CIK: 0001639943 · Show all filings
Period: Q2 2017 (← Previous) (Next →)
Filing Date: Aug 11, 2017
Total Value ($000): $348,166 (99.9% shares, 0.1% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 247,940 | $41,994 | 12.1% | $164.72 | +1.0% | CL B NEW | 084670702 |
| DGRO | ISHARES TR | 586,189 | $18,359 | 5.3% | $1940.97 | — | CORE DIV GRWTH | 46434V621 |
| AAPL | APPLE INC | 126,321 | $18,193 | 5.2% | $33.56 | +2.2% | COM | 037833100 |
| IVW | ISHARES TR | 125,674 | $17,199 | 4.9% | $6680.78 | — | S&P 500 GRWT ETF | 464287309 |
| FEX | FIRST TR LRGE CP CORE ALPHA | 219,534 | $11,670 | 3.4% | $1784.81 | — | COM SHS | 33734K109 |
| EEMV | ISHARES | 181,393 | $10,049 | 2.9% | $701.50 | — | MIN VOL EMRG MKT | 464286533 |
| VEU | VANGUARD INTL EQUITY INDEX F | 163,948 | $8,203 | 2.4% | $50.03 | — | ALLWRLD EX US | 922042775 |
| XOM | EXXON MOBIL CORP | 101,077 | $8,160 | 2.3% | $55.37 | +0.2% | COM | 30231G102 |
| VTI | VANGUARD INDEX FDS | 62,600 | $7,791 | 2.2% | $324.32 | — | TOTAL STK MKT | 922908769 |
| JPM | JPMORGAN CHASE & CO | 63,432 | $5,798 | 1.7% | $67.69 | +1.3% | COM | 46625H100 |
| BND | VANGUARD BD INDEX FD INC | 69,569 | $5,693 | 1.6% | $137.68 | — | TOTAL BND MRKT | 921937835 |
| IGSB | ISHARES TR | 47,923 | $5,047 | 1.4% | $105.31 | — | 1-3 YR CR BD ETF | 464288646 |
| IJH | ISHARES TR | 28,201 | $4,905 | 1.4% | $6985.08 | — | CORE S&P MCP ETF | 464287507 |
| CVS | CVS HEALTH CORP | 59,267 | $4,769 | 1.4% | $61.07 | -1.2% | COM | 126650100 |
| META | FACEBOOK INC | 30,997 | $4,680 | 1.3% | $145.22 | +1.7% | CL A | 30303M102 |
| IVV | ISHARES TR | 19,133 | $4,657 | 1.3% | $18345.91 | — | CORE S&P500 ETF | 464287200 |
| — | FS INVT CORP | 485,724 | $4,444 | 1.3% | $78.79 | — | COM | 302635107 |
| XLK | SELECT SECTOR SPDR TR | 77,427 | $4,237 | 1.2% | $1323.15 | — | TECHNOLOGY | 81369Y803 |
| XLV | SELECT SECTOR SPDR TR | 52,890 | $4,191 | 1.2% | $2260.95 | — | SBI HEALTHCARE | 81369Y209 |
| GOOG | ALPHABET INC | 4,279 | $3,888 | 1.1% | $44.97 | +1.0% | CAP STK CL C | 02079K107 |
| VCSH | VANGUARD SCOTTSDALE FDS | 46,992 | $3,761 | 1.1% | $5018.49 | — | SHRT TRM CORP BD | 92206C409 |
| INTC | INTEL CORP | 107,796 | $3,637 | 1.0% | $29.52 | +0.2% | COM | 458140100 |
| — | DISCOVERY COMMUNICATNS NEW | 138,564 | $3,579 | 1.0% | $355.45 | — | COM SER A | 25470F104 |
| T | AT&T INC | 93,610 | $3,532 | 1.0% | $15.83 | +0.6% | COM | 00206R102 |
| VWO | VANGUARD INTL EQUITY INDEX F | 85,655 | $3,497 | 1.0% | $48.01 | — | FTSE EMR MKT ETF | 922042858 |
| — | ALLERGAN PLC | 13,743 | $3,341 | 1.0% | $2505.21 | — | SHS | G0177J108 |
| LOW | LOWES COS INC | 40,865 | $3,168 | 0.9% | $69.62 | +0.1% | COM | 548661107 |
