Location: Chapel Hill, NC
CIK: 0001010873 · Show all filings
Period: Q4 2017 (← Previous) (Next →)
Filing Date: Jan 10, 2018
Total Value: $668M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| AAPL | APPLE INC COM | 177,377 | $30.02M | 4.5% | $169.23 * | $18.80 | +110.9% | COM | 037833100 |
| CME | CME GROUP INC COM | 167,097 | $24.41M | 3.7% | $146.05 * | $57.82 | +91.9% | COM | 12572Q105 |
| MSFT | MICROSOFT CORP | 275,203 | $23.54M | 3.5% | $85.54 * | $42.90 | +83.4% | COM | 594918104 |
| CSCO | CISCO SYS INC COM | 513,334 | $19.66M | 2.9% | $38.30 * | $20.94 | +43.3% | COM | 17275R102 |
| — | ALPHABET INC CAP STK CL C | 17,071 | $17.86M | 2.7% | $1046.39 | $762.41 | — | COM | 02079k107 |
| — | BLACKROCK INC COM | 33,936 | $17.43M | 2.6% | $513.73 | $365.26 | — | COM | 09247X101 |
| — | JPMORGAN CHASE & CO | 162,305 | $17.36M | 2.6% | $106.94 | $86.62 | — | COM | 46625h100 |
| ABBV | ABBVIE INC COM | 177,975 | $17.21M | 2.6% | $96.71 * | $41.24 | +66.6% | COM | 00287Y109 |
| HSY | HERSHEY FOODS | 142,658 | $16.19M | 2.4% | $113.51 * | $80.50 | +16.5% | COM | 427866108 |
| — | PAYPAL HOLDINGS INC | 216,333 | $15.93M | 2.4% | $73.62 | $32.34 | — | COM | 70450y103 |
| AMZN | AMAZON.COM INC | 12,152 | $14.21M | 2.1% | $1169.44 * | $36.93 | +58.3% | COM | 023135106 |
| — | 75,117 | $13.26M | 2.0% | $176.46 | $127.50 | — | COM | 30303m102 | |
| JNJ | JOHNSON & JOHNSON | 82,405 | $11.51M | 1.7% | $139.72 * | $76.09 | +46.9% | COM | 478160104 |
| — | DOWDUPONT INC | 158,257 | $11.27M | 1.7% | $71.22 | $69.53 | — | COM | 26078j100 |
| HON | HONEYWELL INTERNATIONAL INC CO | 73,262 | $11.23M | 1.7% | $153.35 * | $61.31 | +91.5% | COM | 438516106 |
| — | EOG RESOURCES INC | 100,833 | $10.88M | 1.6% | $107.91 | $115.06 | — | COM | 26875p101 |
| DIS | DISNEY WALT CO | 96,939 | $10.42M | 1.6% | $107.51 * | $74.00 | +38.0% | COM | 254687106 |
| DHR | DANAHER CORP COM | 111,110 | $10.31M | 1.5% | $92.82 * | $42.27 | +87.6% | COM | 235851102 |
| — | UNITED TECHNOLOGIES CORP COM | 79,184 | $10.1M | 1.5% | $127.56 | $107.60 | — | COM | 913017109 |
| CVX | CHEVRON CORPORATION | 80,103 | $10.03M | 1.5% | $125.19 * | $67.07 | +32.2% | COM | 166764100 |
| MLM | MARTIN MARIETTA MATERIALS INC | 45,335 | $10.02M | 1.5% | $221.04 * | $155.05 | +34.4% | COM | 573284106 |
| — | LABORATORY CRP OF AMER HLDGS | 60,712 | $9.684M | 1.4% | $159.51 | $124.63 | — | COM | 50540r409 |
| KO | COCA COLA COMPANY | 209,776 | $9.625M | 1.4% | $45.88 * | $32.93 | +8.6% | COM | 191216100 |
