NEW YORK LIFE INVESTMENT MANAGEMENT LLC Diversified Active

CIK: 0001133639 · Show all filings

Period: Q1 2014 (← Previous) (Next →)

Filing Date: May 15, 2014

Total Value ($000): $473,512 (100.0% shares, 0.0% debt)

Holdings (167)

MINT PIMCO ENHANCED SHORT MATURIT 6.1%
Value ($000) $29,105 Shares 287,114 Est. Cost $101.33 Unrealized
ITB ISHARES US HOME CONSTRUCTION 5.7%
Value ($000) $26,835 Shares 1,107,949 Est. Cost $24.05 Unrealized
AGG ISHARES CORE TOTAL US BOND MARKET ETF 5.5%
Value ($000) $25,956 Shares 240,533 Est. Cost $107.21 Unrealized
BND VANGUARD TOTAL BOND MARKET INDEX F 5.5%
Value ($000) $25,931 Shares 319,383 Est. Cost $80.87 Unrealized
DYNEGY INC 4.3%
Value ($000) $20,436 Shares 819,416 Est. Cost $22.55 Unrealized
KRE SPDR KBW REGIONAL BANKING ET 3.9%
Value ($000) $18,389 Shares 444,395 Est. Cost $40.78 Unrealized
VGT VANGUARD INFO TECH ETF 3.6%
Value ($000) $17,110 Shares 186,937 Est. Cost $84.91 Unrealized
GUGGENHEIM SPIN-OFF ETF 3.4%
Value ($000) $16,095 Shares 354,822 Est. Cost $44.73 Unrealized
AMT AMERICAN TOWER CORPORATION 3.3%
Value ($000) $15,862 Shares 193,752 Est. Cost $59.51 Unrealized +3.5%
DXJ WISDOMTREE JAPAN HEDGED EQ 3.2%
Value ($000) $15,294 Shares 323,063 Est. Cost $47.53 Unrealized
GURU GLOBAL X GURU INDEX ETF 3.2%
Value ($000) $15,046 Shares 609,408 Est. Cost $24.69 Unrealized
IEF ISHARES 7-10 YEAR TREASURY BOND ETF 2.7%
Value ($000) $12,957 Shares 127,371 Est. Cost $102.49 Unrealized
VTI VANGUARD TOTAL STOCK MARKET INDEX 2.7%
Value ($000) $12,886 Shares 132,206 Est. Cost $82.67 Unrealized
EUO PROSHARES ULTRASHORT EURO 2.4%
Value ($000) $11,145 Shares 658,321 Est. Cost $17.08 Unrealized
TLT ISHARES 20+ YEAR TREASURY BOND ETF 2.1%
Value ($000) $9,944 Shares 91,150 Est. Cost $109.72 Unrealized
CARZ FIRST TRUST NASDAQ GLOBAL AU 2.0%
Value ($000) $9,406 Shares 228,291 Est. Cost $40.82 Unrealized
GUGGENHEIM ENHANCED SHORT DU 1.9%
Value ($000) $9,180 Shares 182,646 Est. Cost $50.26 Unrealized
EFA ISHARES MSCI EAFE ETF 1.9%
Value ($000) $9,109 Shares 135,550 Est. Cost $57.30 Unrealized
ALPS EQ HIGH VOLATILITY PU 1.8%
Value ($000) $8,577 Shares 340,899 Est. Cost $25.33 Unrealized
POWERSHARES KBW BANK 1.8%
Value ($000) $8,370 Shares 225,420 Est. Cost $33.28 Unrealized
POWERSHARES S&P 500 BUYWRITE 1.7%
Value ($000) $8,170 Shares 387,396 Est. Cost $20.38 Unrealized
HEDJ WISDOMTREE EUROPE HEDGED EQU 1.5%
Value ($000) $6,978 Shares 123,401 Est. Cost $54.89 Unrealized
IYW ISHARES USTECHNOLOGY ETF 1.5%
Value ($000) $6,868 Shares 75,419 Est. Cost $88.44 Unrealized
SPDR BARCLAYS HIGH YIELD BOND ETF 1.4%
Value ($000) $6,497 Shares 157,233 Est. Cost $39.51 Unrealized
