CONFLUENCE INVESTMENT MANAGEMENT LLC Diversified Active

CIK: 0001442056 · Show all filings

Period: Q3 2014 (← Previous) (Next →)

Filing Date: Oct 21, 2014

Total Value ($000): $2,242,961 (100.0% shares, 0.0% debt)

Holdings (258)

JNJ Johnson & Johnson 2.6%
Value ($000) $57,870 Shares 542,920 Est. Cost $62.36 Unrealized +21.2%
PEP Pepsico, Inc 2.4%
Value ($000) $53,174 Shares 571,207 Est. Cost $56.85 Unrealized +14.1%
CVX Chevron Corp. 2.2%
Value ($000) $49,220 Shares 412,506 Est. Cost $72.19 Unrealized +8.8%
MSFT Microsoft Corp. 2.1%
Value ($000) $46,562 Shares 1,004,350 Est. Cost $27.68 Unrealized +36.1%
LMT Lockheed Martin Corp 2.0%
Value ($000) $44,114 Shares 241,350 Est. Cost $77.88 Unrealized +60.3%
ARCC Ares Capital Corp. 1.9%
Value ($000) $43,583 Shares 2,696,968 Est. Cost $5.32 Unrealized +6.9%
EMR Emerson Electric Company 1.9%
Value ($000) $42,508 Shares 679,262 Est. Cost $42.37 Unrealized +12.7%
DEO Diageo (Adr 1:4) 1.8%
Value ($000) $41,241 Shares 357,376 Est. Cost $118.60 Unrealized
MMM 3M Company 1.8%
Value ($000) $40,487 Shares 285,765 Est. Cost $65.39 Unrealized +27.7%
NTRS Northern Trust Corporation 1.8%
Value ($000) $40,474 Shares 594,946 Est. Cost $43.77 Unrealized +13.8%
CL Colgate-Palmolive Co. 1.7%
Value ($000) $39,177 Shares 600,690 Est. Cost $49.01 Unrealized +3.4%
KMI Kinder Morgan Inc. 1.7%
Value ($000) $38,238 Shares 997,351 Est. Cost $19.89 Unrealized +7.7%
Praxair Inc. 1.7%
Value ($000) $37,320 Shares 289,304 Est. Cost $119.68 Unrealized
Du Pont E.I. De Nemours & Com 1.6%
Value ($000) $36,697 Shares 511,386 Est. Cost $55.80 Unrealized
CHRW C.H. Robinson Worldwide Inc. 1.6%
Value ($000) $36,116 Shares 544,574 Est. Cost $42.73 Unrealized +19.1%
SO Southern Company 1.6%
Value ($000) $36,043 Shares 825,734 Est. Cost $26.31 Unrealized +3.1%
KSS Kohl's Corp. 1.6%
Value ($000) $35,787 Shares 586,383 Est. Cost $50.91 Unrealized +11.2%
DLR Digital Realty Trust Inc. 1.6%
Value ($000) $35,661 Shares 571,666 Est. Cost $33.50 Unrealized +24.3%
Iron Mountain 1.6%
Value ($000) $34,846 Shares 1,067,259 Est. Cost $27.63 Unrealized
MLM Martin Marietta Materials Inc. 1.5%
Value ($000) $32,920 Shares 255,310 Est. Cost $92.75 Unrealized +26.8%
GlaxoSmithKline Plc (Adr 1:2) 1.5%
Value ($000) $32,582 Shares 708,757 Est. Cost $50.45 Unrealized
BR Broadridge Financial Solutions 1.4%
Value ($000) $32,190 Shares 773,252 Est. Cost $21.53 Unrealized +57.4%
Kraft Foods Group, Inc. 1.4%
Value ($000) $32,076 Shares 568,724 Est. Cost $55.72 Unrealized
General Electric Company 1.4%
Value ($000) $31,949 Shares 1,247,035 Est. Cost $25.62 Unrealized
PGR Progressive Corp. 1.4%
Value ($000) $31,419 Shares 1,242,859 Est. Cost $17.27 Unrealized +2.4%
MAT Mattel Inc 1.4%
Value ($000) $30,982 Shares 1,010,839 Est. Cost $38.36 Unrealized -7.8%
PFE Pfizer Inc. 1.4%
Value ($000) $30,878 Shares 1,044,229 Est. Cost $16.77 Unrealized +4.0%
Linear Technology Corp 1.4%
Value ($000) $30,564 Shares 688,538 Est. Cost $39.98 Unrealized
GGG Graco inc. 1.3%
Value ($000) $29,791 Shares 408,206 Est. Cost $18.45 Unrealized +17.4%
Plum Creek Timber Co. Inc. 1.3%
Value ($000) $28,913 Shares 741,176 Est. Cost $45.41 Unrealized
