FRANKLIN STREET ADVISORS INC /NC Diversified Active

CIK: 0001010873 · Show all filings

Period: Q3 2016 (← Previous) (Next →)

Filing Date: Oct 5, 2016

Total Value ($000): $549,900 (100.0% shares, 0.0% debt)

Holdings (190)

AAPL APPLE INC COM 4.3%
Value ($000) $23,838 Shares 210,859 Est. Cost $18.44 Unrealized +31.4%
CME CME GROUP INC COM 3.4%
Value ($000) $18,493 Shares 176,929 Est. Cost $55.27 Unrealized +32.4%
GILD GILEAD SCIENCES INC COM 3.2%
Value ($000) $17,470 Shares 220,802 Est. Cost $43.34 Unrealized +33.3%
ALPHABET INC CAP STK CL C 2.7%
Value ($000) $15,041 Shares 19,350 Est. Cost $758.87 Unrealized
MSFT MICROSOFT CORP 2.7%
Value ($000) $14,592 Shares 253,334 Est. Cost $41.68 Unrealized +20.7%
HARMAN INTL INDS INC NEW COM 2.2%
Value ($000) $12,178 Shares 144,200 Est. Cost $80.58 Unrealized
BLACKROCK INC COM 2.2%
Value ($000) $11,900 Shares 32,832 Est. Cost $357.15 Unrealized
CSCO CISCO SYS INC COM 2.1%
Value ($000) $11,409 Shares 359,679 Est. Cost $19.28 Unrealized +19.6%
ABBV ABBVIE INC COM 1.9%
Value ($000) $10,355 Shares 164,178 Est. Cost $40.13 Unrealized +9.4%
JNJ JOHNSON & JOHNSON 1.8%
Value ($000) $9,967 Shares 84,373 Est. Cost $74.12 Unrealized +26.3%
MLM MARTIN MARIETTA MATERIALS INC 1.6%
Value ($000) $9,042 Shares 50,485 Est. Cost $145.15 Unrealized +22.6%
PG PROCTER & GAMBLE 1.6%
Value ($000) $8,713 Shares 97,083 Est. Cost $60.15 Unrealized +12.3%
PAYPAL HOLDINGS INC 1.6%
Value ($000) $8,614 Shares 210,253 Est. Cost $31.18 Unrealized
DIS DISNEY WALT CO 1.5%
Value ($000) $8,251 Shares 88,854 Est. Cost $67.65 Unrealized +31.4%
EOG RESOURCES INC 1.5%
Value ($000) $8,186 Shares 84,648 Est. Cost $118.25 Unrealized
HON HONEYWELL INTERNATIONAL INC CO 1.5%
Value ($000) $8,160 Shares 69,990 Est. Cost $56.59 Unrealized +52.0%
MEDTRONIC, PLC 1.4%
Value ($000) $7,897 Shares 91,395 Est. Cost $79.25 Unrealized
GENERAL ELECTRIC COMPANY 1.4%
Value ($000) $7,574 Shares 255,712 Est. Cost $27.06 Unrealized
FORTUNE BRANDS HOMES & SEC INC 1.3%
Value ($000) $7,214 Shares 124,171 Est. Cost $47.63 Unrealized
DHR DANAHER CORP COM 1.2%
Value ($000) $6,757 Shares 86,195 Est. Cost $31.69 Unrealized +112.3%
CVX CHEVRON CORPORATION 1.2%
Value ($000) $6,668 Shares 64,790 Est. Cost $65.12 Unrealized +5.2%
IBM INTL BUSINESS MACHINES 1.2%
Value ($000) $6,570 Shares 41,362 Est. Cost $103.73 Unrealized -1.9%
MONSANTO CO 1.2%
Value ($000) $6,437 Shares 62,980 Est. Cost $103.18 Unrealized
PRAXAIR INC COM 1.2%
Value ($000) $6,351 Shares 52,565 Est. Cost $115.34 Unrealized