| — | VERIZON COMMUNICATIONS | 176,510 | $9.343M | 1.4% | $52.93 | $50.65 | — | COM | 92343v104 |
| NKE | NIKE INC CL B | 138,679 | $8.674M | 1.3% | $62.55 * | $45.33 | +24.5% | COM | 654106103 |
| MAR | MARRIOTT INTL NEW | 62,465 | $8.478M | 1.3% | $135.72 * | $96.74 | +31.3% | COM | 571903202 |
| — | CORE LABS | 77,005 | $8.436M | 1.3% | $109.55 | $109.45 | — | COM | N22717107 |
| — | WASTE MANAGEMENT INC DEL | 97,607 | $8.424M | 1.3% | $86.31 | $56.94 | — | COM | 94106l109 |
| LMT | LOCKHEED MARTIN CORP | 25,870 | $8.306M | 1.2% | $321.07 * | $207.36 | +25.0% | COM | 539830109 |
| MCD | MC DONALDS CORP | 48,057 | $8.272M | 1.2% | $172.13 * | $87.99 | +62.1% | COM | 580135101 |
| TPR | TAPESTRY INC | 184,777 | $8.173M | 1.2% | $44.23 * | $32.95 | +7.9% | COM | 876030107 |
| — | MERCK & CO INC NEW | 144,300 | $8.12M | 1.2% | $56.27 | $54.36 | — | COM | 58933y105 |
| GILD | GILEAD SCIENCES INC COM | 112,047 | $8.027M | 1.2% | $71.64 * | $48.55 | +9.2% | COM | 375558103 |
| MDLZ | MONDELEZ INTL INC COM | 184,448 | $7.894M | 1.2% | $42.80 * | $30.08 | +17.4% | COM | 609207105 |
| IBM | INTL BUSINESS MACHINES | 51,327 | $7.875M | 1.2% | $153.43 * | $103.40 | +0.0% | COM | 459200101 |
| — | METLIFE INC | 153,841 | $7.778M | 1.2% | $50.56 | $43.08 | — | COM | 59156r108 |
| PAYX | PAYCHEX INC | 110,189 | $7.502M | 1.1% | $68.08 * | $36.21 | +48.3% | COM | 704326107 |
| IQV | IQVIA HLDGS INC | 76,060 | $7.446M | 1.1% | $97.90 | $101.80 | -3.8% | COM | 46266C105 |
| YUM | YUM BRANDS INC | 90,776 | $7.408M | 1.1% | $81.61 * | $56.58 | +24.6% | COM | 988498101 |
| SO | SOUTHERN CO | 153,396 | $7.377M | 1.1% | $48.09 * | $33.12 | +4.5% | COM | 842587107 |
| — | IDEXX LABORATORIES | 46,720 | $7.306M | 1.1% | $156.38 | $116.72 | — | COM | 45168d104 |
| — | FORTUNE BRANDS HOMES & SEC INC | 103,027 | $7.051M | 1.1% | $68.44 | $47.95 | — | COM | 34964c106 |
| BMY | BRISTOLMYERS SQUIBB | 114,539 | $7.019M | 1.0% | $61.28 * | $34.48 | +32.0% | COM | 110122108 |
| HD | HOME DEPOT INC COM | 36,753 | $6.966M | 1.0% | $189.54 * | $82.25 | +89.7% | COM | 437076102 |
| SBUX | STARBUCKS CORP | 117,809 | $6.766M | 1.0% | $57.43 * | $47.41 | +1.7% | COM | 855244109 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL CL | 31,629 | $6.27M | 0.9% | $198.24 | $123.41 | +60.6% | COM | 084670702 |
| VFC | V F CORP | 83,580 | $6.185M | 0.9% | $74.00 * | $57.44 | +21.3% | COM | 918204108 |
| CVS | CVS CAREMARK CORP | 80,655 | $5.847M | 0.9% | $72.49 * | $56.24 | -0.1% | COM | 126650100 |
