Location: Lafayette, CA
CIK: 0001427351 · Show all filings
Period: Q3 2014 (← Previous) (Next →)
Filing Date: Nov 14, 2014
Total Value: $134M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| CVX | CHEVRON CORP NEW | 57,238 | $6.83M | 5.1% | $119.33 * | $72.49 | +1.7% | COM | 166764100 |
| T | AT&T INC | 97,620 | $3.44M | 2.6% | $35.24 * | $11.22 | +6.2% | COM | 00206R102 |
| INTC | INTEL CORP | 96,446 | $3.358M | 2.5% | $34.82 * | $18.42 | +44.1% | COM | 458140100 |
| JNJ | JOHNSON & JOHNSON | 30,432 | $3.244M | 2.4% | $106.60 * | $66.08 | +18.0% | COM | 478160104 |
| — | CABELAS INC | 54,305 | $3.199M | 2.4% | $58.91 | $65.71 | — | COM | 126804301 |
| TAP | MOLSON COORS BREWING CO | 42,811 | $3.187M | 2.4% | $74.44 * | $40.18 | +41.0% | CL B | 60871R209 |
| NSC | NORFOLK SOUTHERN CORP | 27,115 | $3.026M | 2.3% | $111.60 * | $66.06 | +31.8% | COM | 655844108 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 127,151 | $2.566M | 1.9% | $20.18 | $17.89 | +12.8% | SPONSORED ADR | 874039100 |
| BP | BP PLC | 57,760 | $2.539M | 1.9% | $43.96 | $46.29 | -5.1% | SPONSORED ADR | 055622104 |
| VZ | VERIZON COMMUNICATIONS INC | 46,775 | $2.338M | 1.7% | $49.98 * | $26.40 | +6.0% | COM | 92343V104 |
| WY | WEYERHAEUSER CO | 65,936 | $2.101M | 1.6% | $31.86 * | $20.37 | +0.9% | COM | 962166104 |
| — | ANNALY CAP MGMT INC | 193,653 | $2.068M | 1.5% | $10.68 | $10.00 | — | COM | 035710409 |
| — | WALGREEN CO | 34,373 | $2.037M | 1.5% | $59.26 | $57.90 | — | COM | 931422109 |
| VOD | VODAFONE GROUP PLC NEW | 61,496 | $2.023M | 1.5% | $32.90 | $37.24 | -11.7% | SPNSR ADR NO PAR | 92857W308 |
| PFE | PFIZER INC | 68,184 | $2.016M | 1.5% | $29.57 * | $17.59 | -0.6% | COM | 717081103 |
| XLB | SELECT SECTOR SPDR TR | 40,212 | $1.994M | 1.5% | $49.59 * | $21.99 | +12.7% | SBI MATERIALS | 81369Y100 |
| WMT | WAL-MART STORES INC | 25,310 | $1.935M | 1.4% | $76.45 * | $20.35 | +1.0% | COM | 931142103 |
| CMCSA | COMCAST CORP NEW | 35,899 | $1.931M | 1.4% | $53.79 * | $18.62 | +12.1% | CL A | 20030N101 |
| TRV | TRAVELERS COMPANIES INC | 20,512 | $1.927M | 1.4% | $93.95 * | $67.04 | +9.4% | COM | 89417E109 |
| — | GENERAL ELECTRIC CO | 74,487 | $1.908M | 1.4% | $25.62 | $27.79 | — | COM | 369604103 |
| XOM | EXXON MOBIL CORP | 19,291 | $1.814M | 1.4% | $94.03 * | $56.51 | +3.1% | COM | 30231G102 |
| MET | METLIFE INC | 33,082 | $1.777M | 1.3% | $53.72 * | $31.59 | +4.1% | COM | 59156R108 |
| MMM | 3M CO | 12,029 | $1.704M | 1.3% | $141.66 * | $73.08 | +13.0% | COM | 88579Y101 |