AKAMAI TECHNOLOGIES INC 1.1%
Value ($000) $6,282 Shares 118,547 Est. Cost $43.66 Unrealized
MERCK & CO INC NEW 1.1%
Value ($000) $6,278 Shares 100,595 Est. Cost $52.12 Unrealized
BMY BRISTOLMYERS SQUIBB 1.1%
Value ($000) $6,093 Shares 113,010 Est. Cost $29.37 Unrealized +57.1%
NKE NIKE INC CL B 1.1%
Value ($000) $5,941 Shares 112,845 Est. Cost $41.42 Unrealized +20.7%
VERIZON COMMUNICATIONS 1.1%
Value ($000) $5,896 Shares 113,426 Est. Cost $51.11 Unrealized
KHC KRAFT HEINZ CO. 1.0%
Value ($000) $5,698 Shares 63,658 Est. Cost $48.84 Unrealized +18.8%
KSS KOHLS CORP 1.0%
Value ($000) $5,559 Shares 127,056 Est. Cost $41.89 Unrealized 0.0%
METLIFE INC 1.0%
Value ($000) $5,552 Shares 124,962 Est. Cost $40.75 Unrealized
MAT MATTEL INC 1.0%
Value ($000) $5,542 Shares 183,032 Est. Cost $27.44 Unrealized +19.2%
MCD MC DONALDS CORP 1.0%
Value ($000) $5,495 Shares 47,634 Est. Cost $85.44 Unrealized +10.7%
TARGET CORPORATION 1.0%
Value ($000) $5,493 Shares 79,975 Est. Cost $71.42 Unrealized
SO SOUTHERN CO 1.0%
Value ($000) $5,310 Shares 103,509 Est. Cost $32.33 Unrealized +10.1%
AXP AMERICAN EXPRESS CO COM 1.0%
Value ($000) $5,291 Shares 82,627 Est. Cost $57.31 Unrealized -1.7%
UNITED TECHNOLOGIES CORP COM 1.0%
Value ($000) $5,277 Shares 51,943 Est. Cost $105.10 Unrealized
COACH INC 1.0%
Value ($000) $5,268 Shares 144,082 Est. Cost $38.43 Unrealized
RY ROYAL BANK OF CANADA 0.9%
Value ($000) $5,212 Shares 84,118 Est. Cost $61.79 Unrealized -0.5%
REYNOLDS AMERICAN INC 0.9%
Value ($000) $5,212 Shares 110,530 Est. Cost $50.66 Unrealized
XOM EXXON MOBIL CORP COM 0.9%
Value ($000) $5,185 Shares 59,403 Est. Cost $54.44 Unrealized +7.5%
WASTE MANAGEMENT INC DEL 0.9%
Value ($000) $5,158 Shares 80,892 Est. Cost $52.47 Unrealized
IDEXX LABORATORIES 0.9%
Value ($000) $5,138 Shares 45,575 Est. Cost $74.61 Unrealized
CVS CVS CAREMARK CORP 0.9%
Value ($000) $5,018 Shares 56,393 Est. Cost $75.37 Unrealized -5.9%
LABORATORY CRP OF AMER HLDGS 0.9%
Value ($000) $5,010 Shares 36,441 Est. Cost $110.64 Unrealized
FACEBOOK 0.9%
Value ($000) $4,880 Shares 38,045 Est. Cost $126.35 Unrealized
CORE LABS 0.9%
Value ($000) $4,875 Shares 43,400 Est. Cost $112.33 Unrealized
WFC WELLS FARGO & CO NEW 0.9%
Value ($000) $4,833 Shares 109,156 Est. Cost $35.34 Unrealized +4.2%
PAYX PAYCHEX INC 0.9%
Value ($000) $4,811 Shares 83,140 Est. Cost $33.05 Unrealized +37.2%
BRK/B BERKSHIRE HATHAWAY INC DEL CL 0.9%
Value ($000) $4,733 Shares 32,763 Est. Cost $119.60 Unrealized +22.3%
