Location: Lafayette, CA
CIK: 0001427351 · Show all filings
Period: Q4 2013 (Next →)
Filing Date: Feb 13, 2014
Total Value: $118M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| CVX | CHEVRON CORP NEW | 60,098 | $7.507M | 6.4% | $124.91 * | $72.49 | +3.8% | COM | 166764100 |
| — | CABELAS INC | 42,600 | $2.84M | 2.4% | $66.67 | $66.67 | — | COM | 126804301 |
| JNJ | JOHNSON & JOHNSON | 30,884 | $2.829M | 2.4% | $91.60 * | $65.75 | -0.2% | COM | 478160104 |
| — | VODAFONE GROUP PLC NEW | 67,329 | $2.647M | 2.2% | $39.31 | $39.31 | — | ADR NEW | 92857W209 |
| INTC | INTEL CORP | 96,457 | $2.504M | 2.1% | $25.96 * | $17.92 | +7.7% | COM | 458140100 |
| NSC | NORFOLK SOUTHERN CORP | 26,488 | $2.459M | 2.1% | $92.83 * | $65.71 | +8.4% | COM | 655844108 |
| TAP | MOLSON COORS BREWING CO | 43,400 | $2.437M | 2.1% | $56.15 * | $39.85 | +5.4% | CL B | 60871R209 |
| BP | BP PLC | 45,940 | $2.233M | 1.9% | $48.61 | $45.52 | +6.8% | ADR | 055622104 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 125,851 | $2.195M | 1.9% | $17.44 | $17.76 | -1.8% | ADR | 874039100 |
| — | GENERAL ELECTRIC CO | 73,752 | $2.067M | 1.8% | $28.03 | $28.03 | — | COM | 369604103 |
| WMT | WAL-MART STORES INC | 25,230 | $1.985M | 1.7% | $78.68 * | $20.35 | +2.0% | COM | 931142103 |
| XOM | EXXON MOBIL CORP | 19,474 | $1.971M | 1.7% | $101.21 * | $55.94 | +9.7% | COM | 30231G102 |
| — | ANNALY CAP MGMT INC | 189,150 | $1.886M | 1.6% | $9.97 | $9.97 | — | COM | 035710409 |
| XLB | SELECT SECTOR SPDR TR | 40,153 | $1.856M | 1.6% | $46.22 * | $21.98 | +5.1% | SBI MATERIALS | 81369Y100 |
| TRV | TRAVELERS COMPANIES INC | 20,321 | $1.84M | 1.6% | $90.55 * | $66.77 | +4.0% | COM | 89417E109 |
| IGSB | ISHARES | 16,340 | $1.723M | 1.5% | $105.45 * | $52.68 | +0.1% | BARCLYS 1-3YR CR | 464288646 |
| AAPL | APPLE INC | 3,054 | $1.713M | 1.5% | $560.90 * | $16.37 | +6.3% | COM | 037833100 |
| PFE | PFIZER INC | 55,249 | $1.692M | 1.4% | $30.62 * | $17.62 | +0.2% | COM | 717081103 |
| MMM | 3M CO | 11,804 | $1.656M | 1.4% | $140.29 * | $72.67 | +10.4% | COM | 88579Y101 |
| CMCSA | COMCAST CORP NEW | 31,787 | $1.652M | 1.4% | $51.97 * | $18.38 | +8.3% | CL A | 20030N101 |
| IBM | INTERNATIONAL BUSINESS MACHS | 8,293 | $1.556M | 1.3% | $187.63 * | $106.40 | +4.2% | COM | 459200101 |
| — | WALGREEN CO | 25,600 | $1.47M | 1.2% | $57.42 | $57.42 | — | COM | 931422109 |
| GPC | GENUINE PARTS CO | 17,540 | $1.459M | 1.2% | $83.18 * | $57.23 | +3.3% | COM | 372460105 |
| QCOM | QUALCOMM INC | 18,856 | $1.4M | 1.2% | $74.25 * | $50.36 | +5.6% | COM | 747525103 |
| — | INVESCO SR INCOME TR | 264,110 | $1.331M | 1.1% | $5.04 | $5.04 | — | COM | 46131H107 |
| T | AT&T INC | 37,792 | $1.329M | 1.1% | $35.17 * | $11.17 | +1.1% | COM | 00206R102 |
| — | UNITED STATES STL CORP NEW | 44,055 | $1.3M | 1.1% | $29.51 | $29.51 | — | COM | 912909108 |
