CIK: 0001427351 · Show all filings
Period: Q3 2015 (← Previous) (Next →)
Filing Date: Nov 13, 2015
Total Value ($000): $122,045 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| CVX | CHEVRON CORP NEW | 57,418 | $4,529 | 3.7% | $72.49 | -25.7% | COM | 166764100 |
| TAP | MOLSON COORS BREWING CO | 41,086 | $3,411 | 2.8% | $40.40 | +39.2% | CL B | 60871R209 |
| T | AT&T INC | 92,674 | $3,019 | 2.5% | $11.23 | +9.2% | COM | 00206R102 |
| — | WALGREENS BOOTS ALLIANCE INC | 35,883 | $2,982 | 2.4% | $76.19 | — | COM | 931427108 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 141,592 | $2,938 | 2.4% | $18.21 | — | SPONSORED ADR | 874039100 |
| INTC | INTEL CORP | 94,146 | $2,838 | 2.3% | $18.80 | +20.4% | COM | 458140100 |
| JNJ | JOHNSON & JOHNSON | 29,317 | $2,737 | 2.2% | $66.41 | +9.1% | COM | 478160104 |
| — | CABELAS INC | 56,710 | $2,586 | 2.1% | $64.92 | — | COM | 126804301 |
| MET | METLIFE INC | 49,557 | $2,337 | 1.9% | $31.80 | +3.5% | COM | 59156R108 |
| WY | WEYERHAEUSER CO | 80,536 | $2,202 | 1.8% | $20.76 | -5.6% | COM | 962166104 |
| BXMT | BLACKSTONE MTG TR INC | 77,675 | $2,131 | 1.7% | $28.38 | — | COM CL A | 09257W100 |
| NSC | NORFOLK SOUTHERN CORP | 26,590 | $2,031 | 1.7% | $66.06 | -1.4% | COM | 655844108 |
| VZ | VERIZON COMMUNICATIONS INC | 46,630 | $2,029 | 1.7% | $26.43 | +2.2% | COM | 92343V104 |
| PFE | PFIZER INC | 64,333 | $2,021 | 1.7% | $17.63 | +16.9% | COM | 717081103 |
| TRV | TRAVELERS COMPANIES INC | 19,023 | $1,893 | 1.6% | $67.83 | +19.9% | COM | 89417E109 |
| — | ANNALY CAP MGMT INC | 190,025 | $1,876 | 1.5% | $10.01 | — | COM | 035710409 |
| — | GENERAL ELECTRIC CO | 73,791 | $1,861 | 1.5% | $27.52 | — | COM | 369604103 |
| AAPL | APPLE INC | 16,672 | $1,839 | 1.5% | $20.09 | +30.9% | COM | 037833100 |
| CMCSA | COMCAST CORP NEW | 31,524 | $1,793 | 1.5% | $18.62 | +25.4% | CL A | 20030N101 |
| MMM | 3M CO | 11,979 | $1,698 | 1.4% | $73.08 | +19.8% | COM | 88579Y101 |
| WGO | WINNEBAGO INDS INC | 87,367 | $1,673 | 1.4% | $24.25 | -12.7% | COM | 974637100 |
| HD | HOME DEPOT INC | 14,223 | $1,643 | 1.3% | $58.77 | +53.9% | COM | 437076102 |
| VOD | VODAFONE GROUP PLC NEW | 50,792 | $1,612 | 1.3% | $35.38 | — | SPNSR ADR NO PAR | 92857W308 |
| WMT | WAL-MART STORES INC | 24,335 | $1,578 | 1.3% | $20.41 | -7.3% | COM | 931142103 |
| IGSB | ISHARES TR | 14,800 | $1,556 | 1.3% | $105.45 | — | 1-3 YR CR BD ETF | 464288646 |
| XLB | SELECT SECTOR SPDR TR | 38,071 | $1,520 | 1.2% | $46.24 | — | SBI MATERIALS | 81369Y100 |
| BP | BP PLC | 48,040 | $1,468 | 1.2% | $47.05 | — | SPONSORED ADR | 055622104 |
