Location: Lafayette, CA
CIK: 0001427351 · Show all filings
Period: Q2 2015 (← Previous) (Next →)
Filing Date: Aug 13, 2015
Total Value: $139M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| CVX | CHEVRON CORP NEW | 57,418 | $5.539M | 4.0% | $96.47 * | $72.49 | -15.4% | COM | 166764100 |
| T | AT&T INC | 94,320 | $3.35M | 2.4% | $35.52 * | $11.23 | +13.1% | COM | 00206R102 |
| — | WALGREENS BOOTS ALLIANCE INC | 36,933 | $3.119M | 2.2% | $84.45 | $76.19 | — | COM | 931427108 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 136,001 | $3.089M | 2.2% | $22.71 | $18.48 | +22.9% | SPONSORED ADR | 874039100 |
| TAP | MOLSON COORS BREWING CO | 42,536 | $2.969M | 2.1% | $69.80 * | $40.40 | +33.6% | CL B | 60871R209 |
| JNJ | JOHNSON & JOHNSON | 30,267 | $2.95M | 2.1% | $97.47 * | $66.41 | +9.6% | COM | 478160104 |
| INTC | INTEL CORP | 94,146 | $2.863M | 2.1% | $30.41 * | $18.80 | +26.0% | COM | 458140100 |
| — | CABELAS INC | 55,710 | $2.784M | 2.0% | $49.97 | $65.27 | — | COM | 126804301 |
| MET | METLIFE INC | 45,707 | $2.559M | 1.8% | $55.99 * | $31.71 | +10.4% | COM | 59156R108 |
| WY | WEYERHAEUSER CO | 80,261 | $2.528M | 1.8% | $31.50 * | $20.76 | +0.5% | COM | 962166104 |
| NSC | NORFOLK SOUTHERN CORP | 26,490 | $2.314M | 1.7% | $87.35 * | $66.06 | +5.5% | COM | 655844108 |
| PFE | PFIZER INC | 68,627 | $2.301M | 1.7% | $33.53 * | $17.63 | +15.4% | COM | 717081103 |
| BP | BP PLC | 56,660 | $2.264M | 1.6% | $39.96 | $46.02 | -13.2% | SPONSORED ADR | 055622104 |
| VZ | VERIZON COMMUNICATIONS INC | 46,206 | $2.154M | 1.5% | $46.62 * | $26.43 | +2.1% | COM | 92343V104 |
| VOD | VODAFONE GROUP PLC NEW | 58,585 | $2.135M | 1.5% | $36.44 | $37.19 | -2.0% | SPNSR ADR NO PAR | 92857W308 |
| AAPL | APPLE INC | 16,907 | $2.121M | 1.5% | $125.45 * | $20.09 | +39.6% | COM | 037833100 |
| WGO | WINNEBAGO INDS INC | 87,092 | $2.055M | 1.5% | $23.60 | $24.25 | -2.7% | COM | 974637100 |
| CMCSA | COMCAST CORP NEW | 33,824 | $2.034M | 1.5% | $60.13 * | $18.62 | +26.9% | CL A | 20030N101 |
| — | GENERAL ELECTRIC CO | 75,871 | $2.016M | 1.4% | $26.57 | $27.52 | — | COM | 369604103 |
| TRV | TRAVELERS COMPANIES INC | 20,566 | $1.988M | 1.4% | $96.66 * | $67.83 | +13.1% | COM | 89417E109 |
| XLB | SELECT SECTOR SPDR TR | 39,719 | $1.922M | 1.4% | $48.39 * | $21.99 | +10.0% | SBI MATERIALS | 81369Y100 |
| MMM | 3M CO | 11,979 | $1.848M | 1.3% | $154.27 * | $73.08 | +25.3% | COM | 88579Y101 |
| HD | HOME DEPOT INC | 16,223 | $1.803M | 1.3% | $111.14 * | $58.77 | +47.6% | COM | 437076102 |
