CONFLUENCE INVESTMENT MANAGEMENT LLC Diversified Active

CIK: 0001442056 · Show all filings

Period: Q4 2014 (← Previous) (Next →)

Filing Date: Jan 29, 2015

Total Value ($000): $2,454,613 (100.0% shares, 0.0% debt)

Holdings (247)

JNJ Johnson & Johnson 2.5%
Value ($000) $60,550 Shares 579,043 Est. Cost $63.29 Unrealized +22.1%
PEP Pepsico, Inc 2.4%
Value ($000) $59,410 Shares 628,281 Est. Cost $57.92 Unrealized +18.5%
CVX Chevron Corp. 2.0%
Value ($000) $50,026 Shares 445,946 Est. Cost $72.06 Unrealized -2.1%
MMM 3M Company 2.0%
Value ($000) $48,494 Shares 295,120 Est. Cost $66.16 Unrealized +35.5%
MSFT Microsoft Corp. 1.9%
Value ($000) $47,577 Shares 1,024,261 Est. Cost $27.91 Unrealized +42.9%
EMR Emerson Electric Company 1.9%
Value ($000) $45,563 Shares 738,106 Est. Cost $42.69 Unrealized +8.7%
Iron Mountain 1.9%
Value ($000) $45,529 Shares 1,177,688 Est. Cost $28.67 Unrealized
LMT Lockheed Martin Corp 1.8%
Value ($000) $45,357 Shares 235,535 Est. Cost $77.88 Unrealized +76.2%
KMI Kinder Morgan Inc. 1.8%
Value ($000) $44,065 Shares 1,041,488 Est. Cost $20.00 Unrealized +12.3%
DEO Diageo (Adr 1:4) 1.8%
Value ($000) $43,685 Shares 382,900 Est. Cost $118.30 Unrealized
ARCC Ares Capital Corp. 1.8%
Value ($000) $43,574 Shares 2,792,296 Est. Cost $5.32 Unrealized +3.1%
CL Colgate-Palmolive Co. 1.8%
Value ($000) $43,534 Shares 629,196 Est. Cost $49.15 Unrealized +6.2%
NTRS Northern Trust Corporation 1.7%
Value ($000) $42,484 Shares 630,322 Est. Cost $44.10 Unrealized +12.4%
Linear Technology Corp 1.7%
Value ($000) $42,324 Shares 928,150 Est. Cost $41.43 Unrealized
FNF Fidelity National Financial In 1.7%
Value ($000) $42,267 Shares 1,226,919 Est. Cost $12.76 Unrealized +10.2%
SO Southern Company 1.7%
Value ($000) $41,599 Shares 847,052 Est. Cost $26.39 Unrealized +11.8%
Praxair Inc. 1.6%
Value ($000) $39,876 Shares 307,784 Est. Cost $120.27 Unrealized
Du Pont E.I. De Nemours & Com 1.6%
Value ($000) $39,319 Shares 531,765 Est. Cost $56.50 Unrealized
BR Broadridge Financial Solutions 1.6%
Value ($000) $39,191 Shares 848,666 Est. Cost $22.80 Unrealized +57.4%
DLR Digital Realty Trust Inc. 1.5%
Value ($000) $37,832 Shares 570,619 Est. Cost $33.50 Unrealized +32.3%
GGG Graco inc. 1.5%
Value ($000) $37,732 Shares 470,596 Est. Cost $18.93 Unrealized +16.6%
KSS Kohl's Corp. 1.5%
Value ($000) $37,379 Shares 612,362 Est. Cost $51.20 Unrealized +12.9%
Kraft Foods Group, Inc. 1.5%
Value ($000) $37,238 Shares 594,293 Est. Cost $56.01 Unrealized
CHRW C.H. Robinson Worldwide Inc. 1.4%
Value ($000) $35,409 Shares 472,818 Est. Cost $42.73 Unrealized +28.3%
PGR Progressive Corp. 1.4%
Value ($000) $35,337 Shares 1,309,277 Est. Cost $17.35 Unrealized +9.0%
PFE Pfizer Inc. 1.4%
Value ($000) $34,408 Shares 1,104,592 Est. Cost $16.83 Unrealized +6.7%
Plum Creek Timber Co. Inc. 1.4%
Value ($000) $33,631 Shares 785,950 Est. Cost $45.26 Unrealized
General Electric Company 1.3%
Value ($000) $32,764 Shares 1,296,554 Est. Cost $25.61 Unrealized
GlaxoSmithKline Plc (Adr 1:2) 1.3%
