Location: Lafayette, CA
CIK: 0001427351 · Show all filings
Period: Q2 2014 (← Previous) (Next →)
Filing Date: Aug 13, 2014
Total Value: $130M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| CVX | CHEVRON CORP NEW | 57,238 | $7.472M | 5.8% | $130.54 * | $72.49 | +10.3% | COM | 166764100 |
| T | AT&T INC | 94,872 | $3.355M | 2.6% | $35.36 * | $11.20 | +5.0% | COM | 00206R102 |
| — | CABELAS INC | 53,705 | $3.351M | 2.6% | $62.40 | $65.78 | — | COM | 126804301 |
| TAP | MOLSON COORS BREWING CO | 41,911 | $3.108M | 2.4% | $74.16 * | $39.85 | +41.0% | CL B | 60871R209 |
| JNJ | JOHNSON & JOHNSON | 29,432 | $3.079M | 2.4% | $104.61 * | $65.75 | +15.6% | COM | 478160104 |
| INTC | INTEL CORP | 90,296 | $2.79M | 2.2% | $30.90 * | $17.92 | +30.5% | COM | 458140100 |
| NSC | NORFOLK SOUTHERN CORP | 26,540 | $2.734M | 2.1% | $103.01 * | $65.71 | +21.7% | COM | 655844108 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 121,792 | $2.605M | 2.0% | $21.39 | $17.76 | +20.4% | SPONSORED ADR | 874039100 |
| VZ | VERIZON COMMUNICATIONS INC | 46,160 | $2.259M | 1.7% | $48.94 * | $26.38 | +2.7% | COM | 92343V104 |
| BP | BP PLC | 42,440 | $2.239M | 1.7% | $52.76 | $45.52 | +15.9% | SPONSORED ADR | 055622104 |
| — | ANNALY CAP MGMT INC | 185,703 | $2.123M | 1.6% | $11.43 | $9.97 | — | COM | 035710409 |
| XLB | SELECT SECTOR SPDR TR | 40,558 | $2.013M | 1.6% | $49.63 * | $21.99 | +12.8% | SBI MATERIALS | 81369Y100 |
| VOD | VODAFONE GROUP PLC NEW | 60,034 | $2.005M | 1.5% | $33.40 | $37.34 | -10.6% | SPNSR ADR NO PAR | 92857W308 |
| — | WALGREEN CO | 25,473 | $1.888M | 1.5% | $74.12 | $57.42 | — | COM | 931422109 |
| CMCSA | COMCAST CORP NEW | 34,624 | $1.859M | 1.4% | $53.69 * | $18.53 | +12.0% | CL A | 20030N101 |
| WMT | WAL-MART STORES INC | 24,740 | $1.857M | 1.4% | $75.06 * | $20.35 | -1.5% | COM | 931142103 |
| TRV | TRAVELERS COMPANIES INC | 19,555 | $1.84M | 1.4% | $94.09 * | $66.77 | +9.4% | COM | 89417E109 |
| MET | METLIFE INC | 33,082 | $1.838M | 1.4% | $55.56 * | $31.59 | +7.0% | COM | 59156R108 |
| XOM | EXXON MOBIL CORP | 18,216 | $1.834M | 1.4% | $100.68 * | $56.22 | +10.2% | COM | 30231G102 |
| — | GENERAL ELECTRIC CO | 67,334 | $1.77M | 1.4% | $26.29 | $28.03 | — | COM | 369604103 |
| IGSB | ISHARES | 15,840 | $1.674M | 1.3% | $105.68 * | $52.68 | +0.3% | 1-3 YR CR BD ETF | 464288646 |
| MMM | 3M CO | 11,579 | $1.659M | 1.3% | $143.28 * | $72.67 | +14.2% | COM | 88579Y101 |