LQD iShares iBoxx Corporate Bond E 1.2%
Value ($000) $27,403 Shares 231,797 Est. Cost $114.04 Unrealized
IJK S&P MidCap 400 Growth Index Fu 1.1%
Value ($000) $24,818 Shares 163,871 Est. Cost $148.69 Unrealized
NXPI NXP Semiconductors 1.1%
Value ($000) $24,614 Shares 359,692 Est. Cost $35.11 Unrealized +68.4%
FNF Fidelity National Financial In 1.1%
Value ($000) $24,599 Shares 886,769 Est. Cost $12.26 Unrealized +3.8%
RYN Rayonier Inc. 1.0%
Value ($000) $21,831 Shares 701,057 Est. Cost $50.28 Unrealized
TJX TJX Companies 1.0%
Value ($000) $21,423 Shares 362,066 Est. Cost $22.75 Unrealized +6.0%
AXP American Express Company 0.9%
Value ($000) $21,050 Shares 240,462 Est. Cost $64.00 Unrealized +19.5%
Sigma-Aldrich Corp 0.9%
Value ($000) $19,612 Shares 144,197 Est. Cost $83.03 Unrealized
MKL Markel Corp. 0.9%
Value ($000) $19,407 Shares 30,507 Est. Cost $543.81 Unrealized +18.6%
PAYX Paychex, Inc. 0.9%
Value ($000) $19,260 Shares 435,758 Est. Cost $25.46 Unrealized +16.8%
EXPD Expeditors International of Wa 0.8%
Value ($000) $18,604 Shares 458,463 Est. Cost $33.67 Unrealized +9.1%
LOW Lowe's Companies Inc. 0.8%
Value ($000) $18,460 Shares 348,824 Est. Cost $34.46 Unrealized +19.5%
United Technologies Corp. 0.8%
Value ($000) $18,403 Shares 174,274 Est. Cost $99.51 Unrealized
Express Scripts Inc. 0.8%
Value ($000) $17,667 Shares 250,135 Est. Cost $64.22 Unrealized
ITW Illinois Tool Works Inc. 0.8%
Value ($000) $17,629 Shares 208,826 Est. Cost $52.72 Unrealized +25.6%
RYAM Rayonier Advanced Materials 0.8%
Value ($000) $17,425 Shares 529,475 Est. Cost $36.61 Unrealized -4.1%
Bed Bath & Beyond Inc 0.8%
Value ($000) $17,047 Shares 258,958 Est. Cost $67.39 Unrealized
BRK/B Berkshire Hathaway Inc. - B 0.7%
Value ($000) $16,277 Shares 117,828 Est. Cost $113.67 Unrealized +17.2%
HAL Halliburton Co. 0.7%
Value ($000) $16,069 Shares 249,091 Est. Cost $37.64 Unrealized +46.7%
WRB W.R. Berkley Corp 0.7%
Value ($000) $15,313 Shares 320,363 Est. Cost $9.68 Unrealized +10.5%
WFC Wells Fargo & Company 0.7%
Value ($000) $15,112 Shares 291,343 Est. Cost $29.22 Unrealized +28.0%
Discovery Communications, Inc. 0.7%
Value ($000) $14,783 Shares 396,551 Est. Cost $54.54 Unrealized
TMO Thermo Fisher Scientific, Inc. 0.7%
Value ($000) $14,627 Shares 120,188 Est. Cost $85.82 Unrealized +36.7%
GBDC Golub Capital BDC Inc 0.6%
Value ($000) $14,378 Shares 901,469 Est. Cost $5.72 Unrealized +6.4%
MA Mastercard Inc. - A 0.6%
Value ($000) $13,803 Shares 186,729 Est. Cost $70.30 Unrealized +1.1%
BRO Brown & Brown Inc. 0.6%
Value ($000) $12,398 Shares 385,618 Est. Cost $13.89 Unrealized +2.2%
WAT Waters Corp. 0.5%
Value ($000) $12,187 Shares 122,949 Est. Cost $97.55 Unrealized +5.7%
NMFC New Mountain Finance Corp. 0.5%
Value ($000) $11,727 Shares 798,297 Est. Cost $4.00 Unrealized +12.2%
IYW Dow Jones US Technology - iSha 0.5%
Value ($000) $10,580 Shares 104,997 Est. Cost $79.19 Unrealized
SYK Stryker Corp. 0.5%
Value ($000) $10,457 Shares 129,492 Est. Cost $60.69 Unrealized +18.5%
IJJ S&P MidCap 400 Value Index Fun 0.5%
Value ($000) $10,449 Shares 86,851 Est. Cost $114.54 Unrealized