Value ($000) $32,558 Shares 761,775 Est. Cost $49.91 Unrealized
MAT Mattel Inc 1.3%
Value ($000) $32,551 Shares 1,051,907 Est. Cost $38.06 Unrealized -19.2%
IJK S&P MidCap 400 Growth Index Fu 1.3%
Value ($000) $32,364 Shares 202,691 Est. Cost $150.79 Unrealized
MLM Martin Marietta Materials Inc. 1.3%
Value ($000) $32,199 Shares 291,867 Est. Cost $94.68 Unrealized +14.3%
NXPI NXP Semiconductors 1.2%
Value ($000) $30,277 Shares 396,290 Est. Cost $37.68 Unrealized +67.2%
PAYX Paychex, Inc. 1.1%
Value ($000) $26,949 Shares 583,686 Est. Cost $27.36 Unrealized +20.4%
TJX TJX Companies 1.0%
Value ($000) $25,696 Shares 374,693 Est. Cost $22.90 Unrealized +19.3%
AXP American Express Company 1.0%
Value ($000) $24,811 Shares 266,675 Est. Cost $65.22 Unrealized +17.2%
LQD iShares iBoxx Corporate Bond E 1.0%
Value ($000) $24,571 Shares 205,774 Est. Cost $114.04 Unrealized
LOW Lowe's Companies Inc. 1.0%
Value ($000) $24,421 Shares 354,954 Est. Cost $34.71 Unrealized +41.3%
Express Scripts Inc. 1.0%
Value ($000) $24,200 Shares 285,812 Est. Cost $66.77 Unrealized
MKL Markel Corp. 1.0%
Value ($000) $23,491 Shares 34,402 Est. Cost $559.02 Unrealized +21.3%
Bed Bath & Beyond Inc 0.9%
Value ($000) $22,492 Shares 295,281 Est. Cost $68.47 Unrealized
United Technologies Corp. 0.9%
Value ($000) $22,319 Shares 194,081 Est. Cost $101.09 Unrealized
EXPD Expeditors International of Wa 0.9%
Value ($000) $22,310 Shares 500,102 Est. Cost $33.96 Unrealized +9.4%
ITW Illinois Tool Works Inc. 0.8%
Value ($000) $20,698 Shares 218,562 Est. Cost $53.49 Unrealized +31.0%
RYN Rayonier Inc. 0.8%
Value ($000) $19,559 Shares 700,043 Est. Cost $50.28 Unrealized
MA Mastercard Inc. - A 0.8%
Value ($000) $19,362 Shares 224,716 Est. Cost $71.31 Unrealized +7.0%
BRK/B Berkshire Hathaway Inc. - B 0.8%
Value ($000) $19,148 Shares 127,527 Est. Cost $116.00 Unrealized +24.4%
WRB W.R. Berkley Corp 0.7%
Value ($000) $18,083 Shares 352,771 Est. Cost $9.86 Unrealized +18.2%
Sigma-Aldrich Corp 0.7%
Value ($000) $18,034 Shares 131,379 Est. Cost $83.03 Unrealized
WFC Wells Fargo & Company 0.7%
Value ($000) $17,444 Shares 318,206 Est. Cost $30.03 Unrealized +29.1%
TMO Thermo Fisher Scientific, Inc. 0.7%
Value ($000) $16,916 Shares 135,013 Est. Cost $89.30 Unrealized +31.6%
Discovery Communications, Inc. 0.7%
Value ($000) $15,963 Shares 473,413 Est. Cost $51.16 Unrealized
WAT Waters Corp. 0.6%
Value ($000) $15,315 Shares 135,869 Est. Cost $98.69 Unrealized +11.0%
BRO Brown & Brown Inc. 0.6%
Value ($000) $14,414 Shares 437,988 Est. Cost $13.96 Unrealized +3.6%
IWO Russell 2000 Growth Index - iS 0.6%
Value ($000) $14,213 Shares 99,825 Est. Cost $136.02 Unrealized
SYK Stryker Corp. 0.6%
Value ($000) $13,921 Shares 147,578 Est. Cost $62.79 Unrealized +24.0%
IJJ S&P MidCap 400 Value Index Fun 0.6%
Value ($000) $13,852 Shares 108,360 Est. Cost $117.18 Unrealized
GBDC Golub Capital BDC Inc 0.5%
Value ($000) $12,179 Shares 679,265 Est. Cost $5.72 Unrealized +9.9%
NMFC New Mountain Finance Corp. 0.5%
