CIK: 0001427351 · Show all filings
Period: Q4 2015 (← Previous) (Next →)
Filing Date: Feb 10, 2016
Total Value ($000): $136,076 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| CVX | CHEVRON CORP NEW | 57,628 | $5,184 | 3.8% | $72.49 | -19.4% | COM | 166764100 |
| TAP | MOLSON COORS BREWING CO | 40,981 | $3,849 | 2.8% | $40.40 | +73.9% | CL B | 60871R209 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 146,667 | $3,337 | 2.5% | $18.36 | — | SPONSORED ADR | 874039100 |
| INTC | INTEL CORP | 95,246 | $3,281 | 2.4% | $18.89 | +41.1% | COM | 458140100 |
| T | AT&T INC | 92,499 | $3,183 | 2.3% | $11.23 | +10.7% | COM | 00206R102 |
| — | WALGREENS BOOTS ALLIANCE INC | 35,803 | $3,049 | 2.2% | $76.19 | — | COM | 931427108 |
| JNJ | JOHNSON & JOHNSON | 29,462 | $3,026 | 2.2% | $66.41 | +14.3% | COM | 478160104 |
| — | CABELAS INC | 57,110 | $2,669 | 2.0% | $64.92 | — | COM | 126804301 |
| MET | METLIFE INC | 50,057 | $2,413 | 1.8% | $31.80 | -1.9% | COM | 59156R108 |
| WY | WEYERHAEUSER CO | 80,436 | $2,411 | 1.8% | $20.76 | -1.9% | COM | 962166104 |
| TRV | TRAVELERS COMPANIES INC | 20,188 | $2,278 | 1.7% | $69.05 | +28.7% | COM | 89417E109 |
| NSC | NORFOLK SOUTHERN CORP | 26,590 | $2,249 | 1.7% | $66.06 | +4.6% | COM | 655844108 |
| VZ | VERIZON COMMUNICATIONS INC | 46,840 | $2,165 | 1.6% | $26.43 | +1.9% | COM | 92343V104 |
| BXMT | BLACKSTONE MTG TR INC | 77,775 | $2,081 | 1.5% | $28.38 | — | COM CL A | 09257W100 |
| PFE | PFIZER INC | 64,348 | $2,077 | 1.5% | $17.63 | +15.6% | COM | 717081103 |
| — | GENERAL ELECTRIC CO | 63,824 | $1,988 | 1.5% | $27.52 | — | COM | 369604103 |
| AAPL | APPLE INC | 18,876 | $1,987 | 1.5% | $20.75 | +24.0% | COM | 037833100 |
| HD | HOME DEPOT INC | 14,023 | $1,855 | 1.4% | $58.77 | +70.1% | COM | 437076102 |
| MMM | 3M CO | 12,184 | $1,835 | 1.3% | $73.40 | +25.5% | COM | 88579Y101 |
| CMCSA | COMCAST CORP NEW | 31,779 | $1,793 | 1.3% | $18.62 | +27.6% | CL A | 20030N101 |
| — | ANNALY CAP MGMT INC | 190,625 | $1,788 | 1.3% | $10.01 | — | COM | 035710409 |
| WGO | WINNEBAGO INDS INC | 87,367 | $1,739 | 1.3% | $24.25 | -14.4% | COM | 974637100 |
| XLB | SELECT SECTOR SPDR TR | 38,075 | $1,653 | 1.2% | $46.24 | — | SBI MATERIALS | 81369Y100 |
| VOD | VODAFONE GROUP PLC NEW | 49,830 | $1,608 | 1.2% | $35.38 | — | SPNSR ADR NO PAR | 92857W308 |
| IGSB | ISHARES TR | 14,800 | $1,548 | 1.1% | $105.45 | — | 1-3 YR CR BD ETF | 464288646 |
| WMT | WAL-MART STORES INC | 25,040 | $1,535 | 1.1% | $20.30 | -18.1% | COM | 931142103 |
