Location: New York, NY
CIK: 0001599330 · Show all filings
Period: Q4 2018 (← Previous) (Next →)
Filing Date: Jan 18, 2019
Total Value: $631M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SDY | SPDR SERIES TRUST | 1,848,276 | $170M | 27.0% | $92.04 | $67.14 | — | S&P DIVID ETF | 78464A763 |
| VIG | VANGUARD GROUP | 541,427 | $54.28M | 8.6% | $100.26 | $71.29 | — | DIV APP ETF | 921908844 |
| VYM | VANGUARD WHITEHALL FDS INC | 444,889 | $35.78M | 5.7% | $80.42 | $60.76 | — | HIGH DIV YLD | 921946406 |
| VO | VANGUARD INDEX FDS | 243,613 | $35.37M | 5.6% | $145.17 | $119.24 | — | MID CAP ETF | 922908629 |
| VTI | VANGUARD INDEX FDS | 195,024 | $25.91M | 4.1% | $132.84 | $109.79 | — | TOTAL STK MKT | 922908769 |
| IJK | ISHARES TR | 89,713 | $17.99M | 2.9% | $200.49 | $159.83 | — | S&P MC 400GR ETF | 464287606 |
| — | EATON VANCE TAX ADVT DIV INC | 804,109 | $16.28M | 2.6% | $20.25 | $17.85 | — | COM | 27828G107 |
| SPY | SPDR S&P 500 ETF TR | 58,435 | $15.13M | 2.4% | $258.99 | $184.77 | — | TR UNIT | 78462F103 |
| AAPL | APPLE INC | 91,782 | $13.98M | 2.2% | $152.28 * | $55.74 | -17.5% | COM | 037833100 |
| META | FACEBOOK INC | 96,861 | $13.93M | 2.2% | $143.80 | $110.36 | +30.4% | CL A | 30303M102 |
| EL | LAUDER ESTEE COS INC | 76,147 | $9.59M | 1.5% | $125.94 | $74.71 | +66.0% | CL A | 518439104 |
| JNJ | JOHNSON & JOHNSON | 55,825 | $7.243M | 1.1% | $129.74 * | $80.06 | +42.6% | COM | 478160104 |
| — | IAC INTERACTIVECORP | 37,433 | $6.856M | 1.1% | $183.15 | $50.51 | — | COM | 44919P508 |
| PG | PROCTER AND GAMBLE CO | 58,545 | $5.373M | 0.9% | $91.78 * | $65.74 | +13.7% | COM | 742718109 |
| MSFT | MICROSOFT CORP | 51,480 | $5.292M | 0.8% | $102.80 * | $56.41 | +77.3% | COM | 594918104 |
| DVY | ISHARES TR | 55,647 | $5.141M | 0.8% | $92.39 | $70.24 | — | SELECT DIVID ETF | 464287168 |
| VEU | VANGUARD INTL EQUITY INDEX F | 98,495 | $4.676M | 0.7% | $47.47 | $47.41 | — | ALLWRLD EX US | 922042775 |
| AMZN | AMAZON COM INC | 2,754 | $4.518M | 0.7% | $1640.52 * | $55.94 | +48.6% | COM | 023135106 |
| GOOGL | ALPHABET INC | 4,175 | $4.444M | 0.7% | $1064.43 * | $39.36 | +36.3% | CAP STK CL A | 02079K305 |
| VB | VANGUARD INDEX FDS | 28,246 | $3.983M | 0.6% | $141.01 | $127.66 | — | SMALL CP ETF | 922908751 |
| JPM | JPMORGAN CHASE & CO | 38,657 | $3.862M | 0.6% | $99.90 * | $63.08 | +38.8% | COM | 46625H100 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 19,103 | $3.75M | 0.6% | $196.30 * | $114.22 | +82.9% | CL B NEW | 084670702 |
| XLK | SELECT SECTOR SPDR TR | 58,941 | $3.745M | 0.6% | $63.54 | $53.67 | — | TECHNOLOGY | 81369Y803 |
| XOM | EXXON MOBIL CORP | 51,377 | $3.685M | 0.6% | $71.72 * | $74.30 | -24.1% | COM | 30231G102 |
| VXUS | VANGUARD STAR FD | 73,952 | $3.632M | 0.6% | $49.11 | $49.91 | — | VG TL INTL STK F | 921909768 |
| GOOG | ALPHABET INC | 3,318 | $3.508M | 0.6% | $1057.26 * | $37.02 | +43.5% | CAP STK CL C | 02079K107 |