| KHC | KRAFT HEINZ CO. | 73,614 | $5.724M | 0.9% | $77.76 * | $51.61 | +2.8% | COM | 500754106 |
| AXP | AMERICAN EXPRESS CO COM | 56,055 | $5.567M | 0.8% | $99.31 * | $59.23 | +50.1% | COM | 025816109 |
| — | UNION BANK | 331,959 | $5.511M | 0.8% | $16.60 | $15.83 | — | COM | 90520v103 |
| RY | ROYAL BANK OF CANADA | 67,272 | $5.493M | 0.8% | $81.65 | $63.75 | +28.1% | COM | 780087102 |
| — | FORTIVE CORP COM | 75,518 | $5.464M | 0.8% | $72.35 | $52.54 | — | COM | 34959j108 |
| BFH | ALLIANCE DATA SYSTEM CORP | 18,444 | $4.675M | 0.7% | $253.47 * | $153.12 | +15.4% | COM | 018581108 |
| XOM | EXXON MOBIL CORP COM | 55,114 | $4.61M | 0.7% | $83.64 * | $54.54 | +6.4% | COM | 30231G102 |
| — | LYONDELLBASELL INDUSTRIES NV O | 38,079 | $4.201M | 0.6% | $110.32 | $89.86 | — | COM | n53745100 |
| — | STANDARD & POOR'S DEP RCPTS | 15,583 | $4.158M | 0.6% | $266.83 | $204.04 | — | COM | 78462f103 |
| TMO | THERMO FISHER CORP COM | 21,589 | $4.099M | 0.6% | $189.87 * | $103.58 | +79.5% | COM | 883556102 |
| — | GOLDMAN SACHS GROUP INC | 14,772 | $3.763M | 0.6% | $254.74 | $241.99 | — | COM | 38141g104 |
| AFL | AFLAC INC COM | 39,682 | $3.483M | 0.5% | $87.77 * | $22.60 | +61.0% | COM | 001055102 |
| — | NEKTAR THERAPEUTICS | 58,000 | $3.464M | 0.5% | $59.72 | $11.86 | — | COM | 640268108 |
| TRMB | TRIMBLE INC. | 84,035 | $3.415M | 0.5% | $40.64 | $28.28 | +43.7% | COM | 896239100 |
| ORCL | ORACLE CORP COM | 68,907 | $3.258M | 0.5% | $47.28 * | $27.88 | +50.4% | COM | 68389X105 |
| XYZ | SQUARE INC COM | 81,900 | $2.839M | 0.4% | $34.66 | $36.61 | -5.3% | COM | 852234103 |
| SNA | SNAP ON TOOLS CORP | 14,920 | $2.601M | 0.4% | $174.33 * | $125.90 | +12.9% | COM | 833034101 |
| BWA | BORG WARNER AUTOMOTIVE INC | 45,585 | $2.329M | 0.3% | $51.09 * | $35.85 | +10.7% | COM | 099724106 |
| — | PUMA BIOTECHNOLOGY INC | 22,000 | $2.175M | 0.3% | $98.86 | $44.12 | — | COM | 74587v107 |
| NSC | NORFOLK SOUTHERN CORP | 14,685 | $2.128M | 0.3% | $144.91 * | $64.89 | +89.9% | COM | 655844108 |
| DVY | ISHARES TR DOW JONES SEL DIVID | 18,965 | $1.869M | 0.3% | $98.55 | $70.64 | +39.5% | COM | 464287168 |
| BA | BOEING CO | 6,262 | $1.847M | 0.3% | $294.95 * | $89.58 | +213.7% | COM | 097023105 |
| PG | PROCTER & GAMBLE | 18,753 | $1.723M | 0.3% | $91.88 * | $60.36 | +23.2% | COM | 742718109 |
| — | ALPHABET INC CAP STK CL A | 1,565 | $1.649M | 0.2% | $1053.67 | $802.53 | — | COM | 02079k305 |
| — | AT&T INC. | 41,238 | $1.603M | 0.2% | $38.87 | $35.05 | — | COM | 00206r102 |
