Rathbones Group PLC Diversified Active

CIK: 0001351991 · Show all filings

Period: Q3 2014 (← Previous) (Next →)

Filing Date: Oct 23, 2014

Total Value ($000): $1,439,762 (100.0% shares, 0.0% debt)

Holdings (309)

VZ VERIZON COMMS INC NPV Common Stock 7.8%
Value ($000) $112,288 Shares 2,246,200 Est. Cost $25.88 Unrealized +7.4%
LMT LOCKHEED MARTIN CO US$1 Common Stock 4.1%
Value ($000) $58,964 Shares 322,595 Est. Cost $82.47 Unrealized +51.4%
AAPL APPLE INC NPV Common Stock 2.9%
Value ($000) $41,088 Shares 407,821 Est. Cost $18.28 Unrealized +18.3%
BKU BANKUNITED INC US$0.01 Common Stock 2.5%
Value ($000) $35,381 Shares 1,160,420 Est. Cost $23.03 Unrealized -1.4%
V VISA INC US$0.0001 Common Stock 1.8%
Value ($000) $26,455 Shares 123,988 Est. Cost $41.43 Unrealized +19.8%
JNJ JOHNSON & JOHNSON US$1 Common Stock 1.7%
Value ($000) $24,945 Shares 234,026 Est. Cost $60.62 Unrealized +24.7%
PM PHILIP MORRIS INTL INC NPV Common Stock 1.7%
Value ($000) $24,928 Shares 298,895 Est. Cost $49.14 Unrealized -2.5%
MDLZ MONDELEZ INTL INC US$0.01 Common Stock 1.7%
Value ($000) $24,363 Shares 711,019 Est. Cost $23.86 Unrealized +18.7%
INTC INTEL CORP US$0.001 Common Stock 1.7%
Value ($000) $24,169 Shares 694,115 Est. Cost $18.02 Unrealized +42.8%
MSFT MICROSOFT CORP US$ 0.00000625 Common Stock 1.6%
Value ($000) $23,689 Shares 510,974 Est. Cost $29.52 Unrealized +27.6%
META FACEBOOK INC US$0.000006 Cls A Common Stock 1.6%
Value ($000) $23,326 Shares 295,115 Est. Cost $42.17 Unrealized +72.8%
— GENERAL ELECTRIC CORP US$0.06 Common Stock 1.6%
Value ($000) $22,846 Shares 891,741 Est. Cost $23.80 Unrealized —
BRK/B BERKSHIRE HATHAWAY INC US$0.0033 Cls B Common Stock 1.5%
Value ($000) $21,746 Shares 157,422 Est. Cost $110.37 Unrealized +20.7%
AMZN AMAZON COM INC US$0.01Common Stock 1.5%
Value ($000) $21,692 Shares 67,276 Est. Cost $14.55 Unrealized +14.3%
JPM JP MORGAN CHASE & CO US$1 Common Stock 1.5%
Value ($000) $20,908 Shares 347,077 Est. Cost $38.88 Unrealized +10.9%
RY ROYAL BANK OF CANADA NPV Common Stock 1.4%
Value ($000) $20,578 Shares 287,282 Est. Cost $59.71 Unrealized +23.3%
XOM EXXON MOBIL CORP NPV Common Stock 1.4%
Value ($000) $20,527 Shares 218,253 Est. Cost $54.08 Unrealized +13.7%
DIS WALT DISNEY (HLDGS) CO US$0.1 Common Stock 1.3%
Value ($000) $18,023 Shares 202,437 Est. Cost $69.15 Unrealized +14.7%
STZ CONSTELLATION BRANDS INC US$ Cls A Common Stock 1.2%
Value ($000) $16,940 Shares 194,360 Est. Cost $58.43 Unrealized +27.4%
SLB SCHLUMBERGER LTD US$0.01 Common Stock 1.1%
Value ($000) $16,316 Shares 160,451 Est. Cost $64.59 Unrealized +23.1%
AMGN AMGEN INC US$0.0001 Common Stock 1.1%
Value ($000) $16,249 Shares 115,684 Est. Cost $94.40 Unrealized +0.1%
CVX CHEVRON CORP US$0.75 Common Stock 1.1%
Value ($000) $16,164 Shares 135,464 Est. Cost $71.74 Unrealized +9.4%
GILD GILEAD SCIENCES INC US$0.001 Common Stock 1.1%
Value ($000) $16,162 Shares 151,823 Est. Cost $67.08 Unrealized +1.4%
— TIFFANY & CO US$0.01 Common Stock 1.1%
Value ($000) $15,895 Shares 165,038 Est. Cost $90.09 Unrealized —
MA MASTERCARD INC US$0.0001 Class A Common Stock 1.1%
Value ($000) $15,715 Shares 212,600 Est. Cost $70.75 Unrealized +0.5%
PWR QUANTA SERVICES INC US$0.00001 Common Stock 1.1%
Value ($000) $15,489 Shares 426,799 Est. Cost $29.22 Unrealized +19.4%
BNS BANK OF NOVA SCOTIA NPV Common Stock 1.1%
Value ($000) $15,425 Shares 248,864 Est. Cost $30.35 Unrealized +23.6%
KO COCA-COLA CO US$0.25 Common Stock 1.1%
Value ($000) $15,317 Shares 359,044 Est. Cost $27.83 Unrealized +3.7%
CL COLGATE-PALMOLIVE CO NPV Common Stock 1.1%
Value ($000) $15,289 Shares 234,419 Est. Cost $44.78 Unrealized +13.2%
— RESTORATION HARDWARE HLDGS INC US$0.0001 Common Stock 1.1%
Value ($000) $15,194 Shares 191,000 Est. Cost $75.93 Unrealized —
— SPRINGLEAF HLDGS INC US$0.01 Common Stock 1.1%
Value ($000) $15,167 Shares 475,000 Est. Cost $25.95 Unrealized —
CTSH COGNIZANT TECHNOLOGY US$0.01 Class A Common Stock 1.0%
Value ($000) $15,109 Shares 337,490 Est. Cost $42.70 Unrealized -2.3%
— MATTRESS FIRM HLDGS CORP USD0.001 Common Stock 1.0%
Value ($000) $14,895 Shares 248,000 Est. Cost $60.06 Unrealized —
MTZ MASTEC INC US$0.10 Common Stock 1.0%
Value ($000) $14,851 Shares 485,000 Est. Cost $31.31 Unrealized -5.1%
— PRECISION CASTPARTS CORP NPV Common Stock 1.0%
Value ($000) $14,331 Shares 60,500 Est. Cost $232.15 Unrealized —