| VWO | VANGUARD INTL EQUITY INDEX F | 86,329 | $3.434M | 0.5% | $39.78 | $35.18 | — | FTSE EMR MKT ETF | 922042858 |
| T | AT&T INC | 101,490 | $3.133M | 0.5% | $30.87 * | $16.22 | -13.5% | COM | 00206R102 |
| PFE | PFIZER INC | 65,093 | $2.791M | 0.4% | $42.88 * | $24.90 | +20.6% | COM | 717081103 |
| BAC | BANK AMER CORP | 107,166 | $2.79M | 0.4% | $26.03 * | $24.60 | -7.3% | COM | 060505104 |
| MRK | MERCK & CO INC | 36,187 | $2.71M | 0.4% | $74.89 * | $48.13 | +17.4% | COM | 58933Y105 |
| MMM | 3M CO | 12,887 | $2.477M | 0.4% | $192.21 * | $109.29 | +17.3% | COM | 88579Y101 |
| IVV | ISHARES TR | 9,493 | $2.472M | 0.4% | $260.40 | $208.17 | — | CORE S&P500 ETF | 464287200 |
| EPD | ENTERPRISE PRODS PARTNERS L | 85,473 | $2.31M | 0.4% | $27.03 | $27.89 | — | COM | 293792107 |
| CVX | CHEVRON CORP NEW | 20,405 | $2.296M | 0.4% | $112.52 * | $89.17 | -5.0% | COM | 166764100 |
| CSCO | CISCO SYS INC | 52,538 | $2.285M | 0.4% | $43.49 * | $31.01 | +19.0% | COM | 17275R102 |
| DIS | DISNEY WALT CO | 20,033 | $2.257M | 0.4% | $112.66 * | $67.42 | +61.8% | COM DISNEY | 254687106 |
| VZ | VERIZON COMMUNICATIONS INC | 38,673 | $2.244M | 0.4% | $58.02 * | $33.25 | +16.1% | COM | 92343V104 |
| NEE | NEXTERA ENERGY INC | 12,632 | $2.22M | 0.4% | $175.74 * | $36.78 | -0.3% | COM | 65339F101 |
| BA | BOEING CO | 5,647 | $1.993M | 0.3% | $352.93 * | $163.56 | +104.8% | COM | 097023105 |
| VT | VANGUARD INTL EQUITY INDEX F | 29,019 | $1.976M | 0.3% | $68.09 | $63.65 | — | TT WRLD ST ETF | 922042742 |
| MS | MORGAN STANLEY | 43,814 | $1.829M | 0.3% | $41.74 * | $19.60 | +78.7% | COM NEW | 617446448 |
| WFC | WELLS FARGO CO NEW | 37,990 | $1.819M | 0.3% | $47.88 * | $38.70 | +8.6% | COM | 949746101 |
| INTC | INTEL CORP | 35,796 | $1.751M | 0.3% | $48.92 * | $30.08 | +33.6% | COM | 458140100 |
| ROST | ROSS STORES INC | 19,020 | $1.735M | 0.3% | $91.22 * | $49.92 | +68.9% | COM | 778296103 |
| DEO | DIAGEO P L C | 12,056 | $1.701M | 0.3% | $141.09 | $127.90 | — | SPON ADR NEW | 25243Q205 |
| HD | HOME DEPOT INC | 9,430 | $1.692M | 0.3% | $179.43 * | $74.95 | +100.7% | COM | 437076102 |
| — | BLACKSTONE GROUP L P | 50,500 | $1.614M | 0.3% | $31.96 | $28.09 | — | COM UNIT LTD | 09253U108 |
| — | TWITTER INC | 48,195 | $1.584M | 0.3% | $32.87 | $27.76 | — | COM | 90184L102 |
| NFLX | NETFLIX INC | 4,587 | $1.549M | 0.2% | $337.69 * | $12.11 | +147.1% | COM | 64110L106 |
| CVS | CVS HEALTH CORP | 22,766 | $1.498M | 0.2% | $65.80 * | $48.30 | +22.9% | COM | 126650100 |
| PEP | PEPSICO INC | 13,646 | $1.476M | 0.2% | $108.16 * | $68.67 | +32.0% | COM | 713448108 |
| — | UNILEVER N V | 25,455 | $1.363M | 0.2% | $53.55 | $47.02 | — | N Y SHS NEW | 904784709 |
| XLF | SELECT SECTOR SPDR TR | 54,956 | $1.346M | 0.2% | $24.49 | $25.16 | — | SBI INT-FINL | 81369Y605 |
| IBM | INTERNATIONAL BUSINESS MACHS | 11,067 | $1.344M | 0.2% | $121.44 * | $149.74 | -41.3% | COM | 459200101 |