PEP PEPSICO INCORPORATED 0.8%
Value ($000) $4,647 Shares 42,719 Est. Cost $71.23 Unrealized +13.8%
BFH ALLIANCE DATA SYSTEM CORP 0.8%
Value ($000) $4,599 Shares 21,439 Est. Cost $146.84 Unrealized +0.1%
LVS LAS VEGAS SANDS CORP 0.8%
Value ($000) $4,558 Shares 79,207 Est. Cost $36.52 Unrealized +12.0%
AMZN AMAZON.COM INC 0.8%
Value ($000) $4,513 Shares 5,390 Est. Cost $28.45 Unrealized +34.5%
MDLZ MONDELEZ INTL INC COM 0.8%
Value ($000) $4,294 Shares 97,820 Est. Cost $24.49 Unrealized +43.8%
THE LITTLE BANK, INC 0.8%
Value ($000) $4,183 Shares 298,812 Est. Cost $10.30 Unrealized
PERRIGO COMPANY 0.8%
Value ($000) $4,152 Shares 44,970 Est. Cost $139.75 Unrealized
MEDIVATION INC 0.7%
Value ($000) $4,070 Shares 50,000 Est. Cost $48.23 Unrealized
CLX CLOROX COMPANY 0.7%
Value ($000) $3,593 Shares 28,705 Est. Cost $78.53 Unrealized +27.6%
SBUX STARBUCKS CORP 0.7%
Value ($000) $3,578 Shares 66,095 Est. Cost $47.34 Unrealized -3.2%
HD HOME DEPOT INC COM 0.6%
Value ($000) $3,439 Shares 26,722 Est. Cost $61.37 Unrealized +73.3%
ORCL ORACLE CORP COM 0.6%
Value ($000) $3,244 Shares 82,599 Est. Cost $27.88 Unrealized +27.1%
TMO THERMO FISHER CORP COM 0.6%
Value ($000) $3,175 Shares 19,961 Est. Cost $96.32 Unrealized +55.8%
FORTIVE CORP COM 0.6%
Value ($000) $3,130 Shares 61,500 Est. Cost $50.89 Unrealized
MMM 3M CO COM 0.6%
Value ($000) $3,128 Shares 17,749 Est. Cost $90.52 Unrealized +20.6%
AFL AFLAC INC COM 0.6%
Value ($000) $3,079 Shares 42,842 Est. Cost $22.08 Unrealized +32.4%
NXP SEMICONDUCTORS NV 0.5%
Value ($000) $2,943 Shares 28,853 Est. Cost $75.74 Unrealized
BA BOEING CO 0.5%
Value ($000) $2,632 Shares 19,978 Est. Cost $86.86 Unrealized +39.1%
DUKE ENERGY CORPORATION NEW 0.5%
Value ($000) $2,613 Shares 32,650 Est. Cost $70.48 Unrealized
NORDSTROM INC 0.4%
Value ($000) $2,344 Shares 45,188 Est. Cost $63.00 Unrealized
SUPN SUPERNUS PHARMACEUTICALS INC 0.4%
Value ($000) $2,300 Shares 93,000 Est. Cost $7.34 Unrealized +208.3%
SNA SNAP ON TOOLS CORP 0.4%
Value ($000) $2,275 Shares 14,970 Est. Cost $125.18 Unrealized -1.8%
STANDARD & POOR'S DEP RCPTS 0.4%
Value ($000) $2,270 Shares 10,493 Est. Cost $192.77 Unrealized
SLB SCHLUMBERGER LTD COM 0.4%
Value ($000) $2,144 Shares 27,267 Est. Cost $57.54 Unrealized +5.4%
S&P GLOBAL INC 0.4%
Value ($000) $2,026 Shares 16,010 Est. Cost $126.55 Unrealized
PUMA BIOTECHNOLOGY INC 0.4%
Value ($000) $1,991 Shares 29,700 Est. Cost $44.36 Unrealized
DISCOVERY COMMUNICATIONS INC N 0.4%
