CAPITAL INTERNATIONAL SARL Diversified Active

CIK: 0001065349 · Show all filings

Period: Q3 2016 (← Previous) (Next →)

Filing Date: Nov 14, 2016

Total Value ($000): $1,181,588 (97.1% shares, 2.9% debt)

Holdings (163)

VALE SA PNA ADR 5.0%
Value ($000) $59,086 Shares 12,544,700 Est. Cost $4.18 Unrealized
BABA ALIBABA GROUP HOLDING LTD ADR 4.6%
Value ($000) $54,871 Shares 518,675 Est. Cost $88.48 Unrealized
AES AES CORP (THE) 4.4%
Value ($000) $51,845 Shares 4,034,600 Est. Cost $9.55 Unrealized -7.7%
AMERICA MOVIL SAB DE CV L ADR 3.7%
Value ($000) $44,097 Shares 3,854,600 Est. Cost $19.81 Unrealized
MELI MERCADOLIBRE INC 2.9%
Value ($000) $34,404 Shares 186,000 Est. Cost $115.66 Unrealized +42.7%
CX CEMEX SAB DE CV CPO UNIT ADR (2 A SHRS + 1 B SHR) 2.8%
Value ($000) $33,248 Shares 4,187,393 Est. Cost $9.64 Unrealized
JD JD.COM INC A ADR 2.5%
Value ($000) $29,535 Shares 1,132,050 Est. Cost $23.29 Unrealized
MSFT MICROSOFT CORP 2.2%
Value ($000) $26,010 Shares 451,560 Est. Cost $37.86 Unrealized +32.9%
CME CME GROUP INC CL A 1.9%
Value ($000) $22,471 Shares 214,990 Est. Cost $44.13 Unrealized +65.8%
V VISA INC CL A 1.8%
Value ($000) $21,800 Shares 263,600 Est. Cost $55.29 Unrealized +35.6%
PM PHILIP MORRIS INTERNATIONAL 1.7%
Value ($000) $20,063 Shares 206,366 Est. Cost $49.18 Unrealized +26.6%
TSM TAIWAN SEMICONDUCTOR MFG CO ADR 1.7%
Value ($000) $20,061 Shares 655,800 Est. Cost $22.04 Unrealized
INCY INCYTE CORP 1.6%
Value ($000) $19,087 Shares 202,431 Est. Cost $66.43 Unrealized +26.8%
ITUB ITAU UNIBANCO HOLDING SA PN ADR 1.5%
Value ($000) $17,501 Shares 1,599,719 Est. Cost $10.11 Unrealized
SLB SCHLUMBERGER LTD 1.4%
Value ($000) $16,735 Shares 212,800 Est. Cost $53.99 Unrealized +12.4%
ENB ENBRIDGE INC 1.4%
Value ($000) $16,663 Shares 379,770 Est. Cost $22.96 Unrealized +4.9%
YANDEX NV A 1.4%
Value ($000) $16,427 Shares 780,391 Est. Cost $18.51 Unrealized
GOOG ALPHABET INC CL C 1.3%
Value ($000) $15,763 Shares 20,279 Est. Cost $35.61 Unrealized +5.8%
PRICELINE GROUP INC (THE) 1.3%
Value ($000) $15,242 Shares 10,358 Est. Cost $1229.74 Unrealized
YPF YPF SOCIEDAD ANONIMA D ADR 1.3%
Value ($000) $15,077 Shares 827,500 Est. Cost $29.80 Unrealized
CREDICORP LTD 1.2%
Value ($000) $14,765 Shares 97,000 Est. Cost $142.38 Unrealized
BBD BANCO BRADESCO SA PN ADR 1.2%
Value ($000) $14,294 Shares 1,575,981 Est. Cost $8.86 Unrealized
NIELSEN HOLDINGS PLC 1.2%
Value ($000) $13,789 Shares 257,400 Est. Cost $44.47 Unrealized
AMZN AMAZON.COM INC 1.1%
Value ($000) $13,317 Shares 15,905 Est. Cost $22.57 Unrealized +69.6%
ROYAL CARIBBEAN CRUISES LTD 1.1%
