Location: Lafayette, CA
CIK: 0001427351 · Show all filings
Period: Q4 2014 (← Previous) (Next →)
Filing Date: Feb 13, 2015
Total Value: $138M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| CVX | CHEVRON CORP NEW | 57,238 | $6.421M | 4.6% | $112.18 * | $72.49 | -3.5% | COM | 166764100 |
| INTC | INTEL CORP | 90,946 | $3.3M | 2.4% | $36.29 * | $18.42 | +51.1% | COM | 458140100 |
| T | AT&T INC | 96,620 | $3.245M | 2.3% | $33.59 * | $11.22 | +3.0% | COM | 00206R102 |
| TAP | MOLSON COORS BREWING CO | 43,061 | $3.209M | 2.3% | $74.52 * | $40.18 | +41.9% | CL B | 60871R209 |
| JNJ | JOHNSON & JOHNSON | 29,487 | $3.083M | 2.2% | $104.55 * | $66.08 | +16.5% | COM | 478160104 |
| — | CABELAS INC | 56,210 | $2.963M | 2.1% | $52.71 | $65.27 | — | COM | 126804301 |
| NSC | NORFOLK SOUTHERN CORP | 26,890 | $2.947M | 2.1% | $109.59 * | $66.06 | +30.2% | COM | 655844108 |
| — | WALGREENS BOOTS ALLIANCE INC | 37,198 | $2.834M | 2.1% | $76.19 | $76.19 | — | COM | 931427108 |
| WY | WEYERHAEUSER CO | 78,911 | $2.832M | 2.1% | $35.89 * | $20.69 | +12.9% | COM | 962166104 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 122,392 | $2.739M | 2.0% | $22.38 | $17.89 | +25.1% | SPONSORED ADR | 874039100 |
| MET | METLIFE INC | 40,082 | $2.168M | 1.6% | $54.09 * | $31.79 | +4.8% | COM | 59156R108 |
| VZ | VERIZON COMMUNICATIONS INC | 46,106 | $2.157M | 1.6% | $46.78 * | $26.40 | +0.3% | COM | 92343V104 |
| BP | BP PLC | 55,960 | $2.133M | 1.5% | $38.12 | $46.29 | -17.7% | SPONSORED ADR | 055622104 |
| PFE | PFIZER INC | 67,598 | $2.106M | 1.5% | $31.15 * | $17.59 | +5.7% | COM | 717081103 |
| — | ANNALY CAP MGMT INC | 194,453 | $2.102M | 1.5% | $10.81 | $10.00 | — | COM | 035710409 |
| WMT | WAL-MART STORES INC | 24,465 | $2.101M | 1.5% | $85.88 * | $20.35 | +14.1% | COM | 931142103 |
| TRV | TRAVELERS COMPANIES INC | 19,555 | $2.07M | 1.5% | $105.86 * | $67.04 | +23.9% | COM | 89417E109 |
| VOD | VODAFONE GROUP PLC NEW | 60,426 | $2.065M | 1.5% | $34.17 | $37.24 | -8.2% | SPNSR ADR NO PAR | 92857W308 |
| CMCSA | COMCAST CORP NEW | 34,649 | $2.01M | 1.5% | $58.01 * | $18.62 | +20.9% | CL A | 20030N101 |
| MMM | 3M CO | 11,979 | $1.968M | 1.4% | $164.29 * | $73.08 | +31.7% | COM | 88579Y101 |
| XLB | SELECT SECTOR SPDR TR | 39,765 | $1.932M | 1.4% | $48.59 * | $21.99 | +10.4% | SBI MATERIALS | 81369Y100 |
| GPC | GENUINE PARTS CO | 17,210 | $1.834M | 1.3% | $106.57 * | $57.23 | +35.8% | COM | 372460105 |
| — | GENERAL ELECTRIC CO | 72,306 | $1.827M | 1.3% | $25.27 | $27.79 | — | COM | 369604103 |
