Location: St. George, UT
CIK: 0001802530 · Show all filings
Period: Q4 2019 (Next →)
Filing Date: Feb 12, 2020
Total Value: $519M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | INNOVATOR ETFS TR II | 2,227,773 | $86.06M | 16.6% | $38.63 | $38.63 | — | LUNT LOW VOL HIG | 45783G102 |
| SKYW | SKYWEST INC | 951,377 | $61.49M | 11.8% | $64.63 | $60.91 | +6.1% | COM | 830879102 |
| MINT | PIMCO ETF TR | 367,117 | $37.3M | 7.2% | $101.59 | $101.65 | -0.1% | ENHAN SHRT MA AC | 72201R833 |
| MMSI | MERIT MED SYS INC | 808,077 | $25.23M | 4.9% | $31.22 | $28.64 | +9.0% | COM | 589889104 |
| IJH | ISHARES TR | 105,343 | $21.68M | 4.2% | $205.82 * | $39.63 | +3.9% | CORE S&P MCP ETF | 464287507 |
| SCHF | SCHWAB STRATEGIC TR | 447,048 | $15.03M | 2.9% | $33.63 * | $16.45 | +2.2% | INTL EQTY ETF | 808524805 |
| AGG | ISHARES TR | 128,113 | $14.4M | 2.8% | $112.37 | $112.69 | -0.3% | CORE US AGGBD ET | 464287226 |
| TIP | ISHARES TR | 113,632 | $13.25M | 2.6% | $116.57 | $116.25 | +0.3% | TIPS BD ETF | 464287176 |
| SNFCA | SECURITY NATL FINL CORP | 2,024,828 | $11.85M | 2.3% | $5.85 * | $4.11 | +11.5% | CL A NEW | 814785309 |
| BND | VANGUARD BD INDEX FD INC | 140,924 | $11.82M | 2.3% | $83.86 | $84.07 | -0.3% | TOTAL BND MRKT | 921937835 |
| IVV | ISHARES TR | 33,343 | $10.78M | 2.1% | $323.25 | $309.49 | +4.4% | CORE S&P500 ETF | 464287200 |
| IJR | ISHARES TR | 123,072 | $10.32M | 2.0% | $83.85 | $80.45 | +4.2% | CORE S&P SCP ETF | 464287804 |
| PTLC | PACER FDS TR | 289,206 | $9.677M | 1.9% | $33.46 | $32.21 | +3.9% | TRENDP US LAR CP | 69374H105 |
| FCTR | FIRST TR EXCHANGE TRADED FD | 358,644 | $8.174M | 1.6% | $22.79 | $22.15 | +2.9% | LUNT US FACTOR | 33733E872 |
| — | PEOPLES UTAH BANCORP | 269,349 | $8.113M | 1.6% | $30.12 | $30.12 | — | COM | 712706209 |
| IEMG | ISHARES INC | 147,935 | $7.953M | 1.5% | $53.76 | $51.53 | +4.3% | CORE MSCI EMKT | 46434G103 |
| VCSH | VANGUARD SCOTTSDALE FDS | 97,591 | $7.908M | 1.5% | $81.03 | $81.01 | +0.0% | SHRT TRM CORP BD | 92206C409 |
| EMB | ISHARES TR | 53,686 | $6.15M | 1.2% | $114.56 | $112.98 | +1.4% | JPMORGAN USD EMG | 464288281 |
| STIP | ISHARES TR | 55,589 | $5.598M | 1.1% | $100.70 | $100.31 | +0.4% | 0-5 YR TIPS ETF | 46429B747 |
| SCHD | SCHWAB STRATEGIC TR | 92,485 | $5.357M | 1.0% | $57.92 * | $18.73 | +3.1% | US DIVIDEND EQ | 808524797 |
| FBND | FIDELITY | 103,450 | $5.353M | 1.0% | $51.74 | $51.69 | +0.1% | TOTAL BD ETF | 316188309 |
| FDIS | FIDELITY COVINGTON TR | 106,923 | $5.159M | 1.0% | $48.25 | $46.55 | +3.6% | MSCI CONSM DIS | 316092204 |
| DON | WISDOMTREE TR | 131,522 | $5.003M | 1.0% | $38.04 | $36.98 | +2.9% | US MIDCAP DIVID | 97717W505 |