VNQ VANGUARD REIT INDEX FUND ETF 1.4%
Value ($000) $6,483 Shares 91,800 Est. Cost $68.46 Unrealized
IWB ISHARES RUSSELL 1000 ETF 1.4%
Value ($000) $6,447 Shares 61,536 Est. Cost $89.94 Unrealized
IWV ISHARES RUSSELL 3000 ETF 1.4%
Value ($000) $6,439 Shares 57,335 Est. Cost $96.39 Unrealized
IWR ISHARES RUSSELL MIDCAP INDEX 1.3%
Value ($000) $6,338 Shares 40,954 Est. Cost $152.77 Unrealized
POWERSHARES S&P SC INFO TECH 1.3%
Value ($000) $6,278 Shares 138,397 Est. Cost $44.63 Unrealized
XLF FINANCIAL SELECT SECTOR SPDR 1.3%
Value ($000) $6,134 Shares 274,556 Est. Cost $21.13 Unrealized
IWM ISHARES RUSSELL 2000 1.2%
Value ($000) $5,596 Shares 48,103 Est. Cost $109.47 Unrealized
GUGGENHEIM CHINA SMALL CAP E 1.1%
Value ($000) $5,210 Shares 204,805 Est. Cost $25.43 Unrealized
VEA VANGUARD FTSE DEVELOPED MARKETS ETF 0.8%
Value ($000) $3,864 Shares 93,617 Est. Cost $35.60 Unrealized
XLI INDUSTRIAL SELECT SECT SPDR 0.8%
Value ($000) $3,717 Shares 71,033 Est. Cost $51.63 Unrealized
XLE ENERGY SELECT SECTOR SPDR 0.7%
Value ($000) $3,534 Shares 39,682 Est. Cost $85.23 Unrealized
MARKET VECTORS VIETNAM ETF 0.7%
Value ($000) $3,517 Shares 162,137 Est. Cost $19.19 Unrealized
YCS PROSHARES ULTRASHORT YEN 0.7%
Value ($000) $3,500 Shares 51,764 Est. Cost $64.48 Unrealized
DFE WISDOMTREE EUR S/C DIVIDEND 0.7%
Value ($000) $3,491 Shares 55,829 Est. Cost $62.53 Unrealized
EWP ISHARES MSCI SPAIN CAPPED ET 0.7%
Value ($000) $3,485 Shares 85,410 Est. Cost $40.80 Unrealized
EPOL ISHARES MSCI POLAND CAPPED E 0.7%
Value ($000) $3,465 Shares 115,299 Est. Cost $29.78 Unrealized
XHB SPDR S&P HOMEBUILDERS ETF 0.7%
Value ($000) $3,316 Shares 101,887 Est. Cost $32.55 Unrealized
LQD ISHARES IBOXX $ INVESTMENT GRADE CORP BD 0.7%
Value ($000) $3,269 Shares 27,955 Est. Cost $113.70 Unrealized
FPX FIRST TRUST US IPO INDEX FUN 0.6%
Value ($000) $2,795 Shares 60,916 Est. Cost $44.55 Unrealized
XSW SPDR S&P SOFTWARE & SER ETF 0.6%
Value ($000) $2,785 Shares 31,608 Est. Cost $88.11 Unrealized
VOX VANGUARD TELECOM SERVICE ETF 0.6%
Value ($000) $2,704 Shares 31,770 Est. Cost $83.17 Unrealized
DIREXION DLY 20+Y TR BEAR 3X 0.5%
Value ($000) $2,450 Shares 43,057 Est. Cost $56.90 Unrealized
ITA ISHARES U.S. AEROSPACE & DEF 0.4%
Value ($000) $1,859 Shares 17,031 Est. Cost $109.15 Unrealized
MCHI ISHARES MSCI CHINA ETF 0.4%
Value ($000) $1,734 Shares 38,549 Est. Cost $41.99 Unrealized
ISHARES MSCI FRONTIER 100 0.4%
Value ($000) $1,723 Shares 47,534 Est. Cost $31.52 Unrealized
XLV HEALTH CARE SELECT SECTOR 0.2%
Value ($000) $1,161 Shares 19,851 Est. Cost $53.10 Unrealized
MARKET VECTORS AFRICA INDEX 0.2%