| VZ | VERIZON COMMUNICATIONS INC | 26,401 | $1.297M | 1.1% | $49.13 * | $26.61 | +0.0% | COM | 92343V104 |
| HD | HOME DEPOT INC | 15,747 | $1.297M | 1.1% | $82.36 * | $58.72 | +6.0% | COM | 437076102 |
| — | DU PONT E I DE NEMOURS & CO | 19,767 | $1.284M | 1.1% | $64.96 | $64.96 | — | COM | 263534109 |
| — | COHEN & STEERS INFRASTRUCTUR | 61,401 | $1.265M | 1.1% | $20.60 | $20.60 | — | COM | 19248A109 |
| XLV | SELECT SECTOR SPDR TR | 21,192 | $1.175M | 1.0% | $55.45 | $53.48 | +3.7% | SBI HEALTHCARE | 81369Y209 |
| SPY | SPDR S&P 500 ETF TR | 6,351 | $1.173M | 1.0% | $184.70 | $176.99 | +4.4% | UNIT SER 1 13F | 78462F103 |
| FDX | FEDEX CORP | 7,825 | $1.125M | 1.0% | $143.77 * | $112.11 | +8.7% | COM | 31428X106 |
| — | WYNDHAM WORLDWIDE CORP | 14,870 | $1.096M | 0.9% | $73.71 | $73.71 | — | COM | 98310W108 |
| EWG | ISHARES | 33,625 | $1.068M | 0.9% | $31.76 | $29.57 | +7.4% | MSCI GERMAN | 464286806 |
| BAC | BANK OF AMERICA CORPORATION | 67,757 | $1.055M | 0.9% | $15.57 * | $11.68 | +5.0% | COM | 060505104 |
| — | TIME WARNER INC | 15,044 | $1.049M | 0.9% | $69.73 | $69.73 | — | COM | 887317303 |
| AMGN | AMGEN INC | 8,760 | $999K | 0.8% | $114.04 * | $81.11 | +0.5% | COM | 031162100 |
| — | ISHARES | 68,850 | $993K | 0.8% | $14.42 | $14.42 | — | MSCI TAIWAN | 464286731 |
| — | ACE LTD | 9,450 | $978K | 0.8% | $103.49 | $103.49 | — | ORD | H0023R105 |
| — | CENTRAL EUR RUSS & TURK FD I | 31,733 | $969K | 0.8% | $30.54 | $30.54 | — | COM | 153436100 |
| FCX | FREEPORT-MCMORAN COPPER & GO | 24,918 | $940K | 0.8% | $37.72 * | $30.06 | +6.6% | COM | 35671D857 |
| KMI | KINDER MORGAN INC DEL | 25,794 | $929K | 0.8% | $36.02 * | $19.06 | +3.1% | COM | 49456B101 |
| MSFT | MICROSOFT CORP | 24,497 | $916K | 0.8% | $37.39 * | $30.02 | +3.4% | COM | 594918104 |
| — | UNITED TECHNOLOGIES CORP | 7,975 | $908K | 0.8% | $113.86 | $113.86 | — | COM | 913017109 |
| CBRE | CBRE GROUP INC | 33,300 | $876K | 0.7% | $26.31 | $23.79 | +10.5% | CL A | 12504L109 |
| IGM | ISHARES | 9,725 | $871K | 0.7% | $89.56 * | $14.02 | +6.5% | S&P GSTI TECHN | 464287549 |
| XLU | SELECT SECTOR SPDR TR | 21,400 | $813K | 0.7% | $37.99 * | $19.13 | -0.7% | SBI INT-UTILS | 81369Y886 |
| HSBC | HSBC HLDGS PLC | 14,444 | $796K | 0.7% | $55.11 | $54.95 | +0.3% | ADR NEW | 404280406 |
| — | ABERDEEN LATIN AMER EQTY FD | 28,172 | $790K | 0.7% | $28.04 | $28.04 | — | COM | 00306K106 |
| — | STRATEGIC GLOBAL INCOME FD | 87,191 | $787K | 0.7% | $9.03 | $9.03 | — | COM | 862719101 |
| M | MACYS INC | 14,650 | $782K | 0.7% | $53.38 | $48.46 | +10.2% | COM | 55616P104 |
| — | BLACKROCK BUILD AMER BD TR | 38,600 | $739K | 0.6% | $19.15 | $19.15 | — | SHS | 09248X100 |
| HON | HONEYWELL INTL INC | 7,980 | $729K | 0.6% | $91.35 * | $60.82 | +5.3% | COM | 438516106 |