| BXMT | BLACKSTONE MTG TR INC | 64,075 | $1.783M | 1.3% | $27.83 | $28.58 | — | COM CL A | 09257W100 |
| WMT | WAL-MART STORES INC | 25,035 | $1.776M | 1.3% | $70.94 * | $20.41 | -4.9% | COM | 931142103 |
| — | ANNALY CAP MGMT INC | 190,025 | $1.746M | 1.3% | $9.19 | $10.01 | — | COM | 035710409 |
| IGSB | ISHARES | 15,590 | $1.642M | 1.2% | $105.32 * | $52.68 | -0.0% | 1-3 YR CR BD ETF | 464288646 |
| ABBV | ABBVIE INC | 24,340 | $1.635M | 1.2% | $67.17 * | $38.85 | +12.2% | COM | 00287Y109 |
| XOM | EXXON MOBIL CORP | 18,791 | $1.563M | 1.1% | $83.18 * | $56.48 | -6.6% | COM | 30231G102 |
| GPC | GENUINE PARTS CO | 17,210 | $1.541M | 1.1% | $89.54 * | $57.23 | +15.6% | COM | 372460105 |
| — | DU PONT E I DE NEMOURS & CO | 22,919 | $1.466M | 1.1% | $63.96 | $64.81 | — | COM | 263534109 |
| XLV | SELECT SECTOR SPDR TR | 19,517 | $1.452M | 1.0% | $74.40 | $53.58 | +38.8% | SBI HEALTHCARE | 81369Y209 |
| SPY | SPDR S&P 500 ETF TR | 6,818 | $1.403M | 1.0% | $205.78 | $178.91 | +15.1% | TR UNIT | 78462F103 |
| C | CITIGROUP INC | 24,428 | $1.349M | 1.0% | $55.22 * | $37.42 | +10.1% | COM NEW | 172967424 |
| — | TIME WARNER INC | 15,055 | $1.316M | 0.9% | $87.41 | $70.44 | — | COM NEW | 887317303 |
| AMGN | AMGEN INC | 8,426 | $1.294M | 0.9% | $153.57 * | $82.90 | +36.2% | COM | 031162100 |
| SLB | SCHLUMBERGER LTD | 14,914 | $1.285M | 0.9% | $86.16 * | $66.51 | -3.8% | COM | 806857108 |
| IBM | INTERNATIONAL BUSINESS MACHS | 7,886 | $1.283M | 0.9% | $162.69 * | $105.94 | -5.7% | COM | 459200101 |
| QCOM | QUALCOMM INC | 19,898 | $1.246M | 0.9% | $62.62 * | $51.15 | -9.3% | COM | 747525103 |
| CBRE | CBRE GROUP INC | 32,800 | $1.214M | 0.9% | $37.01 | $24.61 | +50.4% | CL A | 12504L109 |
| FDX | FEDEX CORP | 7,080 | $1.206M | 0.9% | $170.34 * | $112.29 | +29.5% | COM | 31428X106 |
| — | INVESCO SR INCOME TR | 261,837 | $1.168M | 0.8% | $4.46 | $5.03 | — | COM | 46131H107 |
| MSFT | MICROSOFT CORP | 26,285 | $1.16M | 0.8% | $44.13 * | $31.00 | +23.1% | COM | 594918104 |
| — | WYNDHAM WORLDWIDE CORP | 13,825 | $1.132M | 0.8% | $81.88 | $73.71 | — | COM | 98310W108 |
| BAC | BANK AMER CORP | 66,500 | $1.132M | 0.8% | $17.02 * | $11.79 | +15.3% | COM | 060505104 |
| KMI | KINDER MORGAN INC DEL | 27,533 | $1.057M | 0.8% | $38.39 * | $19.42 | +15.6% | COM | 49456B101 |
| — | COHEN & STEERS INFRASTRUCTUR | 49,126 | $1.033M | 0.7% | $21.03 | $20.63 | — | COM | 19248A109 |
| — | BLACKROCK BUILD AMER BD TR | 51,550 | $1.024M | 0.7% | $19.86 | $19.77 | — | SHS | 09248X100 |
| IGM | ISHARES TR | 9,485 | $983K | 0.7% | $103.64 * | $14.02 | +23.2% | N AMER TECH ETF | 464287549 |
