CIK: 0001427351 · Show all filings
Period: Q4 2018 (← Previous) (Next →)
Filing Date: Feb 13, 2019
Total Value ($000): $152,423 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| CVX | CHEVRON CORP NEW | 55,419 | $6,029 | 4.0% | $72.56 | +16.8% | COM | 166764100 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 127,674 | $4,712 | 3.1% | $18.36 | — | SPONSORED ADR | 874039100 |
| BAC | BANK AMER CORP | 191,200 | $4,711 | 3.1% | $15.93 | +43.1% | COM | 060505104 |
| INTC | INTEL CORP | 85,563 | $4,015 | 2.6% | $18.95 | +112.1% | COM | 458140100 |
| NSC | NORFOLK SOUTHERN CORP | 22,790 | $3,408 | 2.2% | $66.06 | +115.5% | COM | 655844108 |
| JNJ | JOHNSON & JOHNSON | 24,169 | $3,119 | 2.0% | $66.41 | +71.9% | COM | 478160104 |
| — | ISHARES GOLD TRUST | 249,070 | $3,061 | 2.0% | $12.50 | — | ISHARES | 464285105 |
| T | AT&T INC | 104,318 | $2,977 | 2.0% | $11.89 | +18.0% | COM | 00206R102 |
| MSFT | MICROSOFT CORP | 27,236 | $2,766 | 1.8% | $33.02 | +202.8% | COM | 594918104 |
| PFE | PFIZER INC | 60,858 | $2,656 | 1.7% | $17.63 | +70.4% | COM | 717081103 |
| VZ | VERIZON COMMUNICATIONS INC | 46,311 | $2,604 | 1.7% | $26.73 | +44.5% | COM | 92343V104 |
| BXMT | BLACKSTONE MTG TR INC | 80,812 | $2,575 | 1.7% | $28.35 | — | COM CL A | 09257W100 |
| TAP | MOLSON COORS BREWING CO | 42,490 | $2,386 | 1.6% | $47.12 | +7.9% | CL B | 60871R209 |
| WGO | WINNEBAGO INDS INC | 98,067 | $2,374 | 1.6% | $25.32 | +4.7% | COM | 974637100 |
| — | WALGREENS BOOTS ALLIANCE INC | 34,421 | $2,352 | 1.5% | $76.29 | — | COM | 931427108 |
| ABBV | ABBVIE INC | 25,170 | $2,320 | 1.5% | $39.30 | +64.9% | COM | 00287Y109 |
| TRV | TRAVELERS COMPANIES INC | 18,964 | $2,271 | 1.5% | $69.05 | +55.2% | COM | 89417E109 |
| HD | HOME DEPOT INC | 12,963 | $2,227 | 1.5% | $58.77 | +155.9% | COM | 437076102 |
| — | OWENS ILL INC | 127,950 | $2,206 | 1.4% | $18.87 | — | COM NEW | 690768403 |
| AAPL | APPLE INC | 13,674 | $2,157 | 1.4% | $21.00 | +119.1% | COM | 037833100 |
| CMCSA | COMCAST CORP NEW | 62,188 | $2,118 | 1.4% | $24.27 | +25.4% | CL A | 20030N101 |
| WMT | WALMART INC | 22,330 | $2,080 | 1.4% | $20.30 | +41.7% | COM | 931142103 |
| MET | METLIFE INC | 49,597 | $2,036 | 1.3% | $31.50 | +6.9% | COM | 59156R108 |
| BP | BP PLC | 51,912 | $1,969 | 1.3% | $44.83 | — | SPONSORED ADR | 055622104 |
| SPY | SPDR S&P 500 ETF TR | 7,870 | $1,967 | 1.3% | $189.30 | — | TR UNIT | 78462F103 |
| MMM | 3M CO | 10,159 | $1,936 | 1.3% | $73.40 | +74.7% | COM | 88579Y101 |
| GILD | GILEAD SCIENCES INC | 30,437 | $1,904 | 1.2% | $56.41 | -6.0% | COM | 375558103 |
| WY | WEYERHAEUSER CO | 85,342 | $1,866 | 1.2% | $20.98 | -4.1% | COM | 962166104 |
| — | DOWDUPONT INC | 32,922 | $1,761 | 1.2% | $69.24 | — | COM | 26078J100 |
| ADBE | ADOBE INC | 7,675 | $1,736 | 1.1% | $66.39 | +263.6% | COM | 00724F101 |
| — | ANNALY CAP MGMT INC | 160,325 | $1,574 | 1.0% | $10.01 | — | COM | 035710409 |
| XLB | SELECT SECTOR SPDR TR | 30,662 | $1,549 | 1.0% | $46.24 | — | SBI MATERIALS | 81369Y100 |