Value ($000) $11,662 Shares 780,558 Est. Cost $4.00 Unrealized +13.6%
HAL Halliburton Co. 0.5%
Value ($000) $11,489 Shares 292,112 Est. Cost $37.88 Unrealized +3.7%
Google Inc. - C 0.4%
Value ($000) $10,983 Shares 20,864 Est. Cost $563.60 Unrealized
TCP Capital Corp 0.4%
Value ($000) $10,677 Shares 636,285 Est. Cost $16.74 Unrealized
IYW Dow Jones US Technology - iSha 0.4%
Value ($000) $10,514 Shares 100,705 Est. Cost $79.19 Unrealized
HD Home Depot Inc. 0.4%
Value ($000) $9,826 Shares 93,611 Est. Cost $58.09 Unrealized +28.8%
VCIT Vanguard Interm. Term Corporat 0.4%
Value ($000) $9,665 Shares 112,254 Est. Cost $84.28 Unrealized
THL Credit 0.4%
Value ($000) $8,872 Shares 754,402 Est. Cost $15.10 Unrealized
PNNT PennantPark Investment Corp. 0.4%
Value ($000) $8,838 Shares 927,364 Est. Cost $2.43 Unrealized +8.1%
SLRC Solar Capital, LTD. 0.3%
Value ($000) $8,386 Shares 465,615 Est. Cost $7.34 Unrealized -11.1%
HTGC Hercules Technology Growth Cap 0.3%
Value ($000) $8,289 Shares 557,072 Est. Cost $13.06 Unrealized +15.6%
IGIB iShares Interm. Term Corporate 0.3%
Value ($000) $8,067 Shares 73,783 Est. Cost $108.72 Unrealized
GD General Dynamics Corp. 0.3%
Value ($000) $7,892 Shares 57,349 Est. Cost $65.81 Unrealized +62.6%
NKE Nike Inc. - B 0.3%
Value ($000) $7,819 Shares 81,318 Est. Cost $29.41 Unrealized +38.6%
IYF Dow Jones US Financial Sector 0.3%
Value ($000) $7,802 Shares 86,491 Est. Cost $75.37 Unrealized
Nordstrom Inc. 0.3%
Value ($000) $7,614 Shares 95,910 Est. Cost $62.41 Unrealized
BDX Becton, Dickinson and Company 0.3%
Value ($000) $7,578 Shares 54,453 Est. Cost $84.40 Unrealized +27.8%
APD Air Products & Chemicals Inc. 0.3%
Value ($000) $7,438 Shares 51,569 Est. Cost $70.85 Unrealized +35.8%
Triangle Capital Corp 0.3%
Value ($000) $7,390 Shares 364,219 Est. Cost $24.82 Unrealized
Medley Capital Corp. 0.3%
Value ($000) $7,288 Shares 788,789 Est. Cost $13.56 Unrealized
ACE Limited 0.3%
Value ($000) $7,260 Shares 63,196 Est. Cost $103.49 Unrealized
NJR New Jersey Resources Corp. 0.3%
Value ($000) $7,219 Shares 117,961 Est. Cost $15.66 Unrealized +25.7%
PG Procter & Gamble Company 0.3%
Value ($000) $7,212 Shares 79,172 Est. Cost $56.37 Unrealized +14.6%
MORN Morningstar Inc. 0.3%
Value ($000) $7,186 Shares 111,046 Est. Cost $67.44 Unrealized -1.8%
CLX The Clorox Company 0.3%
Value ($000) $7,026 Shares 67,418 Est. Cost $62.31 Unrealized +17.3%
XLY Consumer Discret Select Sector 0.3%
Value ($000) $7,017 Shares 97,262 Est. Cost $61.92 Unrealized
ADI Analog Devices, Inc. 0.3%
Value ($000) $6,858 Shares 123,526 Est. Cost $36.79 Unrealized +10.3%
NVS Novartis AG - ADR 0.3%
Value ($000) $6,843 Shares 73,846 Est. Cost $77.57 Unrealized
TROW T. Rowe Price Group, Inc. 0.3%
Value ($000) $6,666 Shares 77,642 Est. Cost $49.70 Unrealized +8.1%
XLV Health Care Select Sector - SP 0.3%
Value ($000) $6,640 Shares 97,109 Est. Cost $55.63 Unrealized
CBSH Commerce Bancshares, Inc. 0.3%
Value ($000) $6,638 Shares 152,622 Est. Cost $23.12 Unrealized +8.0%
Piedmont Natural Gas Co. Inc. 0.3%