| MPLX | MPLX LP | 40,000 | $1.326M | 0.2% | $33.15 | $34.72 | — | COM UNIT REP LTD | 55336V100 |
| — | DOWDUPONT INC | 23,647 | $1.307M | 0.2% | $55.27 | $58.24 | — | COM | 26078J100 |
| MCD | MCDONALDS CORP | 6,908 | $1.26M | 0.2% | $182.40 * | $101.03 | +48.6% | COM | 580135101 |
| ACRE | ARES COML REAL ESTATE CORP | 87,105 | $1.25M | 0.2% | $14.35 | $13.37 | — | COM | 04013V108 |
| CB | CHUBB LIMITED | 9,558 | $1.238M | 0.2% | $129.53 * | $110.63 | +3.5% | COM | H1467J104 |
| REGN | REGENERON PHARMACEUTICALS | 3,017 | $1.233M | 0.2% | $408.68 * | $231.58 | +57.2% | COM | 75886F107 |
| LLY | LILLY ELI & CO | 10,502 | $1.22M | 0.2% | $116.17 * | $86.47 | +17.2% | COM | 532457108 |
| QQQ | INVESCO QQQ TR | 7,574 | $1.217M | 0.2% | $160.68 | $171.11 | — | UNIT SER 1 | 46090E103 |
| PM | PHILIP MORRIS INTL INC | 17,149 | $1.192M | 0.2% | $69.51 * | $63.05 | -9.1% | COM | 718172109 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 19,210 | $1.185M | 0.2% | $61.69 | $70.38 | — | COM UNIT RP LP | 559080106 |
| KMB | KIMBERLY CLARK CORP | 10,110 | $1.185M | 0.2% | $117.21 * | $84.32 | +2.5% | COM | 494368103 |
| VOO | VANGUARD INDEX FDS | 4,772 | $1.135M | 0.2% | $237.85 | $207.81 | — | S&P 500 ETF SHS | 922908363 |
| — | RAYTHEON CO | 7,036 | $1.12M | 0.2% | $159.18 | $140.71 | — | COM NEW | 755111507 |
| GS | GOLDMAN SACHS GROUP INC | 6,297 | $1.114M | 0.2% | $176.91 * | $141.30 | +20.9% | COM | 38141G104 |
| MO | ALTRIA GROUP INC | 22,711 | $1.111M | 0.2% | $48.92 * | $28.60 | +15.8% | COM | 02209S103 |
| TRV | TRAVELERS COMPANIES INC | 9,206 | $1.109M | 0.2% | $120.46 * | $106.13 | +1.0% | COM | 89417E109 |
| UNH | UNITEDHEALTH GROUP INC | 4,405 | $1.091M | 0.2% | $247.67 * | $116.60 | +101.6% | COM | 91324P102 |
| — | CITRIX SYS INC | 10,000 | $1.061M | 0.2% | $106.10 | $63.80 | — | COM | 177376100 |
| RITM | NEW RESIDENTIAL INVT CORP | 66,916 | $1.056M | 0.2% | $15.78 | $16.84 | — | COM NEW | 64828T201 |
| KO | COCA COLA CO | 22,240 | $1.053M | 0.2% | $47.35 * | $34.23 | +12.2% | COM | 191216100 |
| WELL | WELLTOWER INC | 14,610 | $1.044M | 0.2% | $71.46 * | $54.11 | 0.0% | COM | 95040Q104 |
| — | FEDERAL REALTY INVT TR | 8,385 | $1.035M | 0.2% | $123.43 | $133.50 | — | SH BEN INT NEW | 313747206 |
| VBR | VANGUARD INDEX FDS | 8,492 | $1.034M | 0.2% | $121.76 | $99.31 | — | SM CP VAL ETF | 922908611 |
| NVS | NOVARTIS A G | 11,428 | $1.003M | 0.2% | $87.77 | $87.77 | — | SPONSORED ADR | 66987V109 |
| VBK | VANGUARD INDEX FDS | 5,962 | $961K | 0.2% | $161.19 | $137.95 | — | SML CP GRW ETF | 922908595 |
| — | ALLIANZGI NFJ DIVID INT & PR | 82,500 | $954K | 0.2% | $11.56 | $11.56 | — | COM | 01883A107 |
| — | CELGENE CORP | 10,628 | $929K | 0.1% | $87.41 | $88.74 | — | COM | 151020104 |
| AMT | AMERICAN TOWER CORP NEW | 5,746 | $927K | 0.1% | $161.33 * | $89.93 | +44.0% | COM | 03027X100 |
| — | BLACKROCK ENHANCED EQT DIV T | 111,330 | $926K | 0.1% | $8.32 | $8.32 | — | COM | 09251A104 |