| ABT | ABBOTT LABS | 64,202 | $3,121 | 0.9% | $38.69 | +0.5% | COM | 002824100 |
| GPC | GENUINE PARTS CO | 33,219 | $3,081 | 0.9% | $71.37 | +0.1% | COM | 372460105 |
| VTV | VANGUARD INDEX FDS | 31,766 | $3,067 | 0.9% | $267.95 | — | VALUE ETF | 922908744 |
| IJR | ISHARES TR | 43,636 | $3,060 | 0.9% | $260.73 | — | CORE S&P SCP ETF | 464287804 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 12 | $3,057 | 0.9% | $249666.89 | 0.0% | CL A | 084670108 |
| — | POWERSHARES QQQ TRUST | 21,481 | $2,957 | 0.8% | $8375.78 | — | UNIT SER 1 | 73935A104 |
| UNP | UNION PAC CORP | 25,674 | $2,796 | 0.8% | $89.65 | +0.5% | COM | 907818108 |
| JNJ | JOHNSON & JOHNSON | 21,031 | $2,782 | 0.8% | $98.31 | +2.1% | COM | 478160104 |
| TGT | TARGET CORP | 49,522 | $2,590 | 0.7% | $43.28 | -1.6% | COM | 87612E106 |
| — | SPDR SERIES TRUST | 67,004 | $2,492 | 0.7% | $37.19 | — | BLOOMBERG BRCLYS | 78464A417 |
| VMI | VALMONT INDS INC | 16,427 | $2,457 | 0.7% | $150.31 | 0.0% | COM | 920253101 |
| EMR | EMERSON ELEC CO | 40,758 | $2,430 | 0.7% | $47.71 | +0.6% | COM | 291011104 |
| MDT | MEDTRONIC PLC | 26,580 | $2,359 | 0.7% | $67.38 | +0.4% | SHS | G5960L103 |
| GOLF | ACUSHNET HOLDINGS CORP | 116,679 | $2,315 | 0.7% | $18.73 | 0.0% | COM | 005098108 |
| UA | UNDER ARMOUR INC | 113,316 | $2,284 | 0.7% | $19.20 | -1.8% | CL C | 904311206 |
| WFC | WELLS FARGO CO NEW | 40,864 | $2,264 | 0.7% | $42.12 | +0.1% | COM | 949746101 |
| WPC | W P CAREY INC | 33,614 | $2,219 | 0.6% | $435.00 | — | COM | 92936U109 |
| XLF | SELECT SECTOR SPDR TR | 87,588 | $2,161 | 0.6% | $1973.72 | — | SBI INT-FINL | 81369Y605 |
| EEM | ISHARES TR | 51,700 | $2,140 | 0.6% | $328.15 | — | MSCI EMG MKT ETF | 464287234 |
| CAH | CARDINAL HEALTH INC | 27,050 | $2,108 | 0.6% | $58.47 | -0.1% | COM | 14149Y108 |
| — | CABELAS INC | 35,265 | $2,095 | 0.6% | $438.07 | — | COM | 126804301 |
| EFV | ISHARES TR | 39,291 | $2,031 | 0.6% | $51.69 | — | EAFE VALUE ETF | 464288877 |
| — | NUVEEN MUN VALUE FD INC | 171,107 | $1,704 | 0.5% | $13.21 | — | COM | 670928100 |
| — | POWERSHARES ETF TR II | 57,187 | $1,674 | 0.5% | $29.27 | — | SOVEREIGN DEBT | 73936T573 |
| LDOS | LEIDOS HLDGS INC | 31,662 | $1,637 | 0.5% | $46.68 | 0.0% | COM | 525327102 |
| FXH | FIRST TR EXCHANGE TRADED FD | 24,332 | $1,627 | 0.5% | $4531.10 | — | HLTH CARE ALPH | 33734X143 |
| VYM | VANGUARD WHITEHALL FDS INC | 20,342 | $1,590 | 0.5% | $78.16 | — | HIGH DIV YLD | 921946406 |
| PEP | PEPSICO INC | 12,495 | $1,443 | 0.4% | $87.85 | +0.4% | COM | 713448108 |
| TIP | ISHARES TR | 12,379 | $1,404 | 0.4% | $521.08 | — | TIPS BD ETF | 464287176 |
| MSFT | MICROSOFT CORP | 20,368 | $1,404 | 0.4% | $59.70 | +4.4% | COM | 594918104 |