Value ($000) $1,149 Shares 36,937 Est. Cost $28.97 Unrealized
XLY CONSUMER DISCRETIONARY SELT 0.2%
Value ($000) $1,097 Shares 16,947 Est. Cost $64.73 Unrealized
VELOCITYSHARES INV VIX SH-TM 0.1%
Value ($000) $708 Shares 22,406 Est. Cost $31.60 Unrealized
IGV ISHARES NORTH AMERICAN TECH- 0.1%
Value ($000) $639 Shares 7,677 Est. Cost $83.24 Unrealized
EPHE ISHARES MSCI PHILIPPINES 0.1%
Value ($000) $414 Shares 12,156 Est. Cost $33.95 Unrealized
CIGNA CORP 0.1%
Value ($000) $343 Shares 4,100 Est. Cost $82.21 Unrealized
PEOPLE'S UNITED FINANCIAL 0.1%
Value ($000) $332 Shares 22,300 Est. Cost $14.91 Unrealized
KELLOGG CO 0.1%
Value ($000) $332 Shares 5,300 Est. Cost $38.46 Unrealized -2.4%
BAX BAXTER INTERNATIONAL INC 0.1%
Value ($000) $331 Shares 4,500 Est. Cost $30.34 Unrealized 0.0%
SO SOUTHERN CO 0.1%
Value ($000) $330 Shares 7,500 Est. Cost $26.21 Unrealized -3.6%
MKC MCCORMICK & CO-NON VTG SHRS 0.1%
Value ($000) $330 Shares 4,600 Est. Cost $27.74 Unrealized -3.4%
MARATHON OIL CORP 0.1%
Value ($000) $330 Shares 9,300 Est. Cost $35.48 Unrealized
MTB M & T BANK CORP 0.1%
Value ($000) $328 Shares 2,700 Est. Cost $82.11 Unrealized +1.3%
HUM HUMANA INC 0.1%
Value ($000) $327 Shares 2,900 Est. Cost $94.71 Unrealized 0.0%
HUDSON CITY BANCORP INC 0.1%
Value ($000) $327 Shares 33,300 Est. Cost $9.82 Unrealized
CSCO CISCO SYSTEMS INC 0.1%
Value ($000) $327 Shares 14,600 Est. Cost $15.30 Unrealized 0.0%
SIGMA-ALDRICH 0.1%
Value ($000) $327 Shares 3,500 Est. Cost $86.92 Unrealized
CME CME GROUP INC 0.1%
Value ($000) $326 Shares 4,400 Est. Cost $47.34 Unrealized 0.0%
CLX CLOROX COMPANY 0.1%
Value ($000) $326 Shares 3,700 Est. Cost $60.80 Unrealized +3.1%
EMC CORP/MASS 0.1%
Value ($000) $326 Shares 11,900 Est. Cost $27.25 Unrealized
DGX QUEST DIAGNOSTICS 0.1%
Value ($000) $324 Shares 5,600 Est. Cost $44.00 Unrealized -4.1%
DENBURY RESOURCES INC 0.1%
Value ($000) $321 Shares 19,600 Est. Cost $16.38 Unrealized
ETR ENTERGY CORP 0.1%
Value ($000) $308 Shares 4,600 Est. Cost $19.64 Unrealized 0.0%
WMT WAL-MART STORES INC 0.1%
Value ($000) $290 Shares 3,800 Est. Cost $19.90 Unrealized 0.0%
SYY SYSCO CORP 0.1%
Value ($000) $282 Shares 7,800 Est. Cost $24.71 Unrealized +5.7%
UNH UNITEDHEALTH GROUP INC 0.1%
Value ($000) $271 Shares 3,300 Est. Cost $62.13 Unrealized 0.0%
SOUTHWESTERN ENERGY CO 0.1%
Value ($000) $267 Shares 5,800 Est. Cost $39.35 Unrealized
HRL HORMEL FOODS CORP 0.1%
Value ($000) $261 Shares 5,300 Est. Cost $15.25 Unrealized +14.9%
MCHP MICROCHIP TECHNOLOGY INC 0.1%
Value ($000) $258 Shares 5,400 Est. Cost $17.75 Unrealized 0.0%
FOSL FOSSIL GROUP INC 0.1%
