Location: Lafayette, CA
CIK: 0001427351 · Show all filings
Period: Q3 2015 (← Previous) (Next →)
Filing Date: Nov 13, 2015
Total Value: $122M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| CVX | CHEVRON CORP NEW | 57,418 | $4.529M | 3.7% | $78.88 * | $72.49 | -29.9% | COM | 166764100 |
| TAP | MOLSON COORS BREWING CO | 41,086 | $3.411M | 2.8% | $83.02 * | $40.40 | +59.9% | CL B | 60871R209 |
| T | AT&T INC | 92,674 | $3.019M | 2.5% | $32.58 * | $11.23 | +5.5% | COM | 00206R102 |
| — | WALGREENS BOOTS ALLIANCE INC | 35,883 | $2.982M | 2.4% | $83.10 | $76.19 | — | COM | 931427108 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 141,592 | $2.938M | 2.4% | $20.75 | $18.57 | +11.7% | SPONSORED ADR | 874039100 |
| INTC | INTEL CORP | 94,146 | $2.838M | 2.3% | $30.14 * | $18.80 | +25.8% | COM | 458140100 |
| JNJ | JOHNSON & JOHNSON | 29,317 | $2.737M | 2.2% | $93.36 * | $66.41 | +5.8% | COM | 478160104 |
| — | CABELAS INC | 56,710 | $2.586M | 2.1% | $45.60 | $64.92 | — | COM | 126804301 |
| MET | METLIFE INC | 49,557 | $2.337M | 1.9% | $47.16 * | $31.80 | -6.7% | COM | 59156R108 |
| WY | WEYERHAEUSER CO | 80,536 | $2.202M | 1.8% | $27.34 * | $20.76 | -11.8% | COM | 962166104 |
| BXMT | BLACKSTONE MTG TR INC | 77,675 | $2.131M | 1.7% | $27.43 | $28.38 | — | COM CL A | 09257W100 |
| NSC | NORFOLK SOUTHERN CORP | 26,590 | $2.031M | 1.7% | $76.38 * | $66.06 | -7.1% | COM | 655844108 |
| VZ | VERIZON COMMUNICATIONS INC | 46,630 | $2.029M | 1.7% | $43.51 * | $26.43 | -3.5% | COM | 92343V104 |
| PFE | PFIZER INC | 64,333 | $2.021M | 1.7% | $31.41 * | $17.63 | +9.0% | COM | 717081103 |
| TRV | TRAVELERS COMPANIES INC | 19,023 | $1.893M | 1.6% | $99.51 * | $67.83 | +17.2% | COM | 89417E109 |
| — | ANNALY CAP MGMT INC | 190,025 | $1.876M | 1.5% | $9.87 | $10.01 | — | COM | 035710409 |
| — | GENERAL ELECTRIC CO | 73,791 | $1.861M | 1.5% | $25.22 | $27.52 | — | COM | 369604103 |
| AAPL | APPLE INC | 16,672 | $1.839M | 1.5% | $110.30 * | $20.09 | +23.3% | COM | 037833100 |
| CMCSA | COMCAST CORP NEW | 31,524 | $1.793M | 1.5% | $56.88 * | $18.62 | +20.0% | CL A | 20030N101 |
| MMM | 3M CO | 11,979 | $1.698M | 1.4% | $141.75 * | $73.08 | +15.9% | COM | 88579Y101 |
| WGO | WINNEBAGO INDS INC | 87,367 | $1.673M | 1.4% | $19.15 | $24.25 | -21.0% | COM | 974637100 |
| HD | HOME DEPOT INC | 14,223 | $1.643M | 1.3% | $115.52 * | $58.77 | +54.2% | COM | 437076102 |