| IXUS | ISHARES TR | 77,025 | $4.768M | 0.9% | $61.90 | $59.92 | +3.3% | CORE MSCI TOTAL | 46432F834 |
| BSV | VANGUARD BD INDEX FD INC | 58,755 | $4.736M | 0.9% | $80.61 | $80.71 | -0.1% | SHORT TRM BOND | 921937827 |
| FIDU | FIDELITY COVINGTON TR | 111,568 | $4.69M | 0.9% | $42.04 | $41.05 | +2.4% | MSCI INDL INDX | 316092709 |
| EFAV | ISHARES TR | 62,291 | $4.643M | 0.9% | $74.54 | $74.51 | +0.0% | MIN VOL EAFE ETF | 46429B689 |
| SUB | ISHARES TR | 41,255 | $4.405M | 0.8% | $106.77 | $106.65 | +0.1% | SHRT NAT MUN ETF | 464288158 |
| IEFA | ISHARES TR | 67,173 | $4.382M | 0.8% | $65.23 | $63.43 | +2.9% | CORE MSCI EAFE | 46432F842 |
| FREL | FIDELITY COVINGTON TR | 147,243 | $4.102M | 0.8% | $27.86 | $27.71 | +0.5% | MSCI RL EST ETF | 316092857 |
| ITOT | ISHARES TR | 52,779 | $3.836M | 0.7% | $72.68 | $69.58 | +4.5% | CORE S&P TTL STK | 464287150 |
| FPE | FIRST TR EXCHANGE-TRADED FD | 170,382 | $3.42M | 0.7% | $20.07 | $19.90 | +0.9% | PFD SECS INC ETF | 33739E108 |
| SPY | SPDR S&P 500 ETF TR | 10,412 | $3.351M | 0.6% | $321.84 | $307.92 | +4.5% | TR UNIT | 78462F103 |
| AAPL | APPLE INC | 10,539 | $3.095M | 0.6% | $293.67 * | $62.02 | +14.2% | COM | 037833100 |
| BA | BOEING CO | 8,655 | $2.819M | 0.5% | $325.71 | $351.04 | -7.8% | COM | 097023105 |
| FLTB | FIDELITY | 54,551 | $2.777M | 0.5% | $50.91 | $51.01 | -0.2% | LTD TRM BD ETF | 316188200 |
| BLV | VANGUARD BD INDEX FD INC | 27,401 | $2.749M | 0.5% | $100.32 | $101.29 | -0.9% | LONG TERM BOND | 921937793 |
| VWO | VANGUARD INTL EQUITY INDEX F | 59,139 | $2.63M | 0.5% | $44.47 | $42.37 | +5.0% | FTSE EMR MKT ETF | 922042858 |
| EMLP | FIRST TR EXCHANGE TRADED FD | 98,613 | $2.514M | 0.5% | $25.49 | $24.88 | +2.5% | NO AMER ENERGY | 33738D101 |
| ACWI | ISHARES TR | 29,559 | $2.343M | 0.5% | $79.27 | $76.46 | +3.7% | MSCI ACWI ETF | 464288257 |
| AMZN | AMAZON COM INC | 1,085 | $2.005M | 0.4% | $1847.93 * | $88.51 | +4.4% | COM | 023135106 |
| EEMV | ISHARES INC | 33,711 | $1.978M | 0.4% | $58.68 | $58.04 | +1.1% | MIN VOL EMRG MKT | 464286533 |
| WFC | WELLS FARGO CO NEW | 34,830 | $1.874M | 0.4% | $53.80 * | $44.70 | +3.1% | COM | 949746101 |
| VOO | VANGUARD INDEX FDS | 6,018 | $1.78M | 0.3% | $295.78 | $282.87 | +4.6% | S&P 500 ETF SHS | 922908363 |
| MSFT | MICROSOFT CORP | 11,260 | $1.776M | 0.3% | $157.73 * | $139.23 | +7.5% | COM | 594918104 |
| FTEC | FIDELITY COVINGTON TR | 24,492 | $1.775M | 0.3% | $72.47 | $67.75 | +7.0% | MSCI INFO TECH I | 316092808 |
| EFA | ISHARES TR | 24,742 | $1.718M | 0.3% | $69.44 | $67.54 | +2.8% | MSCI EAFE ETF | 464287465 |
| POCT | INNOVATOR ETFS TR | 61,904 | $1.56M | 0.3% | $25.20 | $25.06 | +0.5% | S&P 500 PWRETF | 45782C797 |