PNNT PennantPark Investment Corp. 0.4%
Value ($000) $10,008 Shares 917,337 Est. Cost $2.43 Unrealized +15.5%
TCP Capital Corp 0.4%
Value ($000) $9,887 Shares 615,231 Est. Cost $16.74 Unrealized
THL Credit 0.4%
Value ($000) $9,694 Shares 751,440 Est. Cost $15.10 Unrealized
VCIT Vanguard Interm. Term Corporat 0.4%
Value ($000) $9,373 Shares 109,275 Est. Cost $84.23 Unrealized
Medley Capital Corp. 0.4%
Value ($000) $9,303 Shares 787,755 Est. Cost $13.56 Unrealized
IGLB iShares 10+ Year Credit Bond E 0.4%
Value ($000) $9,188 Shares 153,280 Est. Cost $57.80 Unrealized
Google Inc. - C 0.4%
Value ($000) $9,158 Shares 15,861 Est. Cost $575.33 Unrealized
SLRC Solar Capital, LTD. 0.4%
Value ($000) $8,661 Shares 463,662 Est. Cost $7.34 Unrealized -4.7%
HD Home Depot Inc. 0.4%
Value ($000) $8,554 Shares 93,238 Est. Cost $58.09 Unrealized +13.2%
HTGC Hercules Technology Growth Cap 0.4%
Value ($000) $8,040 Shares 556,011 Est. Cost $13.06 Unrealized +21.2%
IYF Dow Jones US Financial Sector 0.3%
Value ($000) $7,770 Shares 92,809 Est. Cost $75.37 Unrealized
GD General Dynamics Corp. 0.3%
Value ($000) $6,997 Shares 55,057 Est. Cost $64.09 Unrealized +48.3%
NKE Nike Inc. - B 0.3%
Value ($000) $6,941 Shares 77,809 Est. Cost $28.90 Unrealized +19.0%
Google Class A 0.3%
Value ($000) $6,853 Shares 11,647 Est. Cost $877.25 Unrealized
PG Procter & Gamble Company 0.3%
Value ($000) $6,603 Shares 78,857 Est. Cost $56.37 Unrealized +6.0%
NVS Novartis AG - ADR 0.3%
Value ($000) $6,547 Shares 69,549 Est. Cost $76.63 Unrealized
ACE Limited 0.3%
Value ($000) $6,473 Shares 61,722 Est. Cost $103.22 Unrealized
COP ConocoPhillips 0.3%
Value ($000) $6,385 Shares 83,439 Est. Cost $43.01 Unrealized +31.8%
APD Air Products & Chemicals Inc. 0.3%
Value ($000) $6,353 Shares 48,802 Est. Cost $69.41 Unrealized +33.2%
Apollo Investment Corp. 0.3%
Value ($000) $6,223 Shares 761,733 Est. Cost $8.03 Unrealized
Nordstrom Inc. 0.3%
Value ($000) $6,205 Shares 90,760 Est. Cost $61.44 Unrealized
iShares Corporate ex Financial 0.3%
Value ($000) $6,186 Shares 62,766 Est. Cost $97.56 Unrealized
SPIB SPDR Interm. Term Corporate Bo 0.3%
Value ($000) $6,132 Shares 179,662 Est. Cost $33.69 Unrealized
CLX The Clorox Company 0.3%
Value ($000) $6,090 Shares 63,415 Est. Cost $61.63 Unrealized +6.5%
CBSH Commerce Bancshares, Inc. 0.3%
Value ($000) $6,036 Shares 135,193 Est. Cost $22.88 Unrealized +11.2%
XLI Industrial Select Sector - SPD 0.3%
Value ($000) $6,016 Shares 113,193 Est. Cost $44.60 Unrealized
OXY Occidental Petroleum Corp 0.3%
Value ($000) $5,985 Shares 62,245 Est. Cost $60.68 Unrealized +12.1%
MTB M&T Bank Corp. 0.3%
Value ($000) $5,972 Shares 48,438 Est. Cost $78.31 Unrealized +14.6%
IWO Russell 2000 Growth Index - iS 0.3%
Value ($000) $5,926 Shares 45,694 Est. Cost $128.49 Unrealized
Marathon Oil Corp. 0.3%
Value ($000) $5,896 Shares 156,855 Est. Cost $35.48 Unrealized
NSRGY Nestle SA 0.3%
Value ($000) $5,880 Shares 79,865 Est. Cost $73.62 Unrealized
BDX Becton, Dickinson and Company 0.3%
Value ($000) $5,875 Shares 51,623 Est. Cost $83.12 Unrealized +15.1%
Triangle Capital Corp 0.3%
Value ($000) $5,850 Shares 231,024 Est. Cost $27.44 Unrealized