| VOD | VODAFONE GROUP PLC NEW | 50,792 | $1.612M | 1.3% | $31.74 | $37.19 | -14.7% | SPNSR ADR NO PAR | 92857W308 |
| WMT | WAL-MART STORES INC | 24,335 | $1.578M | 1.3% | $64.84 * | $20.41 | -12.5% | COM | 931142103 |
| IGSB | ISHARES TR | 14,800 | $1.556M | 1.3% | $105.14 * | $52.68 | -0.2% | 1-3 YR CR BD ETF | 464288646 |
| XLB | SELECT SECTOR SPDR TR | 38,071 | $1.52M | 1.2% | $39.93 * | $21.99 | -9.3% | SBI MATERIALS | 81369Y100 |
| BP | BP PLC | 48,040 | $1.468M | 1.2% | $30.56 | $46.02 | -33.6% | SPONSORED ADR | 055622104 |
| SPY | SPDR S&P 500 ETF TR | 7,141 | $1.368M | 1.1% | $191.57 | $180.00 | +6.5% | TR UNIT | 78462F103 |
| ABBV | ABBVIE INC | 25,065 | $1.364M | 1.1% | $54.42 * | $38.95 | -8.7% | COM | 00287Y109 |
| GPC | GENUINE PARTS CO | 16,010 | $1.327M | 1.1% | $82.89 * | $57.23 | +7.8% | COM | 372460105 |
| XOM | EXXON MOBIL CORP | 17,791 | $1.323M | 1.1% | $74.36 * | $56.48 | -15.8% | COM | 30231G102 |
| XLV | SELECT SECTOR SPDR TR | 19,529 | $1.293M | 1.1% | $66.21 | $53.58 | +23.6% | SBI HEALTHCARE | 81369Y209 |
| C | CITIGROUP INC | 23,333 | $1.158M | 0.9% | $49.63 * | $37.42 | -1.1% | COM NEW | 172967424 |
| IBM | INTERNATIONAL BUSINESS MACHS | 7,736 | $1.121M | 0.9% | $144.91 * | $105.94 | -15.2% | COM | 459200101 |
| — | DU PONT E I DE NEMOURS & CO | 23,019 | $1.109M | 0.9% | $48.18 | $64.81 | — | COM | 263534109 |
| — | INVESCO SR INCOME TR | 261,870 | $1.095M | 0.9% | $4.18 | $5.03 | — | COM | 46131H107 |
| MSFT | MICROSOFT CORP | 24,685 | $1.093M | 0.9% | $44.28 * | $31.00 | +24.2% | COM | 594918104 |
| — | BLACKROCK TAX MUNICPAL BD TR | 54,050 | $1.091M | 0.9% | $20.19 | $19.78 | — | SHS | 09248X100 |
| CBRE | CBRE GROUP INC | 32,800 | $1.05M | 0.9% | $32.01 | $24.61 | +30.0% | CL A | 12504L109 |
| AMGN | AMGEN INC | 7,526 | $1.041M | 0.9% | $138.32 * | $82.90 | +23.3% | COM | 031162100 |
| FDX | FEDEX CORP | 7,080 | $1.019M | 0.8% | $143.93 * | $112.29 | +9.6% | COM | 31428X106 |
| QCOM | QUALCOMM INC | 18,798 | $1.01M | 0.8% | $53.73 * | $51.15 | -21.5% | COM | 747525103 |
| — | APOLLO INVT CORP | 181,625 | $995K | 0.8% | $5.48 | $6.86 | — | COM | 03761U106 |
| — | WYNDHAM WORLDWIDE CORP | 13,825 | $994K | 0.8% | $71.90 | $73.71 | — | COM | 98310W108 |
| BAC | BANK AMER CORP | 63,505 | $989K | 0.8% | $15.57 * | $11.79 | +5.9% | COM | 060505104 |
| — | TIME WARNER INC | 14,055 | $966K | 0.8% | $68.73 | $70.44 | — | COM NEW | 887317303 |
| — | ACE LTD | 8,584 | $888K | 0.7% | $103.45 | $104.51 | — | SHS | H0023R105 |