| — | ISHARES | 58,178 | $706K | 0.6% | $12.14 | $12.14 | — | MSCI JAPAN | 464286848 |
| — | NUVEEN PFD INCOME OPPRTNY FD | 79,242 | $703K | 0.6% | $8.87 | $8.87 | — | COM | 67073B106 |
| NVO | NOVO-NORDISK A S | 3,783 | $699K | 0.6% | $184.77 | $174.27 | +6.0% | ADR | 670100205 |
| CVS | CVS CAREMARK CORPORATION | 9,693 | $694K | 0.6% | $71.60 * | $46.31 | +11.5% | COM | 126650100 |
| — | ENERPLUS CORP | 37,550 | $683K | 0.6% | $18.19 | $18.19 | — | COM | 292766102 |
| — | CBRE CLARION GLOBAL REAL EST | 86,200 | $683K | 0.6% | $7.92 | $7.92 | — | COM | 12504G100 |
| EMR | EMERSON ELEC CO | 9,349 | $656K | 0.6% | $70.17 * | $48.18 | +5.4% | COM | 291011104 |
| — | CIMAREX ENERGY CO | 6,100 | $640K | 0.5% | $104.92 | $104.92 | — | COM | 171798101 |
| — | EATON VANCE SR INCOME TR | 92,652 | $640K | 0.5% | $6.91 | $6.91 | — | SH BEN INT 13F | 27826S103 |
| IXP | ISHARES | 9,216 | $630K | 0.5% | $68.36 | $67.26 | +1.6% | S&P GBL TELCM | 464287275 |
| IXJ | ISHARES | 7,305 | $629K | 0.5% | $86.11 * | $41.56 | +3.6% | S&P GBL HLTHCR | 464287325 |
| WFC | WELLS FARGO & CO NEW | 13,831 | $628K | 0.5% | $45.41 * | $30.76 | +5.4% | COM | 949746101 |
| — | TIME WARNER CABLE INC | 4,589 | $622K | 0.5% | $135.54 | $135.54 | — | COM | 88732J207 |
| OHI | OMEGA HEALTHCARE INVS INC | 20,889 | $622K | 0.5% | $29.78 | $29.78 | — | COM | 681936100 |
| — | SPDR INDEX SHS FDS | 11,992 | $602K | 0.5% | $50.20 | $50.20 | — | RUSS NOM SC JP | 78463X822 |
| — | HEWLETT PACKARD CO | 21,456 | $600K | 0.5% | $27.96 | $27.96 | — | COM | 428236103 |
| CAJPY | CANON INC | 18,650 | $597K | 0.5% | $32.01 | $32.01 | -0.0% | ADR | 138006309 |
| WGO | WINNEBAGO INDS INC | 21,392 | $587K | 0.5% | $27.44 | $29.06 | -5.6% | COM | 974637100 |
| DGT | SPDR SERIES TRUST | 7,918 | $548K | 0.5% | $69.21 | $67.14 | +3.1% | DJ GLB TITANS | 78464A706 |
| — | TEXTAINER GROUP HOLDINGS LTD | 13,100 | $527K | 0.4% | $40.23 | $40.23 | — | SHS | G8766E109 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 38,000 | $520K | 0.4% | $13.68 | $13.68 | — | SH BEN INT | 09248E102 |
| ADP | AUTOMATIC DATA PROCESSING IN | 6,275 | $507K | 0.4% | $80.80 * | $51.46 | +6.0% | COM | 053015103 |
| SHY | ISHARES | 5,956 | $503K | 0.4% | $84.45 | $84.46 | -0.1% | 1-3 YR TR BD ETF | 464287457 |
| — | ARKANSAS BEST CORP DEL | 14,200 | $478K | 0.4% | $33.66 | $33.66 | — | COM | 040790107 |
| EWC | ISHARES | 16,400 | $478K | 0.4% | $29.15 | $28.93 | +0.8% | MCSI CDA INDEX | 464286509 |
| CSCO | CISCO SYS INC | 21,223 | $476K | 0.4% | $22.43 * | $15.20 | +1.4% | COM | 17275R102 |
| — | L-3 COMMUNICATIONS HLDGS INC | 4,450 | $476K | 0.4% | $106.97 | $106.97 | — | COM | 502424104 |
| — | SWISS HELVETIA FD INC | 33,852 | $472K | 0.4% | $13.94 | $13.94 | — | COM | 870875101 |
| — | COACH INC | 8,244 | $463K | 0.4% | $56.16 | $56.16 | — | COM | 189754104 |