CFR Cullen Frost Bankers, Inc. 0.3%
Value ($000) $5,834 Shares 76,256 Est. Cost $47.70 Unrealized +17.7%
GWW W.W. Grainger, Inc. 0.3%
Value ($000) $5,767 Shares 22,918 Est. Cost $205.06 Unrealized -0.6%
CYS Investments Inc 0.3%
Value ($000) $5,742 Shares 696,880 Est. Cost $9.13 Unrealized
XLY Consumer Discret Select Sector 0.3%
Value ($000) $5,665 Shares 84,944 Est. Cost $60.44 Unrealized
ADI Analog Devices, Inc. 0.3%
Value ($000) $5,660 Shares 114,358 Est. Cost $36.49 Unrealized +10.9%
XOM Exxon Mobil Corp. 0.3%
Value ($000) $5,655 Shares 60,124 Est. Cost $54.99 Unrealized +11.8%
IGIB iShares Interm. Term Corporate 0.3%
Value ($000) $5,654 Shares 51,727 Est. Cost $108.46 Unrealized
TROW T. Rowe Price Group, Inc. 0.3%
Value ($000) $5,634 Shares 71,859 Est. Cost $49.38 Unrealized +6.5%
NJR New Jersey Resources Corp. 0.3%
Value ($000) $5,614 Shares 111,144 Est. Cost $15.42 Unrealized +17.1%
MCD McDonald's Corp. 0.3%
Value ($000) $5,609 Shares 59,156 Est. Cost $71.37 Unrealized -0.2%
American Capital Ltd. 0.2%
Value ($000) $5,550 Shares 391,978 Est. Cost $14.04 Unrealized
DCI Donaldson Inc 0.2%
Value ($000) $5,512 Shares 135,653 Est. Cost $31.35 Unrealized +7.5%
IEF iShares 7-10 Year Treasury Bon 0.2%
Value ($000) $5,308 Shares 51,221 Est. Cost $102.04 Unrealized
LSTR Landstar System Inc. 0.2%
Value ($000) $5,294 Shares 73,333 Est. Cost $52.59 Unrealized
Piedmont Natural Gas Co. Inc. 0.2%
Value ($000) $5,222 Shares 155,744 Est. Cost $34.01 Unrealized
MDU MDU Resources Group Inc. 0.2%
Value ($000) $5,170 Shares 185,919 Est. Cost $7.26 Unrealized +15.4%
KCAP Financial Inc 0.2%
Value ($000) $4,864 Shares 585,313 Est. Cost $10.25 Unrealized
VNQ REIT Index - Vanguard 0.2%
Value ($000) $4,664 Shares 64,917 Est. Cost $68.53 Unrealized
XLP Consumer Staples Select Sector 0.2%
Value ($000) $4,607 Shares 102,119 Est. Cost $41.78 Unrealized
RWR REIT ETF- DJ Wilshire 0.2%
Value ($000) $4,562 Shares 57,165 Est. Cost $78.03 Unrealized
Barclays Capital High Yield Bo 0.2%
Value ($000) $4,515 Shares 112,381 Est. Cost $39.67 Unrealized
HYG High Yield Corporate Bond Fund 0.2%
Value ($000) $4,512 Shares 49,069 Est. Cost $91.17 Unrealized
SPDR Nuveen Barclays Capital M 0.2%
Value ($000) $4,407 Shares 183,623 Est. Cost $22.93 Unrealized
HRZN Horizon Technology 0.2%
Value ($000) $4,255 Shares 316,105 Est. Cost $3.39 Unrealized +13.6%
BANX Stonecastle Financial Corporat 0.2%
Value ($000) $4,198 Shares 166,948 Est. Cost $8.52 Unrealized +6.5%
REZ iShares Residential Real Estat 0.2%
Value ($000) $4,157 Shares 81,293 Est. Cost $50.05 Unrealized
XLV Health Care Select Sector - SP 0.2%
Value ($000) $4,140 Shares 64,771 Est. Cost $49.27 Unrealized
TPVG Triplepoint Venture Growth BDC 0.2%
Value ($000) $4,118 Shares 281,838 Est. Cost $15.92 Unrealized -3.3%
OFS OFS Capital Corp. 0.2%
Value ($000) $4,054 Shares 335,904 Est. Cost $12.63 Unrealized +0.1%
SCM Stellus Capital Investment 0.2%
Value ($000) $3,975 Shares 286,162 Est. Cost $14.71 Unrealized -2.9%
iShares Corporate Bond ETF 202 0.2%
Value ($000) $3,974 Shares 38,009 Est. Cost $100.51 Unrealized
Annaly Capital Management Inc. 0.2%