| — | ACE LTD | 9,584 | $975K | 0.7% | $101.73 | $104.51 | — | SHS | H0023R105 |
| — | ISHARES | 61,125 | $965K | 0.7% | $15.79 | $14.42 | — | MSCI TAIWAN ETF | 464286731 |
| — | APOLLO INVT CORP | 134,700 | $954K | 0.7% | $7.08 | $7.34 | — | COM | 03761U106 |
| CVS | CVS HEALTH CORP | 9,075 | $952K | 0.7% | $104.90 * | $46.47 | +66.3% | COM | 126650100 |
| — | UNITED TECHNOLOGIES CORP | 8,545 | $948K | 0.7% | $110.94 | $113.39 | — | COM | 913017109 |
| M | MACYS INC | 13,854 | $935K | 0.7% | $67.49 | $48.46 | +39.2% | COM | 55616P104 |
| EWG | ISHARES | 32,189 | $897K | 0.6% | $27.87 | $29.55 | -5.6% | MSCI GERMANY ETF | 464286806 |
| — | UNITED STATES STL CORP NEW | 42,805 | $883K | 0.6% | $20.63 | $29.51 | — | COM | 912909108 |
| NVO | NOVO-NORDISK A S | 15,140 | $829K | 0.6% | $54.76 | $35.71 | +53.4% | ADR | 670100205 |
| WFC | WELLS FARGO & CO NEW | 14,673 | $825K | 0.6% | $56.23 * | $32.90 | +27.2% | COM | 949746101 |
| — | TIME WARNER CABLE INC | 4,573 | $815K | 0.6% | $178.22 | $136.18 | — | COM | 88732J207 |
| HON | HONEYWELL INTL INC | 7,991 | $815K | 0.6% | $101.99 * | $60.82 | +21.1% | COM | 438516106 |
| IXJ | ISHARES TR | 7,255 | $789K | 0.6% | $108.75 * | $41.79 | +30.1% | GLOB HLTHCRE ETF | 464287325 |
| XLU | SELECT SECTOR SPDR TR | 18,950 | $786K | 0.6% | $41.48 * | $19.34 | +7.2% | SBI INT-UTILS | 81369Y886 |
| — | ISHARES | 59,365 | $760K | 0.5% | $12.80 | $12.13 | — | MSCI JAPAN ETF | 464286848 |
| DJP | BARCLAYS BK PLC | 24,740 | $719K | 0.5% | $29.06 | $33.12 | -12.3% | DJUBS CMDT ETN36 | 06738C778 |
| — | NUVEEN PFD INCOME OPPRTNY FD | 75,750 | $694K | 0.5% | $9.16 | $8.88 | — | COM | 67073B106 |
| — | BARRICK GOLD CORP | 64,203 | $684K | 0.5% | $10.65 | $10.65 | — | COM | 067901108 |
| OHI | OMEGA HEALTHCARE INVS INC | 19,839 | $681K | 0.5% | $34.33 | $29.78 | — | COM | 681936100 |
| FCX | FREEPORT-MCMORAN INC | 36,498 | $680K | 0.5% | $18.63 * | $28.71 | -42.0% | CL B | 35671D857 |
| — | CENTRAL EUR RUSS & TURK FD I | 31,893 | $666K | 0.5% | $20.88 | $29.77 | — | COM | 153436100 |
| — | SPDR INDEX SHS FDS | 12,024 | $657K | 0.5% | $54.64 | $50.23 | — | RUSS NOM SC JP | 78463X822 |
| — | HEWLETT PACKARD CO | 21,474 | $644K | 0.5% | $29.99 | $27.96 | — | COM | 428236103 |
| ADBE | ADOBE SYS INC | 7,780 | $630K | 0.5% | $80.98 | $66.39 | +22.0% | COM | 00724F101 |
| — | CIMAREX ENERGY CO | 5,700 | $629K | 0.5% | $110.35 | $104.92 | — | COM | 171798101 |
| — | STRATEGIC GLOBAL INCOME FD | 74,750 | $618K | 0.4% | $8.27 | $9.03 | — | COM | 862719101 |