| COP | CONOCOPHILLIPS | 13,871 | $921K | 0.1% | $66.40 * | $53.41 | 0.0% | COM | 20825C104 |
| DXCM | DEXCOM INC | 6,502 | $917K | 0.1% | $141.03 * | $17.34 | +83.0% | COM | 252131107 |
| BDX | BECTON DICKINSON & CO | 3,851 | $881K | 0.1% | $228.77 * | $78.58 | +164.9% | COM | 075887109 |
| ED | CONSOLIDATED EDISON INC | 11,472 | $871K | 0.1% | $75.92 * | $50.58 | +19.6% | COM | 209115104 |
| UNP | UNION PAC CORP | 5,625 | $862K | 0.1% | $153.24 * | $74.84 | +68.9% | COM | 907818108 |
| — | FORTRESS TRANS INFRST INVS L | 56,972 | $849K | 0.1% | $14.90 | $11.34 | — | COM REP LTD LIAB | 34960P101 |
| CL | COLGATE PALMOLIVE CO | 12,786 | $794K | 0.1% | $62.10 * | $66.64 | -20.6% | COM | 194162103 |
| EFA | ISHARES TR | 12,948 | $790K | 0.1% | $61.01 | $63.33 | — | MSCI EAFE ETF | 464287465 |
| GLW | CORNING INC | 26,133 | $785K | 0.1% | $30.04 * | $26.17 | 0.0% | COM | 219350105 |
| — | WALGREENS BOOTS ALLIANCE INC | 10,686 | $766K | 0.1% | $71.68 | $71.68 | — | COM | 931427108 |
| — | CONTURA ENERGY INC | 12,000 | $765K | 0.1% | $63.75 | $63.75 | — | COM | 21241B100 |
| IWF | ISHARES TR | 5,517 | $750K | 0.1% | $135.94 | $112.23 | — | RUS 1000 GRW ETF | 464287614 |
| DLS | WISDOMTREE TR | 11,823 | $746K | 0.1% | $63.10 | $57.79 | — | INTL SMCAP DIV | 97717W760 |
| GLD | SPDR GOLD TRUST | 6,111 | $744K | 0.1% | $121.75 | $118.39 | — | GOLD SHS | 78463V107 |
| DBX | DROPBOX INC | 33,118 | $742K | 0.1% | $22.40 * | $28.89 | -20.2% | CL A | 26210C104 |
| DG | DOLLAR GEN CORP NEW | 6,387 | $741K | 0.1% | $116.02 * | $59.39 | +66.1% | COM | 256677105 |
| BMY | BRISTOL MYERS SQUIBB CO | 15,321 | $735K | 0.1% | $47.97 * | $35.59 | +15.2% | COM | 110122108 |
| BCE | BCE INC | 17,475 | $730K | 0.1% | $41.77 * | $26.04 | 0.0% | COM NEW | 05534B760 |
| GPC | GENUINE PARTS CO | 7,593 | $730K | 0.1% | $96.14 * | $80.48 | 0.0% | COM | 372460105 |
| BIDU | BAIDU INC | 4,201 | $698K | 0.1% | $166.15 | $230.19 | — | SPON ADR REP A | 056752108 |
| AMGN | AMGEN INC | 3,432 | $688K | 0.1% | $200.47 * | $105.67 | +48.4% | COM | 031162100 |
| BK | BANK NEW YORK MELLON CORP | 14,296 | $687K | 0.1% | $48.06 * | $26.34 | +50.5% | COM | 064058100 |
| AXP | AMERICAN EXPRESS CO | 6,968 | $687K | 0.1% | $98.59 * | $60.95 | +55.9% | COM | 025816109 |
| KRE | SPDR SERIES TRUST | 13,743 | $687K | 0.1% | $49.99 | $38.14 | — | S&P REGL BKG | 78464A698 |
| IAT | ISHARES TR | 15,825 | $669K | 0.1% | $42.27 | $31.79 | — | US REGNL BKS ETF | 464288778 |
| XLI | SELECT SECTOR SPDR TR | 9,801 | $665K | 0.1% | $67.85 | $60.76 | — | SBI INT-INDS | 81369Y704 |
| CMCSA | COMCAST CORP NEW | 18,568 | $662K | 0.1% | $35.65 * | $27.42 | +11.0% | CL A | 20030N101 |
| STWD | STARWOOD PPTY TR INC | 31,728 | $659K | 0.1% | $20.77 | $21.95 | — | COM | 85571B105 |
| BABA | ALIBABA GROUP HLDG LTD | 4,164 | $630K | 0.1% | $151.30 | $165.73 | — | SPONSORED ADS | 01609W102 |
| MDLZ | MONDELEZ INTL INC | 14,761 | $623K | 0.1% | $42.21 * | $30.18 | +18.6% | CL A | 609207105 |