Value ($000) $6,596 Shares 167,358 Est. Cost $34.39 Unrealized
MTB M&T Bank Corp. 0.3%
Value ($000) $6,550 Shares 52,142 Est. Cost $79.14 Unrealized +13.8%
iShares Corporate ex Financial 0.3%
Value ($000) $6,495 Shares 65,693 Est. Cost $97.62 Unrealized
SPIB SPDR Interm. Term Corporate Bo 0.3%
Value ($000) $6,456 Shares 188,911 Est. Cost $33.71 Unrealized
GWW W.W. Grainger, Inc. 0.3%
Value ($000) $6,342 Shares 24,882 Est. Cost $205.13 Unrealized +0.4%
XLI Industrial Select Sector - SPD 0.3%
Value ($000) $6,312 Shares 111,560 Est. Cost $44.60 Unrealized
Google Class A 0.3%
Value ($000) $6,306 Shares 11,883 Est. Cost $870.36 Unrealized
American Capital Ltd. 0.3%
Value ($000) $6,305 Shares 431,576 Est. Cost $14.09 Unrealized
COP ConocoPhillips 0.3%
Value ($000) $6,235 Shares 90,278 Est. Cost $43.45 Unrealized +12.5%
MSM MSC Industrial Direct Co. Inc 0.3%
Value ($000) $6,179 Shares 76,053 Est. Cost $81.38 Unrealized +0.0%
IWN Russell 2000 Value Index - iSh 0.3%
Value ($000) $6,149 Shares 60,470 Est. Cost $97.64 Unrealized
NSRGY Nestle SA 0.2%
Value ($000) $6,087 Shares 83,444 Est. Cost $73.60 Unrealized
CYS Investments Inc 0.2%
Value ($000) $6,077 Shares 696,880 Est. Cost $9.13 Unrealized
MCD McDonald's Corp. 0.2%
Value ($000) $6,000 Shares 64,034 Est. Cost $71.31 Unrealized -1.1%
XOM Exxon Mobil Corp. 0.2%
Value ($000) $5,965 Shares 64,524 Est. Cost $55.19 Unrealized +5.1%
VNQ REIT Index - Vanguard 0.2%
Value ($000) $5,813 Shares 71,765 Est. Cost $69.72 Unrealized
CFR Cullen Frost Bankers, Inc. 0.2%
Value ($000) $5,809 Shares 82,233 Est. Cost $48.19 Unrealized +12.7%
Apollo Investment Corp. 0.2%
Value ($000) $5,798 Shares 781,381 Est. Cost $8.01 Unrealized
RWR REIT ETF- DJ Wilshire 0.2%
Value ($000) $5,787 Shares 63,667 Est. Cost $79.35 Unrealized
DCI Donaldson Inc 0.2%
Value ($000) $5,689 Shares 147,277 Est. Cost $31.48 Unrealized +4.8%
IEF iShares 7-10 Year Treasury Bon 0.2%
Value ($000) $5,662 Shares 53,418 Est. Cost $102.20 Unrealized
OXY Occidental Petroleum Corp 0.2%
Value ($000) $5,546 Shares 68,804 Est. Cost $60.55 Unrealized -2.1%
REZ iShares Residential Real Estat 0.2%
Value ($000) $5,335 Shares 90,566 Est. Cost $50.95 Unrealized
MBB iShares MBS Bond ETF 0.2%
Value ($000) $5,080 Shares 46,473 Est. Cost $107.39 Unrealized
MDU MDU Resources Group Inc. 0.2%
Value ($000) $4,864 Shares 206,979 Est. Cost $7.22 Unrealized -5.3%
Marathon Oil Corp. 0.2%
Value ($000) $4,856 Shares 171,635 Est. Cost $34.86 Unrealized
IUSV iShares Core US Values - ETF 0.2%
Value ($000) $4,476 Shares 32,790 Est. Cost $136.51 Unrealized
TPVG Triplepoint Venture Growth BDC 0.2%
Value ($000) $4,462 Shares 300,458 Est. Cost $15.84 Unrealized -8.5%
XLP Consumer Staples Select Sector 0.2%
Value ($000) $4,428 Shares 91,308 Est. Cost $41.78 Unrealized
SPDR Nuveen Barclays Capital M 0.2%
Value ($000) $4,382 Shares 181,383 Est. Cost $22.93 Unrealized
iShares Corporate Bond ETF 202 0.2%
Value ($000) $4,208 Shares 39,825 Est. Cost $100.74 Unrealized
iShares Corporate ex Financial 0.2%