Value ($000) $3,927 Shares 367,717 Est. Cost $12.48 Unrealized
iShares Corporate ex Financial 0.2%
Value ($000) $3,880 Shares 40,430 Est. Cost $93.23 Unrealized
iShares Corporate ex Financial 0.2%
Value ($000) $3,878 Shares 39,512 Est. Cost $96.09 Unrealized
Select Comfort Corporation 0.2%
Value ($000) $3,722 Shares 177,907 Est. Cost $18.14 Unrealized
MFIN Medallion Financial Corp 0.2%
Value ($000) $3,703 Shares 317,542 Est. Cost $8.87 Unrealized -10.1%
ACWX iShares MSCI ACWI EX US ETF 0.2%
Value ($000) $3,689 Shares 81,115 Est. Cost $45.48 Unrealized
GILD Gilead Sciences, Inc. 0.2%
Value ($000) $3,654 Shares 34,322 Est. Cost $54.88 Unrealized +24.0%
Hatteras Financial Corp. 0.2%
Value ($000) $3,489 Shares 194,282 Est. Cost $24.11 Unrealized
SPDR Nuveen Barclays Capital S 0.2%
Value ($000) $3,368 Shares 138,022 Est. Cost $24.14 Unrealized
CODI Compass Diversified Holdings 0.1%
Value ($000) $3,276 Shares 187,109 Est. Cost $7.10 Unrealized +17.5%
XLB Materials Select Sector - SPDR 0.1%
Value ($000) $3,184 Shares 64,215 Est. Cost $42.94 Unrealized
XLE Energy Select Sector - SPDR 0.1%
Value ($000) $3,095 Shares 34,158 Est. Cost $78.71 Unrealized
IEZ Dow Jones U.S. Oil Equipment & 0.1%
Value ($000) $3,005 Shares 45,291 Est. Cost $77.53 Unrealized
BlackRock Kelso Capital Corp. 0.1%
Value ($000) $2,778 Shares 325,267 Est. Cost $9.32 Unrealized
Ritchie Brothers Auctioneers I 0.1%
Value ($000) $2,697 Shares 120,472 Est. Cost $20.14 Unrealized
PFLT PennantPark Floating Rate Capi 0.1%
Value ($000) $2,642 Shares 191,716 Est. Cost $4.09 Unrealized +8.9%
Gladstone Capital Corporation 0.1%
Value ($000) $2,631 Shares 300,000 Est. Cost $8.17 Unrealized
Gold Trust - iShares 0.1%
Value ($000) $2,608 Shares 222,879 Est. Cost $12.44 Unrealized
Patterson Companies, Inc. 0.1%
Value ($000) $2,596 Shares 62,661 Est. Cost $38.40 Unrealized
MAIN Main Street Capital Corp. 0.1%
Value ($000) $2,574 Shares 83,993 Est. Cost $29.67 Unrealized +7.7%
MORN Morningstar Inc. 0.1%
Value ($000) $2,566 Shares 37,792 Est. Cost $69.77 Unrealized -1.9%
MBB iShares MBS Bond ETF 0.1%
Value ($000) $2,543 Shares 23,523 Est. Cost $105.51 Unrealized
IWN Russell 2000 Value Index - iSh 0.1%
Value ($000) $2,454 Shares 26,225 Est. Cost $92.36 Unrealized
VCLT Vanguard Long Term Corporate B 0.1%
Value ($000) $2,452 Shares 27,391 Est. Cost $90.22 Unrealized
Guggenheim BulletShares Invest 0.1%
Value ($000) $2,420 Shares 117,075 Est. Cost $20.45 Unrealized
Guggenheim BulletShares Invest 0.1%
Value ($000) $2,414 Shares 116,352 Est. Cost $20.63 Unrealized
GNMA iShares GNMA Bond ETF 0.1%
Value ($000) $2,365 Shares 47,335 Est. Cost $48.54 Unrealized
Guggenheim BulletShares Corpor 0.1%
Value ($000) $2,356 Shares 103,502 Est. Cost $22.43 Unrealized
Guggenheim BulletShares Corpor 0.1%
Value ($000) $2,342 Shares 111,449 Est. Cost $20.52 Unrealized
Guggenheim BulletShares Corpor 0.1%
Value ($000) $2,342 Shares 111,102 Est. Cost $20.48 Unrealized
Guggenheim BulletShares Corpor 0.1%
Value ($000) $2,341 Shares 110,727 Est. Cost $20.70 Unrealized
CMBS iShares CMBS Bond ETF 0.1%
Value ($000) $2,318 Shares 45,165 Est. Cost $51.22 Unrealized
iShares Corporate ex Financial 0.1%