| OKE | ONEOK INC NEW | 10,086 | $603K | 0.1% | $59.79 * | $39.29 | 0.0% | COM | 682680103 |
| — | SUNTRUST BKS INC | 10,795 | $602K | 0.1% | $55.77 | $55.77 | — | COM | 867914103 |
| — | VMWARE INC | 4,026 | $591K | 0.1% | $146.80 | $82.29 | — | CL A COM | 928563402 |
| HON | HONEYWELL INTL INC | 4,261 | $585K | 0.1% | $137.29 * | $78.34 | +50.2% | COM | 438516106 |
| IJT | ISHARES TR | 3,356 | $573K | 0.1% | $170.74 | $117.11 | — | S&P SML 600 GWT | 464287887 |
| MDY | SPDR S&P MIDCAP 400 ETF TR | 1,787 | $573K | 0.1% | $320.65 | $277.34 | — | UTSER1 S&PDCRP | 78467Y107 |
| RF | REGIONS FINL CORP NEW | 38,164 | $564K | 0.1% | $14.78 * | $5.68 | +111.2% | COM | 7591EP100 |
| WMT | WALMART INC | 5,941 | $563K | 0.1% | $94.77 * | $33.30 | -13.6% | COM | 931142103 |
| V | VISA INC | 4,046 | $559K | 0.1% | $138.16 * | $67.93 | +93.4% | COM CL A | 92826C839 |
| JCI | JOHNSON CTLS INTL PLC | 17,239 | $555K | 0.1% | $32.19 * | $28.21 | 0.0% | SHS | G51502105 |
| — | ALTABA INC | 8,600 | $541K | 0.1% | $62.91 | $54.48 | — | COM | 021346101 |
| C | CITIGROUP INC | 9,528 | $540K | 0.1% | $56.68 * | $39.90 | +23.7% | COM NEW | 172967424 |
| AFL | AFLAC INC | 11,680 | $534K | 0.1% | $45.72 * | $44.94 | -16.4% | COM | 001055102 |
| IWD | ISHARES TR | 4,588 | $528K | 0.1% | $115.08 | $107.59 | — | RUS 1000 VAL ETF | 464287598 |
| CNQ | CANADIAN NAT RES LTD | 19,000 | $516K | 0.1% | $27.16 * | $10.28 | -8.2% | COM | 136385101 |
| — | BLACKROCK CAPITAL INVESTMENT | 84,000 | $507K | 0.1% | $6.04 | $6.11 | — | COM | 092533108 |
| — | EATON VANCE TX ADV GLB DIV O | 24,938 | $506K | 0.1% | $20.29 | $24.25 | — | COM | 27828U106 |
| ADP | AUTOMATIC DATA PROCESSING IN | 3,789 | $499K | 0.1% | $131.70 * | $59.25 | +104.5% | COM | 053015103 |
| IYW | ISHARES TR | 3,000 | $494K | 0.1% | $164.67 | $92.41 | — | U.S. TECH ETF | 464287721 |
| ORCL | ORACLE CORP | 9,953 | $481K | 0.1% | $48.33 * | $35.60 | +21.2% | COM | 68389X105 |
| — | ROYAL DUTCH SHELL PLC | 7,546 | $469K | 0.1% | $62.15 | $62.15 | — | SPON ADR B | 780259107 |
| BIV | VANGUARD BD INDEX FD INC | 5,750 | $469K | 0.1% | $81.57 | $84.56 | — | INTERMED TERM | 921937819 |
| EBAY | EBAY INC | 15,375 | $468K | 0.1% | $30.44 * | $32.23 | -18.8% | COM | 278642103 |
| ARCC | ARES CAP CORP | 28,503 | $464K | 0.1% | $16.28 * | $7.97 | +5.0% | COM | 04010L103 |
| — | ARES DYNAMIC CR ALLOCATION F | 31,873 | $458K | 0.1% | $14.37 | $14.37 | — | COM | 04014F102 |
| — | UNITED TECHNOLOGIES CORP | 4,161 | $458K | 0.1% | $110.07 | $106.16 | — | COM | 913017109 |
| ROBO | EXCHANGE TRADED CONCEPTS TR | 13,177 | $452K | 0.1% | $34.30 | $36.38 | — | ROBO GLB ETF | 301505707 |
| ABBV | ABBVIE INC | 5,089 | $449K | 0.1% | $88.23 * | $40.69 | +59.2% | COM | 00287Y109 |
| — | HCP INC | 15,380 | $446K | 0.1% | $29.00 | $29.00 | — | COM | 40414L109 |
| MGK | VANGUARD WORLD FD | 4,000 | $445K | 0.1% | $111.25 | $72.78 | — | MEGA GRWTH IND | 921910816 |