| VO | VANGUARD INDEX FDS | 8,086 | $1.441M | 0.3% | $178.21 * | $42.94 | +3.7% | MID CAP ETF | 922908629 |
| PFF | ISHARES TR | 37,313 | $1.403M | 0.3% | $37.60 | $37.30 | +0.8% | PFD AND INCM SEC | 464288687 |
| T | AT&T INC | 33,617 | $1.314M | 0.3% | $39.09 * | $18.86 | +2.4% | COM | 00206R102 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 5,245 | $1.188M | 0.2% | $226.50 | $217.17 | +4.3% | CL B NEW | 084670702 |
| VTI | VANGUARD INDEX FDS | 6,898 | $1.129M | 0.2% | $163.67 | $156.68 | +4.4% | TOTAL STK MKT | 922908769 |
| HDV | ISHARES TR | 11,473 | $1.125M | 0.2% | $98.06 * | $19.08 | +2.8% | CORE HIGH DV ETF | 46429B663 |
| VEA | VANGUARD TAX MANAGED INTL FD | 25,138 | $1.108M | 0.2% | $44.08 | $42.64 | +3.3% | FTSE DEV MKT ETF | 921943858 |
| JNJ | JOHNSON & JOHNSON | 7,312 | $1.067M | 0.2% | $145.92 * | $114.10 | +8.0% | COM | 478160104 |
| — | UNITED TECHNOLOGIES CORP | 6,835 | $1.024M | 0.2% | $149.82 | $149.82 | — | COM | 913017109 |
| FCOM | FIDELITY COVINGTON TR | 28,488 | $1.019M | 0.2% | $35.77 | $34.44 | +3.9% | MSCI COMMNTN SVC | 316092873 |
| XOM | EXXON MOBIL CORP | 13,617 | $950K | 0.2% | $69.77 * | $52.07 | +1.4% | COM | 30231G102 |
| KO | COCA COLA CO | 14,859 | $822K | 0.2% | $55.32 * | $44.51 | +3.4% | COM | 191216100 |
| IJS | ISHARES TR | 5,101 | $820K | 0.2% | $160.75 * | $77.51 | +3.7% | SP SMCP600VL ETF | 464287879 |
| PG | PROCTER & GAMBLE CO | 6,351 | $793K | 0.2% | $124.86 * | $105.24 | +2.2% | COM | 742718109 |
| EPP | ISHARES INC | 16,592 | $768K | 0.1% | $46.29 | $45.75 | +1.2% | MSCI PAC JP ETF | 464286665 |
| JPM | JPMORGAN CHASE & CO | 5,137 | $716K | 0.1% | $139.38 * | $108.67 | +8.7% | COM | 46625H100 |
| TLT | ISHARES TR | 5,235 | $709K | 0.1% | $135.43 | $139.19 | -2.7% | 20 YR TR BD ETF | 464287432 |
| IJT | ISHARES TR | 3,567 | $690K | 0.1% | $193.44 * | $92.34 | +4.7% | S&P SML 600 GWT | 464287887 |
| HON | HONEYWELL INTL INC | 3,699 | $655K | 0.1% | $177.07 * | $143.91 | +2.3% | COM | 438516106 |
| IEUR | ISHARES TR | 12,679 | $632K | 0.1% | $49.85 | $47.64 | +4.7% | CORE MSCI EURO | 46434V738 |
| MAR | MARRIOTT INTL INC NEW | 4,164 | $631K | 0.1% | $151.54 * | $128.46 | +13.2% | CL A | 571903202 |
| GLD | SPDR GOLD TRUST | 4,391 | $627K | 0.1% | $142.79 | $139.74 | +2.3% | GOLD SHS | 78463V107 |
| MCD | MCDONALDS CORP | 3,080 | $609K | 0.1% | $197.73 * | $171.93 | +0.0% | COM | 580135101 |
| ENB | ENBRIDGE INC | 15,252 | $607K | 0.1% | $39.80 * | $24.85 | +7.2% | COM | 29250N105 |
| INTC | INTEL CORP | 9,974 | $597K | 0.1% | $59.86 * | $49.26 | +7.2% | COM | 458140100 |
| MMM | 3M CO | 3,335 | $588K | 0.1% | $176.31 * | $111.76 | +5.8% | COM | 88579Y101 |