| GOOGL | ALPHABET INC | 1,487 | $1,382 | 0.4% | $45.91 | +1.1% | CAP STK CL A | 02079K305 |
| WMT | WAL-MART STORES INC | 18,036 | $1,365 | 0.4% | $21.86 | +0.7% | COM | 931142103 |
| MMM | 3M CO | 6,417 | $1,336 | 0.4% | $123.19 | +1.2% | COM | 88579Y101 |
| AMZN | AMAZON COM INC | 1,308 | $1,266 | 0.4% | $44.87 | +6.3% | COM | 023135106 |
| SAIC | SCIENCE APPLICATNS INTL CP N | 18,090 | $1,256 | 0.4% | $73.48 | 0.0% | COM | 808625107 |
| IDV | ISHARES TR | 37,495 | $1,227 | 0.4% | $262.39 | — | INTL SEL DIV ETF | 464288448 |
| DOV | DOVER CORP | 13,876 | $1,113 | 0.3% | $56.63 | +0.3% | COM | 260003108 |
| CINF | CINCINNATI FINL CORP | 15,215 | $1,102 | 0.3% | $56.08 | +0.2% | COM | 172062101 |
| BA | BOEING CO | 5,551 | $1,098 | 0.3% | $172.83 | +1.2% | COM | 097023105 |
| FVD | FIRST TR VALUE LINE DIVID IN | 37,084 | $1,085 | 0.3% | $29.26 | — | SHS | 33734H106 |
| DEO | DIAGEO P L C | 8,949 | $1,072 | 0.3% | $7424.34 | — | SPON ADR NEW | 25243Q205 |
| VEA | VANGUARD TAX MANAGED INTL FD | 25,241 | $1,043 | 0.3% | $239.53 | — | FTSE DEV MKT ETF | 921943858 |
| MO | ALTRIA GROUP INC | 13,928 | $1,037 | 0.3% | $37.75 | +4.1% | COM | 02209S103 |
| SHW | SHERWIN WILLIAMS CO | 2,924 | $1,026 | 0.3% | $103.44 | +0.0% | COM | 824348106 |
| BP | BP PLC | 29,369 | $1,018 | 0.3% | $953.72 | — | SPONSORED ADR | 055622104 |
| BSV | VANGUARD BD INDEX FD INC | 12,531 | $1,001 | 0.3% | $79.88 | — | SHORT TRM BOND | 921937827 |
| BDX | BECTON DICKINSON & CO | 5,088 | $993 | 0.3% | $159.31 | +0.8% | COM | 075887109 |
| ARCC | ARES CAP CORP | 58,373 | $956 | 0.3% | $7.31 | +1.4% | COM | 04010L103 |
| PFE | PFIZER INC | 27,657 | $929 | 0.3% | $21.47 | +0.6% | COM | 717081103 |
| TXN | TEXAS INSTRS INC | 11,561 | $889 | 0.3% | $62.83 | +0.5% | COM | 882508104 |
| DJP | BARCLAYS BK PLC | 37,022 | $839 | 0.2% | $22.66 | — | DJUBS CMDT ETN36 | 06738C778 |
| DVY | ISHARES TR | 9,072 | $837 | 0.2% | $4249.29 | — | SELECT DIVID ETF | 464287168 |
| XBI | SPDR SERIES TRUST | 10,527 | $812 | 0.2% | $5885.74 | — | S&P BIOTECH | 78464A870 |
| BMY | BRISTOL MYERS SQUIBB CO | 14,210 | $792 | 0.2% | $40.33 | -1.1% | COM | 110122108 |
| — | POWERSHARES ETF TR II | 30,000 | $785 | 0.2% | $26.17 | — | VAR RATE PFD POR | 73937B597 |
| COST | COSTCO WHSL CORP NEW | 4,867 | $778 | 0.2% | $148.83 | +1.4% | COM | 22160K105 |
| USFD | US FOODS HLDG CORP | 27,610 | $752 | 0.2% | $28.45 | 0.0% | COM | 912008109 |
| — | POWERSHARES ETF TR II | 18,677 | $751 | 0.2% | $5320.60 | — | PWRSHS SP500 LOW | 73937B654 |
| — | DOW CHEM CO | 11,019 | $695 | 0.2% | $398.70 | — | COM | 260543103 |
| USB | US BANCORP DEL | 13,366 | $694 | 0.2% | $36.67 | +0.8% | COM NEW | 902973304 |