| CVS | CVS HEALTH CORP | 9,075 | $876K | 0.7% | $96.53 * | $46.47 | +53.5% | COM | 126650100 |
| — | ISHARES | 61,125 | $804K | 0.7% | $13.15 | $14.42 | — | MSCI TAIWAN ETF | 464286731 |
| XLU | SELECT SECTOR SPDR TR | 18,450 | $799K | 0.7% | $43.31 * | $19.34 | +11.9% | SBI INT-UTILS | 81369Y886 |
| WFC | WELLS FARGO & CO NEW | 15,523 | $797K | 0.7% | $51.34 * | $33.34 | +15.3% | COM | 949746101 |
| EWG | ISHARES | 32,189 | $796K | 0.7% | $24.73 | $29.55 | -16.3% | MSCI GERMANY ETF | 464286806 |
| IGM | ISHARES TR | 7,885 | $791K | 0.6% | $100.32 * | $14.02 | +19.2% | N AMER TECH ETF | 464287549 |
| — | TIME WARNER CABLE INC | 4,322 | $775K | 0.6% | $179.32 | $136.18 | — | COM | 88732J207 |
| KMI | KINDER MORGAN INC DEL | 27,533 | $762K | 0.6% | $27.68 * | $19.42 | -15.5% | COM | 49456B101 |
| HON | HONEYWELL INTL INC | 7,991 | $757K | 0.6% | $94.73 * | $60.82 | +13.0% | COM | 438516106 |
| NVO | NOVO-NORDISK A S | 13,790 | $748K | 0.6% | $54.24 | $35.71 | +51.9% | ADR | 670100205 |
| — | COHEN & STEERS INFRASTRUCTUR | 38,356 | $731K | 0.6% | $19.06 | $20.63 | — | COM | 19248A109 |
| M | MACYS INC | 13,854 | $711K | 0.6% | $51.32 | $48.46 | +5.9% | COM | 55616P104 |
| IXJ | ISHARES TR | 7,205 | $709K | 0.6% | $98.40 * | $41.79 | +17.8% | GLOB HLTHCRE ETF | 464287325 |
| SLB | SCHLUMBERGER LTD | 9,964 | $687K | 0.6% | $68.95 * | $66.51 | -22.5% | COM | 806857108 |
| OHI | OMEGA HEALTHCARE INVS INC | 19,514 | $686K | 0.6% | $35.15 | $29.78 | — | COM | 681936100 |
| — | NUVEEN PFD INCOME OPPRTNY FD | 75,750 | $681K | 0.6% | $8.99 | $8.88 | — | COM | 67073B106 |
| — | ISHARES | 59,107 | $676K | 0.6% | $11.44 | $12.13 | — | MSCI JAPAN ETF | 464286848 |
| — | UNITED TECHNOLOGIES CORP | 7,545 | $671K | 0.5% | $88.93 | $113.39 | — | COM | 913017109 |
| ADBE | ADOBE SYS INC | 7,780 | $640K | 0.5% | $82.26 | $66.39 | +23.8% | COM | 00724F101 |
| — | SPDR INDEX SHS FDS | 12,024 | $612K | 0.5% | $50.90 | $50.23 | — | RUSS NOM SC JP | 78463X822 |
| DJP | BARCLAYS BK PLC | 24,740 | $605K | 0.5% | $24.45 | $33.12 | -26.2% | DJUBS CMDT ETN36 | 06738C778 |
| — | STRATEGIC GLOBAL INCOME FD | 75,142 | $596K | 0.5% | $7.93 | $9.03 | — | COM | 862719101 |
| — | CIMAREX ENERGY CO | 5,600 | $574K | 0.5% | $102.50 | $104.92 | — | COM | 171798101 |
| — | MARKET VECTORS ETF TR | 18,353 | $561K | 0.5% | $30.57 | $30.14 | — | HG YLD MUN ETF | 57060U878 |
| CSCO | CISCO SYS INC | 21,241 | $558K | 0.5% | $26.27 * | $15.34 | +24.0% | COM | 17275R102 |