| AMGN | AMGEN INC | 7,951 | $1,548 | 1.0% | $87.98 | +78.2% | COM | 031162100 |
| GPC | GENUINE PARTS CO | 15,610 | $1,499 | 1.0% | $57.23 | +40.6% | COM | 372460105 |
| IGSB | ISHARES TR | 28,200 | $1,456 | 1.0% | $78.65 | — | SH TR CRPORT ETF | 464288646 |
| VOD | VODAFONE GROUP PLC NEW | 74,762 | $1,441 | 0.9% | $32.39 | — | SPONSORED ADR | 92857W308 |
| CB | CHUBB LIMITED | 10,555 | $1,363 | 0.9% | $99.35 | +15.2% | COM | H1467J104 |
| XLV | SELECT SECTOR SPDR TR | 15,642 | $1,353 | 0.9% | $55.53 | — | SBI HEALTHCARE | 81369Y209 |
| ORCL | ORACLE CORP | 27,858 | $1,258 | 0.8% | $37.59 | +14.8% | COM | 68389X105 |
| CBRE | CBRE GROUP INC | 31,300 | $1,253 | 0.8% | $24.61 | +68.1% | CL A | 12504L109 |
| FDX | FEDEX CORP | 7,610 | $1,228 | 0.8% | $113.87 | +63.2% | COM | 31428X106 |
| IGM | ISHARES TR | 7,050 | $1,211 | 0.8% | $89.56 | — | EXPND TEC SC ETF | 464287549 |
| XOM | EXXON MOBIL CORP | 17,127 | $1,168 | 0.8% | $56.34 | +0.1% | COM | 30231G102 |
| C | CITIGROUP INC | 21,361 | $1,112 | 0.7% | $37.61 | +31.2% | COM NEW | 172967424 |
| CSCO | CISCO SYS INC | 25,324 | $1,097 | 0.7% | $16.11 | +129.1% | COM | 17275R102 |
| OHI | OMEGA HEALTHCARE INVS INC | 30,489 | $1,072 | 0.7% | $32.58 | — | COM | 681936100 |
| QCOM | QUALCOMM INC | 18,351 | $1,044 | 0.7% | $50.14 | +1.4% | COM | 747525103 |
| HON | HONEYWELL INTL INC | 7,772 | $1,027 | 0.7% | $60.82 | +93.5% | COM | 438516106 |
| — | BLACKROCK TAX MUNICPAL BD TR | 48,750 | $1,025 | 0.7% | $19.95 | — | SHS | 09248X100 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 83,100 | $995 | 0.7% | $14.13 | — | SH BEN INT | 09248E102 |
| — | GENERAL ELECTRIC CO | 128,375 | $972 | 0.6% | $24.01 | — | COM | 369604103 |
| MDY | SPDR S&P MIDCAP 400 ETF TR | 3,061 | $927 | 0.6% | $264.20 | — | UTSER1 S&PDCRP | 78467Y107 |
| — | INVESCO SR INCOME TR | 225,189 | $880 | 0.6% | $5.03 | — | COM | 46131H107 |
| VEA | VANGUARD TAX MANAGED INTL FD | 23,677 | $878 | 0.6% | $36.56 | — | FTSE DEV MKT ETF | 921943858 |
| XLU | SELECT SECTOR SPDR TR | 16,210 | $858 | 0.6% | $38.64 | — | SBI INT-UTILS | 81369Y886 |
| KMB | KIMBERLY CLARK CORP | 7,515 | $856 | 0.6% | $79.41 | +8.8% | COM | 494368103 |
| IBM | INTERNATIONAL BUSINESS MACHS | 7,416 | $843 | 0.6% | $105.88 | -16.9% | COM | 459200101 |
| WH | WYNDHAM HOTELS & RESORTS INC | 18,365 | $833 | 0.5% | $60.97 | -20.5% | COM | 98311A105 |
| EWT | ISHARES INC | 26,161 | $827 | 0.5% | $29.36 | — | MSCI TAIWAN ETF | 46434G772 |
| — | BARRICK GOLD CORP | 61,053 | $827 | 0.5% | $10.31 | — | COM | 067901108 |
| CVS | CVS HEALTH CORP | 12,595 | $825 | 0.5% | $51.06 | +16.3% | COM | 126650100 |
| WFC | WELLS FARGO CO NEW | 17,911 | $825 | 0.5% | $34.68 | +21.2% | COM | 949746101 |
| EWG | ISHARES INC | 31,628 | $802 | 0.5% | $31.35 | — | MSCI GERMANY ETF | 464286806 |
| IJR | ISHARES TR | 11,432 | $792 | 0.5% | $88.95 | — | CORE S&P SCP ETF | 464287804 |