Value ($000) $2,316 Shares 23,199 Est. Cost $99.16 Unrealized
TPG Specialty Lending Inc Com 0.1%
Value ($000) $2,205 Shares 137,717 Est. Cost $16.01 Unrealized
GAIN Gladstone Investment Corp. 0.1%
Value ($000) $2,190 Shares 307,979 Est. Cost $2.05 Unrealized +13.8%
MVC Capital, Inc. 0.1%
Value ($000) $2,188 Shares 203,370 Est. Cost $12.59 Unrealized
VCA Antech Inc. 0.1%
Value ($000) $2,011 Shares 51,119 Est. Cost $26.58 Unrealized
Taminco Corp 0.1%
Value ($000) $1,881 Shares 72,068 Est. Cost $24.67 Unrealized
FNFV Group 0.1%
Value ($000) $1,814 Shares 131,810 Est. Cost $13.76 Unrealized
C & J Energy Services Inc 0.1%
Value ($000) $1,793 Shares 58,682 Est. Cost $19.97 Unrealized
CM Finance Inc 0.1%
Value ($000) $1,790 Shares 135,493 Est. Cost $14.17 Unrealized
Solar Senior Capital Ltd. 0.1%
Value ($000) $1,769 Shares 114,968 Est. Cost $18.31 Unrealized
VGK European ETF - Vanguard 0.1%
Value ($000) $1,749 Shares 31,666 Est. Cost $58.88 Unrealized
WST West Pharmaceutical Services, 0.1%
Value ($000) $1,742 Shares 38,925 Est. Cost $34.62 Unrealized +16.7%
Techne Corp. 0.1%
Value ($000) $1,686 Shares 18,027 Est. Cost $70.46 Unrealized
HAE Haemonetics Corporation 0.1%
Value ($000) $1,650 Shares 47,237 Est. Cost $39.68 Unrealized -10.1%
Guggenheim BulletShares Corpor 0.1%
Value ($000) $1,630 Shares 73,025 Est. Cost $22.14 Unrealized
Forward Air Corp. 0.1%
Value ($000) $1,604 Shares 35,788 Est. Cost $38.67 Unrealized
THR Thermon Group Holdings Inc 0.1%
Value ($000) $1,597 Shares 65,395 Est. Cost $20.36 Unrealized +26.4%
Potbelly Corp 0.1%
Value ($000) $1,585 Shares 135,945 Est. Cost $14.62 Unrealized
iShares 2018 AMT-Free Muni 0.1%
Value ($000) $1,577 Shares 61,660 Est. Cost $25.24 Unrealized
RMAX RE/Max Holdings 0.1%
Value ($000) $1,575 Shares 52,989 Est. Cost $22.63 Unrealized +1.1%
RLI RLI Corp. 0.1%
Value ($000) $1,571 Shares 36,293 Est. Cost $13.91 Unrealized +1.9%
iShares 2017 AMT-Free Muni 0.1%
Value ($000) $1,567 Shares 28,388 Est. Cost $54.51 Unrealized
BMRC Bank of Marin (CA) 0.1%
Value ($000) $1,558 Shares 33,950 Est. Cost $14.62 Unrealized +13.2%
Guggenheim BulletShares Corpor 0.1%
Value ($000) $1,558 Shares 71,657 Est. Cost $21.78 Unrealized
JBTM John Bean Technologies Corp. 0.1%
Value ($000) $1,534 Shares 54,516 Est. Cost $27.24 Unrealized 0.0%
EXPO Exponent Inc. 0.1%
Value ($000) $1,506 Shares 21,248 Est. Cost $15.58 Unrealized +3.2%
MLI Mueller Industries Inc. 0.1%
Value ($000) $1,497 Shares 52,458 Est. Cost $11.23 Unrealized +2.7%
FELE Franklin Electric Co. Inc. 0.1%
Value ($000) $1,475 Shares 42,453 Est. Cost $30.02 Unrealized +11.1%
FS Investment Corp. 0.1%
Value ($000) $1,464 Shares 135,941 Est. Cost $10.72 Unrealized
Onebeacon Insurance Group Ltd 0.1%
Value ($000) $1,459 Shares 94,688 Est. Cost $14.63 Unrealized
CULP Culp Inc. 0.1%
Value ($000) $1,430 Shares 78,784 Est. Cost $15.55 Unrealized -5.2%
GOOD Gladstone Commercial Corp. 0.1%
Value ($000) $1,380 Shares 81,251 Est. Cost $18.37 Unrealized
Safeguard Scientifics New 0.1%
Value ($000) $1,357 Shares 73,767 Est. Cost $17.60 Unrealized
Snyders-Lance Inc 0.1%
Value ($000) $1,343 Shares 50,666 Est. Cost $28.43 Unrealized