CCK CROWN HOLDINGS INC US$5 Common Stock 1.0%
Value ($000) $14,067 Shares 315,965 Est. Cost $41.25 Unrealized +10.9%
PPG PPG INDUSTRIES INC US$1.666 Common Stock 1.0%
Value ($000) $14,008 Shares 71,200 Est. Cost $71.20 Unrealized +17.2%
VIPS VIPSHOP HOLDINGS LTD Spon ADR Each Rep 2 Ord Shares 1.0%
Value ($000) $13,987 Shares 74,000 Est. Cost $159.69 Unrealized —
DECK DECKERS OUTDOOR CO US$0.01 Common Stock 1.0%
Value ($000) $13,897 Shares 143,000 Est. Cost $12.45 Unrealized +22.7%
AOS SMITH(AO)CORP US$1 Common Stock 1.0%
Value ($000) $13,711 Shares 290,000 Est. Cost $20.01 Unrealized +1.3%
EOG EOG RESOURCES INC US$0.01 Common Stock 0.9%
Value ($000) $13,566 Shares 137,000 Est. Cost $64.14 Unrealized +23.7%
KMX CARMAX INC US$0.50 Common Stock 0.9%
Value ($000) $13,331 Shares 287,000 Est. Cost $46.05 Unrealized +11.2%
— BE AEROSPACE US$0.01 Common Stock 0.9%
Value ($000) $13,263 Shares 158,000 Est. Cost $67.77 Unrealized —
MKC MCCORMICK & CO INC NPV Non Vtg Common Stock 0.9%
Value ($000) $13,196 Shares 197,251 Est. Cost $27.84 Unrealized -0.6%
CMI CUMMINS INC US$2.50 Common Stock 0.9%
Value ($000) $13,189 Shares 99,930 Est. Cost $86.14 Unrealized +23.1%
BFH ALLIANCE DATA SYSTEMS US$0.01 Common Stock 0.9%
Value ($000) $13,158 Shares 53,000 Est. Cost $125.81 Unrealized +44.2%
EXP EAGLE MATERIALS INC US$0.01 Common Stock 0.9%
Value ($000) $13,033 Shares 127,990 Est. Cost $91.85 Unrealized 0.0%
— KODIAK OIL & GAS CORP NPV Common Stock 0.8%
Value ($000) $12,213 Shares 900,000 Est. Cost $12.65 Unrealized —
MU MICRON TECHNOLOGY INC US$0.10 Common Stock 0.8%
Value ($000) $11,940 Shares 348,500 Est. Cost $31.60 Unrealized 0.0%
JBHT HUNT (JB) TRANSPORT SVCS INC US$0.01 Common Stock 0.8%
Value ($000) $11,848 Shares 160,000 Est. Cost $66.39 Unrealized +2.5%
— KRAFT FOODS GROUP NPV Common Stock 0.8%
Value ($000) $11,818 Shares 209,535 Est. Cost $55.80 Unrealized —
— POLYONE CORP US$0.01 Common Stock 0.8%
Value ($000) $11,670 Shares 328,000 Est. Cost $33.54 Unrealized —
— CONCHO RESOURCES INC US$0.001 Common Stock 0.8%
Value ($000) $11,160 Shares 89,000 Est. Cost $99.54 Unrealized —
PG PROCTER & GAMBLE CO NPV Common Stock 0.8%
Value ($000) $10,865 Shares 129,748 Est. Cost $55.48 Unrealized +7.7%
C CITIGROUP INC US$0.01 Common Stock 0.7%
Value ($000) $9,745 Shares 188,053 Est. Cost $36.55 Unrealized +2.4%
ABT ABBOTT LABORATORIES NPV Common Stock 0.7%
Value ($000) $9,474 Shares 227,807 Est. Cost $29.08 Unrealized +17.3%
WFC WELLS FARGO & CO US$1.6666 Common Stock 0.7%
Value ($000) $9,458 Shares 182,349 Est. Cost $28.31 Unrealized +32.2%
— DR PEPPER SNAPPLE GROUP INC US$0.01 Common Stock 0.6%
Value ($000) $9,345 Shares 145,314 Est. Cost $46.17 Unrealized —
PFE PFIZER INC US$0.05 Common Stock 0.6%
Value ($000) $8,851 Shares 299,314 Est. Cost $16.55 Unrealized +5.4%
MRSH MARSH & MCLENNAN CO INC US$1 Common Stock 0.6%
Value ($000) $8,638 Shares 165,041 Est. Cost $31.56 Unrealized +35.4%
IBM IBM CORP US$0.20 Common Stock 0.6%
Value ($000) $8,551 Shares 45,045 Est. Cost $118.16 Unrealized -3.2%
— EMC CORP MASSACHUSETTS US$0.01 Common Stock 0.6%
Value ($000) $8,537 Shares 291,767 Est. Cost $24.63 Unrealized —
ABBV ABBVIE INC US$0.01 Common Stock 0.6%
Value ($000) $8,177 Shares 141,564 Est. Cost $26.67 Unrealized +31.9%
SPY SPDR TRUST S&P 500 ETF Trust 0.5%
Value ($000) $7,482 Shares 37,975 Est. Cost $167.78 Unrealized —
CM CANADIAN IMPERIAL BANK NPV Common Stock 0.5%
Value ($000) $7,449 Shares 82,754 Est. Cost $20.82 Unrealized +30.3%
— RAYTHEON CO US$0.01 Common Stock 0.5%
Value ($000) $6,971 Shares 68,595 Est. Cost $66.12 Unrealized —
MCD MCDONALD'S CORP US$0.01 Common Stock 0.5%
Value ($000) $6,957 Shares 73,383 Est. Cost $71.93 Unrealized -1.0%
HON HONEYWELL INTERNATIONAL INC US$1 Common Stock 0.5%
Value ($000) $6,662 Shares 71,541 Est. Cost $53.47 Unrealized +25.5%
PEP PEPSICO INC US$0.016666 Cap 0.4%
Value ($000) $6,422 Shares 68,982 Est. Cost $57.68 Unrealized +12.5%
— GOOGLE INC US$0.001 Class A Common Stock 0.4%
Value ($000) $6,310 Shares 10,724 Est. Cost $994.50 Unrealized —
MO ALTRIA GROUP INC US$0.333333 Common Stock 0.4%
Value ($000) $5,899 Shares 128,410 Est. Cost $16.49 Unrealized +25.4%
AJG GALLAGHER AJ & CO US$1 Common Stock 0.4%
Value ($000) $5,546 Shares 122,265 Est. Cost $33.49 Unrealized +10.5%
T AT&T INC US$1 Common Stock 0.4%
Value ($000) $5,446 Shares 154,542 Est. Cost $11.90 Unrealized 0.0%