| — | UNITED STATES STL CORP NEW | 43,005 | $1.685M | 1.3% | $39.18 | $29.51 | — | COM | 912909108 |
| IGSB | ISHARES | 15,840 | $1.668M | 1.2% | $105.30 * | $52.68 | -0.1% | 1-3 YR CR BD ETF | 464288646 |
| AAPL | APPLE INC | 15,492 | $1.561M | 1.2% | $100.76 * | $18.32 | +21.4% | COM | 037833100 |
| GPC | GENUINE PARTS CO | 17,510 | $1.536M | 1.1% | $87.72 * | $57.23 | +11.1% | COM | 372460105 |
| QCOM | QUALCOMM INC | 20,248 | $1.514M | 1.1% | $74.77 * | $51.13 | +6.4% | COM | 747525103 |
| HD | HOME DEPOT INC | 16,423 | $1.507M | 1.1% | $91.76 * | $58.77 | +20.0% | COM | 437076102 |
| — | COHEN & STEERS INFRASTRUCTUR | 61,701 | $1.428M | 1.1% | $23.14 | $20.63 | — | COM | 19248A109 |
| — | DU PONT E I DE NEMOURS & CO | 19,794 | $1.42M | 1.1% | $71.74 | $64.96 | — | COM | 263534109 |
| IBM | INTERNATIONAL BUSINESS MACHS | 7,361 | $1.397M | 1.0% | $189.78 * | $106.57 | +7.1% | COM | 459200101 |
| XLV | SELECT SECTOR SPDR TR | 21,240 | $1.357M | 1.0% | $63.89 | $53.58 | +19.3% | SBI HEALTHCARE | 81369Y209 |
| SPY | SPDR S&P 500 ETF TR | 6,766 | $1.333M | 1.0% | $197.01 | $178.42 | +10.4% | TR UNIT | 78462F103 |
| C | CITIGROUP INC | 25,586 | $1.326M | 1.0% | $51.83 * | $37.42 | +3.1% | COM NEW | 172967424 |
| — | INVESCO SR INCOME TR | 266,743 | $1.267M | 0.9% | $4.75 | $5.03 | — | COM | 46131H107 |
| MSFT | MICROSOFT CORP | 26,085 | $1.209M | 0.9% | $46.35 * | $30.73 | +27.8% | COM | 594918104 |
| — | WYNDHAM WORLDWIDE CORP | 14,670 | $1.192M | 0.9% | $81.25 | $73.71 | — | COM | 98310W108 |
| BAC | BANK AMER CORP | 68,677 | $1.171M | 0.9% | $17.05 * | $11.73 | +15.0% | COM | 060505104 |
| AMGN | AMGEN INC | 8,301 | $1.166M | 0.9% | $140.47 * | $81.11 | +25.6% | COM | 031162100 |
| FCX | FREEPORT-MCMORAN INC | 35,158 | $1.148M | 0.9% | $32.65 * | $29.60 | -3.9% | CL B | 35671D857 |
| FDX | FEDEX CORP | 7,080 | $1.143M | 0.9% | $161.44 * | $112.29 | +22.3% | COM | 31428X106 |
| — | TIME WARNER INC | 15,055 | $1.132M | 0.8% | $75.19 | $69.92 | — | COM NEW | 887317303 |
| — | ACE LTD | 9,894 | $1.038M | 0.8% | $104.91 | $103.71 | — | SHS | H0023R105 |
| — | ISHARES | 67,725 | $1.034M | 0.8% | $15.27 | $14.42 | — | MSCI TAIWAN ETF | 464286731 |
| KMI | KINDER MORGAN INC DEL | 26,566 | $1.019M | 0.8% | $38.36 * | $19.04 | +13.9% | COM | 49456B101 |
| CBRE | CBRE GROUP INC | 33,100 | $984K | 0.7% | $29.73 | $24.14 | +23.2% | CL A | 12504L109 |