Value ($000) $12,659 Shares 168,900 Est. Cost $53.54 Unrealized
EATON CORP PLC 1.1%
Value ($000) $12,450 Shares 189,466 Est. Cost $66.29 Unrealized
NEW ORIENTAL EDU & TECH GRP INC ADR 1.0%
Value ($000) $12,406 Shares 267,600 Est. Cost $42.64 Unrealized
DHR DANAHER CORP 1.0%
Value ($000) $12,366 Shares 157,750 Est. Cost $26.48 Unrealized +154.0%
CORE LABORATORIES 1.0%
Value ($000) $12,323 Shares 109,700 Est. Cost $104.23 Unrealized
TS TENARIS SA ADR 1.0%
Value ($000) $11,885 Shares 418,500 Est. Cost $41.57 Unrealized
ENERSIS AMERICAS SA ADR 1.0%
Value ($000) $11,369 Shares 1,388,125 Est. Cost $16.03 Unrealized
COBALT INTL ENERGY INC CV SR UNSEC 3.125% 05-15-24 0.9%
Value ($000) $11,088 Shares 28,431,000 Est. Cost $0.51 Unrealized
WEATHERFORD INTERNATIONAL PLC CV SR UNSEC 5.875% 07-01-21 0.9%
Value ($000) $10,589 Shares 9,418,000 Est. Cost $1.09 Unrealized
XILINX INC 0.8%
Value ($000) $9,732 Shares 179,100 Est. Cost $43.63 Unrealized
YANDEX NV CV SR UNSEC 1.125% 12-15-18 0.8%
Value ($000) $9,676 Shares 10,112,000 Est. Cost $0.83 Unrealized
AAPL APPLE INC 0.8%
Value ($000) $9,550 Shares 84,480 Est. Cost $17.73 Unrealized +36.7%
SBUX STARBUCKS CORP 0.8%
Value ($000) $9,331 Shares 172,351 Est. Cost $32.11 Unrealized +42.8%
AMT AMERICAN TOWER CORP (REIT) 0.8%
Value ($000) $9,041 Shares 79,780 Est. Cost $57.87 Unrealized +56.2%
BROADCOM LTD 0.7%
Value ($000) $8,721 Shares 50,552 Est. Cost $154.50 Unrealized
CIT GROUP INC 0.7%
Value ($000) $8,556 Shares 235,700 Est. Cost $31.03 Unrealized
RYAAY RYANAIR HOLDINGS PLC ADR 0.7%
Value ($000) $8,330 Shares 111,020 Est. Cost $78.81 Unrealized
CVX CHEVRON CORP 0.7%
Value ($000) $8,270 Shares 80,354 Est. Cost $69.73 Unrealized -1.8%
EOG EOG RESOURCES INC 0.7%
Value ($000) $8,220 Shares 85,000 Est. Cost $58.28 Unrealized +11.8%
OXY OCCIDENTAL PETROLEUM CORP 0.7%
Value ($000) $8,061 Shares 110,550 Est. Cost $55.72 Unrealized +3.0%
XOM EXXON MOBIL CORP 0.7%
Value ($000) $7,916 Shares 90,700 Est. Cost $50.38 Unrealized +16.2%
MONSANTO CO 0.7%
Value ($000) $7,849 Shares 76,800 Est. Cost $110.76 Unrealized
TDG TRANSDIGM GROUP INC 0.7%
Value ($000) $7,806 Shares 27,000 Est. Cost $142.76 Unrealized +22.9%
AGIO AGIOS PHARMACEUTICALS INC 0.7%
Value ($000) $7,786 Shares 147,400 Est. Cost $75.61 Unrealized -42.4%
KO COCA-COLA CO 0.7%
Value ($000) $7,785 Shares 183,950 Est. Cost $30.60 Unrealized +6.4%
CERNER CORPORATION 0.7%
Value ($000) $7,725 Shares 125,100 Est. Cost $68.23 Unrealized
HXL HEXCEL CORPORATION 0.6%
Value ($000) $7,513 Shares 169,600 Est. Cost $36.90 Unrealized +18.6%
WFC WELLS FARGO & CO 0.6%
Value ($000) $7,430 Shares 167,787 Est. Cost $35.84 Unrealized +2.8%