| SPY | SPDR S&P 500 ETF TR | 7,141 | $1,368 | 1.1% | $186.20 | — | TR UNIT | 78462F103 |
| ABBV | ABBVIE INC | 25,065 | $1,364 | 1.1% | $38.95 | +9.2% | COM | 00287Y109 |
| GPC | GENUINE PARTS CO | 16,010 | $1,327 | 1.1% | $57.23 | +11.4% | COM | 372460105 |
| XOM | EXXON MOBIL CORP | 17,791 | $1,323 | 1.1% | $56.48 | -13.1% | COM | 30231G102 |
| XLV | SELECT SECTOR SPDR TR | 19,529 | $1,293 | 1.1% | $55.53 | — | SBI HEALTHCARE | 81369Y209 |
| C | CITIGROUP INC | 23,333 | $1,158 | 0.9% | $37.42 | +8.9% | COM NEW | 172967424 |
| IBM | INTERNATIONAL BUSINESS MACHS | 7,736 | $1,121 | 0.9% | $105.94 | -10.0% | COM | 459200101 |
| — | DU PONT E I DE NEMOURS & CO | 23,019 | $1,109 | 0.9% | $64.81 | — | COM | 263534109 |
| — | INVESCO SR INCOME TR | 261,870 | $1,095 | 0.9% | $5.03 | — | COM | 46131H107 |
| MSFT | MICROSOFT CORP | 24,685 | $1,093 | 0.9% | $31.00 | +25.6% | COM | 594918104 |
| — | BLACKROCK TAX MUNICPAL BD TR | 54,050 | $1,091 | 0.9% | $19.78 | — | SHS | 09248X100 |
| CBRE | CBRE GROUP INC | 32,800 | $1,050 | 0.9% | $24.61 | +44.2% | CL A | 12504L109 |
| AMGN | AMGEN INC | 7,526 | $1,041 | 0.9% | $82.90 | +40.2% | COM | 031162100 |
| FDX | FEDEX CORP | 7,080 | $1,019 | 0.8% | $112.29 | +21.4% | COM | 31428X106 |
| QCOM | QUALCOMM INC | 18,798 | $1,010 | 0.8% | $51.15 | -13.7% | COM | 747525103 |
| — | APOLLO INVT CORP | 181,625 | $995 | 0.8% | $6.86 | — | COM | 03761U106 |
| — | WYNDHAM WORLDWIDE CORP | 13,825 | $994 | 0.8% | $73.71 | — | COM | 98310W108 |
| BAC | BANK AMER CORP | 63,505 | $989 | 0.8% | $11.79 | +14.1% | COM | 060505104 |
| — | TIME WARNER INC | 14,055 | $966 | 0.8% | $70.44 | — | COM NEW | 887317303 |
| — | ACE LTD | 8,584 | $888 | 0.7% | $104.51 | — | SHS | H0023R105 |
| CVS | CVS HEALTH CORP | 9,075 | $876 | 0.7% | $46.47 | +67.4% | COM | 126650100 |
| — | ISHARES | 61,125 | $804 | 0.7% | $14.42 | — | MSCI TAIWAN ETF | 464286731 |
| XLU | SELECT SECTOR SPDR TR | 18,450 | $799 | 0.7% | $38.33 | — | SBI INT-UTILS | 81369Y886 |
| WFC | WELLS FARGO & CO NEW | 15,523 | $797 | 0.7% | $33.34 | +23.2% | COM | 949746101 |
| EWG | ISHARES | 32,189 | $796 | 0.7% | $31.59 | — | MSCI GERMANY ETF | 464286806 |
| IGM | ISHARES TR | 7,885 | $791 | 0.6% | $89.56 | — | N AMER TECH ETF | 464287549 |
| — | TIME WARNER CABLE INC | 4,322 | $775 | 0.6% | $136.18 | — | COM | 88732J207 |
| KMI | KINDER MORGAN INC DEL | 27,533 | $762 | 0.6% | $19.42 | +0.6% | COM | 49456B101 |
| HON | HONEYWELL INTL INC | 7,991 | $757 | 0.6% | $60.82 | +20.6% | COM | 438516106 |
| NVO | NOVO-NORDISK A S | 13,790 | $748 | 0.6% | $75.63 | — | ADR | 670100205 |