| AAPL | APPLE INC | 15,907 | $1.756M | 1.3% | $110.39 * | $18.47 | +32.5% | COM | 037833100 |
| XOM | EXXON MOBIL CORP | 18,691 | $1.728M | 1.3% | $92.45 * | $56.51 | +2.1% | COM | 30231G102 |
| HD | HOME DEPOT INC | 16,423 | $1.724M | 1.2% | $104.97 * | $58.77 | +38.0% | COM | 437076102 |
| WGO | WINNEBAGO INDS INC | 78,642 | $1.711M | 1.2% | $21.76 | $24.58 | -11.5% | COM | 974637100 |
| IGSB | ISHARES | 15,840 | $1.666M | 1.2% | $105.18 * | $52.68 | -0.2% | 1-3 YR CR BD ETF | 464288646 |
| QCOM | QUALCOMM INC | 19,848 | $1.475M | 1.1% | $74.31 * | $51.13 | +6.3% | COM | 747525103 |
| XLV | SELECT SECTOR SPDR TR | 21,252 | $1.453M | 1.1% | $68.37 | $53.58 | +27.6% | SBI HEALTHCARE | 81369Y209 |
| — | DU PONT E I DE NEMOURS & CO | 19,644 | $1.452M | 1.1% | $73.92 | $64.96 | — | COM | 263534109 |
| SPY | SPDR S&P 500 ETF TR | 6,918 | $1.422M | 1.0% | $205.55 | $178.91 | +14.9% | TR UNIT | 78462F103 |
| C | CITIGROUP INC | 25,836 | $1.398M | 1.0% | $54.11 * | $37.42 | +7.7% | COM NEW | 172967424 |
| AMGN | AMGEN INC | 8,301 | $1.322M | 1.0% | $159.26 * | $81.11 | +43.0% | COM | 031162100 |
| — | COHEN & STEERS INFRASTRUCTUR | 55,976 | $1.272M | 0.9% | $22.72 | $20.63 | — | COM | 19248A109 |
| — | WYNDHAM WORLDWIDE CORP | 14,570 | $1.25M | 0.9% | $85.79 | $73.71 | — | COM | 98310W108 |
| — | TIME WARNER INC | 14,522 | $1.24M | 0.9% | $85.39 | $69.92 | — | COM NEW | 887317303 |
| FDX | FEDEX CORP | 7,080 | $1.23M | 0.9% | $173.73 * | $112.29 | +31.7% | COM | 31428X106 |
| — | INVESCO SR INCOME TR | 266,772 | $1.216M | 0.9% | $4.56 | $5.03 | — | COM | 46131H107 |
| IBM | INTERNATIONAL BUSINESS MACHS | 7,511 | $1.205M | 0.9% | $160.43 * | $106.45 | -8.7% | COM | 459200101 |
| SLB | SCHLUMBERGER LTD | 14,042 | $1.199M | 0.9% | $85.39 * | $67.08 | -6.5% | COM | 806857108 |
| MSFT | MICROSOFT CORP | 25,185 | $1.17M | 0.8% | $46.46 * | $30.73 | +28.9% | COM | 594918104 |
| BAC | BANK AMER CORP | 64,291 | $1.15M | 0.8% | $17.89 * | $11.73 | +21.0% | COM | 060505104 |
| — | UNITED STATES STL CORP NEW | 42,905 | $1.147M | 0.8% | $26.73 | $29.51 | — | COM | 912909108 |
| KMI | KINDER MORGAN INC DEL | 26,747 | $1.132M | 0.8% | $42.32 * | $19.04 | +27.1% | COM | 49456B101 |
| CBRE | CBRE GROUP INC | 31,600 | $1.082M | 0.8% | $34.24 | $24.14 | +41.9% | CL A | 12504L109 |
| — | ACE LTD | 8,644 | $993K | 0.7% | $114.88 | $103.71 | — | SHS | H0023R105 |
| — | UNITED TECHNOLOGIES CORP | 8,545 | $983K | 0.7% | $115.04 | $113.39 | — | COM | 913017109 |