COP CONOCOPHILLIPS 0.6%
Value ($000) $6,949 Shares 159,865 Est. Cost $49.54 Unrealized -37.2%
GOOGL ALPHABET INC CL A 0.6%
Value ($000) $6,888 Shares 8,566 Est. Cost $36.73 Unrealized +5.7%
MEDTRONIC PLC 0.6%
Value ($000) $6,877 Shares 79,600 Est. Cost $74.37 Unrealized
WYNN WYNN RESORTS LTD 0.6%
Value ($000) $6,839 Shares 70,200 Est. Cost $79.07 Unrealized +10.3%
ON ON SEMICONDUCTOR CORP 0.6%
Value ($000) $6,807 Shares 552,510 Est. Cost $9.72 Unrealized +6.5%
CTRIP.COM INTL ADR 0.6%
Value ($000) $6,781 Shares 145,600 Est. Cost $53.73 Unrealized
LLY ELI LILLY AND CO 0.6%
Value ($000) $6,695 Shares 83,421 Est. Cost $64.68 Unrealized +6.0%
CBS CORP CL B N/V 0.6%
Value ($000) $6,509 Shares 118,900 Est. Cost $49.52 Unrealized
GS GOLDMAN SACHS GROUP INC 0.5%
Value ($000) $6,331 Shares 39,260 Est. Cost $123.78 Unrealized +8.1%
ENIC ENERSIS CHILE SA ADR 0.5%
Value ($000) $6,234 Shares 1,312,325 Est. Cost $5.83 Unrealized
CNI CANADIAN NATIONAL RAILWAY CO (USD) 0.5%
Value ($000) $6,182 Shares 94,520 Est. Cost $48.64 Unrealized +9.3%
GOLAR LNG LTD (USD) 0.5%
Value ($000) $6,173 Shares 291,200 Est. Cost $30.37 Unrealized
CMCSA COMCAST CORP CL A 0.5%
Value ($000) $6,093 Shares 91,850 Est. Cost $15.81 Unrealized +68.3%
RARE ULTRAGENYX PHARMACEUTICAL INC 0.5%
Value ($000) $6,048 Shares 85,250 Est. Cost $63.83 Unrealized 0.0%
UBS GROUP AG 0.5%
Value ($000) $5,989 Shares 438,870 Est. Cost $18.86 Unrealized
MRSH MARSH & MCLENNAN COMPANIES INC 0.5%
Value ($000) $5,723 Shares 85,100 Est. Cost $31.68 Unrealized +81.0%
ILMN ILLUMINA INC 0.5%
Value ($000) $5,698 Shares 31,365 Est. Cost $191.96 Unrealized -16.7%
DIS WALT DISNEY COMPANY (THE) 0.5%
Value ($000) $5,553 Shares 59,800 Est. Cost $101.23 Unrealized -12.2%
UNP UNION PACIFIC CORP 0.5%
Value ($000) $5,484 Shares 56,225 Est. Cost $71.87 Unrealized +5.7%
MCO MOODYS CORP 0.4%
Value ($000) $5,257 Shares 48,550 Est. Cost $88.69 Unrealized +8.5%
VZ VERIZON COMMUNICATIONS INC 0.4%
Value ($000) $5,223 Shares 100,479 Est. Cost $28.20 Unrealized +16.7%
ICE INTERCONTINENTAL EXCHANGE INC 0.4%
Value ($000) $4,875 Shares 18,100 Est. Cost $35.42 Unrealized +36.7%
SRE SEMPRA ENERGY 0.4%
Value ($000) $4,874 Shares 45,475 Est. Cost $38.32 Unrealized +5.3%
NOBLE ENERGY INC 0.4%
Value ($000) $4,675 Shares 130,793 Est. Cost $54.37 Unrealized
JNJ JOHNSON & JOHNSON 0.4%
Value ($000) $4,666 Shares 39,500 Est. Cost $87.05 Unrealized +7.5%
ST JUDE MEDICAL 0.4%
Value ($000) $4,651 Shares 58,315 Est. Cost $67.65 Unrealized
MDLZ MONDELEZ INTERNATIONAL INC 0.4%
Value ($000) $4,601 Shares 104,800 Est. Cost $32.67 Unrealized +7.8%