| IGM | ISHARES TR | 9,640 | $944K | 0.7% | $97.93 * | $14.02 | +16.4% | N AMER TECH ETF | 464287549 |
| EWG | ISHARES | 33,275 | $922K | 0.7% | $27.71 | $29.56 | -6.3% | MSCI GERMANY ETF | 464286806 |
| — | UNITED TECHNOLOGIES CORP | 8,470 | $894K | 0.7% | $105.55 | $113.39 | — | COM | 913017109 |
| M | MACYS INC | 14,754 | $858K | 0.6% | $58.15 | $48.46 | +20.1% | COM | 55616P104 |
| — | BLACKROCK BUILD AMER BD TR | 38,600 | $811K | 0.6% | $21.01 | $19.24 | — | SHS | 09248X100 |
| XLU | SELECT SECTOR SPDR TR | 19,250 | $810K | 0.6% | $42.08 * | $19.13 | +10.0% | SBI INT-UTILS | 81369Y886 |
| — | CENTRAL EUR RUSS & TURK FD I | 32,449 | $806K | 0.6% | $24.84 | $30.28 | — | COM | 153436100 |
| — | CIMAREX ENERGY CO | 6,100 | $772K | 0.6% | $126.56 | $104.92 | — | COM | 171798101 |
| CVS | CVS HEALTH CORP | 9,575 | $762K | 0.6% | $79.58 * | $46.47 | +24.9% | COM | 126650100 |
| — | HEWLETT PACKARD CO | 21,474 | $762K | 0.6% | $35.48 | $27.96 | — | COM | 428236103 |
| — | STRATEGIC GLOBAL INCOME FD | 85,093 | $751K | 0.6% | $8.83 | $9.03 | — | COM | 862719101 |
| HON | HONEYWELL INTL INC | 7,991 | $744K | 0.6% | $93.10 * | $60.82 | +8.9% | COM | 438516106 |
| IXJ | ISHARES TR | 7,405 | $723K | 0.5% | $97.64 * | $41.79 | +16.9% | GLOB HLTHCRE ETF | 464287325 |
| — | ABERDEEN LATIN AMER EQTY FD | 26,194 | $716K | 0.5% | $27.33 | $28.02 | — | COM | 00306K106 |
| — | CBRE CLARION GLOBAL REAL EST | 85,200 | $714K | 0.5% | $8.38 | $7.92 | — | COM | 12504G100 |
| NVO | NOVO-NORDISK A S | 14,865 | $708K | 0.5% | $47.63 | $34.85 | +36.6% | ADR | 670100205 |
| — | NUVEEN PFD INCOME OPPRTNY FD | 76,650 | $705K | 0.5% | $9.20 | $8.88 | — | COM | 67073B106 |
| OHI | OMEGA HEALTHCARE INVS INC | 20,589 | $704K | 0.5% | $34.19 | $29.78 | — | COM | 681936100 |
| — | ISHARES | 58,800 | $692K | 0.5% | $11.77 | $12.12 | — | MSCI JAPAN ETF | 464286848 |
| WFC | WELLS FARGO & CO NEW | 13,024 | $676K | 0.5% | $51.90 * | $31.61 | +19.7% | COM | 949746101 |
| — | ENERPLUS CORP | 35,150 | $667K | 0.5% | $18.98 | $18.19 | — | COM | 292766102 |
| — | TIME WARNER CABLE INC | 4,625 | $664K | 0.5% | $143.57 | $135.77 | — | COM | 88732J207 |
| — | SPDR INDEX SHS FDS | 12,642 | $633K | 0.5% | $50.07 | $50.17 | — | RUSS NOM SC JP | 78463X822 |
| — | EATON VANCE SR INCOME TR | 93,157 | $606K | 0.5% | $6.51 | $6.88 | — | SH BEN INT | 27826S103 |
| EMR | EMERSON ELEC CO | 9,358 | $586K | 0.4% | $62.62 * | $48.18 | -4.1% | COM | 291011104 |
| CAJPY | CANON INC | 17,500 | $570K | 0.4% | $32.57 | $32.01 | +1.8% | SPONSORED ADR | 138006309 |