| IGM | ISHARES TR | 9,610 | $979K | 0.7% | $101.87 * | $14.02 | +21.2% | N AMER TECH ETF | 464287549 |
| M | MACYS INC | 14,754 | $970K | 0.7% | $65.74 | $48.46 | +35.7% | COM | 55616P104 |
| — | ISHARES | 61,925 | $936K | 0.7% | $15.12 | $14.42 | — | MSCI TAIWAN ETF | 464286731 |
| CVS | CVS HEALTH CORP | 9,575 | $922K | 0.7% | $96.29 * | $46.47 | +51.7% | COM | 126650100 |
| EWG | ISHARES | 32,889 | $901K | 0.7% | $27.40 | $29.56 | -7.3% | MSCI GERMANY ETF | 464286806 |
| — | HEWLETT PACKARD CO | 21,474 | $862K | 0.6% | $40.14 | $27.96 | — | COM | 428236103 |
| XLU | SELECT SECTOR SPDR TR | 17,950 | $848K | 0.6% | $47.24 * | $19.13 | +23.4% | SBI INT-UTILS | 81369Y886 |
| DJP | BARCLAYS BK PLC | 27,740 | $830K | 0.6% | $29.92 | $33.12 | -9.7% | DJUBS CMDT ETN36 | 06738C778 |
| — | BLACKROCK BUILD AMER BD TR | 37,050 | $821K | 0.6% | $22.16 | $19.24 | — | SHS | 09248X100 |
| OHI | OMEGA HEALTHCARE INVS INC | 20,739 | $810K | 0.6% | $39.06 | $29.78 | — | COM | 681936100 |
| HON | HONEYWELL INTL INC | 7,991 | $798K | 0.6% | $99.86 * | $60.82 | +17.5% | COM | 438516106 |
| FCX | FREEPORT-MCMORAN INC | 33,598 | $785K | 0.6% | $23.36 * | $29.60 | -30.5% | CL B | 35671D857 |
| IXJ | ISHARES TR | 7,380 | $735K | 0.5% | $99.59 * | $41.79 | +19.1% | GLOB HLTHCRE ETF | 464287325 |
| — | NUVEEN PFD INCOME OPPRTNY FD | 76,650 | $733K | 0.5% | $9.56 | $8.88 | — | COM | 67073B106 |
| — | STRATEGIC GLOBAL INCOME FD | 84,798 | $719K | 0.5% | $8.48 | $9.03 | — | COM | 862719101 |
| — | CBRE CLARION GLOBAL REAL EST | 77,600 | $698K | 0.5% | $8.99 | $7.92 | — | COM | 12504G100 |
| — | TIME WARNER CABLE INC | 4,492 | $683K | 0.5% | $152.05 | $135.77 | — | COM | 88732J207 |
| WFC | WELLS FARGO & CO NEW | 12,374 | $678K | 0.5% | $54.79 * | $31.61 | +27.3% | COM | 949746101 |
| NVO | NOVO-NORDISK A S | 15,590 | $660K | 0.5% | $42.33 | $35.31 | +19.9% | ADR | 670100205 |
| — | CIMAREX ENERGY CO | 6,100 | $647K | 0.5% | $106.07 | $104.92 | — | COM | 171798101 |
| — | ISHARES | 57,419 | $645K | 0.5% | $11.23 | $12.12 | — | MSCI JAPAN ETF | 464286848 |
| ARCB | ARCBEST CORP | 13,910 | $645K | 0.5% | $46.37 * | $36.80 | +14.7% | COM | 03937C105 |
| BXMT | BLACKSTONE MTG TR INC | 21,000 | $612K | 0.4% | $29.14 | $29.14 | — | COM CL A | 09257W100 |
| — | CENTRAL EUR RUSS & TURK FD I | 30,762 | $608K | 0.4% | $19.76 | $30.28 | — | COM | 153436100 |
| CSCO | CISCO SYS INC | 20,841 | $580K | 0.4% | $27.83 * | $15.25 | +29.3% | COM | 17275R102 |
