | 21,392 | $586K | 0.5% | $27.39 | $29.06 | -5.8% | COM | 974637100 |
| WFC | WELLS FARGO & CO NEW | 11,346 | $564K | 0.5% | $49.71 * | $30.76 | +16.3% | COM | 949746101 |
| CAJPY | CANON INC | 17,950 | $558K | 0.5% | $31.09 | $32.01 | -3.0% | SPONSORED ADR | 138006309 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 38,000 | $556K | 0.5% | $14.63 | $13.68 | — | SH BEN INT | 09248E102 |
| IXP | ISHARES | 8,075 | $540K | 0.5% | $66.87 | $67.26 | -0.6% | GLOB TELECOM ETF | 464287275 |
| — | L-3 COMMUNICATIONS HLDGS INC | 4,450 | $526K | 0.4% | $118.20 | $106.97 | — | COM | 502424104 |
| DGT | SPDR SERIES TRUST | 7,569 | $526K | 0.4% | $69.49 | $67.14 | +3.5% | GLB DOW ETF | 78464A706 |
| — | ARKANSAS BEST CORP DEL | 13,800 | $510K | 0.4% | $36.96 | $33.66 | — | COM | 040790107 |
| SHY | ISHARES | 5,956 | $503K | 0.4% | $84.45 | $84.46 | -0.0% | 1-3 YR TR BD ETF | 464287457 |
| — | TEXTAINER GROUP HOLDINGS LTD | 13,100 | $501K | 0.4% | $38.24 | $40.23 | — | SHS | G8766E109 |
| EQT | EQT CORP | 5,060 | $491K | 0.4% | $97.04 * | $43.33 | +11.8% | COM | 26884L109 |
| — | SWISS HELVETIA FD INC | 33,935 | $488K | 0.4% | $14.38 | $13.94 | — | COM | 870875101 |
| ORCL | ORACLE CORP | 11,893 | $487K | 0.4% | $40.95 * | $28.79 | +19.4% | COM | 68389X105 |
| ADP | AUTOMATIC DATA PROCESSING IN | 6,275 | $485K | 0.4% | $77.29 * | $51.46 | +2.0% | COM | 053015103 |
| EWC | ISHARES | 16,000 | $473K | 0.4% | $29.56 | $28.93 | +2.2% | MSCI CDA ETF | 464286509 |
| CSCO | CISCO SYS INC | 20,823 | $467K | 0.4% | $22.43 * | $15.20 | +2.1% | COM | 17275R102 |
| ZBH | ZIMMER HLDGS INC | 4,773 | $451K | 0.4% | $94.49 * | $78.29 | +6.6% | COM | 98956P102 |
| CVE | CENOVUS ENERGY INC | 14,611 | $423K | 0.4% | $28.95 * | $22.44 | +0.9% | COM | 15135U109 |
| — | CHESAPEAKE ENERGY CORP | 4,550 | $417K | 0.4% | $91.65 | $91.92 | — | PFD CONV | 165167842 |
| — | COACH INC | 8,244 | $409K | 0.3% | $49.61 | $56.16 | — | COM | 189754104 |
| PEP | PEPSICO INC | 4,870 | $407K | 0.3% | $83.57 * | $57.75 | +1.8% | COM | 713448108 |
| MINT | PIMCO ETF TR | 4,000 | $405K | 0.3% | $101.25 | $101.45 | -0.1% | ENHAN SHRT MAT | 72201R833 |
| — | CLAYMORE EXCHANGE TRD FD TR | 13,800 | $400K | 0.3% | $28.99 | $27.66 | — | GUGG S&P GBL WTR | 18383Q507 |
| — | COVIDIEN PLC | 5,311 | $391K | 0.3% | $73.62 | $68.17 | — | SHS | G2554F113 |
| — | TYCO INTERNATIONAL LTD | 8,799 | $373K | 0.3% | $42.39 | $41.01 | — | SHS | H89128104 |
| VOX | VANGUARD WORLD FDS | 4,288 | $365K | 0.3% | $85.12 | $83.92 | +1.4% | TELCOMM ETF | 92204A884 |
| — | COVANTA HLDG CORP | 19,600 | $354K | 0.3% | $18.06 | $17.88 | — | COM | 22282E102 |
| KMB | KIMBERLY CLARK CORP | 3,150 | $347K | 0.3% | $110.16 * | $66.36 | +7.3% | COM | 494368103 |
| MDLZ | MONDELEZ INTL INC | 9,689 | $335K | 0.3% | $34.58 * | $25.52 | +4.8% | CL A | 609207105 |
| — | KRAFT FOODS GROUP INC | 5,825 | $327K | 0.3% | $56.14 | $53.91 | — | COM | 50076Q106 |
| NWL | NEWELL RUBBERMAID INC | 10,644 | $318K | 0.3% | $29.88 * | $19.01 | +1.3% | COM | 651229106 |
| NEE | NEXTERA ENERGY INC | 3,274 | $313K | 0.3% | $95.60 * | $15.29 | +14.9% | COM | 65339F101 |
| — | DOW CHEM CO | 6,233 | $303K | 0.3% | $48.61 | $44.44 | — | COM | 260543103 |
| — | BARNES GROUP INC | 7,800 | $300K | 0.3% | $38.46 | $38.33 | — | COM | 067806109 |
| WY | WEYERHAEUSER CO | 10,027 | $294K | 0.3% | $29.32 * | $18.82 | -0.9% | COM | 962166104 |
| USB | US BANCORP DEL | 6,827 | $293K | 0.2% | $42.92 * | $25.38 | +12.9% | COM NEW | 902973304 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 1,759 | $289K | 0.2% | $164.30 | $157.14 | +4.5% | UT SER 1 | 78467X109 |