Value ($000) $256 Shares 2,200 Est. Cost $116.53 Unrealized 0.0%
M MACY'S INC 0.1%
Value ($000) $255 Shares 4,300 Est. Cost $46.44 Unrealized +19.7%
PATTERSON COS INC 0.1%
Value ($000) $255 Shares 6,100 Est. Cost $37.96 Unrealized
BARD (C.R.) INC 0.1%
Value ($000) $252 Shares 1,700 Est. Cost $108.50 Unrealized
VFC VF CORP 0.1%
Value ($000) $248 Shares 4,000 Est. Cost $49.46 Unrealized +13.9%
MCK MCKESSON CORP 0.1%
Value ($000) $247 Shares 1,400 Est. Cost $101.46 Unrealized +57.8%
MRSH MARSH & MCLENNAN COS 0.1%
Value ($000) $247 Shares 5,000 Est. Cost $31.19 Unrealized +24.4%
JNJ JOHNSON & JOHNSON 0.1%
Value ($000) $246 Shares 2,500 Est. Cost $59.66 Unrealized +11.7%
BDX BECTON DICKINSON & CO 0.1%
Value ($000) $246 Shares 2,100 Est. Cost $78.11 Unrealized +17.0%
CAH CARDINAL HEALTH INC 0.1%
Value ($000) $245 Shares 3,500 Est. Cost $32.61 Unrealized +54.8%
MCD MCDONALD'S CORP 0.1%
Value ($000) $245 Shares 2,500 Est. Cost $70.33 Unrealized -0.1%
XOM EXXON MOBIL CORP 0.1%
Value ($000) $244 Shares 2,500 Est. Cost $54.14 Unrealized +7.3%
LLY ELI LILLY & CO 0.1%
Value ($000) $241 Shares 4,100 Est. Cost $42.21 Unrealized +5.5%
D DOMINION RESOURCES INC/VA 0.1%
Value ($000) $241 Shares 3,400 Est. Cost $34.53 Unrealized +20.0%
CL COLGATE-PALMOLIVE CO 0.1%
Value ($000) $240 Shares 3,700 Est. Cost $44.38 Unrealized +7.9%
HSY HERSHEY CO/THE 0.1%
Value ($000) $240 Shares 2,300 Est. Cost $65.69 Unrealized +17.5%
WINDSTREAM CORP 0.1%
Value ($000) $240 Shares 29,100 Est. Cost $8.25 Unrealized
ADP AUTOMATIC DATA PROCESSING 0.1%
Value ($000) $240 Shares 3,100 Est. Cost $45.09 Unrealized +16.3%
PAYX PAYCHEX INC 0.1%
Value ($000) $239 Shares 5,600 Est. Cost $25.02 Unrealized +17.9%
BEMIS COMPANY 0.1%
Value ($000) $239 Shares 6,100 Est. Cost $39.18 Unrealized
SPECTRA ENERGY CORP 0.0%
Value ($000) $236 Shares 6,400 Est. Cost $34.46 Unrealized
PRGO PERRIGO CO PLC 0.0%
Value ($000) $232 Shares 1,500 Est. Cost $157.83 Unrealized 0.0%
NORDSTROM INC 0.0%
Value ($000) $231 Shares 3,700 Est. Cost $60.00 Unrealized
COR AMERISOURCEBERGEN CORP 0.0%
Value ($000) $230 Shares 3,500 Est. Cost $38.92 Unrealized +26.6%
DTE DTE ENERGY COMPANY 0.0%
Value ($000) $230 Shares 3,100 Est. Cost $38.29 Unrealized +3.0%
GIS GENERAL MILLS INC 0.0%
Value ($000) $228 Shares 4,400 Est. Cost $31.98 Unrealized +3.1%
STERICYCLE INC 0.0%
Value ($000) $227 Shares 2,000 Est. Cost $110.50 Unrealized
LABORATORY CRP OF AMER HLDGS 0.0%
Value ($000) $226 Shares 2,300 Est. Cost $99.96 Unrealized
CHUBB CORP 0.0%
Value ($000) $223 Shares 2,500 Est. Cost $84.80 Unrealized
CAG CONAGRA FOODS INC 0.0%
