Location: Lafayette, CA
CIK: 0001427351 · Show all filings
Period: Q1 2015 (← Previous) (Next →)
Filing Date: May 14, 2015
Total Value: $144M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| CVX | CHEVRON CORP NEW | 57,418 | $6.028M | 4.2% | $104.98 * | $72.49 | -8.8% | COM | 166764100 |
| TAP | MOLSON COORS BREWING CO | 43,611 | $3.247M | 2.3% | $74.45 * | $40.40 | +41.7% | CL B | 60871R209 |
| T | AT&T INC | 97,820 | $3.194M | 2.2% | $32.65 * | $11.23 | +2.0% | COM | 00206R102 |
| — | CABELAS INC | 56,510 | $3.163M | 2.2% | $55.97 | $65.27 | — | COM | 126804301 |
| — | WALGREENS BOOTS ALLIANCE INC | 37,123 | $3.144M | 2.2% | $84.69 | $76.19 | — | COM | 931427108 |
| JNJ | JOHNSON & JOHNSON | 30,602 | $3.079M | 2.1% | $100.61 * | $66.41 | +12.3% | COM | 478160104 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 127,701 | $2.998M | 2.1% | $23.48 | $18.12 | +29.5% | SPONSORED ADR | 874039100 |
| INTC | INTEL CORP | 95,646 | $2.991M | 2.1% | $31.27 * | $18.80 | +28.6% | COM | 458140100 |
| NSC | NORFOLK SOUTHERN CORP | 26,490 | $2.726M | 1.9% | $102.91 * | $66.06 | +22.9% | COM | 655844108 |
| WY | WEYERHAEUSER CO | 81,461 | $2.7M | 1.9% | $33.14 * | $20.76 | +4.8% | COM | 962166104 |
| AAPL | APPLE INC | 19,707 | $2.452M | 1.7% | $124.42 * | $20.09 | +37.9% | COM | 037833100 |
| PFE | PFIZER INC | 68,612 | $2.387M | 1.7% | $34.79 * | $17.63 | +18.8% | COM | 717081103 |
| MET | METLIFE INC | 46,907 | $2.371M | 1.6% | $50.55 * | $31.71 | -1.1% | COM | 59156R108 |
| VZ | VERIZON COMMUNICATIONS INC | 47,106 | $2.291M | 1.6% | $48.63 * | $26.43 | +5.4% | COM | 92343V104 |
| BP | BP PLC | 58,260 | $2.279M | 1.6% | $39.12 | $46.02 | -15.0% | SPONSORED ADR | 055622104 |
| TRV | TRAVELERS COMPANIES INC | 20,512 | $2.218M | 1.5% | $108.13 * | $67.83 | +25.8% | COM | 89417E109 |
| WMT | WAL-MART STORES INC | 25,035 | $2.059M | 1.4% | $82.24 * | $20.41 | +9.6% | COM | 931142103 |
| — | ANNALY CAP MGMT INC | 197,025 | $2.049M | 1.4% | $10.40 | $10.01 | — | COM | 035710409 |
| VOD | VODAFONE GROUP PLC NEW | 61,471 | $2.009M | 1.4% | $32.68 | $37.19 | -12.1% | SPNSR ADR NO PAR | 92857W308 |
| MMM | 3M CO | 11,979 | $1.976M | 1.4% | $164.96 * | $73.08 | +33.1% | COM | 88579Y101 |
| — | GENERAL ELECTRIC CO | 79,627 | $1.976M | 1.4% | $24.82 | $27.52 | — | COM | 369604103 |
| CMCSA | COMCAST CORP NEW | 34,724 | $1.961M | 1.4% | $56.47 * | $18.62 | +18.7% | CL A | 20030N101 |
| XLB | SELECT SECTOR SPDR TR | 39,766 | $1.94M | 1.3% | $48.79 * | $21.99 | +10.9% | SBI MATERIALS | 81369Y100 |
| WGO | WINNEBAGO INDS INC | 88,292 | $1.877M | 1.3% | $21.26 | $24.25 | -12.3% | COM | 974637100 |