| EMR | EMERSON ELEC CO | 9,358 | $578K | 0.4% | $61.77 * | $48.18 | -4.7% | COM | 291011104 |
| — | SPDR INDEX SHS FDS | 11,924 | $572K | 0.4% | $47.97 | $50.17 | — | RUSS NOM SC JP | 78463X822 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 38,000 | $569K | 0.4% | $14.97 | $13.68 | — | SH BEN INT | 09248E102 |
| ADBE | ADOBE SYS INC | 7,830 | $569K | 0.4% | $72.67 | $66.39 | +9.5% | COM | 00724F101 |
| — | MARKET VECTORS ETF TR | 18,331 | $566K | 0.4% | $30.88 | $30.14 | — | HG YLD MUN ETF | 57060U878 |
| — | L-3 COMMUNICATIONS HLDGS INC | 4,450 | $562K | 0.4% | $126.29 | $107.10 | — | COM | 502424104 |
| GBDC | GOLUB CAP BDC INC | 30,700 | $550K | 0.4% | $17.92 * | $6.04 | +10.1% | COM | 38173M102 |
| ZBH | ZIMMER HLDGS INC | 4,813 | $546K | 0.4% | $113.44 * | $78.29 | +28.6% | COM | 98956P102 |
| — | EATON VANCE SR INCOME TR | 87,344 | $545K | 0.4% | $6.24 | $6.88 | — | SH BEN INT | 27826S103 |
| ORCL | ORACLE CORP | 12,024 | $541K | 0.4% | $44.99 * | $28.85 | +32.1% | COM | 68389X105 |
| — | COVIDIEN PLC | 5,245 | $536K | 0.4% | $102.19 | $69.16 | — | SHS | G2554F113 |
| — | ABERDEEN LATIN AMER EQTY FD | 23,368 | $528K | 0.4% | $22.60 | $28.02 | — | COM | 00306K106 |
| ADP | AUTOMATIC DATA PROCESSING IN | 6,283 | $524K | 0.4% | $83.40 * | $51.46 | +27.5% | COM | 053015103 |
| DGT | SPDR SERIES TRUST | 7,319 | $505K | 0.4% | $69.00 | $67.56 | +2.2% | GLB DOW ETF | 78464A706 |
| SHY | ISHARES TR | 5,956 | $503K | 0.4% | $84.45 | $84.46 | -0.0% | 1-3 YR TR BD ETF | 464287457 |
| IXP | ISHARES TR | 7,725 | $464K | 0.3% | $60.06 | $67.13 | -10.5% | GLOB TELECOM ETF | 464287275 |
| PEP | PEPSICO INC | 4,895 | $463K | 0.3% | $94.59 * | $57.75 | +17.7% | COM | 713448108 |
| CAJPY | CANON INC | 14,600 | $462K | 0.3% | $31.64 | $32.01 | -1.1% | SPONSORED ADR | 138006309 |
| — | COVANTA HLDG CORP | 20,650 | $455K | 0.3% | $22.03 | $18.09 | — | COM | 22282E102 |
| EWC | ISHARES | 15,700 | $453K | 0.3% | $28.85 | $28.93 | -0.2% | MSCI CDA ETF | 464286509 |
| — | TEXTAINER GROUP HOLDINGS LTD | 13,100 | $450K | 0.3% | $34.35 | $40.23 | — | SHS | G8766E109 |
| — | KRAFT FOODS GROUP INC | 7,042 | $441K | 0.3% | $62.62 | $54.99 | — | COM | 50076Q106 |
| NWL | NEWELL RUBBERMAID INC | 10,644 | $405K | 0.3% | $38.05 * | $19.05 | +30.8% | COM | 651229106 |
| — | TYCO INTL PLC | 8,815 | $387K | 0.3% | $43.90 | $43.90 | — | SHS | G91442106 |
| EQT | EQT CORP | 5,015 | $380K | 0.3% | $75.77 * | $43.43 | -12.9% | COM | 26884L109 |