Value ($000) $1,954 Shares 74,261 Est. Cost $31.87 Unrealized
BRK/A BERKSHIRE HATHAWAY-CL A 0.4%
Value ($000) $1,946 Shares 9 Est. Cost $217545.97 Unrealized +0.8%
ANIP ANI PHARMACEUTICALS 0.3%
Value ($000) $1,924 Shares 29,000 Est. Cost $43.03 Unrealized +45.4%
ALPHABET INC CAP STK CL A 0.3%
Value ($000) $1,834 Shares 2,281 Est. Cost $777.92 Unrealized
INCYTE GENOMICS INC 0.3%
Value ($000) $1,792 Shares 19,000 Est. Cost $22.49 Unrealized
NEKTAR THERAPEUTICS 0.3%
Value ($000) $1,770 Shares 103,000 Est. Cost $11.86 Unrealized
FITBIT INC CL A 0.3%
Value ($000) $1,744 Shares 117,525 Est. Cost $23.71 Unrealized
TRMB TRIMBLE INC. 0.3%
Value ($000) $1,737 Shares 60,810 Est. Cost $26.73 Unrealized 0.0%
DVY ISHARES TR DOW JONES SEL DIVID 0.3%
Value ($000) $1,730 Shares 20,185 Est. Cost $70.53 Unrealized
AT&T INC. 0.3%
Value ($000) $1,726 Shares 42,505 Est. Cost $34.62 Unrealized
KO COCA COLA COMPANY 0.3%
Value ($000) $1,706 Shares 40,315 Est. Cost $28.60 Unrealized +13.8%
HOG HARLEY-DAVIDSON 0.3%
Value ($000) $1,479 Shares 28,120 Est. Cost $60.30 Unrealized -14.2%
NSC NORFOLK SOUTHERN CORP 0.3%
Value ($000) $1,429 Shares 14,724 Est. Cost $61.08 Unrealized +23.0%
TEVA TEVA PHARMACEUTICAL INDUSTRIES 0.2%
Value ($000) $1,334 Shares 29,001 Est. Cost $53.02 Unrealized
KINDER MORGAN INC 0.2%
Value ($000) $1,271 Shares 54,939 Est. Cost $18.01 Unrealized
INTC INTEL CORP 0.2%
Value ($000) $1,230 Shares 32,584 Est. Cost $19.24 Unrealized +48.8%
PFE PFIZER INC 0.2%
Value ($000) $1,173 Shares 34,628 Est. Cost $17.53 Unrealized +27.0%
CEMPRA INC 0.2%
Value ($000) $1,146 Shares 47,350 Est. Cost $19.40 Unrealized
SHIRE PLC SPONS ADR ISIN#US824 0.2%
Value ($000) $1,104 Shares 5,695 Est. Cost $98.17 Unrealized
BB & T 0.2%
Value ($000) $1,067 Shares 28,290 Est. Cost $36.68 Unrealized
DISCOVER FINL SVCS INC 0.2%
Value ($000) $1,059 Shares 18,722 Est. Cost $53.28 Unrealized
JPMORGAN CHASE & CO 0.2%
Value ($000) $1,046 Shares 15,711 Est. Cost $55.90 Unrealized
DUPONT 0.2%
Value ($000) $985 Shares 14,715 Est. Cost $54.12 Unrealized
ADVAXIS INC 0.2%
Value ($000) $975 Shares 91,200 Est. Cost $11.19 Unrealized
BAC BANK OF AMERICA CORP 0.2%
Value ($000) $959 Shares 61,270 Est. Cost $10.29 Unrealized +17.3%
GD GENERAL DYNAMICS CRP 0.2%
Value ($000) $922 Shares 5,940 Est. Cost $57.44 Unrealized +111.7%
INSM INSMED INC 0.2%
Value ($000) $872 Shares 60,029 Est. Cost $10.70 Unrealized +17.0%
JAZZ PHARMACEUTICALS PLC 0.2%
Value ($000) $869 Shares 7,150 Est. Cost $68.73 Unrealized