| — | HEWLETT PACKARD CO | 21,474 | $550K | 0.5% | $25.61 | $27.96 | — | COM | 428236103 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 35,500 | $535K | 0.4% | $15.07 | $13.68 | — | SH BEN INT | 09248E102 |
| — | EATON VANCE SR INCOME TR | 90,729 | $533K | 0.4% | $5.87 | $6.85 | — | SH BEN INT | 27826S103 |
| — | CENTRAL EUR RUSS & TURK FD I | 29,433 | $527K | 0.4% | $17.91 | $29.77 | — | COM | 153436100 |
| KHC | KRAFT HEINZ CO | 7,208 | $509K | 0.4% | $70.62 * | $47.82 | -6.4% | COM | 500754106 |
| SHY | ISHARES TR | 5,956 | $506K | 0.4% | $84.96 | $84.46 | +0.6% | 1-3 YR TR BD ETF | 464287457 |
| ADP | AUTOMATIC DATA PROCESSING IN | 6,183 | $497K | 0.4% | $80.38 * | $51.46 | +25.2% | COM | 053015103 |
| DGT | SPDR SERIES TRUST | 7,568 | $470K | 0.4% | $62.10 | $67.66 | -8.2% | GLB DOW ETF | 78464A706 |
| PG | PROCTER & GAMBLE CO | 6,419 | $462K | 0.4% | $71.97 * | $57.66 | -6.1% | COM | 742718109 |
| PEP | PEPSICO INC | 4,895 | $462K | 0.4% | $94.38 * | $57.75 | +19.9% | COM | 713448108 |
| IXP | ISHARES TR | 8,125 | $461K | 0.4% | $56.74 | $66.88 | -15.2% | GLOB TELECOM ETF | 464287275 |
| ZBH | ZIMMER BIOMET HLDGS INC | 4,819 | $453K | 0.4% | $94.00 * | $78.29 | +7.2% | COM | 98956P102 |
| — | UNITED STATES STL CORP NEW | 42,805 | $446K | 0.4% | $10.42 | $29.51 | — | COM | 912909108 |
| GBDC | GOLUB CAP BDC INC | 27,600 | $441K | 0.4% | $15.98 * | $6.06 | +3.5% | COM | 38173M102 |
| — | CBRE CLARION GLOBAL REAL EST | 59,600 | $440K | 0.4% | $7.38 | $7.92 | — | COM | 12504G100 |
| — | BARRICK GOLD CORP | 66,603 | $424K | 0.3% | $6.37 | $10.50 | — | COM | 067901108 |
| NWL | NEWELL RUBBERMAID INC | 10,644 | $423K | 0.3% | $39.74 * | $19.05 | +38.3% | COM | 651229106 |
| — | L-3 COMMUNICATIONS HLDGS INC | 3,950 | $413K | 0.3% | $104.56 | $107.10 | — | COM | 502424104 |
| EMR | EMERSON ELEC CO | 9,349 | $413K | 0.3% | $44.18 * | $48.18 | -30.1% | COM | 291011104 |
| MDT | MEDTRONIC PLC | 5,874 | $393K | 0.3% | $66.91 * | $58.10 | -10.4% | SHS | G5960L103 |
| MDLZ | MONDELEZ INTL INC | 9,254 | $387K | 0.3% | $41.82 * | $25.79 | +28.7% | CL A | 609207105 |
| — | ABERDEEN LATIN AMER EQTY FD | 23,550 | $381K | 0.3% | $16.18 | $27.71 | — | COM | 00306K106 |
| — | NEW IRELAND FUND INC | 28,171 | $379K | 0.3% | $13.45 | $12.85 | — | COM | 645673104 |
| ARCB | ARCBEST CORP | 14,410 | $371K | 0.3% | $25.75 * | $36.47 | -35.4% | COM | 03937C105 |