| VB | VANGUARD INDEX FDS | 3,549 | $588K | 0.1% | $165.68 | $159.29 | +4.0% | SMALL CP ETF | 922908751 |
| MFIN | MEDALLION FINL CORP | 80,287 | $584K | 0.1% | $7.27 * | $5.46 | +11.0% | COM | 583928106 |
| COST | COSTCO WHSL CORP NEW | 1,973 | $580K | 0.1% | $293.97 * | $271.52 | -1.0% | COM | 22160K105 |
| GOVT | ISHARES TR | 22,089 | $573K | 0.1% | $25.94 | $26.12 | -0.7% | US TREAS BD ETF | 46429B267 |
| EEMS | ISHARES INC | 12,570 | $569K | 0.1% | $45.27 | $43.55 | +3.9% | EM MKT SM-CP ETF | 464286475 |
| FC | FRANKLIN COVEY CO | 17,460 | $563K | 0.1% | $32.25 | $36.24 | -11.1% | COM | 353469109 |
| — | GENERAL ELECTRIC CO | 49,983 | $558K | 0.1% | $11.16 | $11.16 | — | COM | 369604103 |
| PFE | PFIZER INC | 14,103 | $553K | 0.1% | $39.21 * | $26.71 | +4.8% | COM | 717081103 |
| FHLC | FIDELITY COVINGTON TR | 11,053 | $550K | 0.1% | $49.76 | $46.44 | +7.1% | MSCI HLTH CARE I | 316092600 |
| VNQ | VANGUARD INDEX FDS | 5,910 | $548K | 0.1% | $92.72 | $92.60 | +0.2% | REAL ESTATE ETF | 922908553 |
| — | PLURALSIGHT INC | 30,392 | $523K | 0.1% | $17.21 | $17.21 | — | COM CL A | 72941B106 |
| VTV | VANGUARD INDEX FDS | 4,215 | $505K | 0.1% | $119.81 | $115.44 | +3.8% | VALUE ETF | 922908744 |
| CMP | COMPASS MINERALS INTL INC | 8,253 | $503K | 0.1% | $60.95 * | $49.59 | +8.4% | COM | 20451N101 |
| UPS | UNITED PARCEL SERVICE INC | 4,266 | $499K | 0.1% | $116.97 * | $92.83 | -0.7% | CL B | 911312106 |
| DIS | DISNEY WALT CO | 3,380 | $489K | 0.1% | $144.67 * | $135.71 | +4.1% | COM DISNEY | 254687106 |
| IWP | ISHARES TR | 3,120 | $476K | 0.1% | $152.56 * | $73.31 | +4.1% | RUS MD CP GR ETF | 464287481 |
| SLV | ISHARES SILVER TRUST | 27,908 | $466K | 0.1% | $16.70 | $16.20 | +3.0% | ISHARES | 46428Q109 |
| GIS | GENERAL MLS INC | 8,458 | $453K | 0.1% | $53.56 * | $42.80 | +1.7% | COM | 370334104 |
| VTR | VENTAS INC | 7,695 | $444K | 0.1% | $57.70 * | $49.16 | -6.8% | COM | 92276F100 |
| CVX | CHEVRON CORP NEW | 3,622 | $436K | 0.1% | $120.38 * | $89.68 | +2.8% | COM | 166764100 |
| FDVV | FIDELITY COVINGTON TR | 13,237 | $430K | 0.1% | $32.48 | $31.10 | +4.4% | HIGH DIVID ETF | 316092840 |
| IJUL | INNOVATOR ETFS TR | 17,997 | $427K | 0.1% | $23.73 | $23.44 | +1.3% | MSCI EAFE PWR | 45782C722 |
| UJUL | INNOVATOR ETFS TR | 16,836 | $424K | 0.1% | $25.18 | $25.71 | -1.9% | S&P 500 ULTRA | 45782C839 |
| GOOGL | ALPHABET INC | 316 | $423K | 0.1% | $1338.61 * | $64.02 | +3.8% | CAP STK CL A | 02079K305 |
| EMR | EMERSON ELEC CO | 5,417 | $413K | 0.1% | $76.24 * | $62.82 | +6.2% | COM | 291011104 |
| FTQI | FIRST TR EXCHANGE TRADED FD | 18,463 | $412K | 0.1% | $22.31 | $22.22 | +0.6% | HEDGED BUYWRITE | 33738R407 |