ECL ECOLAB INC COM 0.2%
Value ($000) $861 Shares 7,070 Est. Cost $77.93 Unrealized +39.8%
FLO FLOWERS FOODS INC 0.2%
Value ($000) $829 Shares 54,850 Est. Cost $11.44 Unrealized 0.0%
ARALEZ PHARMACEUTICALS INC 0.1%
Value ($000) $809 Shares 166,733 Est. Cost $3.39 Unrealized
XENCOR, INC. 0.1%
Value ($000) $808 Shares 33,000 Est. Cost $16.88 Unrealized
ULTRAGENYX PHARMACEUTICAL INC 0.1%
Value ($000) $745 Shares 10,500 Est. Cost $48.49 Unrealized
SBR SABINE ROYALTY TRUST UBI 0.1%
Value ($000) $735 Shares 20,000 Est. Cost $29.60 Unrealized
PNC PNC BK CORP COM 0.1%
Value ($000) $718 Shares 7,973 Est. Cost $52.76 Unrealized +19.9%
R RYDER SYSTEM 0.1%
Value ($000) $715 Shares 10,847 Est. Cost $65.47 Unrealized 0.0%
UAA UNDER ARMOUR INC 0.1%
Value ($000) $693 Shares 20,470 Est. Cost $39.55 Unrealized +2.1%
SPECTRA ENERGY CORP 0.1%
Value ($000) $682 Shares 15,949 Est. Cost $34.76 Unrealized
PM PHILIP MORRIS INTL INC 0.1%
Value ($000) $669 Shares 6,882 Est. Cost $49.64 Unrealized +25.4%
SCANA CORP 0.1%
Value ($000) $661 Shares 9,139 Est. Cost $60.73 Unrealized
CAT CATERPILLAR INC 0.1%
Value ($000) $651 Shares 7,328 Est. Cost $63.74 Unrealized +3.6%
FIBROGEN INC 0.1%
Value ($000) $621 Shares 30,000 Est. Cost $22.77 Unrealized
INTRA CELLULAR THERAPIES INC 0.1%
Value ($000) $615 Shares 40,350 Est. Cost $35.10 Unrealized
GWW W W GRAINGER INC 0.1%
Value ($000) $607 Shares 2,700 Est. Cost $201.12 Unrealized -3.3%
RGEN REPLIGEN CORP 0.1%
Value ($000) $604 Shares 20,000 Est. Cost $8.40 Unrealized +259.3%
QLT INC 0.1%
Value ($000) $577 Shares 280,000 Est. Cost $4.04 Unrealized
LOW LOWE'S COS 0.1%
Value ($000) $536 Shares 7,425 Est. Cost $41.71 Unrealized +56.8%
ETF SPDR GOLD TRUST 0.1%
Value ($000) $534 Shares 4,250 Est. Cost $108.21 Unrealized
DOW CHEMICAL 0.1%
Value ($000) $516 Shares 9,950 Est. Cost $33.43 Unrealized
DEPOMED INC 0.1%
Value ($000) $506 Shares 20,250 Est. Cost $19.13 Unrealized
BLACK STONE MINERALS LP 0.1%
Value ($000) $499 Shares 28,000 Est. Cost $14.43 Unrealized
IONS IONIS PHARMACEUTICALS INC 0.1%
Value ($000) $499 Shares 13,612 Est. Cost $53.96 Unrealized -42.0%
ITW ILLINOIS TOOL WORKS 0.1%
Value ($000) $492 Shares 4,109 Est. Cost $51.41 Unrealized +80.6%
GENERAL MOTORS 0.1%
Value ($000) $489 Shares 15,377 Est. Cost $31.81 Unrealized
ARIAD PHARMACEUTICALS 0.1%
Value ($000) $460 Shares 33,600 Est. Cost $12.86 Unrealized
VALEANT PHARMACEUTICALS INTL 0.1%
Value ($000) $453 Shares 18,470 Est. Cost $86.08 Unrealized
CONOCOPHILLIPS 0.1%