| — | MARKET VECTORS ETF TR | 18,324 | $563K | 0.4% | $30.72 | $30.14 | — | HG YLD MUN ETF | 57060U878 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 38,000 | $551K | 0.4% | $14.50 | $13.68 | — | SH BEN INT | 09248E102 |
| DGT | SPDR SERIES TRUST | 7,818 | $548K | 0.4% | $70.09 | $67.56 | +3.8% | GLB DOW ETF | 78464A706 |
| CSCO | CISCO SYS INC | 21,418 | $539K | 0.4% | $25.17 * | $15.25 | +17.0% | COM | 17275R102 |
| — | L-3 COMMUNICATIONS HLDGS INC | 4,450 | $529K | 0.4% | $118.88 | $107.10 | — | COM | 502424104 |
| ADP | AUTOMATIC DATA PROCESSING IN | 6,283 | $522K | 0.4% | $83.08 * | $51.46 | +10.9% | COM | 053015103 |
| ARCB | ARCBEST CORP | 13,910 | $519K | 0.4% | $37.31 * | $36.80 | -7.9% | COM | 03937C105 |
| IXP | ISHARES TR | 8,125 | $511K | 0.4% | $62.89 | $67.13 | -6.3% | GLOB TELECOM ETF | 464287275 |
| SHY | ISHARES TR | 5,956 | $503K | 0.4% | $84.45 | $84.46 | +0.1% | 1-3 YR TR BD ETF | 464287457 |
| ZBH | ZIMMER HLDGS INC | 4,813 | $484K | 0.4% | $100.56 * | $78.29 | +13.8% | COM | 98956P102 |
| — | COVIDIEN PLC | 5,595 | $484K | 0.4% | $86.51 | $69.16 | — | SHS | G2554F113 |
| EWC | ISHARES | 15,700 | $482K | 0.4% | $30.70 | $28.93 | +6.1% | MSCI CDA ETF | 464286509 |
| GBDC | GOLUB CAP BDC INC | 29,700 | $474K | 0.4% | $15.96 * | $6.03 | -3.7% | COM | 38173M102 |
| EQT | EQT CORP | 5,115 | $468K | 0.3% | $91.50 * | $43.43 | +5.3% | COM | 26884L109 |
| WGO | WINNEBAGO INDS INC | 21,392 | $466K | 0.3% | $21.78 | $29.06 | -25.1% | COM | 974637100 |
| ORCL | ORACLE CORP | 12,024 | $460K | 0.3% | $38.26 * | $28.85 | +12.1% | COM | 68389X105 |
| — | SWISS HELVETIA FD INC | 33,681 | $456K | 0.3% | $13.54 | $13.94 | — | COM | 870875101 |
| PEP | PEPSICO INC | 4,895 | $456K | 0.3% | $93.16 * | $57.75 | +15.1% | COM | 713448108 |
| — | COVANTA HLDG CORP | 19,600 | $416K | 0.3% | $21.22 | $17.88 | — | COM | 22282E102 |
| GLNG | GOLAR LNG LTD BERMUDA | 6,200 | $412K | 0.3% | $66.45 * | $28.49 | +87.9% | SHS | G9456A100 |
| — | TEXTAINER GROUP HOLDINGS LTD | 13,100 | $408K | 0.3% | $31.15 | $40.23 | — | SHS | G8766E109 |
| ADBE | ADOBE SYS INC | 5,888 | $407K | 0.3% | $69.12 | $65.17 | +6.2% | COM | 00724F101 |
| — | KRAFT FOODS GROUP INC | 7,208 | $407K | 0.3% | $56.47 | $54.99 | — | COM | 50076Q106 |
| — | TYCO INTERNATIONAL LTD | 8,990 | $401K | 0.3% | $44.61 | $41.08 | — | SHS | H89128104 |
| CVE | CENOVUS ENERGY INC | 14,611 | $393K | 0.3% | $26.90 * | $22.44 | -4.8% | COM | 15135U109 |