| PFE | PFIZER INC | 55,118 | $1.636M | 1.3% | $29.68 * | $17.62 | -1.3% | COM | 717081103 |
| GPC | GENUINE PARTS CO | 17,510 | $1.537M | 1.2% | $87.78 * | $57.23 | +10.5% | COM | 372460105 |
| — | COHEN & STEERS INFRASTRUCTUR | 62,201 | $1.523M | 1.2% | $24.49 | $20.63 | — | COM | 19248A109 |
| AAPL | APPLE INC | 15,547 | $1.445M | 1.1% | $92.94 * | $18.32 | +11.4% | COM | 037833100 |
| QCOM | QUALCOMM INC | 17,173 | $1.36M | 1.0% | $79.19 * | $50.36 | +13.7% | COM | 747525103 |
| HD | HOME DEPOT INC | 16,348 | $1.324M | 1.0% | $80.99 * | $58.77 | +5.4% | COM | 437076102 |
| IBM | INTERNATIONAL BUSINESS MACHS | 7,201 | $1.305M | 1.0% | $181.22 * | $106.40 | +1.9% | COM | 459200101 |
| — | INVESCO SR INCOME TR | 259,916 | $1.302M | 1.0% | $5.01 | $5.04 | — | COM | 46131H107 |
| — | DU PONT E I DE NEMOURS & CO | 19,694 | $1.289M | 1.0% | $65.45 | $64.96 | — | COM | 263534109 |
| FCX | FREEPORT-MCMORAN COPPER & GO | 35,098 | $1.281M | 1.0% | $36.50 * | $29.60 | +6.6% | COM | 35671D857 |
| XLV | SELECT SECTOR SPDR TR | 21,017 | $1.278M | 1.0% | $60.81 | $53.48 | +13.7% | SBI HEALTHCARE | 81369Y209 |
| SPY | SPDR S&P 500 ETF TR | 6,351 | $1.243M | 1.0% | $195.72 | $177.16 | +10.5% | TR UNIT | 78462F103 |
| — | CITIGROUP INC | 25,086 | $1.182M | 0.9% | $47.12 | $47.12 | — | COM NEW | 172967101 |
| — | UNITED STATES STL CORP NEW | 42,755 | $1.113M | 0.9% | $26.03 | $29.51 | — | COM | 912909108 |
| — | WYNDHAM WORLDWIDE CORP | 14,670 | $1.111M | 0.9% | $75.73 | $73.71 | — | COM | 98310W108 |
| — | ISHARES | 68,075 | $1.076M | 0.8% | $15.81 | $14.42 | — | MSCI TAIWAN ETF | 464286731 |
| FDX | FEDEX CORP | 7,005 | $1.06M | 0.8% | $151.32 * | $112.11 | +14.7% | COM | 31428X106 |
| — | TIME WARNER INC | 14,522 | $1.02M | 0.8% | $70.24 | $69.73 | — | COM NEW | 887317303 |
| CBRE | CBRE GROUP INC | 31,600 | $1.012M | 0.8% | $32.03 | $23.79 | +34.7% | CL A | 12504L109 |
| EWG | ISHARES | 32,175 | $1.006M | 0.8% | $31.27 | $29.57 | +5.8% | MSCI GERMANY ETF | 464286806 |
| BAC | BANK OF AMERICA CORPORATION | 65,171 | $1.002M | 0.8% | $15.37 * | $11.69 | +3.7% | COM | 060505104 |
| MSFT | MICROSOFT CORP | 23,835 | $994K | 0.8% | $41.70 * | $30.07 | +16.7% | COM | 594918104 |
| AMGN | AMGEN INC | 8,301 | $983K | 0.8% | $118.42 * | $81.11 | +5.4% | COM | 031162100 |
| — | CENTRAL EUR RUSS & TURK FD I | 33,544 | $983K | 0.8% | $29.30 | $30.28 | — | COM | 153436100 |
| KMI | KINDER MORGAN INC DEL | 26,261 | $952K | 0.7% | $36.25 * | $19.01 | +6.6% | COM | 49456B101 |