Value ($000) $450 Shares 10,356 Est. Cost $59.91 Unrealized
QCOM QUALCOMM INC COM 0.1%
Value ($000) $444 Shares 6,486 Est. Cost $45.28 Unrealized +3.6%
BNC BANCORP 0.1%
Value ($000) $423 Shares 17,407 Est. Cost $18.09 Unrealized
AMGN AMGEN INC COM 0.1%
Value ($000) $407 Shares 2,442 Est. Cost $74.72 Unrealized +70.9%
COSTCO WHOLESALE 0.1%
Value ($000) $384 Shares 2,515 Est. Cost $131.91 Unrealized
FEDEXCORP 0.1%
Value ($000) $367 Shares 2,100 Est. Cost $165.31 Unrealized
UPS UNITED PARCEL SERVICE - CL B 0.1%
Value ($000) $355 Shares 3,248 Est. Cost $60.83 Unrealized +27.0%
CAH CARDINAL HEALTH INC 0.1%
Value ($000) $350 Shares 4,500 Est. Cost $32.61 Unrealized +88.5%
ALTRIA GROUP INC 0.1%
Value ($000) $339 Shares 5,355 Est. Cost $46.21 Unrealized
BLACKHAWK NETWORK HOLDINGS 0.1%
Value ($000) $332 Shares 11,007 Est. Cost $41.16 Unrealized
SYK STRYKER CORP 0.1%
Value ($000) $326 Shares 2,800 Est. Cost $58.49 Unrealized +79.4%
CALITHERA BIOSCIENCES, INC. 0.1%
Value ($000) $325 Shares 100,000 Est. Cost $5.53 Unrealized
DOMINION RES INC VA NEW 0.1%
Value ($000) $323 Shares 4,350 Est. Cost $72.10 Unrealized
WALGREENS BOOTS ALLIANCE INC. 0.1%
Value ($000) $319 Shares 3,956 Est. Cost $76.16 Unrealized
MS MORGAN ST DEAN WITTER, DISC & 0.1%
Value ($000) $317 Shares 9,881 Est. Cost $22.85 Unrealized 0.0%
DONNELLEYR R & SONS 0.1%
Value ($000) $315 Shares 20,046 Est. Cost $14.02 Unrealized
AEP AMER ELEC PWR INC COM 0.1%
Value ($000) $314 Shares 4,890 Est. Cost $30.90 Unrealized +56.4%
iSHARE MSCI TAIWAN 0.1%
Value ($000) $314 Shares 20,000 Est. Cost $13.30 Unrealized
LMT LOCKHEED MARTIN CORP 0.1%
Value ($000) $300 Shares 1,251 Est. Cost $182.33 Unrealized +6.9%
CAPITAL ONE FINANCIAL 0.1%
Value ($000) $295 Shares 4,100 Est. Cost $64.19 Unrealized
LNC LINCOLN NATIONAL CORP 0.1%
Value ($000) $290 Shares 6,170 Est. Cost $24.88 Unrealized +25.0%
AARONS INC CL A 0.1%
Value ($000) $286 Shares 11,250 Est. Cost $28.00 Unrealized
PSX PHILLIPS 66 0.1%
Value ($000) $284 Shares 3,521 Est. Cost $42.65 Unrealized +27.6%
INTREXON CORP COM NPV 0.1%
Value ($000) $280 Shares 10,000 Est. Cost $22.19 Unrealized
HEWLETT PACKARD ENTERPRISE CO 0.0%
Value ($000) $274 Shares 12,050 Est. Cost $15.19 Unrealized
FIVE PRIME THERAPEUTICS, INC. 0.0%
Value ($000) $262 Shares 5,000 Est. Cost $52.40 Unrealized
COMCASTCORP NEW CL A 0.0%
Value ($000) $260 Shares 3,923 Est. Cost $60.85 Unrealized
LIVE OAK BANCSHARES INC 0.0%
Value ($000) $259 Shares 17,975 Est. Cost $14.21 Unrealized