| HD | HOME DEPOT INC | 16,423 | $1.866M | 1.3% | $113.62 * | $58.77 | +50.1% | COM | 437076102 |
| BXMT | BLACKSTONE MTG TR INC | 59,900 | $1.699M | 1.2% | $28.36 | $28.64 | — | COM CL A | 09257W100 |
| IGSB | ISHARES | 15,590 | $1.645M | 1.1% | $105.52 * | $52.68 | +0.2% | 1-3 YR CR BD ETF | 464288646 |
| XOM | EXXON MOBIL CORP | 19,291 | $1.64M | 1.1% | $85.01 * | $56.48 | -5.4% | COM | 30231G102 |
| GPC | GENUINE PARTS CO | 17,210 | $1.604M | 1.1% | $93.20 * | $57.23 | +19.5% | COM | 372460105 |
| XLV | SELECT SECTOR SPDR TR | 20,511 | $1.487M | 1.0% | $72.50 | $53.58 | +35.3% | SBI HEALTHCARE | 81369Y209 |
| ABBV | ABBVIE INC | 24,990 | $1.463M | 1.0% | $58.54 * | $38.85 | -3.0% | COM | 00287Y109 |
| QCOM | QUALCOMM INC | 20,648 | $1.432M | 1.0% | $69.35 * | $51.15 | -0.3% | COM | 747525103 |
| SPY | SPDR S&P 500 ETF TR | 6,818 | $1.407M | 1.0% | $206.37 | $178.91 | +15.4% | TR UNIT | 78462F103 |
| — | DU PONT E I DE NEMOURS & CO | 19,644 | $1.404M | 1.0% | $71.47 | $64.96 | — | COM | 263534109 |
| AMGN | AMGEN INC | 8,765 | $1.401M | 1.0% | $159.84 * | $82.90 | +41.2% | COM | 031162100 |
| C | CITIGROUP INC | 25,528 | $1.315M | 0.9% | $51.51 * | $37.42 | +2.6% | COM NEW | 172967424 |
| — | WYNDHAM WORLDWIDE CORP | 14,505 | $1.312M | 0.9% | $90.45 | $73.71 | — | COM | 98310W108 |
| SLB | SCHLUMBERGER LTD | 15,589 | $1.301M | 0.9% | $83.46 * | $66.51 | -7.3% | COM | 806857108 |
| CBRE | CBRE GROUP INC | 33,100 | $1.281M | 0.9% | $38.70 | $24.61 | +57.3% | CL A | 12504L109 |
| — | TIME WARNER INC | 15,055 | $1.271M | 0.9% | $84.42 | $70.44 | — | COM NEW | 887317303 |
| IBM | INTERNATIONAL BUSINESS MACHS | 7,911 | $1.27M | 0.9% | $160.54 * | $105.94 | -7.6% | COM | 459200101 |
| — | INVESCO SR INCOME TR | 266,805 | $1.265M | 0.9% | $4.74 | $5.03 | — | COM | 46131H107 |
| KMI | KINDER MORGAN INC DEL | 29,016 | $1.22M | 0.8% | $42.05 * | $19.42 | +25.3% | COM | 49456B101 |
| — | COHEN & STEERS INFRASTRUCTUR | 51,776 | $1.176M | 0.8% | $22.71 | $20.63 | — | COM | 19248A109 |
| FDX | FEDEX CORP | 7,080 | $1.171M | 0.8% | $165.40 * | $112.29 | +25.6% | COM | 31428X106 |
| — | ACE LTD | 9,644 | $1.075M | 0.7% | $111.47 | $104.51 | — | SHS | H0023R105 |
| MSFT | MICROSOFT CORP | 26,285 | $1.069M | 0.7% | $40.67 * | $31.00 | +12.6% | COM | 594918104 |
| — | UNITED STATES STL CORP NEW | 42,905 | $1.047M | 0.7% | $24.40 | $29.51 | — | COM | 912909108 |
| BAC | BANK AMER CORP | 67,796 | $1.043M | 0.7% | $15.38 * | $11.79 | +3.9% | COM | 060505104 |
| EWG | ISHARES | 33,589 | $1.002M | 0.7% | $29.83 | $29.55 | +1.0% | MSCI GERMANY ETF | 464286806 |