Value ($000) $223 Shares 7,200 Est. Cost $17.48 Unrealized -8.3%
TGT TARGET CORP 0.0%
Value ($000) $218 Shares 3,600 Est. Cost $47.58 Unrealized -12.5%
APARTMENT INVT & MGMT CO -A 0.0%
Value ($000) $218 Shares 7,200 Est. Cost $30.00 Unrealized
ICE INTERCONTINENTALEXCHANGE GROUP 0.0%
Value ($000) $218 Shares 1,100 Est. Cost $35.28 Unrealized +2.8%
DG DOLLAR GENERAL CORP 0.0%
Value ($000) $216 Shares 3,900 Est. Cost $45.09 Unrealized +12.2%
SCANA CORP 0.0%
Value ($000) $216 Shares 4,200 Est. Cost $49.05 Unrealized
CA INC 0.0%
Value ($000) $214 Shares 6,900 Est. Cost $28.59 Unrealized
CROWN CASTLE INTL CORP 0.0%
Value ($000) $214 Shares 2,900 Est. Cost $72.41 Unrealized
PRAXAIR INC 0.0%
Value ($000) $210 Shares 1,600 Est. Cost $118.13 Unrealized
PEG PUBLIC SERVICE ENTERPRISE GP 0.0%
Value ($000) $210 Shares 5,500 Est. Cost $21.73 Unrealized +4.4%
NTAP NETAPP INC 0.0%
Value ($000) $210 Shares 5,700 Est. Cost $30.72 Unrealized -1.8%
VRSN VERISIGN INC 0.0%
Value ($000) $210 Shares 3,900 Est. Cost $45.93 Unrealized +22.2%
ORLY O'REILLY AUTOMOTIVE INC 0.0%
Value ($000) $208 Shares 1,400 Est. Cost $7.19 Unrealized +32.6%
ED CONSOLIDATED EDISON INC 0.0%
Value ($000) $204 Shares 3,800 Est. Cost $37.50 Unrealized -6.7%
TECO ENERGY INC 0.0%
Value ($000) $202 Shares 11,800 Est. Cost $17.20 Unrealized
VZ VERIZON COMMUNICATIONS INC 0.0%
Value ($000) $200 Shares 4,200 Est. Cost $27.04 Unrealized -4.3%
REYNOLDS AMERICAN INC 0.0%
Value ($000) $198 Shares 3,700 Est. Cost $48.38 Unrealized
SJM JM SMUCKER CO/THE-NEW COMMON 0.0%
Value ($000) $194 Shares 2,000 Est. Cost $70.84 Unrealized -3.0%
USB US BANCORP 0.0%
Value ($000) $189 Shares 4,400 Est. Cost $24.34 Unrealized +12.3%
UNP UNION PACIFIC CORP 0.0%
Value ($000) $188 Shares 1,000 Est. Cost $68.27 Unrealized 0.0%
FAMILY DOLLAR STORES 0.0%
Value ($000) $186 Shares 3,200 Est. Cost $62.29 Unrealized
TORCHMARK CORP 0.0%
Value ($000) $181 Shares 2,300 Est. Cost $65.22 Unrealized
CVX CHEVRON CORP 0.0%
Value ($000) $178 Shares 1,500 Est. Cost $72.49 Unrealized -2.9%
CPB CAMPBELL SOUP CO 0.0%
Value ($000) $166 Shares 3,700 Est. Cost $30.86 Unrealized -3.7%
XEL XCEL ENERGY INC 0.0%
Value ($000) $152 Shares 5,000 Est. Cost $19.89 Unrealized 0.0%
COST COSTCO WHOLESALE CORP 0.0%
Value ($000) $145 Shares 1,300 Est. Cost $91.29 Unrealized 0.0%
EXPD EXPEDITORS INTL WASH INC 0.0%
Value ($000) $139 Shares 3,500 Est. Cost $35.12 Unrealized 0.0%
QCOM QUALCOMM INC 0.0%
Value ($000) $134 Shares 1,700 Est. Cost $45.06 Unrealized +19.9%
PNW PINNACLE WEST CAPITAL 0.0%
Value ($000) $131 Shares 2,400 Est. Cost $35.40 Unrealized -4.9%
THE INTERPUBLIC GROUP OF COMPANIES 0.0%