Value ($000) $4,079 Shares 42,299 Est. Cost $93.38 Unrealized
iShares Corporate ex Financial 0.2%
Value ($000) $4,071 Shares 41,374 Est. Cost $96.19 Unrealized
OFS OFS Capital Corp. 0.2%
Value ($000) $4,016 Shares 340,907 Est. Cost $12.62 Unrealized -5.6%
KCAP Financial Inc 0.2%
Value ($000) $4,014 Shares 588,543 Est. Cost $10.25 Unrealized
HRZN Horizon Technology 0.2%
Value ($000) $3,987 Shares 284,969 Est. Cost $3.39 Unrealized +14.5%
HYG High Yield Corporate Bond Fund 0.2%
Value ($000) $3,981 Shares 44,431 Est. Cost $91.17 Unrealized
Annaly Capital Management Inc. 0.2%
Value ($000) $3,975 Shares 367,717 Est. Cost $12.48 Unrealized
Barclays Capital High Yield Bo 0.2%
Value ($000) $3,939 Shares 102,013 Est. Cost $39.67 Unrealized
TPG Specialty Lending Inc Com 0.2%
Value ($000) $3,873 Shares 230,239 Est. Cost $16.34 Unrealized
Hatteras Financial Corp. 0.1%
Value ($000) $3,581 Shares 194,282 Est. Cost $24.11 Unrealized
SCM Stellus Capital Investment 0.1%
Value ($000) $3,463 Shares 293,946 Est. Cost $14.68 Unrealized -9.0%
BANX Stonecastle Financial Corporat 0.1%
Value ($000) $3,259 Shares 167,381 Est. Cost $8.52 Unrealized -4.2%
SPDR Nuveen Barclays Capital S 0.1%
Value ($000) $3,233 Shares 133,081 Est. Cost $24.14 Unrealized
Ritchie Brothers Auctioneers I 0.1%
Value ($000) $3,210 Shares 119,382 Est. Cost $20.14 Unrealized
MFIN Medallion Financial Corp 0.1%
Value ($000) $3,186 Shares 318,304 Est. Cost $8.87 Unrealized -15.9%
Patterson Companies, Inc. 0.1%
Value ($000) $3,081 Shares 64,056 Est. Cost $38.61 Unrealized
XLE Energy Select Sector - SPDR 0.1%
Value ($000) $2,857 Shares 36,096 Est. Cost $78.73 Unrealized
LSTR Landstar System Inc. 0.1%
Value ($000) $2,854 Shares 39,343 Est. Cost $52.59 Unrealized
CODI Compass Diversified Holdings 0.1%
Value ($000) $2,782 Shares 171,200 Est. Cost $7.10 Unrealized +14.6%
Guggenheim BulletShares Invest 0.1%
Value ($000) $2,548 Shares 122,576 Est. Cost $20.47 Unrealized
Guggenheim BulletShares Invest 0.1%
Value ($000) $2,541 Shares 121,835 Est. Cost $20.64 Unrealized
FS Investment Corp. 0.1%
Value ($000) $2,524 Shares 254,212 Est. Cost $10.35 Unrealized
GNMA iShares GNMA Bond ETF 0.1%
Value ($000) $2,513 Shares 49,638 Est. Cost $48.63 Unrealized
MAIN Main Street Capital Corp. 0.1%
Value ($000) $2,472 Shares 84,546 Est. Cost $29.67 Unrealized +4.0%
Guggenheim BulletShares Corpor 0.1%
Value ($000) $2,471 Shares 108,795 Est. Cost $22.44 Unrealized
Guggenheim BulletShares Corpor 0.1%
Value ($000) $2,459 Shares 116,414 Est. Cost $20.72 Unrealized
Guggenheim BulletShares Corpor 0.1%
Value ($000) $2,457 Shares 116,485 Est. Cost $20.51 Unrealized
Guggenheim BulletShares Corpor 0.1%
Value ($000) $2,450 Shares 117,145 Est. Cost $20.54 Unrealized
CMBS CMBS Bond ETF iShares 0.1%
Value ($000) $2,418 Shares 47,237 Est. Cost $51.21 Unrealized
iBonds ETF 2016 Corp ex-Fincls 0.1%
Value ($000) $2,416 Shares 24,258 Est. Cost $99.17 Unrealized
VCA Antech Inc. 0.1%
Value ($000) $2,404 Shares 49,291 Est. Cost $26.58 Unrealized
VCLT Vanguard Long Term Corporate B 0.1%