SPY S&P 500 - SPDR 0.1%
Value ($000) $1,300 Shares 6,598 Est. Cost $171.49 Unrealized
MSM MSC Industrial Direct Co. Inc 0.1%
Value ($000) $1,152 Shares 13,486 Est. Cost $81.28 Unrealized +9.6%
MUB iShares National AMT-Free Muni 0.0%
Value ($000) $1,071 Shares 9,764 Est. Cost $105.89 Unrealized
Varian Medical Systems Inc. 0.0%
Value ($000) $1,064 Shares 13,284 Est. Cost $72.01 Unrealized
FEI Company 0.0%
Value ($000) $1,043 Shares 13,823 Est. Cost $89.14 Unrealized
iShares 2016 AMT-Free Muni 0.0%
Value ($000) $1,040 Shares 19,445 Est. Cost $54.03 Unrealized
iShares 2015 AMT-Free Muni 0.0%
Value ($000) $1,037 Shares 19,631 Est. Cost $53.02 Unrealized
BRK/A Berkshire Hathaway Inc. - Clas 0.0%
Value ($000) $1,034 Shares 5 Est. Cost $165023.42 Unrealized +21.1%
TICC Capital Corp. 0.0%
Value ($000) $926 Shares 104,903 Est. Cost $9.62 Unrealized
MHK Mohawk Industries Inc. 0.0%
Value ($000) $888 Shares 6,583 Est. Cost $116.14 Unrealized +18.4%
NGP Capital Ressources Company 0.0%
Value ($000) $804 Shares 130,146 Est. Cost $6.13 Unrealized
MRCC Monroe Capital Corp. 0.0%
Value ($000) $795 Shares 58,863 Est. Cost $3.47 Unrealized +8.3%
PLOW Douglas Dynamics, Inc. 0.0%
Value ($000) $769 Shares 39,436 Est. Cost $14.24 Unrealized +31.9%
MUNI PIMCO Intermediate Muni Bond E 0.0%
Value ($000) $742 Shares 13,901 Est. Cost $52.21 Unrealized
IVW S&P 500 Growth Index - iShares 0.0%
Value ($000) $682 Shares 6,388 Est. Cost $93.40 Unrealized
American Capital Senior Floati 0.0%
Value ($000) $644 Shares 49,535 Est. Cost $14.01 Unrealized
Fifth Street Finance Corp. 0.0%
Value ($000) $615 Shares 67,000 Est. Cost $10.22 Unrealized
CF CF Industries Holdings Inc. 0.0%
Value ($000) $559 Shares 2,003 Est. Cost $35.22 Unrealized +5.2%
HNRG Hallador Energy Company 0.0%
Value ($000) $462 Shares 38,988 Est. Cost $8.20 Unrealized +56.5%
Manatuck Hill Mariner Offshore 0.0%
Value ($000) $417 Shares 3,182 Est. Cost $153.85 Unrealized
Hess Corp. 0.0%
Value ($000) $376 Shares 3,989 Est. Cost $82.90 Unrealized
Whiting Petroleum Corp. 0.0%
Value ($000) $373 Shares 4,809 Est. Cost $61.95 Unrealized
Statoil ASA ADS 0.0%
Value ($000) $367 Shares 13,507 Est. Cost $22.69 Unrealized
Continental Resources, Inc. 0.0%
Value ($000) $356 Shares 5,356 Est. Cost $91.39 Unrealized
EOG EOG Resources 0.0%
Value ($000) $351 Shares 3,541 Est. Cost $69.31 Unrealized +14.5%
Rockwood Holdings Inc 0.0%
Value ($000) $349 Shares 4,562 Est. Cost $75.90 Unrealized
WY Weyerhaeuser Co. 0.0%
Value ($000) $346 Shares 10,864 Est. Cost $18.73 Unrealized +12.4%
TLT Barclays 20+ Year Treasury Bon 0.0%
Value ($000) $338 Shares 2,903 Est. Cost $109.17 Unrealized
RGLD Royal Gold, Inc. 0.0%
Value ($000) $334 Shares 5,140 Est. Cost $54.12 Unrealized +37.9%
GLNCY Glencore Xstrata plc 0.0%
Value ($000) $331 Shares 29,921 Est. Cost $11.15 Unrealized
IVE S&P 500 Value Index - iShares 0.0%
Value ($000) $330 Shares 3,667 Est. Cost $77.78 Unrealized
MCG Capital Corp. 0.0%
Value ($000) $329 Shares 93,388 Est. Cost $5.21 Unrealized
Pioneer Natural Resources Co. 0.0%
Value ($000) $329 Shares 1,671 Est. Cost $144.84 Unrealized
CTRA CABOT OIL & GAS CORP. 0.0%