| EMR | EMERSON ELEC CO | 7,169 | $445K | 0.1% | $62.07 * | $50.62 | +12.6% | COM | 291011104 |
| BSV | VANGUARD BD INDEX FD INC | 5,500 | $432K | 0.1% | $78.55 | $79.55 | — | SHORT TRM BOND | 921937827 |
| ISRG | INTUITIVE SURGICAL INC | 852 | $431K | 0.1% | $505.87 * | $238.58 | -29.0% | COM NEW | 46120E602 |
| MAR | MARRIOTT INTL INC NEW | 3,926 | $430K | 0.1% | $109.53 | $50.17 | +116.3% | CL A | 571903202 |
| — | LENDINGCLUB CORP | 141,082 | $426K | 0.1% | $3.02 | $5.81 | — | COM | 52603A109 |
| IJH | ISHARES TR | 2,405 | $423K | 0.1% | $175.88 | $137.35 | — | CORE S&P MCP ETF | 464287507 |
| — | GENERAL ELECTRIC CO | 44,981 | $402K | 0.1% | $8.94 | $25.02 | — | COM | 369604103 |
| VNQ | VANGUARD INDEX FDS | 5,170 | $402K | 0.1% | $77.76 | $74.67 | — | REAL ESTATE ETF | 922908553 |
| IWB | ISHARES TR | 2,752 | $396K | 0.1% | $143.90 | $101.97 | — | RUS 1000 ETF | 464287622 |
| EW | EDWARDS LIFESCIENCES CORP | 2,579 | $394K | 0.1% | $152.77 * | $38.14 | +32.7% | COM | 28176E108 |
| — | NUVEEN CR STRATEGIES INCM FD | 50,000 | $385K | 0.1% | $7.70 | $7.70 | — | COM SHS | 67073D102 |
| COST | COSTCO WHSL CORP NEW | 1,818 | $383K | 0.1% | $210.67 * | $113.20 | +78.4% | COM | 22160K105 |
| PNC | PNC FINL SVCS GROUP INC | 3,160 | $379K | 0.1% | $119.94 * | $75.00 | +32.0% | COM | 693475105 |
| — | DOUBLELINE INCOME SOLUTIONS | 20,000 | $374K | 0.1% | $18.70 | $18.70 | — | COM | 258622109 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 1,473 | $353K | 0.1% | $239.65 | $246.68 | — | UT SER 1 | 78467X109 |
| XIFR | NEXTERA ENERGY PARTNERS LP | 8,066 | $353K | 0.1% | $43.76 * | $45.57 | 0.0% | COM UNIT PART IN | 65341B106 |
| PBE | INVESCO EXCHANGE TRADED FD T | 6,730 | $350K | 0.1% | $52.01 | $54.68 | — | DYNMC BIOTECH | 46137V787 |
| PSX | PHILLIPS 66 | 3,686 | $342K | 0.1% | $92.78 * | $53.71 | +36.4% | COM | 718546104 |
| ASH | ASHLAND GLOBAL HLDGS INC | 4,558 | $338K | 0.1% | $74.16 * | $51.69 | +32.1% | COM | 044186104 |
| — | MEDIDATA SOLUTIONS INC | 5,000 | $336K | 0.1% | $67.20 | $62.80 | — | COM | 58471A105 |
| — | SPDR SERIES TRUST | 9,500 | $331K | 0.1% | $34.84 | $36.23 | — | BLOOMBERG BRCLYS | 78464A417 |
| XLP | SELECT SECTOR SPDR TR | 6,396 | $330K | 0.1% | $51.59 | $51.30 | — | SBI CONS STPLS | 81369Y308 |
| HSBC | HSBC HLDGS PLC | 7,915 | $328K | 0.1% | $41.44 | $41.44 | — | SPON ADR NEW | 404280406 |
| SO | SOUTHERN CO | 7,028 | $328K | 0.1% | $46.67 * | $34.25 | 0.0% | COM | 842587107 |
| — | MACQUARIE INFRASTRUCTURE COR | 8,015 | $325K | 0.1% | $40.55 | $40.55 | — | COM | 55608B105 |
| — | DOUBLELINE OPPORTUNISTIC CR | 16,667 | $324K | 0.1% | $19.44 | $25.83 | — | COM | 258623107 |
| — | OCH ZIFF CAP MGMT GROUP | 30,000 | $322K | 0.1% | $10.73 | $2.35 | — | CL A | 67551U105 |
| LMT | LOCKHEED MARTIN CORP | 1,151 | $320K | 0.1% | $278.02 * | $233.25 | +7.2% | COM | 539830109 |