Value ($000) $2,359 Shares 25,520 Est. Cost $90.22 Unrealized
IGLB iShares 10+ Year Credit Bond E 0.1%
Value ($000) $2,287 Shares 37,170 Est. Cost $57.80 Unrealized
GAIN Gladstone Investment Corp. 0.1%
Value ($000) $2,165 Shares 309,237 Est. Cost $2.05 Unrealized +12.3%
PFLT PennantPark Floating Rate Capi 0.1%
Value ($000) $2,012 Shares 146,563 Est. Cost $4.09 Unrealized +9.4%
WST West Pharmaceutical Services, 0.1%
Value ($000) $2,002 Shares 37,596 Est. Cost $34.62 Unrealized +37.7%
MVC Capital, Inc. 0.1%
Value ($000) $1,999 Shares 203,370 Est. Cost $12.59 Unrealized
RMAX RE/Max Holdings 0.1%
Value ($000) $1,821 Shares 53,179 Est. Cost $22.63 Unrealized +10.4%
iShares 2018 AMT-Free Muni 0.1%
Value ($000) $1,804 Shares 70,416 Est. Cost $25.29 Unrealized
MLI Mueller Industries Inc. 0.1%
Value ($000) $1,798 Shares 52,654 Est. Cost $11.23 Unrealized +12.6%
Forward Air Corp. 0.1%
Value ($000) $1,794 Shares 35,610 Est. Cost $38.67 Unrealized
BMRC Bank of Marin (CA) 0.1%
Value ($000) $1,794 Shares 34,115 Est. Cost $14.62 Unrealized +22.2%
iShares 2017 AMT-Free Muni 0.1%
Value ($000) $1,783 Shares 32,469 Est. Cost $54.56 Unrealized
HAE Haemonetics Corporation 0.1%
Value ($000) $1,770 Shares 47,296 Est. Cost $39.68 Unrealized -7.7%
JBTM John Bean Technologies Corp. 0.1%
Value ($000) $1,766 Shares 53,745 Est. Cost $27.24 Unrealized +6.7%
RLI RLI Corp. 0.1%
Value ($000) $1,760 Shares 35,629 Est. Cost $13.91 Unrealized +10.8%
Snyders-Lance Inc 0.1%
Value ($000) $1,757 Shares 57,510 Est. Cost $28.68 Unrealized
Solar Senior Capital Ltd. 0.1%
Value ($000) $1,729 Shares 115,483 Est. Cost $18.31 Unrealized
EXPO Exponent Inc. 0.1%
Value ($000) $1,727 Shares 20,933 Est. Cost $15.58 Unrealized +9.4%
CULP Culp Inc. 0.1%
Value ($000) $1,721 Shares 79,364 Est. Cost $15.55 Unrealized +2.7%
FELE Franklin Electric Co. Inc. 0.1%
Value ($000) $1,696 Shares 45,193 Est. Cost $30.18 Unrealized +8.5%
Guggenheim BulletShares Corpor 0.1%
Value ($000) $1,684 Shares 76,198 Est. Cost $22.14 Unrealized
CM Finance Inc 0.1%
Value ($000) $1,668 Shares 151,621 Est. Cost $13.83 Unrealized
TECH Techne Corp. 0.1%
Value ($000) $1,642 Shares 17,776 Est. Cost $21.13 Unrealized 0.0%
Guggenheim BulletShares Corpor 0.1%
Value ($000) $1,624 Shares 74,957 Est. Cost $21.78 Unrealized
Gladstone Capital Corporation 0.1%
Value ($000) $1,605 Shares 194,045 Est. Cost $8.17 Unrealized
SPY S&P 500 - SPDR 0.1%
Value ($000) $1,589 Shares 7,733 Est. Cost $176.48 Unrealized
THR Thermon Group Holdings Inc 0.1%
Value ($000) $1,586 Shares 65,570 Est. Cost $20.36 Unrealized +16.8%
BlackRock Kelso Capital Corp. 0.1%
Value ($000) $1,578 Shares 192,442 Est. Cost $9.32 Unrealized
Onebeacon Insurance Group Ltd 0.1%
Value ($000) $1,528 Shares 94,293 Est. Cost $14.63 Unrealized
Potbelly Corp 0.1%
Value ($000) $1,496 Shares 116,230 Est. Cost $14.62 Unrealized
Safeguard Scientifics New 0.1%
Value ($000) $1,462 Shares 73,767 Est. Cost $17.60 Unrealized
FEI Company 0.1%
Value ($000) $1,433 Shares 15,866 Est. Cost $89.29 Unrealized