| MRK | MERCK & CO INC NEW | 6,531 | $387K | 0.3% | $59.26 * | $34.08 | +17.0% | COM | 58933Y105 |
| HSBC | HSBC HLDGS PLC | 7,566 | $385K | 0.3% | $50.89 | $54.91 | -7.3% | SPON ADR NEW | 404280406 |
| MINT | PIMCO ETF TR | 3,750 | $380K | 0.3% | $101.33 | $101.45 | -0.1% | ENHAN SHRT MAT | 72201R833 |
| NWL | NEWELL RUBBERMAID INC | 10,644 | $366K | 0.3% | $34.39 * | $19.05 | +17.6% | COM | 651229106 |
| — | CLAYMORE EXCHANGE TRD FD TR | 13,200 | $364K | 0.3% | $27.58 | $27.66 | — | GUGG S&P GBL WTR | 18383Q507 |
| — | NEW IRELAND FUND INC | 28,171 | $357K | 0.3% | $12.67 | $12.80 | — | COM | 645673104 |
| MDLZ | MONDELEZINTL INC | 10,254 | $351K | 0.3% | $34.23 * | $25.66 | +4.2% | CL A | 609207105 |
| VOX | VANGUARD WORLD FDS | 4,013 | $350K | 0.3% | $87.22 | $83.92 | +4.0% | TELCOMM ETF | 92204A884 |
| — | DOW CHEM CO | 6,637 | $348K | 0.3% | $52.43 | $44.87 | — | COM | 260543103 |
| KMB | KIMBERLY CLARK CORP | 3,124 | $336K | 0.3% | $107.55 * | $66.47 | +6.2% | COM | 494368103 |
| KO | COCA COLA CO | 7,536 | $321K | 0.2% | $42.60 * | $26.98 | +11.0% | COM | 191216100 |
| NEE | NEXTERA ENERGY INC | 3,274 | $307K | 0.2% | $93.77 * | $15.29 | +14.5% | COM | 65339F101 |
| — | FRONTIER COMMUNICATIONS CORP | 47,108 | $307K | 0.2% | $6.52 | $4.73 | — | COM | 35906A108 |
| — | CHESAPEAKE ENERGY CORP | 3,175 | $305K | 0.2% | $96.06 | $91.92 | — | PFD CONV | 165167842 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 1,760 | $299K | 0.2% | $169.89 | $157.14 | +8.2% | UT SER 1 | 78467X109 |
| DUK | DUKE ENERGY CORP NEW | 3,982 | $298K | 0.2% | $74.84 * | $42.35 | +11.0% | COM NEW | 26441C204 |
| — | COACH INC | 8,326 | $296K | 0.2% | $35.55 | $56.16 | — | COM | 189754104 |
| — | CALAMOS CONV & HIGH INCOME F | 20,800 | $295K | 0.2% | $14.18 | $12.93 | — | COM SHS | 12811P108 |
| — | RYDEX ETF TRUST | 3,823 | $290K | 0.2% | $75.86 | $71.15 | — | GUG S&P500 EQ WT | 78355W106 |
| SLB | SCHLUMBERGER LTD | 2,842 | $289K | 0.2% | $101.69 * | $66.06 | +12.5% | COM | 806857108 |
| USB | US BANCORP DEL | 6,874 | $288K | 0.2% | $41.90 * | $25.38 | +11.5% | COM NEW | 902973304 |
| — | H & Q LIFE SCIENCES INVS | 12,995 | $287K | 0.2% | $22.09 | $20.50 | — | SH BEN INT | 404053100 |
| EPD | ENTERPRISE PRODS PARTNERS L | 7,030 | $283K | 0.2% | $40.26 | $53.27 | — | COM | 293792107 |
| — | XL GROUP PLC | 8,500 | $282K | 0.2% | $33.18 | $31.88 | — | SHS | G98290102 |
| — | BAKER HUGHES INC | 4,334 | $282K | 0.2% | $65.07 | $55.26 | — | COM | 057224107 |