| — | XILINX INC | 3,508 | $319K | 0.1% | $90.94 | $35.88 | — | COM | 983919101 |
| XLY | SELECT SECTOR SPDR TR | 3,013 | $315K | 0.0% | $104.55 | $75.74 | — | SBI CONS DISCR | 81369Y407 |
| BP | BP PLC | 7,786 | $313K | 0.0% | $40.20 | $43.57 | — | SPONSORED ADR | 055622104 |
| AMCX | AMC NETWORKS INC | 5,000 | $311K | 0.0% | $62.20 * | $52.59 | +11.2% | CL A | 00164V103 |
| — | AON PLC | 2,108 | $310K | 0.0% | $147.06 | $136.71 | — | SHS CL A | G0408V102 |
| — | ISHARES GOLD TRUST | 25,000 | $309K | 0.0% | $12.36 | $11.88 | — | ISHARES | 464285105 |
| EEM | ISHARES TR | 7,568 | $308K | 0.0% | $40.70 | $43.41 | — | MSCI EMG MKT ETF | 464287234 |
| HTGC | HERCULES CAPITAL INC | 25,000 | $305K | 0.0% | $12.20 | $12.20 | 0.0% | COM | 427096508 |
| IWO | ISHARES TR | 1,659 | $300K | 0.0% | $180.83 | $151.63 | — | RUS 2000 GRW ETF | 464287648 |
| GD | GENERAL DYNAMICS CORP | 1,810 | $296K | 0.0% | $163.54 * | $152.08 | 0.0% | COM | 369550108 |
| MSI | MOTOROLA SOLUTIONS INC | 2,556 | $296K | 0.0% | $115.81 * | $112.73 | 0.0% | COM NEW | 620076307 |
| SRE | SEMPRA ENERGY | 2,555 | $291K | 0.0% | $113.89 * | $45.21 | 0.0% | COM | 816851109 |
| ET | ENERGY TRANSFER LP | 18,948 | $285K | 0.0% | $15.04 | $15.04 | — | COM UT LTD PTN | 29273V100 |
| EOG | EOG RES INC | 2,831 | $274K | 0.0% | $96.79 * | $80.67 | 0.0% | COM | 26875P101 |
| AEP | AMERICAN ELEC PWR INC | 3,565 | $265K | 0.0% | $74.33 * | $56.07 | +4.2% | COM | 025537101 |
| USB | US BANCORP DEL | 5,473 | $260K | 0.0% | $47.51 * | $32.39 | +18.2% | COM NEW | 902973304 |
| WPC | W P CAREY INC | 3,758 | $259K | 0.0% | $68.92 | $62.27 | — | COM | 92936U109 |
| TJX | TJX COS INC NEW | 5,400 | $256K | 0.0% | $47.41 * | $43.10 | +6.5% | COM | 872540109 |
| DUK | DUKE ENERGY CORP NEW | 3,006 | $254K | 0.0% | $84.50 * | $63.89 | 0.0% | COM NEW | 26441C204 |
| VGT | VANGUARD WORLD FDS | 1,463 | $251K | 0.0% | $171.57 | $181.11 | — | INF TECH ETF | 92204A702 |
| GIS | GENERAL MLS INC | 5,871 | $245K | 0.0% | $41.73 * | $36.73 | -10.2% | COM | 370334104 |
| — | THESTREET INC | 115,636 | $241K | 0.0% | $2.08 | $1.57 | — | COM | 88368Q103 |
| ABT | ABBOTT LABS | 3,452 | $239K | 0.0% | $69.24 * | $62.14 | 0.0% | COM | 002824100 |
| — | BLACKROCK TAX MUNICPAL BD TR | 11,189 | $239K | 0.0% | $21.36 | $21.36 | — | SHS | 09248X100 |
| BF/B | BROWN FORMAN CORP | 5,006 | $235K | 0.0% | $46.94 * | $37.17 | +13.2% | CL B | 115637209 |
| — | AVANGRID INC | 4,796 | $235K | 0.0% | $49.00 | $47.45 | — | COM | 05351W103 |
| NSC | NORFOLK SOUTHERN CORP | 1,435 | $235K | 0.0% | $163.76 * | $102.71 | +38.6% | COM | 655844108 |
| LQD | ISHARES TR | 2,057 | $234K | 0.0% | $113.76 | $120.63 | — | IBOXX INV CP ETF | 464287242 |
| WM | WASTE MGMT INC DEL | 2,458 | $230K | 0.0% | $93.57 * | $78.27 | +1.8% | COM | 94106L109 |
| LIVN | LIVANOVA PLC | 2,500 | $227K | 0.0% | $90.80 * | $87.04 | +23.4% | SHS | G5509L101 |
| VCR | VANGUARD WORLD FDS | 1,400 | $224K | 0.0% | $160.00 | $143.57 | — | CONSUM DIS ETF | 92204A108 |