| — | SWISS HELVETIA FD INC | 33,960 | $369K | 0.3% | $10.87 | $13.94 | — | COM | 870875101 |
| CAJPY | CANON INC | 12,725 | $369K | 0.3% | $29.00 | $32.01 | -9.5% | SPONSORED ADR | 138006309 |
| ORCL | ORACLE CORP | 10,024 | $362K | 0.3% | $36.11 * | $28.85 | +7.2% | COM | 68389X105 |
| EWC | ISHARES | 15,700 | $361K | 0.3% | $22.99 | $28.93 | -20.5% | MSCI CDA ETF | 464286509 |
| EQT | EQT CORP | 5,015 | $325K | 0.3% | $64.81 * | $43.43 | -25.4% | COM | 26884L109 |
| NEE | NEXTERA ENERGY INC | 3,174 | $310K | 0.3% | $97.67 * | $15.29 | +22.5% | COM | 65339F101 |
| — | XL GROUP PLC | 8,500 | $309K | 0.3% | $36.35 | $31.88 | — | SHS | G98290102 |
| VOX | VANGUARD WORLD FDS | 3,863 | $304K | 0.2% | $78.70 | $83.92 | -6.1% | TELCOMM ETF | 92204A884 |
| KO | COCA COLA CO | 7,386 | $296K | 0.2% | $40.08 * | $26.98 | +7.8% | COM | 191216100 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 1,761 | $286K | 0.2% | $162.41 | $157.14 | +3.5% | UT SER 1 | 78467X109 |
| — | COVANTA HLDG CORP | 16,300 | $284K | 0.2% | $17.42 | $18.09 | — | COM | 22282E102 |
| — | DOW CHEM CO | 6,637 | $281K | 0.2% | $42.34 | $44.87 | — | COM | 260543103 |
| — | RYDEX ETF TRUST | 3,823 | $281K | 0.2% | $73.50 | $71.15 | — | GUG S&P500 EQ WT | 78355W106 |
| — | BARNES GROUP INC | 7,800 | $281K | 0.2% | $36.03 | $38.33 | — | COM | 067806109 |
| ESS | ESSEX PPTY TR INC | 1,245 | $278K | 0.2% | $223.29 * | $121.84 | +31.4% | COM | 297178105 |
| — | TEKLA LIFE SCIENCES INVS | 12,195 | $275K | 0.2% | $22.55 | $24.86 | — | SH BEN INT | 87911K100 |
| HSBC | HSBC HLDGS PLC | 7,094 | $269K | 0.2% | $37.92 | $54.91 | -31.0% | SPON ADR NEW | 404280406 |
| — | TYCO INTL PLC | 7,990 | $267K | 0.2% | $33.42 | $43.89 | — | SHS | G91442106 |
| MDY | SPDR S&P MIDCAP 400 ETF TR | 1,066 | $265K | 0.2% | $248.59 | $237.49 | +4.8% | UTSER1 S&PDCRP | 78467Y107 |
| DUK | DUKE ENERGY CORP NEW | 3,649 | $263K | 0.2% | $72.07 * | $42.35 | +11.2% | COM NEW | 26441C204 |
| KMB | KIMBERLY CLARK CORP | 2,409 | $263K | 0.2% | $109.17 * | $66.47 | +15.9% | COM | 494368103 |
| — | CENTRAL SECS CORP | 12,862 | $254K | 0.2% | $19.75 | $21.52 | — | COM | 155123102 |
| MINT | PIMCO ETF TR | 2,500 | $252K | 0.2% | $100.80 | $101.45 | -0.7% | ENHAN SHRT MA AC | 72201R833 |
| ELME | WASHINGTON REAL ESTATE INVT | 10,000 | $249K | 0.2% | $24.90 | $23.36 | — | SH BEN INT | 939653101 |
| MRK | MERCK & CO INC NEW | 5,031 | $248K | 0.2% | $49.29 * | $34.08 | +0.7% | COM | 58933Y105 |