UNP UNION PACIFIC CORP US$2.50 Common Stock 0.3%
Value ($000) $5,023 Shares 46,332 Est. Cost $69.53 Unrealized +15.5%
EBAY EBAY INC US$0.001 Common Stock 0.3%
Value ($000) $4,852 Shares 85,677 Est. Cost $20.11 Unrealized -1.6%
EWP ISHARES INC MSCI Spain Capped Index Fund 0.3%
Value ($000) $4,470 Shares 114,903 Est. Cost $30.02 Unrealized —
BMO BANK OF MONTREAL NPV Common Stock 0.3%
Value ($000) $4,420 Shares 59,919 Est. Cost $36.31 Unrealized +30.7%
— GOOGLE INC US$0.001 Cls C Common Stock 0.3%
Value ($000) $4,372 Shares 7,572 Est. Cost $575.24 Unrealized —
EPP ISHARES INC MSCI Pacific Ex Japan ETF 0.3%
Value ($000) $4,305 Shares 93,452 Est. Cost $43.78 Unrealized —
COP CONOCOPHILLIPS US$0.01 Common Stock 0.3%
Value ($000) $3,829 Shares 50,045 Est. Cost $44.73 Unrealized +26.7%
EMR EMERSON ELECTRIC CO US$0.50 Common Stock 0.3%
Value ($000) $3,615 Shares 57,764 Est. Cost $42.53 Unrealized +12.3%
DVY ISHARES TRUST Select Dividend ETF 0.2%
Value ($000) $3,392 Shares 45,925 Est. Cost $64.65 Unrealized —
BMY BRISTOL-MYERS SQUIBB CO NPV Common Stock 0.2%
Value ($000) $3,194 Shares 62,401 Est. Cost $28.79 Unrealized +18.8%
ADBE ADOBE SYSTEMS INC NPV Common Stock 0.2%
Value ($000) $3,171 Shares 45,832 Est. Cost $60.55 Unrealized +17.1%
— YAHOO INC US$ 0.001 Common Stock 0.2%
Value ($000) $3,130 Shares 76,815 Est. Cost $25.13 Unrealized —
TD TORONTO-DOMINION BANK NPV Common Stock 0.2%
Value ($000) $3,048 Shares 61,626 Est. Cost $43.25 Unrealized +20.0%
GLW CORNING INC US$0.50 Common Stock 0.2%
Value ($000) $2,971 Shares 153,640 Est. Cost $10.49 Unrealized +47.5%
MRK MERCK & CO INC US$0.50 Common Stock 0.2%
Value ($000) $2,926 Shares 49,365 Est. Cost $30.23 Unrealized +30.2%
— HOLLYFRONTIER CORP US$0.01 Common Stock 0.2%
Value ($000) $2,905 Shares 66,495 Est. Cost $49.59 Unrealized —
BAC BANK OF AMERICA CORP NPV Common Stock 0.2%
Value ($000) $2,878 Shares 168,790 Est. Cost $10.32 Unrealized +21.8%
WMT WAL-MART STORES INC US$0.1 Common Stock 0.2%
Value ($000) $2,842 Shares 37,161 Est. Cost $20.08 Unrealized +1.1%
— CELGENE CORP US$0.01 Common Stock 0.2%
Value ($000) $2,702 Shares 28,504 Est. Cost $106.78 Unrealized —
— TEMPLETON EMERGING MKTS FUND US$0.01 Common Stock 0.2%
Value ($000) $2,644 Shares 149,015 Est. Cost $17.49 Unrealized —
CAT CATERPILLAR INC US$1 Common Stock 0.2%
Value ($000) $2,616 Shares 26,412 Est. Cost $67.96 Unrealized +16.7%
NEM NEWMONT MINING CORP US$1.60 Common Stock 0.2%
Value ($000) $2,569 Shares 111,449 Est. Cost $24.57 Unrealized -19.1%
KMB KIMBERLEY CLARK CORP NPV Common Stock 0.2%
Value ($000) $2,540 Shares 23,616 Est. Cost $63.41 Unrealized +11.7%
— POTASH CORP OF SASKATCHEWAN NPV Common Stock 0.2%
Value ($000) $2,519 Shares 72,685 Est. Cost $37.28 Unrealized —
BCE BCE INC NPV Common Stock 0.2%
Value ($000) $2,489 Shares 58,091 Est. Cost $22.08 Unrealized +4.8%
MMM 3M COMPANY US$0.01 Common Stock 0.2%
Value ($000) $2,233 Shares 15,758 Est. Cost $66.08 Unrealized +26.4%
EEM ISHARES TRUST MSCI Emerging Markets ETF 0.1%
Value ($000) $2,107 Shares 50,692 Est. Cost $38.55 Unrealized —
DXJ WISDOMTREE TRUST Japan Hedged Equity Fund 0.1%
Value ($000) $2,068 Shares 39,532 Est. Cost $48.40 Unrealized —
MS MORGAN STANLEY US$0.01 Common Stock 0.1%
Value ($000) $2,011 Shares 58,183 Est. Cost $18.05 Unrealized +36.4%
— SWEDISH EXPORT CREDIT Elements ETN Lkd RICI 0.1%
Value ($000) $1,975 Shares 282,989 Est. Cost $8.61 Unrealized —
— ISHARES INC MSCI Japan ETF 0.1%
Value ($000) $1,954 Shares 166,029 Est. Cost $11.78 Unrealized —
— THOMSON REUTERS CORP NPV Common Stock 0.1%
Value ($000) $1,917 Shares 52,496 Est. Cost $32.52 Unrealized —
— POWERSHARES ETF Intl Corp Bond 0.1%
Value ($000) $1,903 Shares 65,493 Est. Cost $27.73 Unrealized —
— ISHARES INC MSCI UK ETF 0.1%
Value ($000) $1,828 Shares 94,341 Est. Cost $19.38 Unrealized —
SYY SYSCO CORP NPV Common Stock 0.1%
Value ($000) $1,719 Shares 45,292 Est. Cost $24.40 Unrealized +13.0%
AEM AGNICO EAGLE MINES LTD NPV Common Stock 0.1%
Value ($000) $1,709 Shares 58,970 Est. Cost $25.34 Unrealized +20.8%
— MARKET VECTORS ETF Gold Mines 0.1%
Value ($000) $1,650 Shares 77,251 Est. Cost $24.14 Unrealized —
— UTD TECHNOLOGIES CORP US$1 Common Stock 0.1%
Value ($000) $1,621 Shares 15,350 Est. Cost $101.17 Unrealized —
— GRAN TIERRA ENERGY INC USD0.01 Common Stock 0.1%
Value ($000) $1,580 Shares 285,160 Est. Cost $5.56 Unrealized —
NX QUANEX BUILDING PRODUCTS CORP US$0.01 Common Stock 0.1%