| — | CHESAPEAKE ENERGY CORP | 4,950 | $455K | 0.4% | $91.92 | $91.92 | — | PFD CONV | 165167842 |
| ORCL | ORACLE CORP | 11,893 | $455K | 0.4% | $38.26 * | $28.79 | +11.3% | COM | 68389X105 |
| EQT | EQT CORP | 5,060 | $454K | 0.4% | $89.72 * | $43.33 | +3.4% | COM | 26884L109 |
| ZBH | ZIMMER HLDGS INC | 4,773 | $445K | 0.4% | $93.23 * | $78.29 | +4.8% | COM | 98956P102 |
| CVE | CENOVUS ENERGY INC | 14,611 | $419K | 0.4% | $28.68 * | $22.44 | -1.1% | COM | 15135U109 |
| MINT | PIMCO ETF TR | 4,000 | $405K | 0.3% | $101.25 | $101.45 | -0.1% | ENHAN SHRT MAT | 72201R833 |
| PEP | PEPSICO INC | 4,870 | $404K | 0.3% | $82.96 * | $57.75 | +0.4% | COM | 713448108 |
| — | COVIDIEN PLC | 5,486 | $374K | 0.3% | $68.17 | $68.17 | — | SHS | G2554F113 |
| — | CLAYMORE EXCHANGE TRD FD TR | 13,500 | $373K | 0.3% | $27.63 | $27.63 | — | S&P GBL WATER | 18383Q507 |
| — | TYCO INTERNATIONAL LTD | 8,974 | $368K | 0.3% | $41.01 | $41.01 | — | SHS | H89128104 |
| MDLZ | MONDELEZ INTL INC | 10,189 | $360K | 0.3% | $35.33 * | $25.52 | +6.6% | CL A | 609207105 |
| VOX | VANGUARD WORLD FDS | 4,263 | $357K | 0.3% | $83.74 | $83.92 | -0.3% | TELCOMM ETF | 92204A884 |
| NWL | NEWELL RUBBERMAID INC | 10,644 | $345K | 0.3% | $32.41 * | $19.01 | +9.3% | COM | 651229106 |
| — | NEW IRELAND FUND INC | 25,671 | $330K | 0.3% | $12.85 | $12.85 | — | COM | 645673104 |
| KMB | KIMBERLY CLARK CORP | 3,150 | $329K | 0.3% | $104.44 * | $66.36 | +0.9% | COM | 494368103 |
| — | KRAFT FOODS GROUP INC | 5,991 | $323K | 0.3% | $53.91 | $53.91 | — | COM | 50076Q106 |
| WY | WEYERHAEUSER CO | 10,027 | $317K | 0.3% | $31.61 * | $18.82 | +5.8% | COM | 962166104 |
| KO | COCA COLA CO | 7,424 | $307K | 0.3% | $41.35 * | $26.95 | +5.2% | COM | 191216100 |
| — | BARNES GROUP INC | 7,800 | $299K | 0.3% | $38.33 | $38.33 | — | COM | 067806109 |
| PG | PROCTER & GAMBLE CO | 3,650 | $297K | 0.3% | $81.37 * | $58.01 | +0.1% | COM | 742718109 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 1,759 | $291K | 0.2% | $165.43 | $157.14 | +5.3% | UT SER 1 | 78467X109 |
| NEE | NEXTERA ENERGY INC | 3,274 | $280K | 0.2% | $85.52 * | $15.29 | +2.0% | COM | 65339F101 |
| — | DOW CHEM CO | 6,233 | $277K | 0.2% | $44.44 | $44.44 | — | COM | 260543103 |
| USB | US BANCORP DEL | 6,827 | $276K | 0.2% | $40.43 * | $25.38 | +5.9% | COM NEW | 902973304 |
| DUK | DUKE ENERGY CORP NEW | 3,982 | $275K | 0.2% | $69.06 * | $42.35 | -0.9% | COM NEW | 26441C204 |
| — | RYDEX ETF TRUST | 3,823 | $272K | 0.2% | $71.15 | $71.15 | — | GUG S&P500 EQ WT | 78355W106 |
| — | XL GROUP PLC | 8,500 | $271K | 0.2% | $31.88 | $31.88 | — | SHS | G98290102 |
| — | CALAMOS CONV & HIGH INCOME F | 20,800 | $269K | 0.2% | $12.93 | $12.93 | — | COM SHS | 12811P108 |
| — | PHH CORP | 10,962 | $267K | 0.2% | $24.36 | $24.36 | — | COM NEW | 693320202 |