| — | DU PONT E I DE NEMOURS & CO | 22,929 | $1,527 | 1.1% | $64.81 | — | COM | 263534109 |
| ABBV | ABBVIE INC | 25,165 | $1,491 | 1.1% | $38.95 | -2.5% | COM | 00287Y109 |
| OHI | OMEGA HEALTHCARE INVS INC | 42,282 | $1,479 | 1.1% | $32.58 | — | COM | 681936100 |
| BP | BP PLC | 46,815 | $1,463 | 1.1% | $47.05 | — | SPONSORED ADR | 055622104 |
| SPY | SPDR S&P 500 ETF TR | 7,099 | $1,447 | 1.1% | $186.20 | — | TR UNIT | 78462F103 |
| MSFT | MICROSOFT CORP | 25,860 | $1,435 | 1.1% | $31.68 | +45.0% | COM | 594918104 |
| XOM | EXXON MOBIL CORP | 17,996 | $1,403 | 1.0% | $56.43 | -8.9% | COM | 30231G102 |
| XLV | SELECT SECTOR SPDR TR | 19,338 | $1,393 | 1.0% | $55.53 | — | SBI HEALTHCARE | 81369Y209 |
| GPC | GENUINE PARTS CO | 16,010 | $1,375 | 1.0% | $57.23 | +14.0% | COM | 372460105 |
| AMGN | AMGEN INC | 7,476 | $1,214 | 0.9% | $82.90 | +40.5% | COM | 031162100 |
| C | CITIGROUP INC | 23,268 | $1,204 | 0.9% | $37.42 | +5.9% | COM NEW | 172967424 |
| BAC | BANK AMER CORP | 70,410 | $1,185 | 0.9% | $11.96 | +13.4% | COM | 060505104 |
| FDX | FEDEX CORP | 7,685 | $1,145 | 0.8% | $113.87 | +16.2% | COM | 31428X106 |
| CBRE | CBRE GROUP INC | 32,800 | $1,134 | 0.8% | $24.61 | +43.2% | CL A | 12504L109 |
| — | BLACKROCK TAX MUNICPAL BD TR | 54,050 | $1,134 | 0.8% | $19.78 | — | SHS | 09248X100 |
| — | ACE LTD | 9,624 | $1,125 | 0.8% | $105.85 | — | SHS | H0023R105 |
| IBM | INTERNATIONAL BUSINESS MACHS | 7,736 | $1,065 | 0.8% | $105.94 | -17.4% | COM | 459200101 |
| — | INVESCO SR INCOME TR | 258,905 | $1,046 | 0.8% | $5.03 | — | COM | 46131H107 |
| QCOM | QUALCOMM INC | 20,583 | $1,029 | 0.8% | $50.18 | -20.3% | COM | 747525103 |
| — | WYNDHAM WORLDWIDE CORP | 13,825 | $1,004 | 0.7% | $73.71 | — | COM | 98310W108 |
| WFC | WELLS FARGO & CO NEW | 18,423 | $1,001 | 0.7% | $34.52 | +18.3% | COM | 949746101 |
| — | TIME WARNER INC | 14,555 | $941 | 0.7% | $70.24 | — | COM NEW | 887317303 |
| — | APOLLO INVT CORP | 179,625 | $938 | 0.7% | $6.86 | — | COM | 03761U106 |
| CVS | CVS HEALTH CORP | 9,400 | $919 | 0.7% | $47.37 | +53.3% | COM | 126650100 |
| IGM | ISHARES TR | 7,850 | $869 | 0.6% | $89.56 | — | N AMER TECH ETF | 464287549 |
| XLU | SELECT SECTOR SPDR TR | 19,660 | $851 | 0.6% | $38.64 | — | SBI INT-UTILS | 81369Y886 |
| EWG | ISHARES | 32,189 | $843 | 0.6% | $31.59 | — | MSCI GERMANY ETF | 464286806 |
| HON | HONEYWELL INTL INC | 8,001 | $829 | 0.6% | $60.82 | +22.1% | COM | 438516106 |