| — | POWERSHARES ETF TRUST II | 28,636 | $678 | 0.2% | $212.55 | — | CEF INC COMPST | 73936Q843 |
| FV | FIRST TR EXCHANGE TRADED FD | 26,024 | $646 | 0.2% | $1377.31 | — | DORSEY WRT 5 ETF | 33738R605 |
| GM | GENERAL MTRS CO | 18,301 | $639 | 0.2% | $28.93 | +0.4% | COM | 37045V100 |
| — | POWERSHARES ETF TR II | 42,303 | $639 | 0.2% | $556.90 | — | PFD PORTFOLIO | 73936T565 |
| SPY | SPDR S&P 500 ETF TR | 2,639 | $638 | 0.2% | $52814.97 | — | TR UNIT | 78462F103 |
| VZ | VERIZON COMMUNICATIONS INC | 13,836 | $618 | 0.2% | $28.91 | +2.1% | COM | 92343V104 |
| SYY | SYSCO CORP | 11,998 | $604 | 0.2% | $41.96 | +1.6% | COM | 871829107 |
| — | RYDEX ETF TRUST | 10,114 | $604 | 0.2% | $59.72 | — | GUGGENHM S&P 400 | 78355W577 |
| NUE | NUCOR CORP | 10,312 | $597 | 0.2% | $45.32 | +6.9% | COM | 670346105 |
| AEP | AMERICAN ELEC PWR INC | 8,349 | $580 | 0.2% | $51.29 | 0.0% | COM | 025537101 |
| MDY | SPDR S&P MIDCAP 400 ETF TR | 1,798 | $571 | 0.2% | $317.58 | — | UTSER1 S&PDCRP | 78467Y107 |
| V | VISA INC | 6,067 | $569 | 0.2% | $86.56 | +1.0% | COM CL A | 92826C839 |
| DUK | DUKE ENERGY CORP NEW | 6,798 | $568 | 0.2% | $58.93 | +0.3% | COM NEW | 26441C204 |
| — | MONOGRAM RESIDENTIAL TR INC | 57,391 | $557 | 0.2% | $52.88 | — | COM | 60979P105 |
| FLOT | ISHARES TR | 10,479 | $534 | 0.2% | $50.96 | — | FLTG RATE BD ETF | 46429B655 |
| AMGN | AMGEN INC | 3,015 | $519 | 0.1% | $124.36 | +0.8% | COM | 031162100 |
| EFG | ISHARES TR | 6,765 | $500 | 0.1% | $32094.06 | — | EAFE GRWTH ETF | 464288885 |
| BAC | BANK AMER CORP | 20,099 | $488 | 0.1% | $18.08 | +5.6% | COM | 060505104 |
| BIV | VANGUARD BD INDEX FD INC | 5,766 | $487 | 0.1% | $640.88 | — | INTERMED TERM | 921937819 |
| MA | MASTERCARD INCORPORATED | 3,999 | $486 | 0.1% | $112.47 | +0.5% | CL A | 57636Q104 |
| MCD | MCDONALDS CORP | 3,138 | $481 | 0.1% | $116.41 | +1.3% | COM | 580135101 |
| DIS | DISNEY WALT CO | 4,489 | $477 | 0.1% | $102.07 | +0.4% | COM DISNEY | 254687106 |
| PG | PROCTER AND GAMBLE CO | 5,407 | $471 | 0.1% | $67.21 | +4.4% | COM | 742718109 |
| CMCSA | COMCAST CORP NEW | 11,982 | $466 | 0.1% | $31.79 | +0.4% | CL A | 20030N101 |
| CSCO | CISCO SYS INC | 14,834 | $464 | 0.1% | $24.59 | +1.9% | COM | 17275R102 |
| IWM | ISHARES TR | 3,243 | $457 | 0.1% | $140.92 | — | RUSSELL 2000 ETF | 464287655 |
| KO | COCA COLA CO | 9,913 | $445 | 0.1% | $32.54 | +3.5% | COM | 191216100 |
| IEFA | ISHARES TR | 6,842 | $417 | 0.1% | $60.95 | — | CORE MSCI EAFE | 46432F842 |
| EFAV | ISHARES TR | 5,743 | $398 | 0.1% | $26456.79 | — | MIN VOL EAFE ETF | 46429B689 |
| KMI | KINDER MORGAN INC DEL | 20,772 | $398 | 0.1% | $12.70 | -1.8% | COM | 49456B101 |