| — | BB & T | 31,668 | $1.575M | 0.2% | $49.73 | $37.85 | — | COM | 054937107 |
| — | DUKE ENERGY CORPORATION NEW | 17,454 | $1.468M | 0.2% | $84.11 | $72.13 | — | COM | 26441c204 |
| — | KINDER MORGAN INC | 79,871 | $1.443M | 0.2% | $18.07 | $18.94 | — | COM | 49456b101 |
| WFC | WELLS FARGO & CO NEW | 23,415 | $1.421M | 0.2% | $60.69 * | $35.34 | +37.4% | COM | 949746101 |
| FCNCA | FIRST CITIZENS BANCSHARES NC C | 3,483 | $1.404M | 0.2% | $403.10 * | $390.04 | +0.6% | COM | 31946M103 |
| — | GENERAL ELECTRIC COMPANY | 71,560 | $1.249M | 0.2% | $17.45 | $27.32 | — | COM | 369604103 |
| GD | GENERAL DYNAMICS CRP | 6,107 | $1.242M | 0.2% | $203.37 * | $60.32 | +181.3% | COM | 369550108 |
| PFE | PFIZER INC | 33,300 | $1.206M | 0.2% | $36.22 * | $17.82 | +35.1% | COM | 717081103 |
| PEP | PEPSICO INCORPORATED | 10,026 | $1.202M | 0.2% | $119.89 * | $73.82 | +27.2% | COM | 713448108 |
| SUPN | SUPERNUS PHARMACEUTICALS INC | 29,200 | $1.164M | 0.2% | $39.86 | $7.34 | +442.9% | COM | 868459108 |
| INTC | INTEL CORP | 24,918 | $1.15M | 0.2% | $46.15 * | $21.66 | +78.9% | COM | 458140100 |
| SLB | SCHLUMBERGER LTD COM | 16,714 | $1.126M | 0.2% | $67.37 * | $57.60 | -7.0% | COM | 806857108 |
| CAT | CATERPILLAR INC | 6,700 | $1.056M | 0.2% | $157.61 * | $63.74 | +107.6% | COM | 149123101 |
| PTGX | PROTAGONIST THERAPEUTICS INC | 46,700 | $971K | 0.1% | $20.79 | $16.35 | +27.2% | COM | 74366E102 |
| SBR | SABINE ROYALTY TRUST UBI | 20,000 | $892K | 0.1% | $44.60 | $29.60 | — | COM | 785688102 |
| — | SELECT BANCORP INC NEW | 66,204 | $837K | 0.1% | $12.64 | $12.64 | — | COM | 81617l108 |
| — | INTRA CELLULAR THERAPIES INC | 54,060 | $783K | 0.1% | $14.48 | $17.38 | — | COM | 46116x101 |
| PM | PHILIP MORRIS INTL INC | 7,196 | $760K | 0.1% | $105.61 * | $50.88 | +36.8% | COM | 718172109 |
| SGMO | SANGAMO BIOSCIENCES INC | 46,200 | $758K | 0.1% | $16.41 * | $4.01 | +270.9% | COM | 800677106 |
| MMM | 3M CO COM | 3,145 | $740K | 0.1% | $235.29 * | $90.52 | +64.3% | COM | 88579Y101 |
| — | DOMINION RES INC VA NEW | 8,968 | $727K | 0.1% | $81.07 | $76.81 | — | COM | 25746u109 |
| BAC | BANK OF AMERICA CORP | 24,239 | $716K | 0.1% | $29.54 * | $12.02 | +103.4% | COM | 060505104 |
| ITW | ILLINOIS TOOL WORKS | 4,000 | $667K | 0.1% | $166.75 * | $52.61 | +161.4% | COM | 452308109 |
| — | ENBRIDGE INC | 16,766 | $656K | 0.1% | $39.13 | $41.73 | — | COM | 29250n105 |
| — | ALIBABA GROUP LTD SPR ADR | 3,767 | $650K | 0.1% | $172.55 | $172.82 | — | COM | 01609w102 |