| NVO | NOVO-NORDISK A S | 13,790 | $801 | 0.6% | $75.63 | — | ADR | 670100205 |
| — | TIME WARNER CABLE INC | 4,272 | $793 | 0.6% | $136.18 | — | COM | 88732J207 |
| — | ISHARES | 60,875 | $777 | 0.6% | $14.42 | — | MSCI TAIWAN ETF | 464286731 |
| SLB | SCHLUMBERGER LTD | 10,824 | $755 | 0.6% | $65.68 | -14.6% | COM | 806857108 |
| IXJ | ISHARES TR | 7,205 | $739 | 0.5% | $86.51 | — | GLOB HLTHCRE ETF | 464287325 |
| — | COHEN & STEERS INFRASTRUCTUR | 38,356 | $732 | 0.5% | $20.63 | — | COM | 19248A109 |
| ADBE | ADOBE SYS INC | 7,780 | $731 | 0.5% | $66.39 | +35.3% | COM | 00724F101 |
| — | UNITED TECHNOLOGIES CORP | 7,545 | $725 | 0.5% | $113.39 | — | COM | 913017109 |
| — | ISHARES | 59,130 | $717 | 0.5% | $12.13 | — | MSCI JAPAN ETF | 464286848 |
| — | NUVEEN PFD INCOME OPPRTNY FD | 75,750 | $694 | 0.5% | $8.88 | — | COM | 67073B106 |
| VEA | VANGUARD TAX MANAGED INTL FD | 18,445 | $677 | 0.5% | $36.70 | — | FTSE DEV MKT ETF | 921943858 |
| — | SPDR INDEX SHS FDS | 12,024 | $653 | 0.5% | $50.23 | — | RUSS NOM SC JP | 78463X822 |
| CSCO | CISCO SYS INC | 23,586 | $640 | 0.5% | $15.82 | +27.5% | COM | 17275R102 |
| — | STRATEGIC GLOBAL INCOME FD | 70,101 | $614 | 0.5% | $9.03 | — | COM | 862719101 |
| — | MARKET VECTORS ETF TR | 18,360 | $567 | 0.4% | $30.14 | — | HG YLD MUN ETF | 57060U878 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 35,500 | $566 | 0.4% | $13.68 | — | SH BEN INT | 09248E102 |
| BSV | VANGUARD BD INDEX FD INC | 6,721 | $535 | 0.4% | $79.60 | — | SHORT TRM BOND | 921937827 |
| DJP | BARCLAYS BK PLC | 24,740 | $531 | 0.4% | $29.92 | — | DJUBS CMDT ETN36 | 06738C778 |
| KHC | KRAFT HEINZ CO | 7,208 | $524 | 0.4% | $47.82 | -1.6% | COM | 500754106 |
| — | BARRICK GOLD CORP | 71,003 | $524 | 0.4% | $10.31 | — | COM | 067901108 |
| — | EATON VANCE SR INCOME TR | 88,953 | $513 | 0.4% | $6.85 | — | SH BEN INT | 27826S103 |
| PG | PROCTER & GAMBLE CO | 6,423 | $510 | 0.4% | $57.66 | +0.5% | COM | 742718109 |
| BA | BOEING CO | 3,478 | $503 | 0.4% | $120.67 | +6.8% | COM | 097023105 |
| SHY | ISHARES TR | 5,956 | $502 | 0.4% | $84.45 | — | 1-3 YR TR BD ETF | 464287457 |
| ADP | AUTOMATIC DATA PROCESSING IN | 5,883 | $498 | 0.4% | $51.46 | +34.3% | COM | 053015103 |
| ZBH | ZIMMER BIOMET HLDGS INC | 4,769 | $489 | 0.4% | $78.29 | +15.0% | COM | 98956P102 |
| DGT | SPDR SERIES TRUST | 7,568 | $489 | 0.4% | $69.33 | — | GLB DOW ETF | 78464A706 |
| M | MACYS INC | 13,854 | $485 | 0.4% | $48.46 | -10.6% | COM | 55616P104 |