| DUK | DUKE ENERGY CORP NEW | 4,465 | $407K | 0.1% | $91.15 * | $71.81 | +0.0% | COM NEW | 26441C204 |
| GOOG | ALPHABET INC | 295 | $394K | 0.1% | $1335.59 * | $64.05 | +3.6% | CAP STK CL C | 02079K107 |
| DVY | ISHARES TR | 3,714 | $392K | 0.1% | $105.55 | $103.00 | +2.6% | SELECT DIVID ETF | 464287168 |
| VV | VANGUARD INDEX FDS | 2,598 | $384K | 0.1% | $147.81 | $141.46 | +4.5% | LARGE CAP ETF | 922908637 |
| D | DOMINION ENERGY INC | 4,591 | $380K | 0.1% | $82.77 * | $62.41 | +2.2% | COM | 25746U109 |
| CVS | CVS HEALTH CORP | 5,080 | $377K | 0.1% | $74.21 * | $57.78 | +6.0% | COM | 126650100 |
| ORCL | ORACLE CORP | 7,113 | $377K | 0.1% | $53.00 * | $50.44 | -3.7% | COM | 68389X105 |
| NSC | NORFOLK SOUTHERN CORP | 1,906 | $370K | 0.1% | $194.12 * | $165.56 | +3.7% | COM | 655844108 |
| PEP | PEPSICO INC | 2,639 | $361K | 0.1% | $136.79 * | $112.78 | +0.9% | COM | 713448108 |
| BJAN | INNOVATOR ETFS TR | 11,791 | $343K | 0.1% | $29.09 | $29.24 | -0.5% | S&P 500 BUFFER | 45782C409 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 1 | $340K | 0.1% | $340000.00 | $325723.70 | +4.3% | CL A | 084670108 |
| SO | SOUTHERN CO | 5,174 | $330K | 0.1% | $63.78 * | $48.90 | +3.3% | COM | 842587107 |
| PM | PHILIP MORRIS INTL INC | 3,820 | $325K | 0.1% | $85.08 * | $60.01 | +4.5% | COM | 718172109 |
| CSCO | CISCO SYS INC | 6,742 | $323K | 0.1% | $47.91 * | $38.56 | +3.2% | COM | 17275R102 |
| O | REALTY INCOME CORP | 4,274 | $315K | 0.1% | $73.70 * | $54.96 | -3.6% | COM | 756109104 |
| EJUL | INNOVATOR ETFS TR | 12,114 | $315K | 0.1% | $26.00 | $25.39 | +2.4% | MSCI EMGR MKT | 45782C714 |
| TMO | THERMO FISHER SCIENTIFIC INC | 962 | $313K | 0.1% | $325.36 | $298.40 | +7.2% | COM | 883556102 |
| SCHP | SCHWAB STRATEGIC TR | 5,371 | $304K | 0.1% | $56.60 * | $28.34 | -0.1% | US TIPS ETF | 808524870 |
| SYK | STRYKER CORP | 1,442 | $303K | 0.1% | $210.12 * | $194.19 | +1.4% | COM | 863667101 |
| UDEC | INNOVATOR ETFS TR | 11,355 | $303K | 0.1% | $26.68 | $26.52 | +0.5% | S&P 500 ULTRA | 45782C532 |
| RSPT | INVESCO EXCHANGE TRADED FD T | 1,460 | $289K | 0.1% | $197.95 * | $18.76 | +5.6% | S&P500 EQL TEC | 46137V282 |
| — | CORESITE RLTY CORP | 2,546 | $285K | 0.1% | $111.94 | $111.94 | — | COM | 21870Q105 |
| IVE | ISHARES TR | 2,170 | $282K | 0.1% | $129.95 | $124.43 | +4.5% | S&P 500 VAL ETF | 464287408 |
| UOCT | INNOVATOR ETFS TR | 11,274 | $281K | 0.1% | $24.92 | $24.92 | +0.1% | S&P 500 ULTRA | 45782C821 |
| HSIC | HENRY SCHEIN INC | 4,194 | $280K | 0.1% | $66.76 | $66.14 | +0.9% | COM | 806407102 |
| UAUG | INNOVATOR ETFS TR | 10,736 | $277K | 0.1% | $25.80 | $25.51 | +1.3% | S&P 500 ULTRA | 45782C672 |