| — | SWISS HELVETIA FD INC | 33,681 | $375K | 0.3% | $11.13 | $13.94 | — | COM | 870875101 |
| MRK | MERCK & CO INC NEW | 6,531 | $371K | 0.3% | $56.81 * | $34.08 | +13.0% | COM | 58933Y105 |
| MDLZ | MONDELEZ INTL INC | 9,754 | $354K | 0.3% | $36.29 * | $25.66 | +10.9% | CL A | 609207105 |
| HSBC | HSBC HLDGS PLC | 7,389 | $349K | 0.3% | $47.23 | $54.91 | -14.0% | SPON ADR NEW | 404280406 |
| — | ENERPLUS CORP | 36,320 | $349K | 0.3% | $9.61 | $17.91 | — | COM | 292766102 |
| NEE | NEXTERA ENERGY INC | 3,274 | $348K | 0.3% | $106.29 * | $15.29 | +30.5% | COM | 65339F101 |
| VOX | VANGUARD WORLD FDS | 4,013 | $340K | 0.2% | $84.72 | $83.92 | +1.0% | TELCOMM ETF | 92204A884 |
| DUK | DUKE ENERGY CORP NEW | 3,982 | $333K | 0.2% | $83.63 * | $42.35 | +25.2% | COM NEW | 26441C204 |
| — | FRONTIER COMMUNICATIONS CORP | 49,192 | $328K | 0.2% | $6.67 | $4.81 | — | COM | 35906A108 |
| MINT | PIMCO ETF TR | 3,250 | $328K | 0.2% | $100.92 | $101.45 | -0.4% | ENHAN SHRT MA AC | 72201R833 |
| — | TEKLA LIFE SCIENCES INVS | 12,995 | $323K | 0.2% | $24.86 | $24.86 | — | SH BEN INT | 87911K100 |
| KMB | KIMBERLY CLARK CORP | 2,759 | $319K | 0.2% | $115.62 * | $66.47 | +19.8% | COM | 494368103 |
| KO | COCA COLA CO | 7,536 | $318K | 0.2% | $42.20 * | $26.98 | +10.6% | COM | 191216100 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 1,760 | $313K | 0.2% | $177.84 | $157.14 | +13.2% | UT SER 1 | 78467X109 |
| — | COACH INC | 8,326 | $313K | 0.2% | $37.59 | $56.16 | — | COM | 189754104 |
| — | RYDEX ETF TRUST | 3,823 | $306K | 0.2% | $80.04 | $71.15 | — | GUG S&P500 EQ WT | 78355W106 |
| — | DOW CHEM CO | 6,637 | $303K | 0.2% | $45.65 | $44.87 | — | COM | 260543103 |
| PG | PROCTER & GAMBLE CO | 3,309 | $301K | 0.2% | $90.96 * | $58.02 | +15.5% | COM | 742718109 |
| — | HOSPITALITY PPTYS TR | 9,600 | $298K | 0.2% | $31.04 | $27.49 | — | COM SH BEN INT | 44106M102 |
| — | XL GROUP PLC | 8,500 | $292K | 0.2% | $34.35 | $31.88 | — | SHS | G98290102 |
| — | BARNES GROUP INC | 7,800 | $289K | 0.2% | $37.05 | $38.33 | — | COM | 067806109 |
| CVE | CENOVUS ENERGY INC | 13,911 | $287K | 0.2% | $20.63 * | $22.44 | -26.0% | COM | 15135U109 |
| — | APOLLO INVT CORP | 38,500 | $286K | 0.2% | $7.43 | $7.43 | — | COM | 03761U106 |
| — | GANNETT INC | 8,900 | $284K | 0.2% | $31.91 | $29.55 | — | COM | 364730101 |
| MDY | SPDR S&P MIDCAP 400 ETF TR | 1,074 | $284K | 0.2% | $264.43 | $237.49 | +11.2% | UTSER1 S&PDCRP | 78467Y107 |
| — | NEW IRELAND FUND INC | 22,171 | $280K | 0.2% | $12.63 | $12.80 | — | COM | 645673104 |