| PEP | PEPSICO INC | 4,745 | $474 | 0.3% | $57.75 | +27.2% | COM | 713448108 |
| IJR | ISHARES TR | 4,298 | $473 | 0.3% | $110.05 | — | CORE S&P SCP ETF | 464287804 |
| — | CENTRAL EUR RUSS & TURK FD I | 28,360 | $472 | 0.3% | $29.77 | — | COM | 153436100 |
| IXP | ISHARES TR | 8,125 | $470 | 0.3% | $67.82 | — | GLOB TELECOM ETF | 464287275 |
| — | L-3 COMMUNICATIONS HLDGS INC | 3,900 | $466 | 0.3% | $107.10 | — | COM | 502424104 |
| NWL | NEWELL RUBBERMAID INC | 10,444 | $460 | 0.3% | $19.05 | +52.7% | COM | 651229106 |
| GBDC | GOLUB CAP BDC INC | 27,600 | $459 | 0.3% | $6.06 | +9.2% | COM | 38173M102 |
| MDT | MEDTRONIC PLC | 5,874 | $452 | 0.3% | $58.10 | +0.8% | SHS | G5960L103 |
| — | CBRE CLARION GLOBAL REAL EST | 58,700 | $448 | 0.3% | $7.92 | — | COM | 12504G100 |
| EMR | EMERSON ELEC CO | 9,349 | $447 | 0.3% | $48.18 | -24.2% | COM | 291011104 |
| VWO | VANGUARD INTL EQUITY INDEX F | 13,277 | $434 | 0.3% | $32.69 | — | FTSE EMR MKT ETF | 922042858 |
| MDLZ | MONDELEZ INTL INC | 9,254 | $415 | 0.3% | $25.79 | +37.6% | CL A | 609207105 |
| KMI | KINDER MORGAN INC DEL | 26,533 | $396 | 0.3% | $19.42 | -26.4% | COM | 49456B101 |
| ORCL | ORACLE CORP | 10,719 | $392 | 0.3% | $29.11 | +12.7% | COM | 68389X105 |
| — | NEW IRELAND FUND INC | 28,171 | $392 | 0.3% | $12.85 | — | COM | 645673104 |
| JPM | JPMORGAN CHASE & CO | 5,789 | $382 | 0.3% | $46.47 | +6.9% | COM | 46625H100 |
| CAJPY | CANON INC | 12,200 | $368 | 0.3% | $32.01 | — | SPONSORED ADR | 138006309 |
| — | ABERDEEN LATIN AMER EQTY FD | 23,550 | $359 | 0.3% | $27.71 | — | COM | 00306K106 |
| NEE | NEXTERA ENERGY INC | 3,324 | $345 | 0.3% | $15.48 | +25.9% | COM | 65339F101 |
| — | DOW CHEM CO | 6,637 | $342 | 0.3% | $44.87 | — | COM | 260543103 |
| EWC | ISHARES | 15,700 | $338 | 0.2% | $29.15 | — | MSCI CDA ETF | 464286509 |
| — | XL GROUP PLC | 8,500 | $333 | 0.2% | $31.88 | — | SHS | G98290102 |
| — | UNITED STATES STL CORP NEW | 41,780 | $333 | 0.2% | $29.51 | — | COM | 912909108 |
| VOX | VANGUARD WORLD FDS | 3,813 | $320 | 0.2% | $83.74 | — | TELCOMM ETF | 92204A884 |
| HPE | HEWLETT PACKARD ENTERPRISE C | 20,974 | $319 | 0.2% | $6.50 | 0.0% | COM | 42824C109 |
| KO | COCA COLA CO | 7,386 | $317 | 0.2% | $26.98 | +14.3% | COM | 191216100 |
| — | SWISS HELVETIA FD INC | 29,865 | $315 | 0.2% | $13.94 | — | COM | 870875101 |
| ARCB | ARCBEST CORP | 14,410 | $308 | 0.2% | $36.47 | -37.9% | COM | 03937C105 |