| — | UNITED TECHNOLOGIES CORP | 8,545 | $1.001M | 0.7% | $117.14 | $113.39 | — | COM | 913017109 |
| IGM | ISHARES TR | 9,560 | $986K | 0.7% | $103.14 * | $14.02 | +22.6% | N AMER TECH ETF | 464287549 |
| — | BLACKROCK BUILD AMER BD TR | 43,450 | $985K | 0.7% | $22.67 | $19.75 | — | SHS | 09248X100 |
| — | ISHARES | 61,925 | $975K | 0.7% | $15.74 | $14.42 | — | MSCI TAIWAN ETF | 464286731 |
| CVS | CVS HEALTH CORP | 9,375 | $968K | 0.7% | $103.25 * | $46.47 | +63.1% | COM | 126650100 |
| M | MACYS INC | 14,254 | $925K | 0.6% | $64.89 | $48.46 | +34.0% | COM | 55616P104 |
| NVO | NOVO-NORDISK A S | 16,190 | $864K | 0.6% | $53.37 | $35.71 | +49.5% | ADR | 670100205 |
| XLU | SELECT SECTOR SPDR TR | 18,950 | $842K | 0.6% | $44.43 * | $19.34 | +14.9% | SBI INT-UTILS | 81369Y886 |
| OHI | OMEGA HEALTHCARE INVS INC | 20,589 | $835K | 0.6% | $40.56 | $29.78 | — | COM | 681936100 |
| HON | HONEYWELL INTL INC | 7,991 | $834K | 0.6% | $104.37 * | $60.82 | +23.3% | COM | 438516106 |
| WFC | WELLS FARGO & CO NEW | 14,673 | $798K | 0.6% | $54.39 * | $32.90 | +22.2% | COM | 949746101 |
| IXJ | ISHARES TR | 7,255 | $782K | 0.5% | $107.79 * | $41.79 | +29.0% | GLOB HLTHCRE ETF | 464287325 |
| — | ISHARES | 58,819 | $737K | 0.5% | $12.53 | $12.13 | — | MSCI JAPAN ETF | 464286848 |
| — | NUVEEN PFD INCOME OPPRTNY FD | 75,750 | $722K | 0.5% | $9.53 | $8.88 | — | COM | 67073B106 |
| — | CIMAREX ENERGY CO | 6,100 | $702K | 0.5% | $115.08 | $104.92 | — | COM | 171798101 |
| — | TIME WARNER CABLE INC | 4,625 | $693K | 0.5% | $149.84 | $136.18 | — | COM | 88732J207 |
| DJP | BARCLAYS BK PLC | 24,740 | $686K | 0.5% | $27.73 | $33.12 | -16.3% | DJUBS CMDT ETN36 | 06738C778 |
| — | HEWLETT PACKARD CO | 21,474 | $669K | 0.5% | $31.15 | $27.96 | — | COM | 428236103 |
| — | CENTRAL EUR RUSS & TURK FD I | 32,449 | $665K | 0.5% | $20.49 | $29.77 | — | COM | 153436100 |
| — | STRATEGIC GLOBAL INCOME FD | 77,505 | $653K | 0.5% | $8.43 | $9.03 | — | COM | 862719101 |
| FCX | FREEPORT-MCMORAN INC | 34,098 | $646K | 0.4% | $18.95 * | $29.43 | -42.5% | CL B | 35671D857 |
| — | SPDR INDEX SHS FDS | 12,324 | $641K | 0.4% | $52.01 | $50.23 | — | RUSS NOM SC JP | 78463X822 |
| — | KRAFT FOODS GROUP INC | 7,208 | $628K | 0.4% | $87.13 | $55.73 | — | COM | 50076Q106 |
| — | EATON VANCE SR INCOME TR | 93,531 | $609K | 0.4% | $6.51 | $6.85 | — | SH BEN INT | 27826S103 |
| — | CBRE CLARION GLOBAL REAL EST | 66,100 | $592K | 0.4% | $8.96 | $7.92 | — | COM | 12504G100 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 38,000 | $591K | 0.4% | $15.55 | $13.68 | — | SH BEN INT | 09248E102 |