| ZION | ZIONS BANCORPORATION N A | 5,284 | $274K | 0.1% | $51.85 | $48.54 | +7.0% | COM | 989701107 |
| COP | CONOCOPHILLIPS | 4,059 | $264K | 0.1% | $65.04 * | $47.16 | +10.7% | COM | 20825C104 |
| SBUX | STARBUCKS CORP | 2,956 | $260K | 0.1% | $87.96 * | $74.48 | +3.3% | COM | 855244109 |
| BNDX | VANGUARD CHARLOTTE FDS | 4,487 | $254K | 0.0% | $56.61 | $58.07 | -2.6% | INTL BD IDX ETF | 92203J407 |
| PDEC | INNOVATOR ETFS TR | 9,424 | $252K | 0.0% | $26.74 | $26.56 | +0.7% | S&P 500 PWR BU | 45782C540 |
| DOMO | DOMO INC | 11,140 | $242K | 0.0% | $21.72 | $18.47 | +17.6% | COM CL B | 257554105 |
| — | COLONY CAP INC NEW | 51,000 | $242K | 0.0% | $4.75 | $4.75 | — | CL A COM | 19626G108 |
| SLB | SCHLUMBERGER LTD | 5,952 | $239K | 0.0% | $40.15 * | $30.72 | +13.6% | COM | 806857108 |
| WMT | WALMART INC | 1,967 | $234K | 0.0% | $118.96 * | $36.38 | +0.1% | COM | 931142103 |
| — | BLACKROCK INC | 466 | $234K | 0.0% | $502.15 | $502.15 | — | COM | 09247X101 |
| MRK | MERCK & CO INC | 2,568 | $234K | 0.0% | $91.12 * | $67.55 | +6.2% | COM | 58933Y105 |
| GPC | GENUINE PARTS CO | 2,192 | $233K | 0.0% | $106.30 * | $86.19 | +3.9% | COM | 372460105 |
| FIDI | FIDELITY COVINGTON TR | 10,739 | $232K | 0.0% | $21.60 | $20.98 | +2.9% | INT HG DIV ETF | 316092725 |
| PNOV | INNOVATOR ETFS TR | 8,720 | $229K | 0.0% | $26.26 | $25.94 | +1.1% | S&P 500 POWER | 45782C573 |
| IYH | ISHARES TR | 1,039 | $224K | 0.0% | $215.59 * | $40.38 | +6.8% | US HLTHCARE ETF | 464287762 |
| BAUG | INNOVATOR ETFS TR | 8,447 | $224K | 0.0% | $26.52 | $25.77 | +3.1% | S&P 500 BUFFER | 45782C698 |
| PSX | PHILLIPS 66 | 1,983 | $221K | 0.0% | $111.45 * | $87.36 | -0.4% | COM | 718546104 |
| CSX | CSX CORP | 3,000 | $217K | 0.0% | $72.33 * | $21.78 | +2.2% | COM | 126408103 |
| C | CITIGROUP INC | 2,656 | $212K | 0.0% | $79.82 * | $59.26 | +8.4% | COM NEW | 172967424 |
| NWL | NEWELL BRANDS INC | 10,986 | $211K | 0.0% | $19.21 * | $14.53 | +0.5% | COM | 651229106 |
| — | R1 RCM INC | 10,000 | $130K | 0.0% | $13.00 | $13.00 | — | COM | 749397105 |
| — | QEP RES INC | 25,150 | $113K | 0.0% | $4.49 | $4.49 | — | COM | 74733V100 |
| — | ANNALY CAP MGMT INC | 11,802 | $111K | 0.0% | $9.41 | $9.41 | — | COM | 035710409 |
| — | ROYCE MICRO-CAP TR INC | 12,419 | $106K | 0.0% | $8.54 | $8.54 | — | COM | 780915104 |
| CNDT | CONDUENT INC | 16,572 | $103K | 0.0% | $6.22 | $6.26 | -0.9% | COM | 206787103 |
| — | PROSPECT CAPITAL CORPORATION | 13,000 | $13,000 | 0.0% | $1.00 | $1.00 | — | NOTE 4.750% 4/1 | 74348TAQ5 |
| — | POLYMET MINING CORP | 10,825 | $3,000 | 0.0% | $0.28 | $0.28 | — | COM | 731916102 |