| KMB | KIMBERLY CLARK CORP | 2,409 | $307 | 0.2% | $66.47 | +27.9% | COM | 494368103 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 1,761 | $306 | 0.2% | $165.43 | — | UT SER 1 | 78467X109 |
| AIG | AMERICAN INTL GROUP INC | 4,938 | $306 | 0.2% | $47.33 | 0.0% | COM NEW | 026874784 |
| ESS | ESSEX PPTY TR INC | 1,245 | $298 | 0.2% | $121.84 | +35.1% | COM | 297178105 |
| MRK | MERCK & CO INC NEW | 5,541 | $293 | 0.2% | $34.33 | +7.1% | COM | 58933Y105 |
| — | RYDEX ETF TRUST | 3,823 | $293 | 0.2% | $71.15 | — | GUG S&P500 EQ WT | 78355W106 |
| IJK | ISHARES TR | 1,812 | $292 | 0.2% | $161.15 | — | S&P MC 400GR ETF | 464287606 |
| — | TEKLA LIFE SCIENCES INVS | 12,195 | $288 | 0.2% | $24.86 | — | SH BEN INT | 87911K100 |
| IJJ | ISHARES TR | 2,461 | $288 | 0.2% | $117.03 | — | S&P MC 400VL ETF | 464287705 |
| BIV | VANGUARD BD INDEX FD INC | 3,429 | $285 | 0.2% | $83.11 | — | INTERMED TERM | 921937819 |
| — | BARNES GROUP INC | 7,800 | $276 | 0.2% | $38.33 | — | COM | 067806109 |
| — | COACH INC | 8,326 | $273 | 0.2% | $56.16 | — | COM | 189754104 |
| MDY | SPDR S&P MIDCAP 400 ETF TR | 1,066 | $271 | 0.2% | $245.96 | — | UTSER1 S&PDCRP | 78467Y107 |
| ELME | WASHINGTON REAL ESTATE INVT | 10,000 | $271 | 0.2% | $23.36 | — | SH BEN INT | 939653101 |
| — | CELGENE CORP | 2,242 | $269 | 0.2% | $119.98 | — | COM | 151020104 |
| VNQ | VANGUARD INDEX FDS | 3,338 | $266 | 0.2% | $79.69 | — | REIT ETF | 922908553 |
| BMY | BRISTOL MYERS SQUIBB CO | 3,817 | $263 | 0.2% | $38.91 | +20.0% | COM | 110122108 |
| DUK | DUKE ENERGY CORP NEW | 3,649 | $261 | 0.2% | $42.35 | +9.5% | COM NEW | 26441C204 |
| EQT | EQT CORP | 5,015 | $261 | 0.2% | $43.43 | -28.9% | COM | 26884L109 |
| — | CIMAREX ENERGY CO | 2,925 | $261 | 0.2% | $104.92 | — | COM | 171798101 |
| HSBC | HSBC HLDGS PLC | 6,589 | $260 | 0.2% | $55.03 | — | SPON ADR NEW | 404280406 |
| USB | US BANCORP DEL | 6,031 | $257 | 0.2% | $25.74 | +15.0% | COM NEW | 902973304 |
| — | TYCO INTL PLC | 7,990 | $255 | 0.2% | $43.89 | — | SHS | G91442106 |
| RWX | SPDR INDEX SHS FDS | 6,435 | $252 | 0.2% | $39.16 | — | DJ INTL RL ETF | 78463X863 |
| MINT | PIMCO ETF TR | 2,500 | $252 | 0.2% | $101.25 | — | ENHAN SHRT MA AC | 72201R833 |
| — | COVANTA HLDG CORP | 16,300 | $252 | 0.2% | $18.09 | — | COM | 22282E102 |
| META | FACEBOOK INC | 2,400 | $251 | 0.2% | $102.01 | 0.0% | CL A | 30303M102 |
| — | E TRADE FINANCIAL CORP | 8,400 | $249 | 0.2% | $24.29 | — | COM NEW | 269246401 |
| HPQ | HP INC | 20,974 | $248 | 0.2% | $9.12 | 0.0% | COM | 40434L105 |