ENSCO PLC CL A 0.4%
Value ($000) $4,542 Shares 534,350 Est. Cost $26.21 Unrealized
LIBERTY GLOBAL PLC CL A 0.4%
Value ($000) $4,416 Shares 129,209 Est. Cost $43.90 Unrealized
CTSH COGNIZANT TECHNOLOGY SOLUTIONS CORP CL A 0.3%
Value ($000) $4,079 Shares 85,500 Est. Cost $54.03 Unrealized -6.7%
TXN TEXAS INSTRUMENTS INC 0.3%
Value ($000) $4,022 Shares 57,310 Est. Cost $40.70 Unrealized +29.4%
IBN ICICI BANK LTD ADR 0.3%
Value ($000) $3,917 Shares 524,400 Est. Cost $17.21 Unrealized
NWL NEWELL BRANDS INC 0.3%
Value ($000) $3,845 Shares 73,015 Est. Cost $20.16 Unrealized +72.7%
TABLEAU SOFTWARE INC CL A 0.3%
Value ($000) $3,830 Shares 69,300 Est. Cost $62.63 Unrealized
LVS LAS VEGAS SANDS CORP 0.3%
Value ($000) $3,812 Shares 66,250 Est. Cost $36.99 Unrealized +10.6%
AON PLC CL A 0.3%
Value ($000) $3,780 Shares 33,600 Est. Cost $69.95 Unrealized
LULU LULULEMON ATHLETICA INC 0.3%
Value ($000) $3,756 Shares 61,600 Est. Cost $62.47 Unrealized +18.2%
GILD GILEAD SCIENCES INC 0.3%
Value ($000) $3,682 Shares 46,540 Est. Cost $36.21 Unrealized +59.6%
JPM JPMORGAN CHASE & CO 0.3%
Value ($000) $3,656 Shares 54,907 Est. Cost $36.60 Unrealized +38.9%
TRMB TRIMBLE INC 0.3%
Value ($000) $3,561 Shares 124,700 Est. Cost $25.63 Unrealized +4.3%
COBALT INTERNATIONAL ENERGY INC 0.3%
Value ($000) $3,493 Shares 2,817,307 Est. Cost $21.92 Unrealized
COBALT INTL ENERGY INC CV SR UNSEC 2.625% 12-01-19 0.3%
Value ($000) $3,449 Shares 6,714,000 Est. Cost $0.57 Unrealized
ASML HOLDING NV (USD) 0.3%
Value ($000) $3,290 Shares 30,028 Est. Cost $84.88 Unrealized
PFE PFIZER INC 0.3%
Value ($000) $3,262 Shares 96,300 Est. Cost $19.34 Unrealized +15.1%
CHUBB LTD 0.3%
Value ($000) $3,146 Shares 25,040 Est. Cost $104.08 Unrealized
PG PROCTER & GAMBLE CO 0.3%
Value ($000) $3,101 Shares 34,550 Est. Cost $56.28 Unrealized +20.0%
SYF SYNCHRONY FINANCIAL 0.3%
Value ($000) $3,088 Shares 110,300 Est. Cost $22.12 Unrealized -0.6%
HAL HALLIBURTON CO 0.2%
Value ($000) $2,832 Shares 63,105 Est. Cost $33.21 Unrealized +9.5%
ANADARKO PETROLEUM CORP 0.2%
Value ($000) $2,667 Shares 42,100 Est. Cost $68.51 Unrealized
DVA DAVITA INC 0.2%
Value ($000) $2,612 Shares 39,540 Est. Cost $81.17 Unrealized -13.3%
IEX IDEX CORP 0.2%
Value ($000) $2,532 Shares 27,062 Est. Cost $47.33 Unrealized +69.9%
NKE NIKE INC CL B 0.2%
Value ($000) $2,285 Shares 43,400 Est. Cost $56.67 Unrealized -11.8%
CNQ CANADIAN NATURAL RESOURCES LTD 0.2%
Value ($000) $2,260 Shares 70,800 Est. Cost $6.95 Unrealized +44.5%
FCX FREEPORT-MCMORAN INC 0.2%
Value ($000) $2,213 Shares 203,774 Est. Cost $15.24 Unrealized -31.6%