| CVX | CHEVRON CORP NEW | 3,815 | $398 | 0.1% | $71.40 | +2.5% | COM | 166764100 |
| HON | HONEYWELL INTL INC | 2,918 | $389 | 0.1% | $98.75 | 0.0% | COM | 438516106 |
| SBUX | STARBUCKS CORP | 6,639 | $387 | 0.1% | $50.12 | +0.2% | COM | 855244109 |
| — | DU PONT E I DE NEMOURS & CO | 4,775 | $385 | 0.1% | $2206.91 | — | COM | 263534109 |
| MKL | MARKEL CORP | 383 | $374 | 0.1% | $951.08 | +2.1% | COM | 570535104 |
| — | CALAMOS CONV OPP AND INC FD | 33,002 | $372 | 0.1% | $1441.28 | — | SH BEN INT | 128117108 |
| — | WALGREENS BOOTS ALLIANCE INC | 4,664 | $365 | 0.1% | $852.72 | — | COM | 931427108 |
| PM | PHILIP MORRIS INTL INC | 3,031 | $356 | 0.1% | $73.43 | +1.2% | COM | 718172109 |
| BOND | PIMCO ETF TR | 3,332 | $353 | 0.1% | $8321.54 | — | ACTIVE BD ETF | 72201R775 |
| IBM | INTERNATIONAL BUSINESS MACHS | 2,285 | $352 | 0.1% | $102.94 | +0.8% | COM | 459200101 |
| DE | DEERE & CO | 2,762 | $341 | 0.1% | $102.08 | +0.7% | COM | 244199105 |
| MUB | ISHARES TR | 3,088 | $340 | 0.1% | $110.10 | — | NATIONAL MUN ETF | 464288414 |
| — | SRC ENERGY INC | 50,000 | $337 | 0.1% | $6.74 | — | COM | 78470V108 |
| IWV | ISHARES TR | 2,281 | $329 | 0.1% | $144.23 | — | RUSSELL 3000 ETF | 464287689 |
| CAG | CONAGRA BRANDS INC | 9,144 | $327 | 0.1% | $28.12 | 0.0% | COM | 205887102 |
| HRL | HORMEL FOODS CORP | 9,472 | $323 | 0.1% | $27.59 | +0.3% | COM | 440452100 |
| — | GENERAL ELECTRIC CO | 11,919 | $322 | 0.1% | $4553.74 | — | COM | 369604103 |
| — | BLACKSTONE GROUP L P | 9,424 | $314 | 0.1% | $2363.56 | — | COM UNIT LTD | 09253U108 |
| — | BLACKROCK INC | 720 | $304 | 0.1% | $37290.53 | — | COM | 09247X101 |
| HD | HOME DEPOT INC | 1,972 | $303 | 0.1% | $120.78 | +3.1% | COM | 437076102 |
| — | GLOBAL X FDS | 27,385 | $299 | 0.1% | $10.92 | — | GLBL X MLP ETF | 37950E473 |
| MKC | MCCORMICK & CO INC | 3,000 | $293 | 0.1% | $42.93 | 0.0% | COM NON VTG | 579780206 |
| MRK | MERCK & CO INC | 4,509 | $289 | 0.1% | $45.70 | +1.8% | COM | 58933Y105 |
| PFF | ISHARES TR | 7,215 | $283 | 0.1% | $4288.14 | — | U.S. PFD STK ETF | 464288687 |
| — | TIER REIT INC | 14,915 | $276 | 0.1% | $18.50 | — | COM NEW | 88650V208 |
| EW | EDWARDS LIFESCIENCES CORP | 2,300 | $272 | 0.1% | $33.95 | +7.5% | COM | 28176E108 |
| AGNC | AGNC INVT CORP | 12,628 | $269 | 0.1% | $1232.41 | — | COM | 00123Q104 |
| XYL | XYLEM INC | 4,825 | $267 | 0.1% | $46.97 | 0.0% | COM | 98419M100 |
| IFGL | ISHARES TR | 9,373 | $267 | 0.1% | $28.49 | — | INTL DEV RE ETF | 464288489 |
| ADP | AUTOMATIC DATA PROCESSING IN | 2,586 | $265 | 0.1% | $83.98 | +0.3% | COM | 053015103 |
| F | FORD MTR CO DEL | 23,373 | $262 | 0.1% | $7.23 | -1.9% | COM PAR $0.01 | 345370860 |