| PG | PROCTER & GAMBLE CO | 3,306 | $277K | 0.2% | $83.79 * | $58.02 | +5.4% | COM | 742718109 |
| — | GANNETT INC | 8,900 | $264K | 0.2% | $29.66 | $29.55 | — | COM | 364730101 |
| ELME | WASHINGTON REAL ESTATE INVT | 10,000 | $254K | 0.2% | $25.40 | $23.36 | — | SH BEN INT | 939653101 |
| MDY | SPDR S&P MIDCAP 400 ETF TR | 1,014 | $253K | 0.2% | $249.51 | $236.39 | +5.5% | UTSER1 S&PDCRP | 78467Y107 |
| — | PHH CORP | 10,955 | $245K | 0.2% | $22.36 | $22.36 | — | COM NEW | 693320202 |
| — | BARNES GROUP INC | 7,800 | $237K | 0.2% | $30.38 | $38.33 | — | COM | 067806109 |
| — | HOSPITALITY PPTYS TR | 8,600 | $231K | 0.2% | $26.86 | $27.08 | — | COM SH BEN INT | 44106M102 |
| PHG | KONINKLIJKE PHILIPS N V | 7,289 | $231K | 0.2% | $31.69 | $34.70 | -8.6% | NY REG SH NEW | 500472303 |
| IJH | ISHARES TR | 1,680 | $230K | 0.2% | $136.90 * | $25.81 | +5.9% | CORE S&P MCP ETF | 464287507 |
| ESS | ESSEX PPTY TR INC | 1,274 | $228K | 0.2% | $178.96 * | $121.84 | +2.5% | COM | 297178105 |
| — | PIMCO INCOME STRATEGY FUND I | 20,900 | $220K | 0.2% | $10.53 | $9.95 | — | COM | 72201J104 |
| — | SUNOCO LOGISTICS PRTNRS L P | 4,474 | $216K | 0.2% | $48.28 | $68.95 | — | COM UNITS | 86764L108 |
| SO | SOUTHERN CO | 4,952 | $216K | 0.2% | $43.62 * | $24.56 | +10.1% | COM | 842587107 |
| — | THE ADT CORPORATION | 5,945 | $211K | 0.2% | $35.49 | $35.00 | — | COM | 00101J106 |
| — | ENCANA CORP | 9,853 | $209K | 0.2% | $21.21 | $18.04 | — | COM | 292505104 |
| — | TEMPLETON GLOBAL INCOME FD | 21,342 | $170K | 0.1% | $7.97 | $7.97 | — | COM | 880198106 |
| — | PENN WEST PETE LTD NEW | 22,200 | $150K | 0.1% | $6.76 | $8.73 | — | COM | 707887105 |
| — | KINDER MORGAN INC DEL | 38,400 | $140K | 0.1% | $3.65 | $4.03 | — | *W EXP 05/25/201 | 49456B119 |
| — | ELLSWORTH FUND LTD | 14,750 | $128K | 0.1% | $8.68 | $8.68 | — | COM | 289074106 |
| — | COHEN & STEERS TOTAL RETURN | 10,331 | $123K | 0.1% | $11.91 | $12.84 | — | COM | 19247R103 |
| — | PUTMAN HIGH INCOME SEC FUND | 14,050 | $117K | 0.1% | $8.33 | $8.26 | — | SHS BEN INT | 746779107 |
| — | MANAGED HIGH YIELD PLUS FD I | 47,102 | $94,000 | 0.1% | $2.00 | $2.04 | — | COM | 561911108 |
| — | ABERDEEN ASIA PACIFIC INCOM | 11,500 | $68,000 | 0.1% | $5.91 | $5.74 | — | COM | 003009107 |
| — | EAGLE BULK SHIPPING INC | 36,000 | $33,000 | 0.0% | $0.92 | $3.72 | — | SHS NEW | Y2187A119 |
| — | CURIS INC | 10,000 | $14,000 | 0.0% | $1.40 | $2.80 | — | COM | 231269101 |