| — | AIMMUNE THERAPEUTICS INC | 16,420 | $621K | 0.1% | $37.82 | $26.77 | — | COM | 00900t107 |
| — | COMCASTCORP NEW CL A | 14,852 | $595K | 0.1% | $40.06 | $38.96 | — | COM | 20030n101 |
| BRK/A | BERKSHIRE HATHAWAY-CL A | 2 | $595K | 0.1% | $297500.00 | $251172.72 | +18.5% | COM | 084670108 |
| — | FIVE PRIME THERAPEUTICS, INC. | 25,000 | $548K | 0.1% | $21.92 | $21.92 | — | COM | 33830x104 |
| QCOM | QUALCOMM INC COM | 8,201 | $525K | 0.1% | $64.02 * | $45.53 | +14.2% | COM | 747525103 |
| — | GENERAL MOTORS | 12,581 | $516K | 0.1% | $41.01 | $32.23 | — | COM | 37045v100 |
| — | BLACK STONE MINERALS LP | 28,000 | $502K | 0.1% | $17.93 | $14.43 | — | COM | 09225m101 |
| INSM | INSMED INC | 15,700 | $490K | 0.1% | $31.21 | $10.70 | +191.4% | COM | 457669307 |
| AMGN | AMGEN INC COM | 2,803 | $487K | 0.1% | $173.74 * | $84.97 | +60.4% | COM | 031162100 |
| — | FIBROGEN INC | 10,000 | $474K | 0.1% | $47.40 | $22.77 | — | COM | 31572q808 |
| LOW | LOWE'S COS | 5,048 | $469K | 0.1% | $92.91 * | $45.44 | +76.5% | COM | 548661107 |
| — | COSTCO WHOLESALE | 2,515 | $468K | 0.1% | $186.08 | $134.69 | — | COM | 22160k105 |
| — | CALITHERA BIOSCIENCES, INC. | 55,580 | $464K | 0.1% | $8.35 | $6.45 | — | COM | 13089p101 |
| — | FEDEXCORP | 1,775 | $443K | 0.1% | $249.58 | $165.61 | — | COM | 31428x106 |
| SYK | STRYKER CORP | 2,800 | $434K | 0.1% | $155.00 * | $58.49 | +142.9% | COM | 863667101 |
| PSX | PHILLIPS 66 | 4,261 | $431K | 0.1% | $101.15 * | $46.21 | +60.2% | COM | 718546104 |
| — | BELLLICUM PHARMACEUTICALS INC | 48,285 | $406K | 0.1% | $8.41 | $9.21 | — | COM | 079481107 |
| — | NVIDIA CORP | 2,067 | $400K | 0.1% | $193.52 | $179.00 | — | COM | 67066g104 |
| — | DISCOVERY COMMUNICATIONS INC N | 18,830 | $399K | 0.1% | $21.19 | $21.19 | — | COM | 25470F302 |
| — | CAPITAL ONE FINANCIAL | 4,000 | $398K | 0.1% | $99.50 | $64.19 | — | COM | 14040h105 |
| LNC | LINCOLN NATIONAL CORP | 5,163 | $397K | 0.1% | $76.89 * | $24.88 | +119.6% | COM | 534187109 |
| — | BLACKHAWK NETWORK HOLDINGS | 11,007 | $392K | 0.1% | $35.61 | $41.16 | — | COM | 09238e104 |
| — | CONOCOPHILLIPS | 7,135 | $392K | 0.1% | $54.94 | $59.91 | — | COM | 20825c104 |
| — | ALTRIA GROUP INC | 5,355 | $382K | 0.1% | $71.34 | $56.30 | — | COM | 02209s103 |
| — | INCYTE GENOMICS INC | 4,000 | $379K | 0.1% | $94.75 | $22.49 | — | COM | 45337c102 |
| — | EXTENDED STAY AMERICA INC | 19,535 | $371K | 0.1% | $18.99 | $20.00 | — | COM | 30224p200 |
| — | ADVAXIS INC | 129,800 | $369K | 0.1% | $2.84 | $6.58 | — | COM | 007624208 |