| PHG | KONINKLIJKE PHILIPS N V | 7,193 | $266K | 0.2% | $36.98 | $34.73 | +6.4% | NY REG SH NEW | 500472303 |
| MET | METLIFE INC | 4,907 | $265K | 0.2% | $54.00 * | $30.13 | +7.4% | COM | 59156R108 |
| — | GANNETT INC | 8,900 | $263K | 0.2% | $29.55 | $29.55 | — | COM | 364730101 |
| — | HOSPITALITY PPTYS TR | 9,675 | $262K | 0.2% | $27.08 | $27.08 | — | COM SH BEN INT | 44106M102 |
| ELME | WASHINGTON REAL ESTATE INVT | 11,000 | $257K | 0.2% | $23.36 | $23.36 | — | SH BEN INT | 939653101 |
| MDY | SPDR S&P MIDCAP 400 ETF TR | 1,018 | $249K | 0.2% | $244.60 | $235.23 | +3.8% | UTSER1 S&PDCRP | 78467Y107 |
| SLB | SCHLUMBERGER LTD | 2,739 | $247K | 0.2% | $90.18 * | $65.05 | +0.0% | COM | 806857108 |
| — | BAKER HUGHES INC | 4,325 | $239K | 0.2% | $55.26 | $55.26 | — | COM | 057224107 |
| BMRC | BANK OF MARIN BANCORP | 5,500 | $239K | 0.2% | $43.45 * | $15.27 | +0.5% | COM | 063425102 |
| — | BRE PROPERTIES INC | 4,300 | $235K | 0.2% | $54.65 | $54.65 | — | CL A | 05564E106 |
| EPD | ENTERPRISE PRODS PARTNERS L | 3,515 | $233K | 0.2% | $66.29 | $66.29 | — | COM | 293792107 |
| — | H & Q LIFE SCIENCES INVS | 11,160 | $228K | 0.2% | $20.43 | $20.43 | — | SH BEN INT | 404053100 |
| IJH | ISHARES | 1,680 | $225K | 0.2% | $133.93 * | $25.81 | +3.7% | CORE S&P MCP ETF | 464287507 |
| — | FRONTIER COMMUNICATIONS CORP | 48,000 | $223K | 0.2% | $4.65 | $4.65 | — | COM | 35906A108 |
| GLNG | GOLAR LNG LTD BERMUDA | 6,000 | $218K | 0.2% | $36.33 * | $28.47 | -0.1% | SHS | G9456A100 |
| — | PIMCO INCOME STRATEGY FUND I | 21,900 | $218K | 0.2% | $9.95 | $9.95 | — | COM | 72201J104 |
| — | COVANTA HLDG CORP | 11,875 | $211K | 0.2% | $17.77 | $17.77 | — | COM | 22282E102 |
| SO | SOUTHERN CO | 4,952 | $204K | 0.2% | $41.20 * | $24.56 | +0.0% | COM | 842587107 |
| MRK | MERCK & CO INC NEW | 4,035 | $202K | 0.2% | $50.06 * | $31.29 | +5.2% | COM | 58933Y105 |
| — | ENCANA CORP | 10,253 | $185K | 0.2% | $18.04 | $18.04 | — | COM | 292505104 |
| — | TEMPLETON GLOBAL INCOME FD | 21,342 | $170K | 0.1% | $7.97 | $7.97 | — | COM | 880198106 |
| — | KINDER MORGAN INC DEL | 38,400 | $156K | 0.1% | $4.06 | $4.06 | — | *W EXP 05/25/201 | 49456B119 |
| — | EAGLE BULK SHIPPING INC | 33,750 | $155K | 0.1% | $4.59 | $4.59 | — | SHS NEW | Y2187A119 |
| — | PENN WEST PETE LTD NEW | 16,707 | $140K | 0.1% | $8.38 | $8.38 | — | COM | 707887105 |
| — | NEXPOINT CR STRATEGIES FD | 14,553 | $137K | 0.1% | $9.41 | $9.41 | — | COM | 65340G106 |
| — | PUTMAN HIGH INCOME SEC FUND | 14,050 | $116K | 0.1% | $8.26 | $8.26 | — | SHS BEN INT | 746779107 |
| — | MANAGED HIGH YIELD PLUS FD I | 47,102 | $96,000 | 0.1% | $2.04 | $2.04 | — | COM | 561911108 |
| — | ABERDEEN ASIA PACIFIC INCOM | 11,500 | $66,000 | 0.1% | $5.74 | $5.74 | — | COM | 003009107 |
| — | CURIS INC | 10,000 | $28,000 | 0.0% | $2.80 | $2.80 | — | COM | 231269101 |