WMB WILLIAMS CO INC 0.0%
Value ($000) $249 Shares 8,109 Est. Cost $16.23 Unrealized 0.0%
JOHNSON CONTROLS INTL PLC 0.0%
Value ($000) $233 Shares 5,014 Est. Cost $46.47 Unrealized
EBAY EBAY INC COM 0.0%
Value ($000) $229 Shares 6,965 Est. Cost $26.87 Unrealized 0.0%
LNT ALLIANT ENERGY CORP 0.0%
Value ($000) $224 Shares 5,847 Est. Cost $27.46 Unrealized +6.6%
SYNTHETIC BIOLOGICS INC 0.0%
Value ($000) $217 Shares 126,000 Est. Cost $2.65 Unrealized
BIOCRYST PHARMACEUTICALS 0.0%
Value ($000) $216 Shares 49,000 Est. Cost $2.20 Unrealized
ATARA BIOTHERAPEUTICS INC 0.0%
Value ($000) $214 Shares 10,000 Est. Cost $21.40 Unrealized
ACCENTURE PLC 0.0%
Value ($000) $200 Shares 1,639 Est. Cost $122.03 Unrealized
HP, INC. 0.0%
Value ($000) $187 Shares 12,050 Est. Cost $11.92 Unrealized
SUNESIS PHARMACEUTICALS INC NE 0.0%
Value ($000) $146 Shares 33,332 Est. Cost $4.38 Unrealized
PARK STERLING 0.0%
Value ($000) $125 Shares 15,384 Est. Cost $6.70 Unrealized
HEAT BIOLOGICS INC 0.0%
Value ($000) $97 Shares 70,500 Est. Cost $0.96 Unrealized
FRONTIER COMMUNICATIONS CORP 0.0%
Value ($000) $83 Shares 20,061 Est. Cost $4.14 Unrealized
PDL BIOPHARMA INC 0.0%
Value ($000) $75 Shares 22,500 Est. Cost $7.43 Unrealized
RIGEL PHARMACEUTICALS 0.0%
Value ($000) $73 Shares 20,000 Est. Cost $3.64 Unrealized
SGMO SANGAMO BIOSCIENCES INC 0.0%
Value ($000) $51 Shares 11,000 Est. Cost $8.95 Unrealized -43.2%
THRESHOLD PHARMACEUTICALS 0.0%
Value ($000) $47 Shares 70,000 Est. Cost $1.55 Unrealized
FIBROCELL SCIENCE INC 0.0%
Value ($000) $36 Shares 50,000 Est. Cost $2.50 Unrealized
FOREST LABORATORIES INC CONTIN 0.0%
Value ($000) $0 Shares 15,000 Est. Cost Unrealized
GROWLIFE, INC 0.0%
Value ($000) $0 Shares 15,000 Est. Cost $0.60 Unrealized
VIBE RECORDS INC NEW COM 0.0%
Value ($000) $0 Shares 11,000 Est. Cost Unrealized
AXION INTERNATIONAL HOLDINGS I 0.0%
Value ($000) $0 Shares 95,714 Est. Cost $0.49 Unrealized
ART ADVANCED RESEARCH TECHNOLO 0.0%
Value ($000) $0 Shares 10,000 Est. Cost Unrealized
AMERIC INT GR WTS EXP 1/19/202 0.0%
Value ($000) $0 Shares 100,444 Est. Cost Unrealized
FOREST LABORATORIES CONTINGENT 0.0%
Value ($000) $0 Shares 55,000 Est. Cost Unrealized
FIRST HORIZON NATIONAL CORP FR 0.0%
Value ($000) $0 Shares 39,871 Est. Cost Unrealized
BIOSIGNIA INC 0.0%
Value ($000) $0 Shares 130,000 Est. Cost Unrealized
COMMONWEALTH BANKSHARES INC 0.0%
Value ($000) $0 Shares 11,761 Est. Cost Unrealized
BITZIO INC. 0.0%
Value ($000) $0 Shares 40,000 Est. Cost Unrealized