| — | KRAFT FOODS GROUP INC | 7,208 | $614K | 0.4% | $85.18 | $55.73 | — | COM | 50076Q106 |
| CSCO | CISCO SYS INC | 21,241 | $583K | 0.4% | $27.45 * | $15.34 | +28.8% | COM | 17275R102 |
| — | EATON VANCE SR INCOME TR | 90,523 | $562K | 0.4% | $6.21 | $6.85 | — | SH BEN INT | 27826S103 |
| — | MARKET VECTORS ETF TR | 18,345 | $549K | 0.4% | $29.93 | $30.14 | — | HG YLD MUN ETF | 57060U878 |
| DGT | SPDR SERIES TRUST | 7,568 | $528K | 0.4% | $69.77 | $67.66 | +3.1% | GLB DOW ETF | 78464A706 |
| ZBH | ZIMMER BIOMET HLDGS INC | 4,819 | $526K | 0.4% | $109.15 * | $78.29 | +24.3% | COM | 98956P102 |
| — | CBRE CLARION GLOBAL REAL EST | 65,600 | $522K | 0.4% | $7.96 | $7.92 | — | COM | 12504G100 |
| EMR | EMERSON ELEC CO | 9,349 | $518K | 0.4% | $55.41 * | $48.18 | -13.1% | COM | 291011104 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 35,500 | $515K | 0.4% | $14.51 | $13.68 | — | SH BEN INT | 09248E102 |
| GBDC | GOLUB CAP BDC INC | 31,000 | $513K | 0.4% | $16.55 * | $6.06 | +5.3% | COM | 38173M102 |
| IXP | ISHARES TR | 8,125 | $505K | 0.4% | $62.15 | $66.88 | -7.1% | GLOB TELECOM ETF | 464287275 |
| SHY | ISHARES TR | 5,956 | $505K | 0.4% | $84.79 | $84.46 | +0.5% | 1-3 YR TR BD ETF | 464287457 |
| — | ABERDEEN LATIN AMER EQTY FD | 23,850 | $497K | 0.4% | $20.84 | $27.71 | — | COM | 00306K106 |
| ADP | AUTOMATIC DATA PROCESSING IN | 6,183 | $496K | 0.4% | $80.22 * | $51.46 | +24.2% | COM | 053015103 |
| PEP | PEPSICO INC | 4,895 | $457K | 0.3% | $93.36 * | $57.75 | +17.8% | COM | 713448108 |
| — | L-3 COMMUNICATIONS HLDGS INC | 3,950 | $448K | 0.3% | $113.42 | $107.10 | — | COM | 502424104 |
| ARCB | ARCBEST CORP | 13,910 | $442K | 0.3% | $31.78 * | $36.80 | -21.1% | COM | 03937C105 |
| NWL | NEWELL RUBBERMAID INC | 10,644 | $438K | 0.3% | $41.15 * | $19.05 | +42.5% | COM | 651229106 |
| MDT | MEDTRONIC PLC | 5,874 | $435K | 0.3% | $74.06 * | $58.10 | -1.4% | SHS | G5960L103 |
| MDLZ | MONDELEZ INTL INC | 10,254 | $422K | 0.3% | $41.15 * | $25.79 | +26.0% | CL A | 609207105 |
| EWC | ISHARES | 15,700 | $419K | 0.3% | $26.69 | $28.93 | -7.8% | MSCI CDA ETF | 464286509 |
| CAJPY | CANON INC | 12,725 | $412K | 0.3% | $32.38 | $32.01 | +1.3% | SPONSORED ADR | 138006309 |
| EQT | EQT CORP | 5,015 | $408K | 0.3% | $81.36 * | $43.43 | -6.3% | COM | 26884L109 |
| — | COVANTA HLDG CORP | 19,200 | $407K | 0.3% | $21.20 | $18.09 | — | COM | 22282E102 |
| ORCL | ORACLE CORP | 10,024 | $404K | 0.3% | $40.30 * | $28.85 | +19.2% | COM | 68389X105 |
| — | SWISS HELVETIA FD INC | 33,926 | $397K | 0.3% | $11.70 | $13.94 | — | COM | 870875101 |