ACCENTURE PLC CL A 0.2%
Value ($000) $2,182 Shares 17,863 Est. Cost $75.99 Unrealized
AZN ASTRAZENECA PLC ADR 0.2%
Value ($000) $2,157 Shares 65,650 Est. Cost $38.27 Unrealized
YUM YUM! BRANDS INC 0.2%
Value ($000) $2,152 Shares 23,700 Est. Cost $49.42 Unrealized +9.0%
CCI CROWN CASTLE INTL CORP (REIT) 0.2%
Value ($000) $2,148 Shares 22,800 Est. Cost $56.10 Unrealized +15.7%
NORWEGIAN CRUISE LINE HOLDINGS LTD 0.2%
Value ($000) $2,134 Shares 56,600 Est. Cost $39.84 Unrealized
GRANA Y MONTERO SAA ADR 0.2%
Value ($000) $2,103 Shares 252,200 Est. Cost $19.96 Unrealized
MO ALTRIA GROUP INC 0.2%
Value ($000) $2,075 Shares 32,820 Est. Cost $25.80 Unrealized +34.7%
IRM IRON MOUNTAIN INC (REIT) 0.2%
Value ($000) $2,048 Shares 54,571 Est. Cost $19.59 Unrealized +16.1%
VRSN VERISIGN INC 0.2%
Value ($000) $1,962 Shares 25,075 Est. Cost $61.62 Unrealized +29.1%
PEP PEPSICO INC 0.2%
Value ($000) $1,871 Shares 17,200 Est. Cost $73.47 Unrealized +10.4%
PRAXAIR INC 0.2%
Value ($000) $1,837 Shares 15,200 Est. Cost $130.93 Unrealized
BRF SA ON ADR 0.2%
Value ($000) $1,817 Shares 106,500 Est. Cost $19.81 Unrealized
HD HOME DEPOT INC 0.1%
Value ($000) $1,763 Shares 13,700 Est. Cost $56.76 Unrealized +87.3%
NTAP NETAPP INC 0.1%
Value ($000) $1,598 Shares 44,600 Est. Cost $27.89 Unrealized -13.9%
NII HOLDINGS INC 0.1%
Value ($000) $1,512 Shares 454,029 Est. Cost $6.51 Unrealized
UMPQUA HOLDINGS CORP 0.1%
Value ($000) $1,454 Shares 96,600 Est. Cost $16.37 Unrealized
WHR WHIRLPOOL CORP 0.1%
Value ($000) $1,411 Shares 8,700 Est. Cost $134.23 Unrealized +32.0%
IBM INTERNATIONAL BUSINESS MACHINES CORP 0.1%
Value ($000) $1,409 Shares 8,870 Est. Cost $88.70 Unrealized +14.7%
PAYX PAYCHEX INC 0.1%
Value ($000) $1,331 Shares 23,000 Est. Cost $32.73 Unrealized +38.5%
SEADRILL LTD 0.1%
Value ($000) $1,319 Shares 545,778 Est. Cost $33.38 Unrealized
WEATHERFORD INTERNATIONAL PLC 0.1%
Value ($000) $1,203 Shares 214,000 Est. Cost $5.55 Unrealized
AMERICAN TOWER CORP CV PFD SER B DEP SHS (REP 1/10 5.5% SER B) 02-15-18 (REIT) 0.1%
Value ($000) $1,195 Shares 10,900 Est. Cost $110.48 Unrealized
AJG ARTHUR J GALLAGHER & CO 0.1%
Value ($000) $1,114 Shares 21,900 Est. Cost $36.32 Unrealized +16.8%
POTASH CORP OF SASKATCHEWAN INC (USD) 0.1%
Value ($000) $1,089 Shares 66,700 Est. Cost $19.89 Unrealized
KITE PHARMA INC 0.1%
Value ($000) $1,067 Shares 19,100 Est. Cost $55.86 Unrealized
ROYAL DUTCH SHELL PLC B ADR 0.1%
Value ($000) $1,057 Shares 20,000 Est. Cost $50.08 Unrealized
GENERAL ELECTRIC CO 0.1%
Value ($000) $998 Shares 33,700 Est. Cost $27.44 Unrealized
HPQ HP INC 0.1%
Value ($000) $968 Shares 62,300 Est. Cost $8.68 Unrealized +20.7%