| — | COHEN & STEERS INFRASTRUCTUR | 38,356 | $731 | 0.6% | $20.63 | — | COM | 19248A109 |
| M | MACYS INC | 13,854 | $711 | 0.6% | $48.46 | +29.4% | COM | 55616P104 |
| IXJ | ISHARES TR | 7,205 | $709 | 0.6% | $86.51 | — | GLOB HLTHCRE ETF | 464287325 |
| SLB | SCHLUMBERGER LTD | 9,964 | $687 | 0.6% | $66.51 | -11.4% | COM | 806857108 |
| OHI | OMEGA HEALTHCARE INVS INC | 19,514 | $686 | 0.6% | $29.78 | — | COM | 681936100 |
| — | NUVEEN PFD INCOME OPPRTNY FD | 75,750 | $681 | 0.6% | $8.88 | — | COM | 67073B106 |
| — | ISHARES | 59,107 | $676 | 0.6% | $12.13 | — | MSCI JAPAN ETF | 464286848 |
| — | UNITED TECHNOLOGIES CORP | 7,545 | $671 | 0.5% | $113.39 | — | COM | 913017109 |
| ADBE | ADOBE SYS INC | 7,780 | $640 | 0.5% | $66.39 | +22.1% | COM | 00724F101 |
| — | SPDR INDEX SHS FDS | 12,024 | $612 | 0.5% | $50.23 | — | RUSS NOM SC JP | 78463X822 |
| DJP | BARCLAYS BK PLC | 24,740 | $605 | 0.5% | $29.92 | — | DJUBS CMDT ETN36 | 06738C778 |
| — | STRATEGIC GLOBAL INCOME FD | 75,142 | $596 | 0.5% | $9.03 | — | COM | 862719101 |
| — | CIMAREX ENERGY CO | 5,600 | $574 | 0.5% | $104.92 | — | COM | 171798101 |
| — | MARKET VECTORS ETF TR | 18,353 | $561 | 0.5% | $30.14 | — | HG YLD MUN ETF | 57060U878 |
| CSCO | CISCO SYS INC | 21,241 | $558 | 0.5% | $15.34 | +27.6% | COM | 17275R102 |
| — | HEWLETT PACKARD CO | 21,474 | $550 | 0.5% | $27.96 | — | COM | 428236103 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 35,500 | $535 | 0.4% | $13.68 | — | SH BEN INT | 09248E102 |
| — | EATON VANCE SR INCOME TR | 90,729 | $533 | 0.4% | $6.85 | — | SH BEN INT | 27826S103 |
| — | CENTRAL EUR RUSS & TURK FD I | 29,433 | $527 | 0.4% | $29.77 | — | COM | 153436100 |
| KHC | KRAFT HEINZ CO | 7,208 | $509 | 0.4% | $47.82 | 0.0% | COM | 500754106 |
| SHY | ISHARES TR | 5,956 | $506 | 0.4% | $84.45 | — | 1-3 YR TR BD ETF | 464287457 |
| ADP | AUTOMATIC DATA PROCESSING IN | 6,183 | $497 | 0.4% | $51.46 | +24.1% | COM | 053015103 |
| DGT | SPDR SERIES TRUST | 7,568 | $470 | 0.4% | $69.33 | — | GLB DOW ETF | 78464A706 |
| PEP | PEPSICO INC | 4,895 | $462 | 0.4% | $57.75 | +20.4% | COM | 713448108 |
| PG | PROCTER & GAMBLE CO | 6,419 | $462 | 0.4% | $57.66 | -2.3% | COM | 742718109 |
| IXP | ISHARES TR | 8,125 | $461 | 0.4% | $67.82 | — | GLOB TELECOM ETF | 464287275 |
| ZBH | ZIMMER BIOMET HLDGS INC | 4,819 | $453 | 0.4% | $78.29 | +17.5% | COM | 98956P102 |
| — | UNITED STATES STL CORP NEW | 42,805 | $446 | 0.4% | $29.51 | — | COM | 912909108 |
| GBDC | GOLUB CAP BDC INC | 27,600 | $441 | 0.4% | $6.06 | +5.6% | COM | 38173M102 |