| CSCO | CISCO SYS INC | 21,241 | $585K | 0.4% | $27.54 * | $15.34 | +29.1% | COM | 17275R102 |
| ADBE | ADOBE SYS INC | 7,780 | $575K | 0.4% | $73.91 | $66.39 | +11.4% | COM | 00724F101 |
| — | MARKET VECTORS ETF TR | 18,338 | $575K | 0.4% | $31.36 | $30.14 | — | HG YLD MUN ETF | 57060U878 |
| — | APOLLO INVT CORP | 74,500 | $572K | 0.4% | $7.68 | $7.55 | — | COM | 03761U106 |
| ZBH | ZIMMER HLDGS INC | 4,819 | $566K | 0.4% | $117.45 * | $78.29 | +33.5% | COM | 98956P102 |
| — | L-3 COMMUNICATIONS HLDGS INC | 4,450 | $560K | 0.4% | $125.84 | $107.10 | — | COM | 502424104 |
| GBDC | GOLUB CAP BDC INC | 31,700 | $556K | 0.4% | $17.54 * | $6.06 | +9.5% | COM | 38173M102 |
| DGT | SPDR SERIES TRUST | 7,668 | $538K | 0.4% | $70.16 | $67.66 | +3.8% | GLB DOW ETF | 78464A706 |
| ADP | AUTOMATIC DATA PROCESSING IN | 6,283 | $538K | 0.4% | $85.63 * | $51.46 | +31.8% | COM | 053015103 |
| EMR | EMERSON ELEC CO | 9,349 | $529K | 0.4% | $56.58 * | $48.18 | -11.9% | COM | 291011104 |
| ARCB | ARCBEST CORP | 13,910 | $527K | 0.4% | $37.89 * | $36.80 | -6.1% | COM | 03937C105 |
| ORCL | ORACLE CORP | 12,024 | $519K | 0.4% | $43.16 * | $28.85 | +27.1% | COM | 68389X105 |
| SHY | ISHARES TR | 5,956 | $506K | 0.4% | $84.96 | $84.46 | +0.5% | 1-3 YR TR BD ETF | 464287457 |
| IXP | ISHARES TR | 8,125 | $498K | 0.3% | $61.29 | $66.88 | -8.3% | GLOB TELECOM ETF | 464287275 |
| — | ABERDEEN LATIN AMER EQTY FD | 24,330 | $493K | 0.3% | $20.26 | $27.71 | — | COM | 00306K106 |
| PEP | PEPSICO INC | 4,895 | $468K | 0.3% | $95.61 * | $57.75 | +19.8% | COM | 713448108 |
| MDT | MEDTRONIC PLC | 5,874 | $458K | 0.3% | $77.97 * | $58.10 | +3.3% | SHS | G5960L103 |
| — | COVANTA HLDG CORP | 20,400 | $458K | 0.3% | $22.45 | $18.09 | — | COM | 22282E102 |
| CAJPY | CANON INC | 12,725 | $450K | 0.3% | $35.36 | $32.01 | +10.5% | SPONSORED ADR | 138006309 |
| EWC | ISHARES | 15,700 | $427K | 0.3% | $27.20 | $28.93 | -6.0% | MSCI CDA ETF | 464286509 |
| EQT | EQT CORP | 5,015 | $416K | 0.3% | $82.95 * | $43.43 | -4.6% | COM | 26884L109 |
| NWL | NEWELL RUBBERMAID INC | 10,644 | $416K | 0.3% | $39.08 * | $19.05 | +34.8% | COM | 651229106 |
| — | TEXTAINER GROUP HOLDINGS LTD | 13,100 | $393K | 0.3% | $30.00 | $40.23 | — | SHS | G8766E109 |
| — | SWISS HELVETIA FD INC | 33,926 | $392K | 0.3% | $11.55 | $13.94 | — | COM | 870875101 |
| — | TYCO INTL PLC | 8,990 | $387K | 0.3% | $43.05 | $43.89 | — | SHS | G91442106 |
| — | ENERPLUS CORP | 37,320 | $378K | 0.3% | $10.13 | $17.70 | — | COM | 292766102 |
| MRK | MERCK & CO INC NEW | 6,531 | $375K | 0.3% | $57.42 * | $34.08 | +15.3% | COM | 58933Y105 |