Value ($000) $1,503 Shares 83,095 Est. Cost $15.30 Unrealized +0.6%
— WALGREEN CO US$0.078125 Common Stock 0.1%
Value ($000) $1,481 Shares 24,986 Est. Cost $57.28 Unrealized —
DOV DOVER CORP US$1 Common Stock 0.1%
Value ($000) $1,476 Shares 18,375 Est. Cost $41.59 Unrealized +38.1%
PSX PHILLIPS 66 US$0.01 Common Stock 0.1%
Value ($000) $1,465 Shares 18,015 Est. Cost $52.12 Unrealized +5.7%
— ISHARES TRUST Intl Developed Prop ETF 0.1%
Value ($000) $1,456 Shares 39,795 Est. Cost $36.44 Unrealized —
BA BOEING CO US$5 Common Stock 0.1%
Value ($000) $1,454 Shares 11,417 Est. Cost $110.80 Unrealized -1.4%
EWG ISHARES INC MSCI Germany ETF 0.1%
Value ($000) $1,434 Shares 51,780 Est. Cost $25.19 Unrealized —
TIP ISHARES TRUST Tips Bond ETF 0.1%
Value ($000) $1,432 Shares 12,782 Est. Cost $112.67 Unrealized —
GLD SPDR GOLD TRUST NPV Shares 0.1%
Value ($000) $1,431 Shares 12,312 Est. Cost $118.91 Unrealized —
DE DEERE & CO US$1 Common Stock 0.1%
Value ($000) $1,414 Shares 17,244 Est. Cost $68.11 Unrealized +1.9%
BND VANGUARD BOND INDEX FUND Total Bond Market ETF 0.1%
Value ($000) $1,389 Shares 16,959 Est. Cost $81.09 Unrealized —
GIS GENERAL MILLS INC US$0.10 Common Stock 0.1%
Value ($000) $1,377 Shares 27,285 Est. Cost $32.10 Unrealized +10.5%
LLY LILLY (ELI) & CO NPV Common Stock 0.1%
Value ($000) $1,334 Shares 20,575 Est. Cost $49.48 Unrealized +3.8%
MFC MANULIFE FINANCIAL CORP NPV Common Stock 0.1%
Value ($000) $1,330 Shares 69,000 Est. Cost $15.48 Unrealized +30.0%
EWH ISHARES INC MSCI Hong Kong Index Fund 0.1%
Value ($000) $1,259 Shares 61,950 Est. Cost $20.16 Unrealized —
PH PARKER-HANNIFIN CORP US$0.50 Common Stock 0.1%
Value ($000) $1,193 Shares 10,450 Est. Cost $78.43 Unrealized +24.3%
— CANADIAN PACIFIC RAILWAY LTD NPV Common Stock 0.1%
Value ($000) $1,174 Shares 5,646 Est. Cost $151.34 Unrealized —
— SANDISK CORP US$0.001 Common Stock 0.1%
Value ($000) $1,145 Shares 11,686 Est. Cost $71.08 Unrealized —
— REYNOLDS AMERICAN INC US$0.0001 Common Stock 0.1%
Value ($000) $1,140 Shares 19,320 Est. Cost $48.42 Unrealized —
IMO IMPERIAL OIL NPV Common Stock 0.1%
Value ($000) $1,130 Shares 23,860 Est. Cost $30.07 Unrealized +33.2%
PAYX PAYCHEX INC US$0.01 Common Stock 0.1%
Value ($000) $1,127 Shares 25,501 Est. Cost $29.07 Unrealized +2.3%
PUK PRUDENTIAL PLC ADR Rep 2 5p Ordinary Shares 0.1%
Value ($000) $1,125 Shares 25,270 Est. Cost $32.92 Unrealized —
GS GOLDMAN SACHS GROUP US$0.01 Common Stock 0.1%
Value ($000) $1,114 Shares 6,070 Est. Cost $121.59 Unrealized +15.6%
— MARKET VECTORS ETF Vietnam ETF 0.1%
Value ($000) $1,114 Shares 50,870 Est. Cost $20.79 Unrealized —
— COHEN & STEERS INFRASTRUCTURE USD0.001 Common Stock 0.1%
Value ($000) $1,112 Shares 48,050 Est. Cost $23.14 Unrealized —
BABA ALIBABA GROUP HOLDINGS LTD Spon ADS Each Rep 1 Ord 0.1%
Value ($000) $1,077 Shares 12,125 Est. Cost $88.82 Unrealized —
— ROYAL DUTCH SHELL PLC ADR Ech Rep 2 Cl A EUR0.07 Shs 0.1%
Value ($000) $1,062 Shares 13,949 Est. Cost $66.28 Unrealized —
BRK/A BERKSHIRE HATHAWAY INC US$5 Class A Common Stock 0.1%
Value ($000) $1,035 Shares 5 Est. Cost $175515.22 Unrealized +13.8%
— KELLOGG CO US$0.25 Common Stock 0.1%
Value ($000) $1,025 Shares 16,636 Est. Cost $39.87 Unrealized +1.6%
IOO ISHARES TRUST Global 100 ETF 0.1%
Value ($000) $1,000 Shares 12,910 Est. Cost $69.86 Unrealized —
— RACKSPACE HOSTING INC US$0.001 Common Stock 0.1%
Value ($000) $996 Shares 30,610 Est. Cost $37.89 Unrealized —
— ROYAL DUTCH SHELL EUR0.07 ADR Ea Rep 2 Cls B Shs 0.1%
Value ($000) $976 Shares 12,330 Est. Cost $66.25 Unrealized —
XYL XYLEM INC US$0.01 Common Stock 0.1%
Value ($000) $958 Shares 27,000 Est. Cost $24.76 Unrealized +29.8%
AXP AMERICAN EXPRESS CORP US$0.20 Common Stock 0.1%
Value ($000) $941 Shares 10,750 Est. Cost $75.58 Unrealized +1.2%
SYK STRYKER CORP US$0.10 Common Stock 0.1%
Value ($000) $925 Shares 11,450 Est. Cost $70.33 Unrealized +2.3%
CSCO CISCO SYSTEMS INC US$0.001 Common Stock 0.1%
Value ($000) $922 Shares 36,640 Est. Cost $15.26 Unrealized +16.0%
IWM ISHARES TRUST Russell 2000 ETF 0.1%
Value ($000) $917 Shares 8,388 Est. Cost $116.36 Unrealized —
QCOM QUALCOMM INC US$0.001 Common Stock 0.1%
Value ($000) $904 Shares 12,095 Est. Cost $45.80 Unrealized +21.0%
VGK VANGUARD INTL EQUITY European ETF 0.1%
Value ($000) $882 Shares 15,965 Est. Cost $59.34 Unrealized —
MCO MOODYS CORP US$0.01 Common Stock 0.1%