Value ($000) $130 Shares 7,584 Est. Cost $9.16 Unrealized +23.1%
SYK STRYKER CORP 0.0%
Value ($000) $130 Shares 1,600 Est. Cost $56.92 Unrealized +21.3%
VARIAN MEDICAL SYSTEMS INC 0.0%
Value ($000) $126 Shares 1,500 Est. Cost $84.00 Unrealized
KSS KOHLS CORP 0.0%
Value ($000) $125 Shares 2,200 Est. Cost $49.51 Unrealized +8.3%
DR PEPPER SNAPPLE GROUP INC 0.0%
Value ($000) $120 Shares 2,200 Est. Cost $45.91 Unrealized
TRV TRAVELERS COS INC/THE 0.0%
Value ($000) $111 Shares 1,300 Est. Cost $63.44 Unrealized +1.9%
WELLPOINT INC 0.0%
Value ($000) $100 Shares 1,000 Est. Cost $100.00 Unrealized
EXPRESS SCRIPTS HOLDING CO 0.0%
Value ($000) $98 Shares 1,300 Est. Cost $75.38 Unrealized
EXC EXELON CORP 0.0%
Value ($000) $97 Shares 2,900 Est. Cost $13.80 Unrealized 0.0%
INTU INTUIT INC 0.0%
Value ($000) $93 Shares 1,200 Est. Cost $65.01 Unrealized +6.5%
PM PHILIP MORRIS INTERNATIONAL 0.0%
Value ($000) $90 Shares 1,100 Est. Cost $49.85 Unrealized -10.2%
LINEAR TECHNOLOGY CORP 0.0%
Value ($000) $88 Shares 1,800 Est. Cost $45.56 Unrealized
DENTSPLY INTERNATIONAL INC 0.0%
Value ($000) $78 Shares 1,700 Est. Cost $48.24 Unrealized
NRG NRG ENERGY INC 0.0%
Value ($000) $70 Shares 2,200 Est. Cost $22.10 Unrealized 0.0%
TSN TYSON FOODS INC-CL A 0.0%
Value ($000) $66 Shares 1,500 Est. Cost $29.21 Unrealized 0.0%
DLTR DOLLAR TREE INC 0.0%
Value ($000) $63 Shares 1,200 Est. Cost $51.35 Unrealized +3.6%
MRK MERCK & CO. INC. 0.0%
Value ($000) $57 Shares 1,000 Est. Cost $31.29 Unrealized +14.3%
AIRGAS INC 0.0%
Value ($000) $53 Shares 500 Est. Cost $106.00 Unrealized
NVDA NVIDIA CORP 0.0%
Value ($000) $52 Shares 2,900 Est. Cost $0.36 Unrealized +11.0%
SPG SIMON PROPERTY GROUP INC 0.0%
Value ($000) $49 Shares 300 Est. Cost $88.80 Unrealized -4.9%
PGR PROGRESSIVE CORP 0.0%
Value ($000) $46 Shares 1,900 Est. Cost $17.04 Unrealized +0.6%
PEPCO HOLDINGS INC 0.0%
Value ($000) $31 Shares 1,500 Est. Cost $20.00 Unrealized
DUN & BRADSTREET CORP 0.0%
Value ($000) $30 Shares 300 Est. Cost $97.27 Unrealized
OXY OCCIDENTAL PETROLEUM CORP 0.0%
Value ($000) $29 Shares 300 Est. Cost $63.37 Unrealized -1.4%
PG PROCTER & GAMBLE CO 0.0%
Value ($000) $24 Shares 300 Est. Cost $56.51 Unrealized 0.0%
MSI MOTOROLA SOLUTIONS INC 0.0%
Value ($000) $13 Shares 200 Est. Cost $47.42 Unrealized +13.1%
EIX EDISON INTERNATIONAL 0.0%
Value ($000) $11 Shares 200 Est. Cost $31.68 Unrealized 0.0%
NWSA NEWS CORP-NEW CL A 0.0%
Value ($000) $9 Shares 500 Est. Cost $14.03 Unrealized +8.3%
MO ALTRIA GROUP INC 0.0%
Value ($000) $7 Shares 200 Est. Cost $16.17 Unrealized +5.9%
CAREFUSION CORP 0.0%
Value ($000) $4 Shares 100 Est. Cost $40.00 Unrealized