GGB GERDAU SA PN ADR 0.1%
Value ($000) $889 Shares 327,000 Est. Cost $5.71 Unrealized
BB&T CORPORATION 0.1%
Value ($000) $845 Shares 22,400 Est. Cost $36.92 Unrealized
LAMR LAMAR ADVERTISING CO CL A (REIT) 0.1%
Value ($000) $784 Shares 12,000 Est. Cost $63.29 Unrealized
MCY MERCURY GENERAL CORP 0.1%
Value ($000) $698 Shares 12,720 Est. Cost $48.44 Unrealized +11.5%
HP HELMERICH & PAYNE 0.1%
Value ($000) $693 Shares 10,300 Est. Cost $61.93 Unrealized +1.3%
NEW YORK COMMUNITY BANCORP INC 0.1%
Value ($000) $672 Shares 47,200 Est. Cost $14.44 Unrealized
T AT&T INC 0.1%
Value ($000) $662 Shares 16,300 Est. Cost $13.63 Unrealized +19.6%
VIACOM INC CL B 0.1%
Value ($000) $617 Shares 16,200 Est. Cost $42.22 Unrealized
CMS CMS ENERGY CORP 0.1%
Value ($000) $597 Shares 14,200 Est. Cost $26.79 Unrealized +23.5%
PACWEST BANCORP 0.0%
Value ($000) $558 Shares 13,000 Est. Cost $41.82 Unrealized
NSC NORFOLK SOUTHERN CORP 0.0%
Value ($000) $544 Shares 5,600 Est. Cost $65.12 Unrealized +15.4%
ABBV ABBVIE INC 0.0%
Value ($000) $542 Shares 8,600 Est. Cost $34.07 Unrealized +28.9%
COVANTA HOLDING CORP 0.0%
Value ($000) $534 Shares 34,700 Est. Cost $15.67 Unrealized
CENTURYLINK INC 0.0%
Value ($000) $499 Shares 18,200 Est. Cost $34.47 Unrealized
REYNOLDS AMERICAN INC 0.0%
Value ($000) $486 Shares 10,300 Est. Cost $53.08 Unrealized
LYONDELLBASELL INDUSTRIES NV 0.0%
Value ($000) $436 Shares 5,400 Est. Cost $86.63 Unrealized
CAT CATERPILLAR INC 0.0%
Value ($000) $435 Shares 4,900 Est. Cost $60.04 Unrealized +9.9%
INVESCO LTD 0.0%
Value ($000) $410 Shares 13,100 Est. Cost $29.39 Unrealized
GANNETT CO INC 0.0%
Value ($000) $406 Shares 34,900 Est. Cost $14.20 Unrealized
SEADRILL LTD (USD) 0.0%
Value ($000) $400 Shares 168,628 Est. Cost $11.94 Unrealized
CVE CENOVUS ENERGY INC 0.0%
Value ($000) $390 Shares 27,200 Est. Cost $21.32 Unrealized -43.4%
DUK DUKE ENERGY CORP 0.0%
Value ($000) $368 Shares 4,600 Est. Cost $47.46 Unrealized +18.8%
DOW CHEMICAL CO 0.0%
Value ($000) $368 Shares 7,100 Est. Cost $43.03 Unrealized
NUE NUCOR CORP 0.0%
Value ($000) $367 Shares 7,425 Est. Cost $34.72 Unrealized +18.7%
CHRW CH ROBINSON WORLDWIDE INC 0.0%
Value ($000) $345 Shares 4,900 Est. Cost $56.18 Unrealized 0.0%
PCG PG&E CORP 0.0%
Value ($000) $336 Shares 5,500 Est. Cost $57.79 Unrealized +4.5%
LIBERTY GLOBAL PLC CL C (NON-VOTING) 0.0%
Value ($000) $245 Shares 7,423 Est. Cost $48.36 Unrealized
NVS NOVARTIS AG NAMEN ADR 0.0%
Value ($000) $92 Shares 1,165 Est. Cost $74.06 Unrealized
ROYAL DUTCH SHELL PLC A ADR 0.0%
Value ($000) $9 Shares 170 Est. Cost $52.94 Unrealized