| — | NEW IRELAND FUND INC | 28,171 | $387K | 0.3% | $13.74 | $12.85 | — | COM | 645673104 |
| MRK | MERCK & CO INC NEW | 6,531 | $372K | 0.3% | $56.96 * | $34.08 | +15.0% | COM | 58933Y105 |
| VOX | VANGUARD WORLD FDS | 4,013 | $349K | 0.3% | $86.97 | $83.92 | +3.6% | TELCOMM ETF | 92204A884 |
| — | TYCO INTL PLC | 8,990 | $346K | 0.2% | $38.49 | $43.89 | — | SHS | G91442106 |
| — | TEKLA LIFE SCIENCES INVS | 12,195 | $344K | 0.2% | $28.21 | $24.86 | — | SH BEN INT | 87911K100 |
| — | TEXTAINER GROUP HOLDINGS LTD | 13,100 | $341K | 0.2% | $26.03 | $40.23 | — | SHS | G8766E109 |
| — | DOW CHEM CO | 6,637 | $340K | 0.2% | $51.23 | $44.87 | — | COM | 260543103 |
| GLNG | GOLAR LNG LTD BERMUDA | 7,200 | $337K | 0.2% | $46.81 * | $29.11 | +34.2% | SHS | G9456A100 |
| HSBC | HSBC HLDGS PLC | 7,306 | $327K | 0.2% | $44.76 | $54.91 | -18.4% | SPON ADR NEW | 404280406 |
| — | ENERPLUS CORP | 37,070 | $326K | 0.2% | $8.79 | $17.70 | — | COM | 292766102 |
| NEE | NEXTERA ENERGY INC | 3,274 | $321K | 0.2% | $98.05 * | $15.29 | +22.2% | COM | 65339F101 |
| — | XL GROUP PLC | 8,500 | $316K | 0.2% | $37.18 | $31.88 | — | SHS | G98290102 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 1,761 | $310K | 0.2% | $176.04 | $157.14 | +11.9% | UT SER 1 | 78467X109 |
| — | RYDEX ETF TRUST | 3,823 | $305K | 0.2% | $79.78 | $71.15 | — | GUG S&P500 EQ WT | 78355W106 |
| — | BARNES GROUP INC | 7,800 | $304K | 0.2% | $38.97 | $38.33 | — | COM | 067806109 |
| KO | COCA COLA CO | 7,536 | $296K | 0.2% | $39.28 * | $26.98 | +4.5% | COM | 191216100 |
| MDY | SPDR S&P MIDCAP 400 ETF TR | 1,075 | $294K | 0.2% | $273.49 | $237.49 | +15.0% | UTSER1 S&PDCRP | 78467Y107 |
| PG | PROCTER & GAMBLE CO | 3,715 | $291K | 0.2% | $78.33 * | $58.62 | -0.3% | COM | 742718109 |
| — | COACH INC | 8,326 | $288K | 0.2% | $34.59 | $56.16 | — | COM | 189754104 |
| — | PHH CORP | 10,955 | $285K | 0.2% | $26.02 | $24.19 | — | COM NEW | 693320202 |
| TGNA | TEGNA INC | 8,900 | $285K | 0.2% | $32.02 * | $18.83 | 0.0% | COM | 87901J105 |
| ESS | ESSEX PPTY TR INC | 1,245 | $265K | 0.2% | $212.85 * | $121.84 | +24.2% | COM | 297178105 |
| — | CALAMOS CONV & HIGH INCOME F | 19,800 | $263K | 0.2% | $13.28 | $12.93 | — | COM SHS | 12811P108 |
| ELME | WASHINGTON REAL ESTATE INVT | 10,000 | $260K | 0.2% | $26.00 | $23.36 | — | SH BEN INT | 939653101 |
| DUK | DUKE ENERGY CORP NEW | 3,649 | $258K | 0.2% | $70.70 * | $42.35 | +8.0% | COM NEW | 26441C204 |
| BA | BOEING CO | 1,848 | $256K | 0.2% | $138.53 * | $113.43 | +8.3% | COM | 097023105 |