| — | CBRE CLARION GLOBAL REAL EST | 59,600 | $440 | 0.4% | $7.92 | — | COM | 12504G100 |
| — | BARRICK GOLD CORP | 66,603 | $424 | 0.3% | $10.50 | — | COM | 067901108 |
| NWL | NEWELL RUBBERMAID INC | 10,644 | $423 | 0.3% | $19.05 | +45.9% | COM | 651229106 |
| — | L-3 COMMUNICATIONS HLDGS INC | 3,950 | $413 | 0.3% | $107.10 | — | COM | 502424104 |
| EMR | EMERSON ELEC CO | 9,349 | $413 | 0.3% | $48.18 | -22.5% | COM | 291011104 |
| MDT | MEDTRONIC PLC | 5,874 | $393 | 0.3% | $58.10 | -1.9% | SHS | G5960L103 |
| MDLZ | MONDELEZ INTL INC | 9,254 | $387 | 0.3% | $25.79 | +32.0% | CL A | 609207105 |
| — | ABERDEEN LATIN AMER EQTY FD | 23,550 | $381 | 0.3% | $27.71 | — | COM | 00306K106 |
| — | NEW IRELAND FUND INC | 28,171 | $379 | 0.3% | $12.85 | — | COM | 645673104 |
| ARCB | ARCBEST CORP | 14,410 | $371 | 0.3% | $36.47 | -24.5% | COM | 03937C105 |
| CAJPY | CANON INC | 12,725 | $369 | 0.3% | $32.01 | — | SPONSORED ADR | 138006309 |
| — | SWISS HELVETIA FD INC | 33,960 | $369 | 0.3% | $13.94 | — | COM | 870875101 |
| ORCL | ORACLE CORP | 10,024 | $362 | 0.3% | $28.85 | +14.1% | COM | 68389X105 |
| EWC | ISHARES | 15,700 | $361 | 0.3% | $29.15 | — | MSCI CDA ETF | 464286509 |
| EQT | EQT CORP | 5,015 | $325 | 0.3% | $43.43 | -13.7% | COM | 26884L109 |
| NEE | NEXTERA ENERGY INC | 3,174 | $310 | 0.3% | $15.29 | +27.1% | COM | 65339F101 |
| — | XL GROUP PLC | 8,500 | $309 | 0.3% | $31.88 | — | SHS | G98290102 |
| VOX | VANGUARD WORLD FDS | 3,863 | $304 | 0.2% | $83.74 | — | TELCOMM ETF | 92204A884 |
| KO | COCA COLA CO | 7,386 | $296 | 0.2% | $26.98 | +6.9% | COM | 191216100 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 1,761 | $286 | 0.2% | $165.43 | — | UT SER 1 | 78467X109 |
| — | COVANTA HLDG CORP | 16,300 | $284 | 0.2% | $18.09 | — | COM | 22282E102 |
| — | DOW CHEM CO | 6,637 | $281 | 0.2% | $44.87 | — | COM | 260543103 |
| — | BARNES GROUP INC | 7,800 | $281 | 0.2% | $38.33 | — | COM | 067806109 |
| — | RYDEX ETF TRUST | 3,823 | $281 | 0.2% | $71.15 | — | GUG S&P500 EQ WT | 78355W106 |
| ESS | ESSEX PPTY TR INC | 1,245 | $278 | 0.2% | $121.84 | +28.9% | COM | 297178105 |
| — | TEKLA LIFE SCIENCES INVS | 12,195 | $275 | 0.2% | $24.86 | — | SH BEN INT | 87911K100 |
| HSBC | HSBC HLDGS PLC | 7,094 | $269 | 0.2% | $55.03 | — | SPON ADR NEW | 404280406 |
| — | TYCO INTL PLC | 7,990 | $267 | 0.2% | $43.89 | — | SHS | G91442106 |
| MDY | SPDR S&P MIDCAP 400 ETF TR | 1,066 | $265 | 0.2% | $245.96 | — | UTSER1 S&PDCRP | 78467Y107 |
| KMB | KIMBERLY CLARK CORP | 2,409 | $263 | 0.2% | $66.47 | +16.4% | COM | 494368103 |