| MDLZ | MONDELEZ INTL INC | 10,254 | $370K | 0.3% | $36.08 * | $25.79 | +10.1% | CL A | 609207105 |
| — | NEW IRELAND FUND INC | 28,171 | $367K | 0.3% | $13.03 | $12.85 | — | COM | 645673104 |
| — | TEKLA LIFE SCIENCES INVS | 12,995 | $358K | 0.2% | $27.55 | $24.86 | — | SH BEN INT | 87911K100 |
| VOX | VANGUARD WORLD FDS | 4,013 | $347K | 0.2% | $86.47 | $83.92 | +3.0% | TELCOMM ETF | 92204A884 |
| — | FRONTIER COMMUNICATIONS CORP | 49,192 | $347K | 0.2% | $7.05 | $4.81 | — | COM | 35906A108 |
| — | COACH INC | 8,326 | $345K | 0.2% | $41.44 | $56.16 | — | COM | 189754104 |
| NEE | NEXTERA ENERGY INC | 3,274 | $341K | 0.2% | $104.15 * | $15.29 | +28.7% | COM | 65339F101 |
| — | GANNETT INC | 8,900 | $330K | 0.2% | $37.08 | $29.55 | — | COM | 364730101 |
| — | DOW CHEM CO | 6,637 | $318K | 0.2% | $47.91 | $44.87 | — | COM | 260543103 |
| — | BARNES GROUP INC | 7,800 | $316K | 0.2% | $40.51 | $38.33 | — | COM | 067806109 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 1,760 | $313K | 0.2% | $177.84 | $157.14 | +13.0% | UT SER 1 | 78467X109 |
| — | XL GROUP PLC | 8,500 | $313K | 0.2% | $36.82 | $31.88 | — | SHS | G98290102 |
| HSBC | HSBC HLDGS PLC | 7,306 | $311K | 0.2% | $42.57 | $54.91 | -22.4% | SPON ADR NEW | 404280406 |
| — | RYDEX ETF TRUST | 3,823 | $310K | 0.2% | $81.09 | $71.15 | — | GUG S&P500 EQ WT | 78355W106 |
| DUK | DUKE ENERGY CORP NEW | 3,982 | $306K | 0.2% | $76.85 * | $42.35 | +16.2% | COM NEW | 26441C204 |
| KO | COCA COLA CO | 7,536 | $306K | 0.2% | $40.61 * | $26.98 | +7.1% | COM | 191216100 |
| PG | PROCTER & GAMBLE CO | 3,712 | $304K | 0.2% | $81.90 * | $58.62 | +3.5% | COM | 742718109 |
| MDY | SPDR S&P MIDCAP 400 ETF TR | 1,075 | $298K | 0.2% | $277.21 | $237.49 | +16.7% | UTSER1 S&PDCRP | 78467Y107 |
| KMB | KIMBERLY CLARK CORP | 2,759 | $296K | 0.2% | $107.29 * | $66.47 | +11.9% | COM | 494368103 |
| ESS | ESSEX PPTY TR INC | 1,245 | $286K | 0.2% | $229.72 * | $121.84 | +33.4% | COM | 297178105 |
| — | HOSPITALITY PPTYS TR | 8,650 | $285K | 0.2% | $32.95 | $27.49 | — | COM SH BEN INT | 44106M102 |
| — | CALAMOS CONV & HIGH INCOME F | 19,800 | $281K | 0.2% | $14.19 | $12.93 | — | COM SHS | 12811P108 |
| BA | BOEING CO | 1,848 | $277K | 0.2% | $149.89 * | $113.43 | +16.4% | COM | 097023105 |
| ELME | WASHINGTON REAL ESTATE INVT | 10,000 | $276K | 0.2% | $27.60 | $23.36 | — | SH BEN INT | 939653101 |
| — | PHH CORP | 10,955 | $265K | 0.2% | $24.19 | $24.19 | — | COM NEW | 693320202 |
| — | BAKER HUGHES INC | 4,084 | $260K | 0.2% | $63.66 | $55.26 | — | COM | 057224107 |