| BA | BOEING CO | 1,848 | $242K | 0.2% | $130.95 * | $113.43 | +2.9% | COM | 097023105 |
| — | COACH INC | 8,326 | $241K | 0.2% | $28.95 | $56.16 | — | COM | 189754104 |
| FCX | FREEPORT-MCMORAN INC | 24,298 | $235K | 0.2% | $9.67 * | $28.71 | -69.5% | CL B | 35671D857 |
| IJH | ISHARES TR | 1,680 | $230K | 0.2% | $136.90 * | $25.81 | +5.8% | CORE S&P MCP ETF | 464287507 |
| USB | US BANCORP DEL | 5,506 | $226K | 0.2% | $41.05 * | $25.38 | +11.9% | COM NEW | 902973304 |
| BMY | BRISTOL MYERS SQUIBB CO | 3,817 | $226K | 0.2% | $59.21 * | $38.91 | +7.5% | COM | 110122108 |
| — | E TRADE FINANCIAL CORP | 8,400 | $221K | 0.2% | $26.31 | $24.29 | — | COM NEW | 269246401 |
| — | FRONTIER COMMUNICATIONS CORP | 46,180 | $219K | 0.2% | $4.74 | $4.81 | — | COM | 35906A108 |
| — | TEXTAINER GROUP HOLDINGS LTD | 13,100 | $216K | 0.2% | $16.49 | $40.23 | — | SHS | G8766E109 |
| — | BAKER HUGHES INC | 4,084 | $213K | 0.2% | $52.15 | $55.26 | — | COM | 057224107 |
| JPM | JPMORGAN CHASE & CO | 3,434 | $209K | 0.2% | $60.86 * | $44.28 | +4.3% | COM | 46625H100 |
| — | CALAMOS CONV & HIGH INCOME F | 19,200 | $209K | 0.2% | $10.89 | $12.93 | — | COM SHS | 12811P108 |
| TGNA | TEGNA INC | 9,300 | $208K | 0.2% | $22.37 * | $18.74 | -9.6% | COM | 87901J105 |
| — | ELLSWORTH GROWTH & INCOME FD | 25,750 | $201K | 0.2% | $7.81 | $8.69 | — | COM | 289074106 |
| — | PIMCO INCOME STRATEGY FUND I | 20,900 | $185K | 0.2% | $8.85 | $9.95 | — | COM | 72201J104 |
| — | PHH CORP | 11,880 | $168K | 0.1% | $14.14 | $23.41 | — | COM NEW | 693320202 |
| CVE | CENOVUS ENERGY INC | 10,811 | $164K | 0.1% | $15.17 * | $22.44 | -43.7% | COM | 15135U109 |
| — | COHEN & STEERS TOTAL RETURN | 11,039 | $131K | 0.1% | $11.87 | $12.82 | — | COM | 19247R103 |
| — | PUTMAN HIGH INCOME SEC FUND | 14,050 | $99,000 | 0.1% | $7.05 | $8.26 | — | SHS BEN INT | 746779107 |
| — | TEMPLETON GLOBAL INCOME FD | 12,700 | $77,000 | 0.1% | $6.06 | $7.97 | — | COM | 880198106 |
| — | MANAGED HIGH YIELD PLUS FD I | 47,102 | $76,000 | 0.1% | $1.61 | $2.04 | — | COM | 561911108 |
| — | ENERPLUS CORP | 13,750 | $67,000 | 0.1% | $4.87 | $17.70 | — | COM | 292766102 |
| — | ABERDEEN ASIA PACIFIC INCOM | 11,500 | $52,000 | 0.0% | $4.52 | $5.74 | — | COM | 003009107 |
| — | KINDER MORGAN INC DEL | 37,696 | $35,000 | 0.0% | $0.93 | $4.04 | — | *W EXP 05/25/201 | 49456B119 |
| — | CURIS INC | 10,000 | $20,000 | 0.0% | $2.00 | $2.80 | — | COM | 231269101 |