| — | KKR & CO LP | 17,375 | $366K | 0.1% | $21.06 | $15.77 | — | COM | 48248m102 |
| RGEN | REPLIGEN CORP | 10,000 | $363K | 0.1% | $36.30 | $8.40 | +332.0% | COM | 759916109 |
| — | iSHARE MSCI TAIWAN CAPPED ETF | 10,000 | $362K | 0.1% | $36.20 | $33.20 | — | ADR | 46434g772 |
| AEP | AMER ELEC PWR INC COM | 4,890 | $360K | 0.1% | $73.62 * | $30.90 | +79.3% | COM | 025537101 |
| FBNC | FIRST BANCORP NORTH CAROLINA | 10,131 | $358K | 0.1% | $35.34 * | $26.42 | +13.1% | COM | 318910106 |
| — | MONSANTO CO | 3,060 | $357K | 0.1% | $116.67 | $105.12 | — | COM | 61166w101 |
| — | TARGET CORPORATION | 5,450 | $356K | 0.1% | $65.32 | $69.80 | — | COM | 87612e106 |
| TXN | TEXAS INSTRUMENTS | 3,156 | $330K | 0.0% | $104.56 * | $77.65 | +7.5% | COM | 882508104 |
| — | JAZZ PHARMACEUTICALS PLC | 2,430 | $327K | 0.0% | $134.57 | $146.36 | — | COM | g50871105 |
| SHW | SHERWIN WILLIAMS CO | 754 | $309K | 0.0% | $409.81 * | $122.31 | +4.1% | COM | 824348106 |
| — | ZOETIS INC | 4,101 | $295K | 0.0% | $71.93 | $54.66 | — | COM | 98978v103 |
| — | UNITED HEALTHCARE CORP | 1,312 | $289K | 0.0% | $220.27 | $189.16 | — | COM | 91324p102 |
| EBAY | EBAY INC COM | 7,555 | $285K | 0.0% | $37.72 * | $26.82 | +25.2% | COM | 278642103 |
| PNC | PNC BK CORP COM | 1,848 | $267K | 0.0% | $144.48 * | $52.76 | +107.3% | COM | 693475105 |
| — | HP, INC. | 12,113 | $254K | 0.0% | $20.97 | $11.92 | — | COM | 40434l105 |
| UPS | UNITED PARCEL SERVICE - CL B | 2,099 | $250K | 0.0% | $119.10 * | $64.96 | +35.1% | COM | 911312106 |
| — | ACCENTURE PLC | 1,624 | $249K | 0.0% | $153.33 | $134.85 | — | COM | g1151c101 |
| — | S&P GLOBAL INC | 1,466 | $248K | 0.0% | $169.17 | $145.98 | — | COM | 78409v104 |
| WMB | WILLIAMS CO INC | 8,000 | $244K | 0.0% | $30.50 * | $16.23 | +21.1% | COM | 969457100 |
| — | BIOCRYST PHARMACEUTICALS | 49,000 | $241K | 0.0% | $4.92 | $2.20 | — | COM | 09058v103 |
| DG | DOLLAR GENERAL CORP | 2,550 | $237K | 0.0% | $92.94 * | $77.43 | +8.2% | COM | 256677105 |
| RYN | RAYONIER INC COM | 7,500 | $237K | 0.0% | $31.60 | $28.40 | — | COM | 754907103 |
| — | ROYAL DUTCH SHELL PLC SPON ADR | 3,500 | $233K | 0.0% | $66.57 | $60.57 | — | COM | 780259206 |
| MAT | MATTEL INC | 15,000 | $231K | 0.0% | $15.40 | $26.37 | -41.7% | COM | 577081102 |
| ECL | ECOLAB INC COM | 1,717 | $230K | 0.0% | $133.95 * | $78.25 | +57.5% | COM | 278865100 |
| WMT | WAL-MART STORES | 2,267 | $224K | 0.0% | $98.81 * | $26.82 | +8.0% | COM | 931142103 |