| — | UNITED TECHNOLOGIES CORP | 7,995 | $923K | 0.7% | $115.45 | $113.86 | — | COM | 913017109 |
| IGM | ISHARES | 9,640 | $918K | 0.7% | $95.23 * | $14.02 | +13.2% | N AMER TECH ETF | 464287549 |
| XLU | SELECT SECTOR SPDR TR | 20,200 | $894K | 0.7% | $44.26 * | $19.13 | +15.7% | SBI INT-UTILS | 81369Y886 |
| — | ENERPLUS CORP | 34,950 | $880K | 0.7% | $25.18 | $18.19 | — | COM | 292766102 |
| — | CIMAREX ENERGY CO | 6,100 | $875K | 0.7% | $143.44 | $104.92 | — | COM | 171798101 |
| — | ACE LTD | 8,394 | $870K | 0.7% | $103.65 | $103.49 | — | SHS | H0023R105 |
| M | MACYS INC | 14,754 | $856K | 0.7% | $58.02 | $48.46 | +19.7% | COM | 55616P104 |
| — | BLACKROCK BUILD AMER BD TR | 36,600 | $794K | 0.6% | $21.69 | $19.15 | — | SHS | 09248X100 |
| — | STRATEGIC GLOBAL INCOME FD | 84,393 | $789K | 0.6% | $9.35 | $9.03 | — | COM | 862719101 |
| — | CBRE CLARION GLOBAL REAL EST | 85,200 | $776K | 0.6% | $9.11 | $7.92 | — | COM | 12504G100 |
| — | ABERDEEN LATIN AMER EQTY FD | 25,412 | $760K | 0.6% | $29.91 | $28.04 | — | COM | 00306K106 |
| OHI | OMEGA HEALTHCARE INVS INC | 20,489 | $755K | 0.6% | $36.85 | $29.78 | — | COM | 681936100 |
| WY | WEYERHAEUSER CO | 22,607 | $748K | 0.6% | $33.09 * | $19.08 | +11.0% | COM | 962166104 |
| HON | HONEYWELL INTL INC | 7,991 | $743K | 0.6% | $92.98 * | $60.82 | +8.2% | COM | 438516106 |
| — | HEWLETT PACKARD CO | 21,474 | $723K | 0.6% | $33.67 | $27.96 | — | COM | 428236103 |
| — | NUVEEN PFD INCOME OPPRTNY FD | 74,450 | $722K | 0.6% | $9.70 | $8.87 | — | COM | 67073B106 |
| CVS | CVS CAREMARK CORPORATION | 9,437 | $711K | 0.5% | $75.34 * | $46.31 | +18.3% | COM | 126650100 |
| NVO | NOVO-NORDISK A S | 15,265 | $705K | 0.5% | $46.18 | $34.85 | +32.5% | ADR | 670100205 |
| IXJ | ISHARES | 7,230 | $682K | 0.5% | $94.33 * | $41.64 | +13.3% | GLOB HLTHCRE ETF | 464287325 |
| — | ISHARES | 56,378 | $679K | 0.5% | $12.04 | $12.14 | — | MSCI JAPAN ETF | 464286848 |
| — | TIME WARNER CABLE INC | 4,492 | $662K | 0.5% | $147.37 | $135.54 | — | COM | 88732J207 |
| — | SPDR INDEX SHS FDS | 12,242 | $638K | 0.5% | $52.12 | $50.18 | — | RUSS NOM SC JP | 78463X822 |
| EMR | EMERSON ELEC CO | 9,358 | $621K | 0.5% | $66.36 * | $48.18 | +1.0% | COM | 291011104 |
| WFC | WELLS FARGO & CO NEW | 11,524 | $606K | 0.5% | $52.59 * | $30.85 | +23.4% | COM | 949746101 |
| ARCB | ARCBEST CORP | 13,910 | $605K | 0.5% | $43.49 * | $36.80 | +7.4% | COM | 03937C105 |