GOOD Gladstone Commercial Corp. 0.1%
Value ($000) $1,392 Shares 81,066 Est. Cost $18.37 Unrealized
MHK Mohawk Industries Inc. 0.1%
Value ($000) $1,355 Shares 8,719 Est. Cost $122.90 Unrealized +16.9%
Varian Medical Systems Inc. 0.1%
Value ($000) $1,314 Shares 15,194 Est. Cost $73.83 Unrealized
Gold Trust - iShares 0.1%
Value ($000) $1,251 Shares 109,372 Est. Cost $12.44 Unrealized
MUB iShares National AMT-Free Muni 0.0%
Value ($000) $1,225 Shares 11,105 Est. Cost $106.42 Unrealized
iShares 2016 AMT-Free Muni 0.0%
Value ($000) $1,139 Shares 21,367 Est. Cost $53.97 Unrealized
iShares 2015 AMT-Free Muni 0.0%
Value ($000) $1,138 Shares 21,589 Est. Cost $52.99 Unrealized
BRK/A Berkshire Hathaway Inc. - Clas 0.0%
Value ($000) $1,130 Shares 5 Est. Cost $165023.42 Unrealized +31.2%
Raven Industries Inc 0.0%
Value ($000) $1,026 Shares 41,040 Est. Cost $25.00 Unrealized
Halyard Health Inc 0.0%
Value ($000) $914 Shares 20,101 Est. Cost $45.47 Unrealized
MTS Systems Corp. 0.0%
Value ($000) $868 Shares 11,574 Est. Cost $75.00 Unrealized
IEZ Dow Jones U.S. Oil Equipment & 0.0%
Value ($000) $867 Shares 17,344 Est. Cost $77.53 Unrealized
MRCC Monroe Capital Corp. 0.0%
Value ($000) $857 Shares 59,272 Est. Cost $3.47 Unrealized +14.1%
C & J Energy Services Inc 0.0%
Value ($000) $844 Shares 63,896 Est. Cost $19.42 Unrealized
MUNI PIMCO Intermediate Muni Bond E 0.0%
Value ($000) $816 Shares 15,200 Est. Cost $52.34 Unrealized
TICC Capital Corp. 0.0%
Value ($000) $790 Shares 104,903 Est. Cost $9.62 Unrealized
CAIFX Capital Income Builder Class F 0.0%
Value ($000) $758 Shares 12,727 Est. Cost $59.56 Unrealized
Alcentra Capital Corporation 0.0%
Value ($000) $743 Shares 59,448 Est. Cost $12.50 Unrealized
IVW S&P 500 Growth Index - iShares 0.0%
Value ($000) $631 Shares 5,653 Est. Cost $93.40 Unrealized
American Capital Senior Floati 0.0%
Value ($000) $605 Shares 49,957 Est. Cost $14.01 Unrealized
NEWT Newtek Business Services 0.0%
Value ($000) $590 Shares 40,000 Est. Cost $13.70 Unrealized 0.0%
IVV S&P 500 Index Fund - iShares 0.0%
Value ($000) $562 Shares 2,719 Est. Cost $206.69 Unrealized
GFFFX The Growth Fund of America, In 0.0%
Value ($000) $535 Shares 12,552 Est. Cost $42.62 Unrealized
CF CF Industries Holdings Inc. 0.0%
Value ($000) $463 Shares 1,700 Est. Cost $35.22 Unrealized +9.9%
Potash Corp. of Saskatchewan I 0.0%
Value ($000) $451 Shares 12,766 Est. Cost $35.57 Unrealized
Manatuck Hill Mariner Offshore 0.0%
Value ($000) $444 Shares 3,182 Est. Cost $153.85 Unrealized
EOG EOG Resources 0.0%
Value ($000) $424 Shares 4,607 Est. Cost $69.02 Unrealized -1.4%
CMP Compass Minerals International 0.0%
Value ($000) $423 Shares 4,877 Est. Cost $62.52 Unrealized -2.7%
FMC FMC Corp. 0.0%
Value ($000) $416 Shares 7,289 Est. Cost $46.09 Unrealized -17.3%
CCJ Cameco Corp. 0.0%
Value ($000) $397 Shares 24,169 Est. Cost $17.48 Unrealized -12.8%
Cimarex Energy Co. 0.0%
Value ($000) $392 Shares 3,696 Est. Cost $78.93 Unrealized
Concho Resources, Inc. 0.0%
Value ($000) $390 Shares 3,913 Est. Cost $104.63 Unrealized