Value ($000) $323 Shares 9,869 Est. Cost $26.36 Unrealized -8.1%
FNV Franco-Nevada Corp. 0.0%
Value ($000) $321 Shares 6,564 Est. Cost $34.68 Unrealized +40.9%
Potash Corp. of Saskatchewan I 0.0%
Value ($000) $321 Shares 9,290 Est. Cost $35.66 Unrealized
Silver Wheaton Corp. 0.0%
Value ($000) $317 Shares 15,906 Est. Cost $20.58 Unrealized
E ENI S.p.A. ADS 0.0%
Value ($000) $316 Shares 6,697 Est. Cost $41.09 Unrealized
GULTU Gulf Coast Ultra Deep Royalty 0.0%
Value ($000) $314 Shares 156,812 Est. Cost $2.04 Unrealized
FCX Freeport-McMoRan Copper & Gold 0.0%
Value ($000) $311 Shares 9,519 Est. Cost $24.45 Unrealized +29.4%
Cimarex Energy Co. 0.0%
Value ($000) $309 Shares 2,439 Est. Cost $64.95 Unrealized
FSP Franklin Street Properties Cor 0.0%
Value ($000) $309 Shares 27,500 Est. Cost $11.81 Unrealized
Total SA - ADR 0.0%
Value ($000) $309 Shares 4,792 Est. Cost $48.65 Unrealized
CCJ Cameco Corp. 0.0%
Value ($000) $308 Shares 17,413 Est. Cost $18.35 Unrealized -5.6%
BHP BHP Billiton Limited - ADR 0.0%
Value ($000) $303 Shares 5,153 Est. Cost $57.69 Unrealized
CMP Compass Minerals International 0.0%
Value ($000) $299 Shares 3,542 Est. Cost $63.15 Unrealized +0.1%
Concho Resources, Inc. 0.0%
Value ($000) $296 Shares 2,357 Est. Cost $107.91 Unrealized
NGD New Gold, Inc. 0.0%
Value ($000) $291 Shares 57,679 Est. Cost $6.96 Unrealized -11.8%
RIO Rio Tinto PLC 0.0%
Value ($000) $290 Shares 5,887 Est. Cost $49.26 Unrealized
ETFs Platinum Trust 0.0%
Value ($000) $290 Shares 2,295 Est. Cost $144.56 Unrealized
RRC Range Resources Corporation 0.0%
Value ($000) $284 Shares 4,185 Est. Cost $77.77 Unrealized -1.9%
ANTOFAGASTA PLC S/ADR 0.0%
Value ($000) $281 Shares 12,013 Est. Cost $23.39 Unrealized
Harvest Capital Credit Corp 0.0%
Value ($000) $263 Shares 20,000 Est. Cost $15.10 Unrealized
FNLPF Frensnillo PLC 0.0%
Value ($000) $263 Shares 21,371 Est. Cost $12.28 Unrealized 0.0%
FMC FMC Corp. 0.0%
Value ($000) $260 Shares 4,544 Est. Cost $50.90 Unrealized -12.9%
VEIRX Vanguard Equity-Income Admiral 0.0%
Value ($000) $254 Shares 3,884 Est. Cost $62.34 Unrealized
Capstead Mortgage Corp. 0.0%
Value ($000) $245 Shares 20,000 Est. Cost $12.25 Unrealized
SAR Saratoga Investment Corporatio 0.0%
Value ($000) $240 Shares 14,936 Est. Cost $17.48 Unrealized -8.9%
ACRE Ares Commercial Real Estate 0.0%
Value ($000) $234 Shares 20,000 Est. Cost $12.80 Unrealized
KO The Coca-Cola Company 0.0%
Value ($000) $229 Shares 5,367 Est. Cost $27.85 Unrealized +3.6%
Kinder Morgan Energy Partners, 0.0%
Value ($000) $226 Shares 2,423 Est. Cost $93.27 Unrealized
IGSB iShares Barclays 1-3 Year Inve 0.0%
Value ($000) $225 Shares 2,136 Est. Cost $105.81 Unrealized
SPDR S&P Oil & Gas Explor & Pr 0.0%
Value ($000) $224 Shares 3,260 Est. Cost $68.71 Unrealized
EPD Enterprise Products Partner 0.0%
Value ($000) $219 Shares 5,440 Est. Cost $59.28 Unrealized
Yamana Gold, Inc. 0.0%
Value ($000) $214 Shares 35,728 Est. Cost $9.47 Unrealized
BAX Baxter International Inc 0.0%
Value ($000) $210 Shares 2,931 Est. Cost $32.70 Unrealized +2.2%
Energy XXI Limited - (Bermuda 0.0%
Value ($000) $204 Shares 18,016 Est. Cost $19.64 Unrealized