| IJH | ISHARES TR | 1,680 | $255K | 0.2% | $151.79 * | $25.81 | +17.8% | CORE S&P MCP ETF | 464287507 |
| MINT | PIMCO ETF TR | 2,500 | $253K | 0.2% | $101.20 | $101.45 | -0.3% | ENHAN SHRT MA AC | 72201R833 |
| — | THE ADT CORPORATION | 5,945 | $247K | 0.2% | $41.55 | $35.10 | — | COM | 00101J106 |
| BMY | BRISTOL MYERS SQUIBB CO | 3,817 | $246K | 0.2% | $64.45 * | $38.91 | +15.1% | COM | 110122108 |
| GLNG | GOLAR LNG LTD BERMUDA | 7,400 | $246K | 0.2% | $33.24 * | $29.11 | -5.5% | SHS | G9456A100 |
| — | CENTRAL SECS CORP | 11,050 | $241K | 0.2% | $21.81 | $21.81 | — | COM | 155123102 |
| — | E TRADE FINANCIAL CORP | 8,400 | $240K | 0.2% | $28.57 | $24.29 | — | COM NEW | 269246401 |
| USB | US BANCORP DEL | 5,506 | $240K | 0.2% | $43.59 * | $25.38 | +17.7% | COM NEW | 902973304 |
| EPD | ENTERPRISE PRODS PARTNERS L | 7,030 | $231K | 0.2% | $32.86 | $53.27 | — | COM | 293792107 |
| BMRC | BANK OF MARIN BANCORP | 4,500 | $229K | 0.2% | $50.89 * | $18.24 | +0.9% | COM | 063425102 |
| — | ELLSWORTH GROWTH & INCOME FD | 25,750 | $226K | 0.2% | $8.78 | $8.69 | — | COM | 289074106 |
| SO | SOUTHERN CO | 4,952 | $219K | 0.2% | $44.22 * | $24.56 | +14.2% | COM | 842587107 |
| — | CLAYMORE EXCHANGE TRD FD TR | 7,500 | $211K | 0.1% | $28.13 | $27.66 | — | GUGG S&P GBL WTR | 18383Q507 |
| — | PIMCO INCOME STRATEGY FUND I | 20,900 | $210K | 0.1% | $10.05 | $9.95 | — | COM | 72201J104 |
| JPM | JPMORGAN CHASE & CO | 3,434 | $208K | 0.1% | $60.57 * | $44.28 | +2.3% | COM | 46625H100 |
| PHG | KONINKLIJKE PHILIPS N V | 7,289 | $207K | 0.1% | $28.40 | $34.70 | -18.3% | NY REG SH NEW | 500472303 |
| — | TRIANGLE CAP CORP | 8,850 | $202K | 0.1% | $22.82 | $22.82 | — | COM | 895848109 |
| CVE | CENOVUS ENERGY INC | 11,211 | $189K | 0.1% | $16.86 * | $22.44 | -38.7% | COM | 15135U109 |
| — | KINDER MORGAN INC DEL | 38,400 | $157K | 0.1% | $4.09 | $4.04 | — | *W EXP 05/25/201 | 49456B119 |
| — | COHEN & STEERS TOTAL RETURN | 10,663 | $146K | 0.1% | $13.69 | $12.86 | — | COM | 19247R103 |
| — | PUTMAN HIGH INCOME SEC FUND | 14,050 | $115K | 0.1% | $8.19 | $8.26 | — | SHS BEN INT | 746779107 |
| — | TEMPLETON GLOBAL INCOME FD | 12,700 | $91,000 | 0.1% | $7.17 | $7.97 | — | COM | 880198106 |
| — | MANAGED HIGH YIELD PLUS FD I | 47,102 | $90,000 | 0.1% | $1.91 | $2.04 | — | COM | 561911108 |
| — | ABERDEEN ASIA PACIFIC INCOM | 11,500 | $62,000 | 0.0% | $5.39 | $5.74 | — | COM | 003009107 |
| — | PENN WEST PETE LTD NEW | 26,100 | $43,000 | 0.0% | $1.65 | $7.31 | — | COM | 707887105 |
| — | CURIS INC | 10,000 | $24,000 | 0.0% | $2.40 | $2.80 | — | COM | 231269101 |