Value ($000) $874 Shares 9,245 Est. Cost $69.25 Unrealized +17.8%
NKE NIKE INC NPV Cls B Common Stock 0.1%
Value ($000) $872 Shares 9,774 Est. Cost $32.62 Unrealized +5.4%
— TOWERS WATSON & CO US$0.01 Class A Common Stock 0.1%
Value ($000) $864 Shares 8,680 Est. Cost $114.06 Unrealized —
— GOLDCORP INC NPV Common Stock 0.1%
Value ($000) $858 Shares 37,155 Est. Cost $24.76 Unrealized —
L LOEWS CORP US$1 Common Stock 0.1%
Value ($000) $833 Shares 20,000 Est. Cost $42.08 Unrealized -3.3%
— BRITISH TELECOM GROUP PLC ADR Each Rep 10 Ord Shares 0.1%
Value ($000) $824 Shares 13,397 Est. Cost $55.61 Unrealized —
BF/B BROWN-FORMAN CORP US$0.15 B Common Stock 0.1%
Value ($000) $823 Shares 9,120 Est. Cost $26.75 Unrealized +12.8%
ARLP ALLIANCE RESOURCE PARTNERS SBI Stock 0.1%
Value ($000) $808 Shares 18,860 Est. Cost $42.84 Unrealized —
RPM RPM INTL INC US$0.01 Common Stock 0.1%
Value ($000) $803 Shares 17,545 Est. Cost $42.30 Unrealized +8.5%
IXN ISHARES TRUST Global Technology ETF 0.1%
Value ($000) $801 Shares 8,756 Est. Cost $85.49 Unrealized —
IVV ISHARES INC Core S&P 500 ETF 0.1%
Value ($000) $780 Shares 3,935 Est. Cost $188.06 Unrealized —
EWD ISHARES INC MSCI Sweden ETF 0.1%
Value ($000) $780 Shares 23,565 Est. Cost $35.26 Unrealized —
TEVA TEVA PHARMACEUTICAL INDUSTRIES ADR Conv 1 Ord ILS0.10 0.1%
Value ($000) $774 Shares 14,408 Est. Cost $52.40 Unrealized —
WM WASTE MANAGEMENT INC NPV Common Stock 0.1%
Value ($000) $757 Shares 15,930 Est. Cost $31.48 Unrealized +15.7%
DVN DEVON ENERGY CORP US$0.10 Common Stock 0.1%
Value ($000) $736 Shares 10,800 Est. Cost $37.89 Unrealized +32.7%
— BLACKSTONE GROUP LP Common Units 0.1%
Value ($000) $734 Shares 23,310 Est. Cost $24.56 Unrealized —
ENB ENBRIDGE INC NPV Common Stock 0.1%
Value ($000) $728 Shares 15,172 Est. Cost $23.36 Unrealized +13.0%
— ANADARKO PETROLEUM CORP US$0.10 Common Stock 0.1%
Value ($000) $726 Shares 7,156 Est. Cost $84.79 Unrealized —
BDX BECTON DICKINSON & CO NPV Common Stock 0.0%
Value ($000) $712 Shares 6,255 Est. Cost $91.42 Unrealized +4.7%
CVS CVS CORP US$0.01 Common Stock 0.0%
Value ($000) $705 Shares 8,855 Est. Cost $52.98 Unrealized +8.5%
IWP ISHARES TRUST Russell Midcap Growth ETF 0.0%
Value ($000) $684 Shares 7,745 Est. Cost $86.01 Unrealized —
— MEDTRONIC INC US$0.10 Common Stock 0.0%
Value ($000) $681 Shares 10,990 Est. Cost $61.63 Unrealized —
AME AMETEK INC NPV Common Stock 0.0%
Value ($000) $678 Shares 13,500 Est. Cost $38.40 Unrealized +25.2%
VOD VODAFONE GROUP PLC Spon ADR Rep 10 Ord Shs 0.0%
Value ($000) $678 Shares 20,626 Est. Cost $36.80 Unrealized —
BP BP PLC ADR Cnv Into 6 Ord US$0.25 0.0%
Value ($000) $672 Shares 15,297 Est. Cost $41.73 Unrealized —
YUM YUM BRANDS INC NPV Common Stock 0.0%
Value ($000) $671 Shares 9,320 Est. Cost $38.97 Unrealized +10.1%
BIIB BIOGEN IDEC INC US$0.0005 Common Stock 0.0%
Value ($000) $669 Shares 2,021 Est. Cost $316.61 Unrealized +4.1%
GII SPDR INDEX SHARES S&P Gbl Infrastructure ETF 0.0%
Value ($000) $655 Shares 13,478 Est. Cost $48.01 Unrealized —
HAL HALLIBURTON CORP NPV Common Stock 0.0%
Value ($000) $635 Shares 9,841 Est. Cost $43.65 Unrealized +26.5%
SWK STANLEY BLACK & DECKER INC US$2.50 Common Stock 0.0%
Value ($000) $622 Shares 7,000 Est. Cost $59.62 Unrealized +12.3%
IJH ISHARES TRUST Core S&P Mid-Cap ETF 0.0%
Value ($000) $619 Shares 4,524 Est. Cost $137.52 Unrealized —
— DIEBOLD INC US$1.25 Common Stock 0.0%
Value ($000) $618 Shares 17,500 Est. Cost $33.71 Unrealized —
MET METLIFE INC US$0.01 Common Stock 0.0%
Value ($000) $614 Shares 11,425 Est. Cost $25.95 Unrealized +28.2%
— ENCANA CORP NPV Common Stock 0.0%
Value ($000) $612 Shares 28,736 Est. Cost $17.18 Unrealized —
ATI ALLEGHENY TECHNOLOGY INC US$0.10 Common Stock 0.0%
Value ($000) $612 Shares 16,500 Est. Cost $26.04 Unrealized +53.3%
HOG HARLEY DAVIDSON US$0.01 Common Stock 0.0%
Value ($000) $608 Shares 10,450 Est. Cost $67.24 Unrealized -4.9%
— GLAXOSMITHKLINE PLC Spon ADR (Cnv 2 Ord 25p) 0.0%
Value ($000) $604 Shares 13,146 Est. Cost $50.56 Unrealized —
— ABERDEEN GLOBAL INCOME FUND US$0.001 Common Stock 0.0%
Value ($000) $603 Shares 56,380 Est. Cost $11.05 Unrealized —
SBUX STARBUCKS CORP US$0.001 Common Stock 0.0%
Value ($000) $598 Shares 7,921 Est. Cost $29.29 Unrealized +5.3%
— MONSANTO CO US$0.01 Common Stock 0.0%
Value ($000) $589 Shares 5,235 Est. Cost $113.74 Unrealized —