| KMB | KIMBERLY CLARK CORP | 2,409 | $255K | 0.2% | $105.85 * | $66.47 | +11.7% | COM | 494368103 |
| BMY | BRISTOL MYERS SQUIBB CO | 3,817 | $254K | 0.2% | $66.54 * | $38.91 | +19.4% | COM | 110122108 |
| MINT | PIMCO ETF TR | 2,500 | $253K | 0.2% | $101.20 | $101.45 | -0.3% | ENHAN SHRT MA AC | 72201R833 |
| IJH | ISHARES TR | 1,680 | $252K | 0.2% | $150.00 * | $25.81 | +16.2% | CORE S&P MCP ETF | 464287507 |
| — | BAKER HUGHES INC | 4,084 | $252K | 0.2% | $61.70 | $55.26 | — | COM | 057224107 |
| — | E TRADE FINANCIAL CORP | 8,400 | $252K | 0.2% | $30.00 | $24.29 | — | COM NEW | 269246401 |
| — | FRONTIER COMMUNICATIONS CORP | 49,180 | $243K | 0.2% | $4.94 | $4.81 | — | COM | 35906A108 |
| USB | US BANCORP DEL | 5,506 | $239K | 0.2% | $43.41 * | $25.38 | +17.7% | COM NEW | 902973304 |
| — | CENTRAL SECS CORP | 11,050 | $236K | 0.2% | $21.36 | $21.81 | — | COM | 155123102 |
| JPM | JPMORGAN CHASE & CO | 3,434 | $233K | 0.2% | $67.85 * | $44.28 | +15.2% | COM | 46625H100 |
| — | ELLSWORTH GROWTH & INCOME FD | 25,750 | $227K | 0.2% | $8.82 | $8.69 | — | COM | 289074106 |
| — | HOSPITALITY PPTYS TR | 7,650 | $220K | 0.2% | $28.76 | $27.49 | — | COM SH BEN INT | 44106M102 |
| — | CLAYMORE EXCHANGE TRD FD TR | 7,500 | $214K | 0.2% | $28.53 | $27.66 | — | GUGG S&P GBL WTR | 18383Q507 |
| EPD | ENTERPRISE PRODS PARTNERS L | 7,030 | $210K | 0.2% | $29.87 | $53.27 | — | COM | 293792107 |
| — | PIMCO INCOME STRATEGY FUND I | 20,900 | $205K | 0.1% | $9.81 | $9.95 | — | COM | 72201J104 |
| BMRC | BANK OF MARIN BANCORP | 4,000 | $203K | 0.1% | $50.75 * | $18.24 | +1.3% | COM | 063425102 |
| — | THE ADT CORPORATION | 5,945 | $200K | 0.1% | $33.64 | $35.10 | — | COM | 00101J106 |
| CVE | CENOVUS ENERGY INC | 10,811 | $173K | 0.1% | $16.00 * | $22.44 | -41.1% | COM | 15135U109 |
| — | COHEN & STEERS TOTAL RETURN | 10,793 | $131K | 0.1% | $12.14 | $12.85 | — | COM | 19247R103 |
| — | PUTMAN HIGH INCOME SEC FUND | 14,050 | $109K | 0.1% | $7.76 | $8.26 | — | SHS BEN INT | 746779107 |
| — | KINDER MORGAN INC DEL | 37,696 | $102K | 0.1% | $2.71 | $4.04 | — | *W EXP 05/25/201 | 49456B119 |
| — | TEMPLETON GLOBAL INCOME FD | 12,700 | $89,000 | 0.1% | $7.01 | $7.97 | — | COM | 880198106 |
| — | MANAGED HIGH YIELD PLUS FD I | 47,102 | $84,000 | 0.1% | $1.78 | $2.04 | — | COM | 561911108 |
| — | ABERDEEN ASIA PACIFIC INCOM | 11,500 | $57,000 | 0.0% | $4.96 | $5.74 | — | COM | 003009107 |
| — | PENN WEST PETE LTD NEW | 31,300 | $54,000 | 0.0% | $1.73 | $6.38 | — | COM | 707887105 |
| — | CURIS INC | 10,000 | $33,000 | 0.0% | $3.30 | $2.80 | — | COM | 231269101 |