| NEM | NEWMONT MINING CORP | 13,802 | $248 | 0.2% | $14.41 | 0.0% | COM | 651639106 |
| — | CENTRAL SECS CORP | 12,862 | $245 | 0.2% | $21.52 | — | COM | 155123102 |
| SYF | SYNCHRONY FINL | 7,797 | $237 | 0.2% | $25.00 | 0.0% | COM | 87165B103 |
| TGNA | TEGNA INC | 9,300 | $237 | 0.2% | $18.74 | -9.8% | COM | 87901J105 |
| IJH | ISHARES TR | 1,680 | $234 | 0.2% | $133.93 | — | CORE S&P MCP ETF | 464287507 |
| — | RAYTHEON CO | 1,768 | $220 | 0.2% | $124.43 | — | COM NEW | 755111507 |
| — | FRONTIER COMMUNICATIONS CORP | 46,180 | $216 | 0.2% | $4.81 | — | COM | 35906A108 |
| BMRC | BANK OF MARIN BANCORP | 4,000 | $214 | 0.2% | $19.48 | 0.0% | COM | 063425102 |
| — | ANADARKO PETE CORP | 4,394 | $213 | 0.2% | $48.48 | — | COM | 032511107 |
| GILD | GILEAD SCIENCES INC | 2,059 | $208 | 0.2% | $72.90 | 0.0% | COM | 375558103 |
| SO | SOUTHERN CO | 4,452 | $208 | 0.2% | $29.62 | 0.0% | COM | 842587107 |
| — | REYNOLDS AMERICAN INC | 4,454 | $206 | 0.2% | $46.25 | — | COM | 761713106 |
| — | CALAMOS CONV & HIGH INCOME F | 19,200 | $202 | 0.1% | $12.93 | — | COM SHS | 12811P108 |
| — | CLAYMORE EXCHANGE TRD FD TR | 7,400 | $201 | 0.1% | $27.16 | — | GUGG S&P GBL WTR | 18383Q507 |
| — | ELLSWORTH GROWTH & INCOME FD | 25,157 | $195 | 0.1% | $8.69 | — | COM | 289074106 |
| — | PHH CORP | 11,880 | $192 | 0.1% | $23.41 | — | COM NEW | 693320202 |
| — | TEXTAINER GROUP HOLDINGS LTD | 13,100 | $185 | 0.1% | $40.23 | — | SHS | G8766E109 |
| FCX | FREEPORT-MCMORAN INC | 27,298 | $185 | 0.1% | $26.50 | -67.4% | CL B | 35671D857 |
| — | PIMCO INCOME STRATEGY FUND I | 20,900 | $183 | 0.1% | $9.95 | — | COM | 72201J104 |
| — | COHEN & STEERS TOTAL RETURN | 11,251 | $142 | 0.1% | $12.82 | — | COM | 19247R103 |
| CVE | CENOVUS ENERGY INC | 10,811 | $136 | 0.1% | $22.44 | -45.1% | COM | 15135U109 |
| — | PUTMAN HIGH INCOME SEC FUND | 14,050 | $103 | 0.1% | $8.26 | — | SHS BEN INT | 746779107 |
| — | NUVEEN CR STRATEGIES INCM FD | 10,700 | $84 | 0.1% | $7.85 | — | COM SHS | 67073D102 |
| — | MANAGED HIGH YIELD PLUS FD I | 47,102 | $83 | 0.1% | $2.04 | — | COM | 561911108 |
| — | TEMPLETON GLOBAL INCOME FD | 12,100 | $77 | 0.1% | $7.97 | — | COM | 880198106 |
| — | ABERDEEN ASIA PACIFIC INCOM | 11,500 | $53 | 0.0% | $5.74 | — | COM | 003009107 |
| — | ENERPLUS CORP | 15,050 | $51 | 0.0% | $16.47 | — | COM | 292766102 |
| — | CURIS INC | 10,000 | $29 | 0.0% | $2.80 | — | COM | 231269101 |
| — | KINDER MORGAN INC DEL | 37,696 | $2 | 0.0% | $4.04 | — | *W EXP 05/25/201 | 49456B119 |