ADP AUTO DATA PROCESS USD0.10 Common Stock 0.0%
Value ($000) $587 Shares 7,070 Est. Cost $52.50 Unrealized +7.2%
— PALL CORP US$0.10 Common Stock 0.0%
Value ($000) $586 Shares 7,005 Est. Cost $83.65 Unrealized —
USB US BANCORP DEL US$0.01 Common Stock 0.0%
Value ($000) $571 Shares 13,642 Est. Cost $22.41 Unrealized +26.8%
OXY OCCIDENTAL PETROLEUM CORP US$0.20 Common Stock 0.0%
Value ($000) $570 Shares 5,927 Est. Cost $63.35 Unrealized +7.4%
— PRAXAIR INC US$0.01 Common Stock 0.0%
Value ($000) $565 Shares 4,380 Est. Cost $129.00 Unrealized —
SQM SOCIEDAD QUIMICA Y MINERA ADR (Rep 1 Ser B Pref Share) 0.0%
Value ($000) $565 Shares 21,610 Est. Cost $38.26 Unrealized —
ITW ILLINOIS TOOL WORKS INC NPV Common Stock 0.0%
Value ($000) $558 Shares 6,607 Est. Cost $61.28 Unrealized +8.0%
DEO DIAGEO PLC ADR 4 28 101/108p Ordinary Shs 0.0%
Value ($000) $556 Shares 4,820 Est. Cost $124.48 Unrealized —
LKQ LKQ CORP US$0.01 Common Stock 0.0%
Value ($000) $550 Shares 20,700 Est. Cost $22.74 Unrealized +6.2%
TSN TYSON FOODS INC US$0.10 Common Stock 0.0%
Value ($000) $543 Shares 13,795 Est. Cost $19.26 Unrealized +53.8%
GD GENERAL DYNAMICS CORP US$1 Common Stock 0.0%
Value ($000) $541 Shares 4,256 Est. Cost $88.53 Unrealized +7.4%
FCX FREEPORT MCMORAN COPPER & GOLD US$0.10 Common Stock 0.0%
Value ($000) $534 Shares 16,361 Est. Cost $27.02 Unrealized +17.1%
EWC ISHARES INC MSCI Canada ETF 0.0%
Value ($000) $519 Shares 16,910 Est. Cost $26.15 Unrealized —
— TIME WARNER INC US$0.01 Common Stock 0.0%
Value ($000) $514 Shares 6,833 Est. Cost $65.33 Unrealized —
— GENERAL AMERICAN INVESTORS CO US$1 Common Stock 0.0%
Value ($000) $510 Shares 13,774 Est. Cost $35.21 Unrealized —
SU SUNCOR ENERGY INC New NPV Common Stock (CA$) 0.0%
Value ($000) $504 Shares 13,900 Est. Cost $19.64 Unrealized +37.1%
BTI BRITISH AMERICAN TOBACCO PLC ADR Each Rep 2 25p Ord Shares 0.0%
Value ($000) $503 Shares 4,450 Est. Cost $111.45 Unrealized —
VT VANGUARD INTL EQUITY Total World Stock Market ETF 0.0%
Value ($000) $501 Shares 8,305 Est. Cost $59.87 Unrealized —
EUO PROSHARES TRUST II Ultrashort Euro 0.0%
Value ($000) $500 Shares 25,060 Est. Cost $17.04 Unrealized —
— MYLAN INC US$0.50 Common Stock 0.0%
Value ($000) $500 Shares 11,000 Est. Cost $31.01 Unrealized —
VTI VANGUARD INDEX FUNDS Total Stock Market ETF 0.0%
Value ($000) $498 Shares 4,920 Est. Cost $101.40 Unrealized —
— WHOLE FOODS MARKET INC NPV Common Stock 0.0%
Value ($000) $494 Shares 12,962 Est. Cost $51.48 Unrealized —
VPL VANGUARD INTL EQUITY MSCI Pacific ETF 0.0%
Value ($000) $492 Shares 8,304 Est. Cost $59.07 Unrealized —
CMCSA COMCAST CORP US$1 A Common Stock 0.0%
Value ($000) $488 Shares 9,080 Est. Cost $21.17 Unrealized 0.0%
NVS NOVARTIS AG ADR Rep 1 CHF0.5 (Regd) Shares 0.0%
Value ($000) $483 Shares 5,135 Est. Cost $85.10 Unrealized —
IDV ISHARES TRUST Intl Select Dividend ETF 0.0%
Value ($000) $463 Shares 12,945 Est. Cost $32.18 Unrealized —
STN STANTEC INC NPV Common stock 0.0%
Value ($000) $459 Shares 7,000 Est. Cost $65.57 Unrealized —
CCJ CAMECO CORP NPV Common Stock 0.0%
Value ($000) $454 Shares 25,685 Est. Cost $17.58 Unrealized -1.4%
DVA DAVITA INC COM US$0.001 Common Stock 0.0%
Value ($000) $444 Shares 6,075 Est. Cost $71.34 Unrealized +2.6%
— STERICYCLE INC US$0.01 Common Stock 0.0%
Value ($000) $428 Shares 3,675 Est. Cost $116.46 Unrealized —
VLO VALERO ENERGY CORP US$0.01 Common Stock 0.0%
Value ($000) $416 Shares 9,000 Est. Cost $24.08 Unrealized +35.5%
BAX BAXTER INTERNATIONAL INC US$1 Common Stock 0.0%
Value ($000) $413 Shares 5,753 Est. Cost $30.34 Unrealized +10.2%
— EXPRESS SCRIPTS HOLDINGS INC US$0.01 Common Stock 0.0%
Value ($000) $412 Shares 5,827 Est. Cost $69.39 Unrealized —
TSM TAIWAN SEMICONDUCTORS MAN LTD ADS Rep 5 TW$10 Ord Share 0.0%
Value ($000) $412 Shares 20,413 Est. Cost $18.53 Unrealized —
EXPE EXPEDIA INC US$0.001 Com Stk (Post-Split) 0.0%
Value ($000) $412 Shares 4,700 Est. Cost $69.06 Unrealized +14.1%
— MCGRAW HILL FINANCAL INC US$1 Common Stock 0.0%
Value ($000) $405 Shares 4,800 Est. Cost $76.37 Unrealized —
EZU ISHARES INC MSCI EMU ETF 0.0%
Value ($000) $402 Shares 10,435 Est. Cost $41.95 Unrealized —
— TWENTY-FIRST CENTURY FOX CORP US$0.01 Cls A Common Stock 0.0%
Value ($000) $380 Shares 11,075 Est. Cost $33.19 Unrealized —
LVS LAS VEGAS SANDS CORP US$0.001 Common Stock 0.0%
Value ($000) $379 Shares 6,093 Est. Cost $51.73 Unrealized -4.7%