| CAJPY | CANON INC | 17,950 | $588K | 0.5% | $32.76 | $32.01 | +2.3% | SPONSORED ADR | 138006309 |
| — | EATON VANCE SR INCOME TR | 85,986 | $586K | 0.5% | $6.82 | $6.91 | — | SH BEN INT | 27826S103 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 38,000 | $564K | 0.4% | $14.84 | $13.68 | — | SH BEN INT | 09248E102 |
| — | MARKET VECTORS ETF TR | 18,317 | $552K | 0.4% | $30.14 | $30.14 | — | HG YLD MUN ETF | 57060U878 |
| EQT | EQT CORP | 5,115 | $547K | 0.4% | $106.94 * | $43.43 | +23.0% | COM | 26884L109 |
| WGO | WINNEBAGO INDS INC | 21,392 | $539K | 0.4% | $25.20 | $29.06 | -13.4% | COM | 974637100 |
| — | L-3 COMMUNICATIONS HLDGS INC | 4,400 | $531K | 0.4% | $120.68 | $106.97 | — | COM | 502424104 |
| CSCO | CISCO SYS INC | 21,018 | $522K | 0.4% | $24.84 * | $15.20 | +14.1% | COM | 17275R102 |
| EWC | ISHARES | 16,000 | $515K | 0.4% | $32.19 | $28.93 | +11.4% | MSCI CDA ETF | 464286509 |
| DGT | SPDR SERIES TRUST | 7,132 | $515K | 0.4% | $72.21 | $67.14 | +7.6% | GLB DOW ETF | 78464A706 |
| — | TEXTAINER GROUP HOLDINGS LTD | 13,100 | $506K | 0.4% | $38.63 | $40.23 | — | SHS | G8766E109 |
| SHY | ISHARES | 5,956 | $504K | 0.4% | $84.62 | $84.46 | +0.1% | 1-3 YR TR BD ETF | 464287457 |
| ZBH | ZIMMER HLDGS INC | 4,813 | $500K | 0.4% | $103.89 * | $78.29 | +17.3% | COM | 98956P102 |
| ADP | AUTOMATIC DATA PROCESSING IN | 6,283 | $498K | 0.4% | $79.26 * | $51.46 | +5.3% | COM | 053015103 |
| IXP | ISHARES | 7,825 | $493K | 0.4% | $63.00 | $67.26 | -6.2% | GLOB TELECOM ETF | 464287275 |
| — | COVIDIEN PLC | 5,400 | $487K | 0.4% | $90.19 | $68.54 | — | SHS | G2554F113 |
| ORCL | ORACLE CORP | 12,024 | $487K | 0.4% | $40.50 * | $28.85 | +18.4% | COM | 68389X105 |
| — | SWISS HELVETIA FD INC | 33,036 | $481K | 0.4% | $14.56 | $13.94 | — | COM | 870875101 |
| CVE | CENOVUS ENERGY INC | 14,611 | $473K | 0.4% | $32.37 * | $22.44 | +13.7% | COM | 15135U109 |
| PEP | PEPSICO INC | 4,895 | $437K | 0.3% | $89.27 * | $57.75 | +9.7% | COM | 713448108 |
| — | KRAFT FOODS GROUP INC | 7,042 | $422K | 0.3% | $59.93 | $54.95 | — | COM | 50076Q106 |
| MINT | PIMCO ETF TR | 4,000 | $406K | 0.3% | $101.50 | $101.45 | -0.0% | ENHAN SHRT MAT | 72201R833 |
| — | COVANTA HLDG CORP | 19,600 | $404K | 0.3% | $20.61 | $17.88 | — | COM | 22282E102 |
| — | TYCO INTERNATIONAL LTD | 8,815 | $402K | 0.3% | $45.60 | $41.01 | — | SHS | H89128104 |
| — | CLAYMORE EXCHANGE TRD FD TR | 13,100 | $395K | 0.3% | $30.15 | $27.66 | — | GUGG S&P GBL WTR | 18383Q507 |