| EPR | EPR PPTYS | 3,613 | $260 | 0.1% | $71.96 | — | COM SH BEN INT | 26884U109 |
| AXON | AXON ENTERPRISE INC | 10,000 | $251 | 0.1% | $24.46 | 0.0% | COM | 05464C101 |
| — | HCP INC | 7,498 | $240 | 0.1% | $770.14 | — | COM | 40414L109 |
| ADM | ARCHER DANIELS MIDLAND CO | 5,766 | $239 | 0.1% | $33.11 | +0.4% | COM | 039483102 |
| COP | CONOCOPHILLIPS | 5,359 | $236 | 0.1% | $35.87 | -1.1% | COM | 20825C104 |
| — | POWERSHARES EXCHANGE TRADED | 5,879 | $235 | 0.1% | $39.97 | — | RUSSELL 200 GRW | 739371102 |
| HYG | ISHARES TR | 2,628 | $232 | 0.1% | $811.55 | — | IBOXX HI YD ETF | 464288513 |
| SJNK | SPDR SER TR | 8,266 | $231 | 0.1% | $27.95 | — | BLOOMBERG SRT TR | 78468R408 |
| BKE | BUCKLE INC | 12,762 | $227 | 0.1% | $7.13 | -1.5% | COM | 118440106 |
| VAW | VANGUARD WORLD FDS | 1,832 | $223 | 0.1% | $121.72 | — | MATERIALS ETF | 92204A801 |
| — | SYNGENTA AG | 2,365 | $219 | 0.1% | $92.60 | — | SPONSORED ADR | 87160A100 |
| MDLZ | MONDELEZ INTL INC | 5,034 | $217 | 0.1% | $36.34 | +0.9% | CL A | 609207105 |
| — | VEREIT INC | 26,046 | $212 | 0.1% | $932.99 | — | COM | 92339V100 |
| IEMG | ISHARES INC | 4,212 | $211 | 0.1% | $50.09 | — | CORE MSCI EMKT | 46434G103 |
| — | GREEN PLAINS PARTNERS LP | 11,250 | $210 | 0.1% | $18.67 | — | COM REP PTR IN | 393221106 |
| — | PORTOLA PHARMACEUTICALS INC | 3,746 | $210 | 0.1% | $464.03 | — | COM | 737010108 |
| IWN | ISHARES TR | 1,755 | $209 | 0.1% | $119.09 | — | RUS 2000 VAL ETF | 464287630 |
| SCHB | SCHWAB STRATEGIC TR | 3,552 | $208 | 0.1% | $58.56 | — | US BRD MKT ETF | 808524102 |
| LW | LAMB WESTON HLDGS INC | 4,682 | $206 | 0.1% | $38.66 | 0.0% | COM | 513272104 |
| — | CENTURYLINK INC | 8,640 | $206 | 0.1% | $158.50 | — | COM | 156700106 |
| ICVT | ISHARES TR | 3,894 | $205 | 0.1% | $52.65 | — | CONV BD ETF | 46435G102 |
| — | NEW YORK REIT INC | 23,283 | $201 | 0.1% | $8.63 | — | COM | 64976L109 |
| FNB | FNB CORP PA | 13,817 | $196 | 0.1% | $10.03 | 0.0% | COM | 302520101 |
| — | TWITTER INC | 95,000 | $90 | 0.0% | $0.95 | — | NOTE 0.250% 9/1 | 90184LAB8 |
| — | PENNEY J C INC | 17,660 | $82 | 0.0% | $48.10 | — | COM | 708160106 |
| — | GAMCO GLOBAL GOLD NAT RES & | 11,677 | $64 | 0.0% | $5.48 | — | COM SH BEN INT | 36465A109 |
| — | WEB COM GROUP INC | 45,000 | $45 | 0.0% | $1.00 | — | NOTE 1.000% 8/1 | 94733AAA2 |
| — | PROSPECT CAPITAL CORPORATION | 25,000 | $25 | 0.0% | $982.77 | — | NOTE 4.750% 4/1 | 74348TAQ5 |
| — | PROSPECT CAPITAL CORPORATION | 20,000 | $20 | 0.0% | $1.00 | — | NOTE 5.375%10/1 | 74348TAK8 |
| USFD | US FOODS HLDG CORP | 27,500 | $17 | 0.0% | $28.45 | 0.0% | Put | 912008109 |
| — | SUNPOWER CORP | 10,000 | $10 | 0.0% | $1.00 | — | DBCV 0.750% 6/0 | 867652AG4 |