TRIP TRIPADVISOR INC US$0.001 Common Stock 0.0%
Value ($000) $379 Shares 4,150 Est. Cost $72.95 Unrealized +20.7%
VXF VANGUARD INDEX FUNDS Extended Market ETF 0.0%
Value ($000) $366 Shares 4,385 Est. Cost $83.47 Unrealized —
— REED ELSEVIER Spon ADR Conv Into 4 Ord Shs 0.0%
Value ($000) $353 Shares 5,480 Est. Cost $61.50 Unrealized —
— POWERSHARES ETF II S&P 500 Low Volatility (US$) 0.0%
Value ($000) $350 Shares 10,000 Est. Cost $31.10 Unrealized —
— POWERSHARES QQQ Unit Series 1 0.0%
Value ($000) $349 Shares 3,532 Est. Cost $89.78 Unrealized —
FEZ SPDR INDEX SHARES Eurostoxx 50 ETF 0.0%
Value ($000) $332 Shares 8,363 Est. Cost $42.17 Unrealized —
— ARCELORMITTAL NY Registry Shares 0.0%
Value ($000) $322 Shares 23,500 Est. Cost $11.19 Unrealized —
IXC ISHARES TRUST Global Energy ETF 0.0%
Value ($000) $306 Shares 6,985 Est. Cost $43.72 Unrealized —
— RADIUS HEALTH INC USD0.001 Common Stock (New) 0.0%
Value ($000) $306 Shares 14,590 Est. Cost $20.97 Unrealized —
— CAMERON INTERNATIONAL CORP US$0.01 Common Stock 0.0%
Value ($000) $305 Shares 4,600 Est. Cost $61.74 Unrealized —
TXN TEXAS INSTRUMENTS INC Common Stock 0.0%
Value ($000) $303 Shares 6,350 Est. Cost $34.00 Unrealized +3.3%
WPP WPP PLC ADR Each Repr 5 Ord 0.0%
Value ($000) $303 Shares 3,020 Est. Cost $105.01 Unrealized —
TJX TJX COMPANIES INC NPV Common Stock 0.0%
Value ($000) $302 Shares 5,108 Est. Cost $20.82 Unrealized +15.9%
— JOHNSON CONTROLS INC USD0.01388 Common Stock 0.0%
Value ($000) $297 Shares 6,750 Est. Cost $44.00 Unrealized —
RSG REPUBLIC SERVICES INC USD0.01 Common Stock 0.0%
Value ($000) $293 Shares 7,500 Est. Cost $31.17 Unrealized 0.0%
UNFI UNITED NATURAL FOODS INC USD0.01 Common Stock 0.0%
Value ($000) $292 Shares 4,750 Est. Cost $62.80 Unrealized 0.0%
NVDA NVIDIA CORP US$0.001 Common Stock 0.0%
Value ($000) $289 Shares 15,670 Est. Cost $0.36 Unrealized +23.4%
EXPD EXPEDITOR INTL OF WASHINGTON US$0.01 Common Stock 0.0%
Value ($000) $288 Shares 7,100 Est. Cost $35.12 Unrealized +4.6%
— MISONIX INC US$0.01 Common Stock 0.0%
Value ($000) $288 Shares 24,000 Est. Cost $6.42 Unrealized —
— NATIONAL OILWELL VARCO INC US$0.01 Common Stock 0.0%
Value ($000) $285 Shares 3,744 Est. Cost $76.12 Unrealized —
CVE CENOVUS ENERGY INC NPV Common Stock 0.0%
Value ($000) $278 Shares 10,330 Est. Cost $22.45 Unrealized +7.4%
— GLOBAL X FUNDS Copper Miners ETF 0.0%
Value ($000) $273 Shares 30,461 Est. Cost $9.36 Unrealized —
— ALEXION PHARMACEUTICALS INC US$0.0001 Common Stock 0.0%
Value ($000) $272 Shares 1,640 Est. Cost $151.83 Unrealized —
MKC/V MCCORMICK & CO INC NPV Vtg Common Stock 0.0%
Value ($000) $268 Shares 4,000 Est. Cost $26.75 Unrealized +3.5%
PBR PETROLEO BRASILEIRO SA ADS Each 1 Rep 2 NPV Com Stock 0.0%
Value ($000) $265 Shares 18,640 Est. Cost $13.41 Unrealized —
IBB ISHARES TRUST NASDAQ Biotech ETF 0.0%
Value ($000) $264 Shares 966 Est. Cost $238.04 Unrealized —
ORCL ORACLE CORP US$0.01 Common Stock 0.0%
Value ($000) $263 Shares 6,864 Est. Cost $32.21 Unrealized +6.2%
ADM ARCHER-DANIELS-MIDLAND CO NPV Common Stock 0.0%
Value ($000) $256 Shares 5,000 Est. Cost $35.26 Unrealized 0.0%
ANIK ANIKA THERAPEUTICS INC USD0.01 Common Stock 0.0%
Value ($000) $250 Shares 6,810 Est. Cost $43.21 Unrealized 0.0%
MCHP MICROCHIP TECHNOLOGY INC US$0.001 Common Stock 0.0%
Value ($000) $248 Shares 5,247 Est. Cost $17.75 Unrealized +6.3%
— NUVASIVE INC US$0.001 Common Stock 0.0%
Value ($000) $246 Shares 7,050 Est. Cost $38.44 Unrealized —
IWB ISHARES TRUST Russell 1000 ETF 0.0%
Value ($000) $244 Shares 2,224 Est. Cost $104.77 Unrealized —
TGT TARGET CORP US$0.0833 Common Stock 0.0%
Value ($000) $244 Shares 3,900 Est. Cost $41.65 Unrealized +3.8%
— APACHE CORP US$1.25 Common Stock 0.0%
Value ($000) $239 Shares 2,550 Est. Cost $83.14 Unrealized —
— ST JUDE MEDICAL INC USD0.10 Common Stock 0.0%
Value ($000) $238 Shares 3,965 Est. Cost $69.36 Unrealized —
PBR/A PETROLEO BRASILEIRO SA Spon ADR Rep 4 Pref Shares 0.0%
Value ($000) $238 Shares 15,990 Est. Cost $14.64 Unrealized —
GPRE GREEN PLAINS INC USD0.001 Common Stock 0.0%
Value ($000) $236 Shares 6,310 Est. Cost $39.93 Unrealized 0.0%
— BAKER HUGHES INC US$1 Common Stock 0.0%
Value ($000) $228 Shares 3,500 Est. Cost $65.11 Unrealized —
— INDEXIQ ETF TRUST IQ Hedge Macro Tracker ETF 0.0%
Value ($000) $226 Shares 8,650 Est. Cost $25.71 Unrealized —
SCHW SCHWAB (CHARLES) CORP US$0.01 Common Stock 0.0%