| ADBE | ADOBE SYS INC | 5,273 | $382K | 0.3% | $72.44 | $64.50 | +12.2% | COM | 00724F101 |
| — | CHESAPEAKE ENERGY CORP | 3,875 | $378K | 0.3% | $97.55 | $91.92 | — | PFD CONV | 165167842 |
| HSBC | HSBC HLDGS PLC | 7,427 | $377K | 0.3% | $50.76 | $54.95 | -7.6% | SPON ADR NEW | 404280406 |
| GLNG | GOLAR LNG LTD BERMUDA | 6,200 | $373K | 0.3% | $60.16 * | $28.49 | +68.8% | SHS | G9456A100 |
| MDLZ | MONDELEZ INTL INC | 9,754 | $367K | 0.3% | $37.63 * | $25.52 | +14.5% | CL A | 609207105 |
| VOX | VANGUARD WORLD FDS | 4,163 | $366K | 0.3% | $87.92 | $83.92 | +4.8% | TELCOMM ETF | 92204A884 |
| — | DOW CHEM CO | 6,637 | $342K | 0.3% | $51.53 | $44.87 | — | COM | 260543103 |
| KMB | KIMBERLY CLARK CORP | 3,049 | $339K | 0.3% | $111.18 * | $66.36 | +9.1% | COM | 494368103 |
| NEE | NEXTERA ENERGY INC | 3,274 | $336K | 0.3% | $102.63 * | $15.29 | +24.0% | COM | 65339F101 |
| NWL | NEWELL RUBBERMAID INC | 10,469 | $324K | 0.2% | $30.95 * | $19.01 | +5.6% | COM | 651229106 |
| — | BAKER HUGHES INC | 4,334 | $323K | 0.2% | $74.53 | $55.26 | — | COM | 057224107 |
| MRK | MERCK & CO INC NEW | 5,531 | $320K | 0.2% | $57.86 * | $33.12 | +16.7% | COM | 58933Y105 |
| KO | COCA COLA CO | 7,536 | $319K | 0.2% | $42.33 * | $26.98 | +9.4% | COM | 191216100 |
| SLB | SCHLUMBERGER LTD | 2,642 | $312K | 0.2% | $118.09 * | $65.05 | +32.0% | COM | 806857108 |
| — | CALAMOS CONV & HIGH INCOME F | 20,800 | $308K | 0.2% | $14.81 | $12.93 | — | COM SHS | 12811P108 |
| GBDC | GOLUB CAP BDC INC | 17,400 | $308K | 0.2% | $17.70 * | $5.99 | +5.6% | COM | 38173M102 |
| — | BARNES GROUP INC | 7,800 | $301K | 0.2% | $38.59 | $38.33 | — | COM | 067806109 |
| — | H & Q LIFE SCIENCES INVS | 14,413 | $299K | 0.2% | $20.75 | $20.50 | — | SH BEN INT | 404053100 |
| USB | US BANCORP DEL | 6,874 | $298K | 0.2% | $43.35 * | $25.38 | +14.8% | COM NEW | 902973304 |
| DUK | DUKE ENERGY CORP NEW | 3,982 | $295K | 0.2% | $74.08 * | $42.35 | +8.9% | COM NEW | 26441C204 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 1,759 | $295K | 0.2% | $167.71 | $157.14 | +6.8% | UT SER 1 | 78467X109 |
| — | RYDEX ETF TRUST | 3,823 | $293K | 0.2% | $76.64 | $71.15 | — | GUG S&P500 EQ WT | 78355W106 |
| — | COACH INC | 8,326 | $285K | 0.2% | $34.23 | $56.16 | — | COM | 189754104 |
| — | GANNETT INC | 8,900 | $279K | 0.2% | $31.35 | $29.55 | — | COM | 364730101 |
| — | XL GROUP PLC | 8,500 | $278K | 0.2% | $32.71 | $31.88 | — | SHS | G98290102 |