GULTU Gulf Coast Ultra Deep Royalty 0.0%
Value ($000) $384 Shares 302,306 Est. Cost $1.67 Unrealized
GLNCY Glencore Xstrata plc 0.0%
Value ($000) $376 Shares 40,749 Est. Cost $10.64 Unrealized
IGFFX International Growth & Income 0.0%
Value ($000) $369 Shares 11,593 Est. Cost $31.83 Unrealized
WY Weyerhaeuser Co. 0.0%
Value ($000) $369 Shares 10,291 Est. Cost $18.73 Unrealized +19.0%
Capstead Mortgage Corp. 0.0%
Value ($000) $368 Shares 30,000 Est. Cost $12.26 Unrealized
INKM SPDR SSGA Income Allocation 0.0%
Value ($000) $340 Shares 10,590 Est. Cost $32.11 Unrealized
FSP Franklin Street Properties Cor 0.0%
Value ($000) $337 Shares 27,500 Est. Cost $11.81 Unrealized
Silver Wheaton Corp. 0.0%
Value ($000) $312 Shares 15,324 Est. Cost $20.58 Unrealized
FNV Franco-Nevada Corp. 0.0%
Value ($000) $307 Shares 6,239 Est. Cost $34.68 Unrealized +29.2%
RGLD Royal Gold, Inc. 0.0%
Value ($000) $307 Shares 4,896 Est. Cost $54.12 Unrealized +21.2%
HNRG Hallador Energy Company 0.0%
Value ($000) $300 Shares 27,232 Est. Cost $8.20 Unrealized +36.6%
MUR Murphy Oil Corp. 0.0%
Value ($000) $280 Shares 5,545 Est. Cost $33.71 Unrealized 0.0%
CTRA Cabot Oil & Gas Corp. 0.0%
Value ($000) $279 Shares 9,426 Est. Cost $26.36 Unrealized -13.5%
IVE S&P 500 Value Index - iShares 0.0%
Value ($000) $276 Shares 2,942 Est. Cost $77.78 Unrealized
Antofagasta plc 0.0%
Value ($000) $274 Shares 11,557 Est. Cost $23.39 Unrealized
RIO Rio Tinto PLC 0.0%
Value ($000) $259 Shares 5,617 Est. Cost $49.26 Unrealized
VEIRX Vanguard Equity-Income Admiral 0.0%
Value ($000) $258 Shares 3,938 Est. Cost $62.39 Unrealized
FNLPF Frensnillo PLC 0.0%
Value ($000) $245 Shares 20,588 Est. Cost $12.28 Unrealized -22.0%
Pioneer Natural Resources Co. 0.0%
Value ($000) $238 Shares 1,602 Est. Cost $144.84 Unrealized
IWD Russell 1000 Value Index - iSh 0.0%
Value ($000) $235 Shares 2,247 Est. Cost $104.58 Unrealized
MCG Capital Corp. 0.0%
Value ($000) $235 Shares 61,388 Est. Cost $5.21 Unrealized
BHP BHP Billiton Limited - ADR 0.0%
Value ($000) $231 Shares 4,885 Est. Cost $57.69 Unrealized
Harvest Capital Credit Corp 0.0%
Value ($000) $231 Shares 20,000 Est. Cost $15.10 Unrealized
ACRE Ares Commercial Real Estate 0.0%
Value ($000) $230 Shares 20,000 Est. Cost $12.80 Unrealized
Statoil ASA ADS 0.0%
Value ($000) $229 Shares 12,981 Est. Cost $22.69 Unrealized
Cloud Peak Energy Inc 0.0%
Value ($000) $224 Shares 24,350 Est. Cost $9.20 Unrealized
SAR Saratoga Investment Corporatio 0.0%
Value ($000) $222 Shares 14,936 Est. Cost $17.48 Unrealized -13.2%
RRC Range Resources Corporation 0.0%
Value ($000) $216 Shares 4,040 Est. Cost $77.77 Unrealized -16.9%
FCX Freeport-McMoRan Copper & Gold 0.0%
Value ($000) $215 Shares 9,204 Est. Cost $24.45 Unrealized -0.8%
Detour Gold Corp 0.0%
Value ($000) $151 Shares 18,537 Est. Cost $8.15 Unrealized
Rubicon Minerals Corp. 0.0%
Value ($000) $132 Shares 135,645 Est. Cost $0.97 Unrealized
Torex Gold Res Inc 0.0%
Value ($000) $114 Shares 105,738 Est. Cost $1.08 Unrealized