| DUK | DUKE ENERGY CORP NEW | 3,649 | $263 | 0.2% | $42.35 | +11.4% | COM NEW | 26441C204 |
| — | CENTRAL SECS CORP | 12,862 | $254 | 0.2% | $21.52 | — | COM | 155123102 |
| MINT | PIMCO ETF TR | 2,500 | $252 | 0.2% | $101.25 | — | ENHAN SHRT MA AC | 72201R833 |
| ELME | WASHINGTON REAL ESTATE INVT | 10,000 | $249 | 0.2% | $23.36 | — | SH BEN INT | 939653101 |
| MRK | MERCK & CO INC NEW | 5,031 | $248 | 0.2% | $34.08 | +12.7% | COM | 58933Y105 |
| BA | BOEING CO | 1,848 | $242 | 0.2% | $113.43 | +8.7% | COM | 097023105 |
| — | COACH INC | 8,326 | $241 | 0.2% | $56.16 | — | COM | 189754104 |
| FCX | FREEPORT-MCMORAN INC | 24,298 | $235 | 0.2% | $28.71 | -62.3% | CL B | 35671D857 |
| IJH | ISHARES TR | 1,680 | $230 | 0.2% | $133.93 | — | CORE S&P MCP ETF | 464287507 |
| USB | US BANCORP DEL | 5,506 | $226 | 0.2% | $25.38 | +17.5% | COM NEW | 902973304 |
| BMY | BRISTOL MYERS SQUIBB CO | 3,817 | $226 | 0.2% | $38.91 | +14.5% | COM | 110122108 |
| — | E TRADE FINANCIAL CORP | 8,400 | $221 | 0.2% | $24.29 | — | COM NEW | 269246401 |
| — | FRONTIER COMMUNICATIONS CORP | 46,180 | $219 | 0.2% | $4.81 | — | COM | 35906A108 |
| — | TEXTAINER GROUP HOLDINGS LTD | 13,100 | $216 | 0.2% | $40.23 | — | SHS | G8766E109 |
| — | BAKER HUGHES INC | 4,084 | $213 | 0.2% | $55.26 | — | COM | 057224107 |
| — | CALAMOS CONV & HIGH INCOME F | 19,200 | $209 | 0.2% | $12.93 | — | COM SHS | 12811P108 |
| JPM | JPMORGAN CHASE & CO | 3,434 | $209 | 0.2% | $44.28 | +12.1% | COM | 46625H100 |
| TGNA | TEGNA INC | 9,300 | $208 | 0.2% | $18.74 | -9.6% | COM | 87901J105 |
| — | ELLSWORTH GROWTH & INCOME FD | 25,750 | $201 | 0.2% | $8.69 | — | COM | 289074106 |
| — | PIMCO INCOME STRATEGY FUND I | 20,900 | $185 | 0.2% | $9.95 | — | COM | 72201J104 |
| — | PHH CORP | 11,880 | $168 | 0.1% | $23.41 | — | COM NEW | 693320202 |
| CVE | CENOVUS ENERGY INC | 10,811 | $164 | 0.1% | $22.44 | -48.0% | COM | 15135U109 |
| — | COHEN & STEERS TOTAL RETURN | 11,039 | $131 | 0.1% | $12.82 | — | COM | 19247R103 |
| — | PUTMAN HIGH INCOME SEC FUND | 14,050 | $99 | 0.1% | $8.26 | — | SHS BEN INT | 746779107 |
| — | TEMPLETON GLOBAL INCOME FD | 12,700 | $77 | 0.1% | $7.97 | — | COM | 880198106 |
| — | MANAGED HIGH YIELD PLUS FD I | 47,102 | $76 | 0.1% | $2.04 | — | COM | 561911108 |
| — | ENERPLUS CORP | 13,750 | $67 | 0.1% | $17.70 | — | COM | 292766102 |
| — | ABERDEEN ASIA PACIFIC INCOM | 11,500 | $52 | 0.0% | $5.74 | — | COM | 003009107 |
| — | KINDER MORGAN INC DEL | 37,696 | $35 | 0.0% | $4.04 | — | *W EXP 05/25/201 | 49456B119 |
| — | CURIS INC | 10,000 | $20 | 0.0% | $2.80 | — | COM | 231269101 |