| — | HOSPITALITY PPTYS TR | 9,100 | $277K | 0.2% | $30.44 | $27.08 | — | COM SH BEN INT | 44106M102 |
| EPD | ENTERPRISE PRODS PARTNERS L | 3,515 | $275K | 0.2% | $78.24 | $66.29 | — | COM | 293792107 |
| — | FRONTIER COMMUNICATIONS CORP | 46,108 | $269K | 0.2% | $5.83 | $4.69 | — | COM | 35906A108 |
| — | NEW IRELAND FUND INC | 19,671 | $268K | 0.2% | $13.62 | $12.85 | — | COM | 645673104 |
| PG | PROCTER & GAMBLE CO | 3,303 | $260K | 0.2% | $78.72 * | $58.02 | -1.9% | COM | 742718109 |
| ELME | WASHINGTON REAL ESTATE INVT | 10,000 | $260K | 0.2% | $26.00 | $23.36 | — | SH BEN INT | 939653101 |
| MDY | SPDR S&P MIDCAP 400 ETF TR | 959 | $250K | 0.2% | $260.69 | $235.23 | +10.8% | UTSER1 S&PDCRP | 78467Y107 |
| — | PIMCO INCOME STRATEGY FUND I | 21,900 | $242K | 0.2% | $11.05 | $9.95 | — | COM | 72201J104 |
| IJH | ISHARES | 1,680 | $240K | 0.2% | $142.86 * | $25.81 | +10.9% | CORE S&P MCP ETF | 464287507 |
| ESS | ESSEX PPTY TR INC | 1,274 | $236K | 0.2% | $185.24 * | $121.84 | +5.2% | COM | 297178105 |
| — | ENCANA CORP | 9,853 | $234K | 0.2% | $23.75 | $18.04 | — | COM | 292505104 |
| PHG | KONINKLIJKE PHILIPS N V | 7,289 | $231K | 0.2% | $31.69 | $34.70 | -8.5% | NY REG SH NEW | 500472303 |
| SO | SOUTHERN CO | 4,952 | $225K | 0.2% | $45.44 * | $24.56 | +13.1% | COM | 842587107 |
| — | PENN WEST PETE LTD NEW | 22,400 | $219K | 0.2% | $9.78 | $8.73 | — | COM | 707887105 |
| — | SPECTRA ENERGY CORP | 5,007 | $213K | 0.2% | $42.54 | $42.54 | — | COM | 847560109 |
| — | SUNOCO LOGISTICS PRTNRS L P | 4,474 | $211K | 0.2% | $47.16 | $68.95 | — | COM UNITS | 86764L108 |
| — | THE ADT CORPORATION | 5,858 | $205K | 0.2% | $34.99 | $34.99 | — | COM | 00101J106 |
| — | TEMPLETON GLOBAL INCOME FD | 21,342 | $176K | 0.1% | $8.25 | $7.97 | — | COM | 880198106 |
| — | COHEN & STEERS TOTAL RETURN | 10,208 | $127K | 0.1% | $12.44 | $12.85 | — | COM | 19247R103 |
| — | PUTMAN HIGH INCOME SEC FUND | 14,050 | $122K | 0.1% | $8.68 | $8.26 | — | SHS BEN INT | 746779107 |
| — | MANAGED HIGH YIELD PLUS FD I | 47,102 | $100K | 0.1% | $2.12 | $2.04 | — | COM | 561911108 |
| — | KINDER MORGAN INC DEL | 35,776 | $99,000 | 0.1% | $2.77 | $4.06 | — | W EXP 05/25/201 | 49456B119 |
| — | EAGLE BULK SHIPPING INC | 27,500 | $85,000 | 0.1% | $3.09 | $4.59 | — | SHS NEW | Y2187A119 |
| — | ABERDEEN ASIA PACIFIC INCOM | 11,500 | $72,000 | 0.1% | $6.26 | $5.74 | — | COM | 003009107 |
| — | CURIS INC | 10,000 | $19,000 | 0.0% | $1.90 | $2.80 | — | COM | 231269101 |