| ELME | WASHINGTON REAL ESTATE INVT | 10,000 | $277K | 0.2% | $27.70 | $23.36 | — | SH BEN INT | 939653101 |
| — | CALAMOS CONV & HIGH INCOME F | 19,800 | $274K | 0.2% | $13.84 | $12.93 | — | COM SHS | 12811P108 |
| — | CLAYMORE EXCHANGE TRD FD TR | 9,200 | $258K | 0.2% | $28.04 | $27.66 | — | GUGG S&P GBL WTR | 18383Q507 |
| ESS | ESSEX PPTY TR INC | 1,245 | $257K | 0.2% | $206.43 * | $121.84 | +19.2% | COM | 297178105 |
| EPD | ENTERPRISE PRODS PARTNERS L | 7,030 | $254K | 0.2% | $36.13 | $53.27 | — | COM | 293792107 |
| GLNG | GOLAR LNG LTD BERMUDA | 6,800 | $248K | 0.2% | $36.47 * | $29.37 | +1.3% | SHS | G9456A100 |
| USB | US BANCORP DEL | 5,506 | $247K | 0.2% | $44.86 * | $25.38 | +20.5% | COM NEW | 902973304 |
| SO | SOUTHERN CO | 4,952 | $243K | 0.2% | $49.07 * | $24.56 | +25.3% | COM | 842587107 |
| IJH | ISHARES TR | 1,680 | $243K | 0.2% | $144.64 * | $25.81 | +12.2% | CORE S&P MCP ETF | 464287507 |
| — | BAKER HUGHES INC | 4,084 | $229K | 0.2% | $56.07 | $55.26 | — | COM | 057224107 |
| BMY | BRISTOL MYERS SQUIBB CO | 3,817 | $225K | 0.2% | $58.95 * | $38.91 | +5.3% | COM | 110122108 |
| — | ELLSWORTH FUND LTD | 25,750 | $224K | 0.2% | $8.70 | $8.69 | — | COM | 289074106 |
| — | THE ADT CORPORATION | 5,858 | $212K | 0.2% | $36.19 | $35.00 | — | COM | 00101J106 |
| PHG | KONINKLIJKE PHILIPS N V | 7,289 | $211K | 0.2% | $28.95 | $34.70 | -16.4% | NY REG SH NEW | 500472303 |
| — | PIMCO INCOME STRATEGY FUND I | 20,900 | $205K | 0.1% | $9.81 | $9.95 | — | COM | 72201J104 |
| — | E TRADE FINANCIAL CORP | 8,400 | $204K | 0.1% | $24.29 | $24.29 | — | COM NEW | 269246401 |
| BA | BOEING CO | 1,548 | $201K | 0.1% | $129.84 * | $110.65 | +2.7% | COM | 097023105 |
| — | KINDER MORGAN INC DEL | 36,160 | $154K | 0.1% | $4.26 | $4.03 | — | *W EXP 05/25/201 | 49456B119 |
| — | TEMPLETON GLOBAL INCOME FD | 20,342 | $146K | 0.1% | $7.18 | $7.97 | — | COM | 880198106 |
| — | COHEN & STEERS TOTAL RETURN | 10,550 | $139K | 0.1% | $13.18 | $12.85 | — | COM | 19247R103 |
| — | PUTMAN HIGH INCOME SEC FUND | 14,050 | $114K | 0.1% | $8.11 | $8.26 | — | SHS BEN INT | 746779107 |
| — | MANAGED HIGH YIELD PLUS FD I | 47,102 | $85,000 | 0.1% | $1.80 | $2.04 | — | COM | 561911108 |
| — | ABERDEEN ASIA PACIFIC INCOM | 11,500 | $64,000 | 0.0% | $5.57 | $5.74 | — | COM | 003009107 |
| — | PENN WEST PETE LTD NEW | 20,850 | $43,000 | 0.0% | $2.06 | $8.73 | — | COM | 707887105 |
| — | CURIS INC | 10,000 | $15,000 | 0.0% | $1.50 | $2.80 | — | COM | 231269101 |