| DUK | DUKE ENERGY CORP NEW | 3,982 | $284K | 0.2% | $71.32 * | $42.35 | +3.4% | COM NEW | 26441C204 |
| — | NEW IRELAND FUND INC | 19,671 | $283K | 0.2% | $14.39 | $12.85 | — | COM | 645673104 |
| KO | COCA COLA CO | 7,300 | $282K | 0.2% | $38.63 * | $26.95 | -0.8% | COM | 191216100 |
| — | BAKER HUGHES INC | 4,325 | $281K | 0.2% | $64.97 | $55.26 | — | COM | 057224107 |
| — | CALAMOS CONV & HIGH INCOME F | 20,800 | $280K | 0.2% | $13.46 | $12.93 | — | COM SHS | 12811P108 |
| — | RYDEX ETF TRUST | 3,823 | $279K | 0.2% | $72.98 | $71.15 | — | GUG S&P500 EQ WT | 78355W106 |
| — | BRE PROPERTIES INC | 4,300 | $270K | 0.2% | $62.79 | $54.65 | — | CL A | 05564E106 |
| — | HOSPITALITY PPTYS TR | 9,350 | $269K | 0.2% | $28.77 | $27.08 | — | COM SH BEN INT | 44106M102 |
| SLB | SCHLUMBERGER LTD | 2,739 | $267K | 0.2% | $97.48 * | $65.05 | +8.7% | COM | 806857108 |
| — | XL GROUP PLC | 8,500 | $266K | 0.2% | $31.29 | $31.88 | — | SHS | G98290102 |
| ELME | WASHINGTON REAL ESTATE INVT | 11,000 | $263K | 0.2% | $23.91 | $23.36 | — | SH BEN INT | 939653101 |
| PG | PROCTER & GAMBLE CO | 3,253 | $262K | 0.2% | $80.54 * | $58.01 | -0.2% | COM | 742718109 |
| GLNG | GOLAR LNG LTD BERMUDA | 6,250 | $261K | 0.2% | $41.76 * | $28.49 | +16.0% | SHS | G9456A100 |
| MET | METLIFE INC | 4,907 | $259K | 0.2% | $52.78 * | $30.13 | +5.8% | COM | 59156R108 |
| — | FRONTIER COMMUNICATIONS CORP | 44,500 | $254K | 0.2% | $5.71 | $4.65 | — | COM | 35906A108 |
| PHG | KONINKLIJKE PHILIPS N V | 7,193 | $253K | 0.2% | $35.17 | $34.73 | +1.2% | NY REG SH NEW | 500472303 |
| — | GANNETT INC | 8,900 | $246K | 0.2% | $27.64 | $29.55 | — | COM | 364730101 |
| EPD | ENTERPRISE PRODS PARTNERS L | 3,515 | $244K | 0.2% | $69.42 | $66.29 | — | COM | 293792107 |
| — | H & Q LIFE SCIENCES INVS | 11,160 | $243K | 0.2% | $21.77 | $20.43 | — | SH BEN INT | 404053100 |
| MDY | SPDR S&P MIDCAP 400 ETF TR | 959 | $240K | 0.2% | $250.26 | $235.23 | +6.5% | UTSER1 S&PDCRP | 78467Y107 |
| IJH | ISHARES | 1,680 | $231K | 0.2% | $137.50 * | $25.81 | +6.5% | CORE S&P MCP ETF | 464287507 |
| MRK | MERCK & CO INC NEW | 4,010 | $228K | 0.2% | $56.86 * | $31.29 | +20.3% | COM | 58933Y105 |
| — | PIMCO INCOME STRATEGY FUND I | 21,900 | $228K | 0.2% | $10.41 | $9.95 | — | COM | 72201J104 |
| SO | SOUTHERN CO | 4,952 | $218K | 0.2% | $44.02 * | $24.56 | +8.3% | COM | 842587107 |
| — | ENCANA CORP | 9,853 | $211K | 0.2% | $21.41 | $18.04 | — | COM | 292505104 |
| — | SUNOCO LOGISTICS PRTNRS L P | 2,237 | $203K | 0.2% | $90.75 | $90.75 | — | COM UNITS | 86764L108 |
| — | TEMPLETON GLOBAL INCOME FD | 21,342 | $172K | 0.1% | $8.06 | $7.97 | — | COM | 880198106 |
| — | NEXPOINT CR STRATEGIES FD | 14,553 | $161K | 0.1% | $11.06 | $9.41 | — | COM | 65340G106 |
| — | PENN WEST PETE LTD NEW | 16,707 | $140K | 0.1% | $8.38 | $8.38 | — | COM | 707887105 |
| — | COHEN & STEERS TOTAL RETURN | 10,033 | $129K | 0.1% | $12.86 | $12.86 | — | COM | 19247R103 |
| — | PUTMAN HIGH INCOME SEC FUND | 14,050 | $118K | 0.1% | $8.40 | $8.26 | — | SHS BEN INT | 746779107 |
| — | EAGLE BULK SHIPPING INC | 27,500 | $110K | 0.1% | $4.00 | $4.59 | — | SHS NEW | Y2187A119 |
| — | MANAGED HIGH YIELD PLUS FD I | 47,102 | $100K | 0.1% | $2.12 | $2.04 | — | COM | 561911108 |
| — | ABERDEEN ASIA PACIFIC INCOM | 11,500 | $70,000 | 0.1% | $6.09 | $5.74 | — | COM | 003009107 |
| — | KINDER MORGAN INC DEL | 36,160 | $64,000 | 0.1% | $1.77 | $4.06 | — | W EXP 05/25/201 | 49456B119 |
| — | CURIS INC | 10,000 | $28,000 | 0.0% | $2.80 | $2.80 | — | COM | 231269101 |