Value ($000) $224 Shares 7,610 Est. Cost $22.85 Unrealized +8.1%
EL ESTEE LAUDER COS US$0.01 Class A Common Stock 0.0%
Value ($000) $220 Shares 2,944 Est. Cost $63.41 Unrealized +2.7%
— WELLPOINT INC US$0.01 Common Stock 0.0%
Value ($000) $217 Shares 1,810 Est. Cost $119.89 Unrealized —
D DOMINION RES (VIR) NPV Common Stock 0.0%
Value ($000) $216 Shares 3,120 Est. Cost $41.45 Unrealized +2.8%
— SPECTRANETICS CORP US$0.001 Common Stock 0.0%
Value ($000) $213 Shares 8,000 Est. Cost $26.63 Unrealized —
KN KNOWLES CORP US$1 Common Stock 0.0%
Value ($000) $213 Shares 8,046 Est. Cost $30.49 Unrealized +0.1%
BK BANK OF NEW YORK MELLON CORP US$0.01 Common Stock 0.0%
Value ($000) $207 Shares 5,332 Est. Cost $29.42 Unrealized 0.0%
— DU PONT DE NEMOURS US$0.30 Common Stock 0.0%
Value ($000) $206 Shares 2,872 Est. Cost $71.73 Unrealized —
— SILVER WHEATON CORP NPV Common Stock 0.0%
Value ($000) $202 Shares 10,130 Est. Cost $24.82 Unrealized —
— BARRICK GOLD CORP NPV Common Stock (CAD$) 0.0%
Value ($000) $186 Shares 12,619 Est. Cost $16.00 Unrealized —
— NEKTAR THERAPEUTICS US$0.01 Common Stock 0.0%
Value ($000) $182 Shares 15,100 Est. Cost $11.50 Unrealized —
BSBR BANCO SANTANDER BRASIL SA ADR Ea Rep 1 Unit (Com & Pref) 0.0%
Value ($000) $175 Shares 26,700 Est. Cost $6.22 Unrealized —
— ENDOLOGIX INC US$0.001 Common Stock 0.0%
Value ($000) $174 Shares 16,400 Est. Cost $13.24 Unrealized —
— STILLWATER MINING CO US$0.01 Common Stock 0.0%
Value ($000) $168 Shares 11,210 Est. Cost $14.80 Unrealized —
— J C PENNEY CO INC US$0.50 Common Stock 0.0%
Value ($000) $160 Shares 15,920 Est. Cost $10.05 Unrealized —
WU WESTERN UNION COMP US$0.01 Common Stock 0.0%
Value ($000) $160 Shares 10,000 Est. Cost $17.30 Unrealized —
— XEROX CORP US$1 Common Stock 0.0%
Value ($000) $156 Shares 11,800 Est. Cost $12.46 Unrealized —
— YAMANA GOLD INC NPV Common Stock (CA$) 0.0%
Value ($000) $153 Shares 25,403 Est. Cost $8.80 Unrealized —
VALE VALE SA Spons ADR Rep 1 Common Stock 0.0%
Value ($000) $141 Shares 12,850 Est. Cost $14.87 Unrealized —
CDZI CADIZ INC US$0.01 Common Stock 0.0%
Value ($000) $126 Shares 12,162 Est. Cost $6.23 Unrealized +65.0%
— INDONESIA FUND INC US$0.001 Common Stock 0.0%
Value ($000) $104 Shares 10,877 Est. Cost $11.80 Unrealized —
NGD NEW GOLD INC NPV Common Stock 0.0%
Value ($000) $101 Shares 20,000 Est. Cost $6.81 Unrealized -9.9%
— WAVE SYSTEMS CORP US$0.01 Com Stk (Post Rev) 0.0%
Value ($000) $99 Shares 92,291 Est. Cost $1.31 Unrealized —
ABEV AMBEV SA Spon ADR Each Rep Ord 0.0%
Value ($000) $98 Shares 15,000 Est. Cost $7.33 Unrealized —
— NANOVIRICIDES INC US$0.001 Common Stock (PRS) 0.0%
Value ($000) $85 Shares 28,250 Est. Cost $3.19 Unrealized —
GALT GALECTIN THERAPEUTICS INC US$0.001 Common Stock 0.0%
Value ($000) $82 Shares 16,400 Est. Cost $7.79 Unrealized 0.0%
— ALMADEN MINERALS LTD NPV Common Stock 0.0%
Value ($000) $80 Shares 60,000 Est. Cost $1.42 Unrealized —
— TURQUOISE HILL RESOURCES LTD NPV Common Stock 0.0%
Value ($000) $78 Shares 20,800 Est. Cost $4.55 Unrealized —
— ONE HORIZON GROUP INC US$0.0001 Com Stk (Pst Rev Sp) 0.0%
Value ($000) $72 Shares 29,190 Est. Cost $2.47 Unrealized —
MPVDF MOUNTAIN PROVINCE DIAMONDS NPV Common Stock 0.0%
Value ($000) $67 Shares 13,432 Est. Cost $4.74 Unrealized +5.1%
— LEXICON GENETICS INC US$0.001 Common Stock 0.0%
Value ($000) $62 Shares 43,980 Est. Cost $2.16 Unrealized —
— APRICUS BIOSCIENCE INC US$0.001 Common Stock 0.0%
Value ($000) $38 Shares 25,000 Est. Cost $2.34 Unrealized —
— SEQUENOM INC USD0.001 Common Stock 0.0%
Value ($000) $36 Shares 12,250 Est. Cost $3.75 Unrealized —
— BURCON NUTRASCIENCE CORP NPV Common Stock 0.0%
Value ($000) $30 Shares 10,586 Est. Cost $2.57 Unrealized —
EXEL EXELIXIS INC US$0.001 Common Stock 0.0%
Value ($000) $29 Shares 19,000 Est. Cost $5.01 Unrealized -36.0%
HL HECLA MINING CO US$0.25 Common Stock 0.0%
Value ($000) $28 Shares 11,250 Est. Cost $3.21 Unrealized -7.4%
— IVANHOE ENERGY INC NPV Common Stock (Post Cons) 0.0%
Value ($000) $25 Shares 15,218 Est. Cost $1.64 Unrealized —
— RUBICON MINERALS CORP NPV Common Stock 0.0%
Value ($000) $20 Shares 15,000 Est. Cost $1.27 Unrealized —
— DYNAVAX TECHNOLOGIES CORP US$0.001 Common Stock 0.0%
Value ($000) $17 Shares 12,000 Est. Cost $1.08 Unrealized —
DNN DENISON MINES INC NPV Common Stock 0.0%
Value ($000) $13 Shares 11,232 Est. Cost $1.12 Unrealized +14.1%