| — | ACTIVISION BLIZZARD INC | 4,812 | $224K | 0.0% | $46.55 | $62.94 | — | COM | 00507V109 |
| KHC | KRAFT HEINZ CO | 4,879 | $223K | 0.0% | $45.71 * | $48.19 | -24.0% | COM | 500754106 |
| XLG | INVESCO EXCHANGE TRADED FD T | 1,203 | $223K | 0.0% | $185.37 | $192.95 | — | S&P 500 TOP 50 | 46137V233 |
| YUM | YUM BRANDS INC | 2,426 | $221K | 0.0% | $91.10 * | $72.90 | +7.5% | COM | 988498101 |
| SBUX | STARBUCKS CORP | 3,457 | $220K | 0.0% | $63.64 * | $53.65 | 0.0% | COM | 855244109 |
| ETN | EATON CORP PLC | 3,103 | $218K | 0.0% | $70.25 * | $65.04 | 0.0% | SHS | G29183103 |
| — | CUSHING RENAISSANCE FD | 14,000 | $215K | 0.0% | $15.36 | $15.36 | — | COM | 231647108 |
| ADBE | ADOBE INC | 907 | $215K | 0.0% | $237.05 | $241.40 | 0.0% | COM | 00724F101 |
| — | WESTERN GAS EQUITY PARTNERS | 7,000 | $214K | 0.0% | $30.57 | $30.57 | — | COMUNT LTD PT | 95825R103 |
| PGX | INVESCO EXCHNG TRADED FD TR | 15,045 | $210K | 0.0% | $13.96 | $13.96 | — | PFD ETF | 46138E511 |
| TCPC | BLACKROCK TCP CAP CORP | 15,000 | $209K | 0.0% | $13.93 | $13.94 | 0.0% | COM | 09259E108 |
| — | AQUA AMERICA INC | 6,093 | $207K | 0.0% | $33.97 | $35.18 | — | COM | 03836W103 |
| MELI | MERCADOLIBRE INC | 600 | $207K | 0.0% | $345.00 * | $324.05 | 0.0% | COM | 58733R102 |
| — | EATON VANCE ENH EQTY INC FD | 12,500 | $204K | 0.0% | $16.32 | $16.32 | — | COM | 278277108 |
| MKC | MCCORMICK & CO INC | 1,440 | $202K | 0.0% | $140.28 * | $62.59 | 0.0% | COM NON VTG | 579780206 |
| CGBD | TCG BDC INC | 13,000 | $187K | 0.0% | $14.38 * | $6.04 | 0.0% | COM | 872280102 |
| — | EATON VANCE TX MGD DIV EQ IN | 16,500 | $178K | 0.0% | $10.79 | $10.79 | — | COM | 27828N102 |
| BBDC | BARINGS BDC INC | 15,000 | $145K | 0.0% | $9.67 * | $5.10 | 0.0% | COM | 06759L103 |
| HNNA | HENNESSY ADVISORS INC | 13,500 | $143K | 0.0% | $10.59 * | $11.34 | +7.0% | COM | 425885100 |
| — | GLOBALSTAR INC | 159,650 | $112K | 0.0% | $0.70 | $0.70 | — | COM | 378973408 |
| — | BBX CAP CORP NEW | 16,445 | $102K | 0.0% | $6.20 | $9.00 | — | CL A | 05491N104 |
| — | GLOBAL X FDS | 13,935 | $101K | 0.0% | $7.25 | $7.25 | — | MSCI GREECE ETF | 37950E366 |
| — | SIRIUS XM HLDGS INC | 16,094 | $98,000 | 0.0% | $6.09 | $3.69 | — | COM | 82968B103 |
| TMQ | TRILOGY METALS INC NEW | 20,000 | $41,000 | 0.0% | $2.05 | $1.85 | +9.6% | COM | 89621C105 |
| ROYTL | PACIFIC COAST OIL TR | 12,500 | $23,000 | 0.0% | $1.84 | $1.84 | — | UNIT BEN INT | 694103102 |
| CHKR | CHESAPEAKE GRANITE WASH TR | 17,000 | $22,000 | 0.0% | $1.29 | $1.29 | — | COM SH BEN INT | 165185109 |
| AAPL | APPLE INC | 900 | $0 | 0.0% | $0.00 | $55.74 | -17.5% | Call | 037833100 |
| — | SIRIUS XM HLDGS INC | 500 | $0 | 0.0% | $0.00 | $3.69 | — | Put | 82968B103 |
| SPY | SPDR S&P 500 ETF TR | 500 | $0 | 0.0% | $0.00 | $184.77 | — | Call | 78462F103 |
| SPY | SPDR S&P 500 ETF TR | 800 | $0 | 0.0% | $0.00 | $184.77 | — | Put | 78462F103 |