| NOC | NORTHROP GRUMMAN CORP | 730 | $224K | 0.0% | $306.85 * | $234.97 | +14.6% | COM | 666807102 |
| VEU | VANGUARD FTSE ALL-WORLD ex-US | 4,000 | $219K | 0.0% | $54.75 | $49.48 | +10.6% | ADR | 922042775 |
| TXT | TEXTRON INC | 3,660 | $207K | 0.0% | $56.56 | $53.87 | +3.9% | COM | 883203101 |
| — | MELINTA THERAPEUTICS INC | 12,910 | $204K | 0.0% | $15.80 | $15.80 | — | COM | 58549G100 |
| TJX | TJX COMPANIES | 2,650 | $203K | 0.0% | $76.60 * | $32.40 | +5.6% | COM | 872540109 |
| — | TYME TECHNOLOGIES INC NEW | 31,000 | $198K | 0.0% | $6.39 | $6.39 | — | COM | 90238j103 |
| — | HEWLETT PACKARD ENTERPRISE CO | 13,051 | $187K | 0.0% | $14.33 | $15.20 | — | COM | 42824c109 |
| FNB | FNB CORP PA | 10,027 | $139K | 0.0% | $13.86 * | $9.96 | +1.1% | COM | 302520101 |
| — | ARALEZ PHARMACEUTICALS INC | 96,429 | $137K | 0.0% | $1.42 | $2.57 | — | COM | 03852x100 |
| — | NOVELION THERAPEUTICS INC NEW | 26,000 | $81,000 | 0.0% | $3.12 | $7.19 | — | COM | 67001k202 |
| — | RIGEL PHARMACEUTICALS | 20,000 | $78,000 | 0.0% | $3.90 | $3.64 | — | COM | 766559603 |
| — | SYNTHETIC BIOLOGICS INC | 126,000 | $64,000 | 0.0% | $0.51 | $1.39 | — | COM | 87164u102 |
| — | PDL BIOPHARMA INC | 20,000 | $55,000 | 0.0% | $2.75 | $7.43 | — | COM | 69329y104 |
| — | FIBROCELL SCIENCE INC NEW | 16,667 | $11,000 | 0.0% | $0.66 | $1.98 | — | COM | 315721308 |
| — | HEAT BIOLOGICS INC | 20,500 | $8,000 | 0.0% | $0.39 | $0.96 | — | COM | 42237K102 |
| — | QLT INC WTS | 230,000 | $0 | 0.0% | $0.00 | — | — | WT | 746992189 |
| — | GROWLIFE, INC | 15,000 | $0 | 0.0% | $0.00 | $0.60 | — | COM | 39985x104 |
| — | VIBE RECORDS INC NEW COM (DELI | 11,000 | $0 | 0.0% | $0.00 | — | — | COM | 925563108 |
| — | AMERIC INT GR WTS EXP 1/19/202 | 100,444 | $0 | 0.0% | $0.00 | — | — | WT | acg874152 |
| — | FOREST LABORATORIES CONTINGENT | 55,000 | $0 | 0.0% | $0.00 | — | — | WT | 187cvr907 |
| — | FOREST LABORATORIES INC CONTIN | 15,000 | $0 | 0.0% | $0.00 | — | — | WT | 3458cvr07 |
| — | QLT INC WTS | 230,000 | $0 | 0.0% | $0.00 | — | — | WT | 746992171 |
| — | PHOENIX METALS CORP | 10,000 | $0 | 0.0% | $0.00 | — | — | COM | 71919B204 |
| — | BIOSIGNIA INC | 130,000 | $0 | 0.0% | $0.00 | — | — | COM | 090998345 |
| — | AXION INTERNATIONAL HOLDINGS I | 95,714 | $0 | 0.0% | $0.00 | $0.49 | — | COM | 05462d101 |
| — | COMMONWEALTH BANKSHARES INC (D | 11,761 | $0 | 0.0% | $0.00 | — | — | COM | 202736104 |
| — | ART ADVANCED RESEARCH TECHNOLO | 10,000 | $0 | 0.0% | $0.00 | — | — | COM | 04287x103 |