| VWO | VANGUARD INTL EQUITY INDEX F | 20,225 | $771 | 0.5% | $33.49 | — | FTSE EMR MKT ETF | 922042858 |
| — | UNITED TECHNOLOGIES CORP | 7,192 | $766 | 0.5% | $113.39 | — | COM | 913017109 |
| IXJ | ISHARES TR | 13,480 | $764 | 0.5% | $71.46 | — | GLOB HLTHCRE ETF | 464287325 |
| ADP | AUTOMATIC DATA PROCESSING IN | 5,375 | $705 | 0.5% | $51.46 | +135.5% | COM | 053015103 |
| — | WYNDHAM DESTINATIONS INC | 18,373 | $658 | 0.4% | $73.05 | — | COM | 98310W108 |
| — | COHEN & STEERS INFRASTRUCTUR | 33,156 | $655 | 0.4% | $20.63 | — | COM | 19248A109 |
| BA | BOEING CO | 1,873 | $604 | 0.4% | $122.75 | +172.9% | COM | 097023105 |
| — | CHESAPEAKE ENERGY CORP | 14,150 | $597 | 0.4% | $60.42 | — | PFD CONV | 165167842 |
| — | THE CENTRAL AND EASTERN EU I | 26,360 | $579 | 0.4% | $29.77 | — | COM | 153436100 |
| MTG | MGIC INVT CORP WIS | 54,500 | $570 | 0.4% | $6.86 | +70.5% | COM | 552848103 |
| NEE | NEXTERA ENERGY INC | 3,265 | $568 | 0.4% | $15.48 | +136.8% | COM | 65339F101 |
| DAL | DELTA AIR LINES INC DEL | 11,349 | $566 | 0.4% | $43.95 | +16.2% | COM NEW | 247361702 |
| NVO | NOVO-NORDISK A S | 12,265 | $565 | 0.4% | $74.43 | — | ADR | 670100205 |
| ARCB | ARCBEST CORP | 16,250 | $557 | 0.4% | $36.77 | +0.2% | COM | 03937C105 |
| DGT | SPDR SERIES TRUST | 7,368 | $556 | 0.4% | $69.33 | — | GLB DOW ETF | 78464A706 |
| — | L3 TECHNOLOGIES INC | 3,200 | $556 | 0.4% | $165.43 | — | COM | 502413107 |
| BSV | VANGUARD BD INDEX FD INC | 7,031 | $552 | 0.4% | $79.72 | — | SHORT TRM BOND | 921937827 |
| EWJ | ISHARES INC | 10,623 | $538 | 0.4% | $48.83 | — | MSCI JPN ETF NEW | 46434G822 |
| JPM | JPMORGAN CHASE & CO | 5,189 | $507 | 0.3% | $46.75 | +87.2% | COM | 46625H100 |
| — | UNITED STATES STL CORP NEW | 26,355 | $481 | 0.3% | $29.51 | — | COM | 912909108 |
| PEP | PEPSICO INC | 4,345 | $480 | 0.3% | $58.09 | +56.1% | COM | 713448108 |
| IJK | ISHARES TR | 2,504 | $479 | 0.3% | $166.50 | — | S&P MC 400GR ETF | 464287606 |
| ZBH | ZIMMER BIOMET HLDGS INC | 4,538 | $471 | 0.3% | $78.29 | +35.5% | COM | 98956P102 |
| MDT | MEDTRONIC PLC | 5,103 | $464 | 0.3% | $58.31 | +32.3% | SHS | G5960L103 |
| EMR | EMERSON ELEC CO | 7,579 | $453 | 0.3% | $48.18 | +18.3% | COM | 291011104 |
| — | EATON VANCE SR INCOME TR | 75,249 | $451 | 0.3% | $6.85 | — | SH BEN INT | 27826S103 |
| — | NUVEEN PFD & INCM OPPORTNYS | 53,550 | $447 | 0.3% | $8.88 | — | COM | 67073B106 |
| SHY | ISHARES TR | 5,200 | $435 | 0.3% | $84.45 | — | 1 3 YR TREAS BD | 464287457 |
| IJJ | ISHARES TR | 3,099 | $429 | 0.3% | $118.49 | — | S&P MC 400VL ETF | 464287705 |
| — | BANK AMER CORP | 340 | $426 | 0.3% | $1194.12 | — | 7.25%CNV PFD L | 060505682 |
| M | MACYS INC | 13,854 | $413 | 0.3% | $48.46 | -32.1% | COM | 55616P104 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 1,765 | $412 | 0.3% | $165.43 | — | UT SER 1 | 78467X109 |
| META | FACEBOOK INC | 3,020 | $396 | 0.3% | $111.42 | +29.1% | CL A | 30303M102 |
| SLB | SCHLUMBERGER LTD | 10,829 | $391 | 0.3% | $63.24 | -36.4% | COM | 806857108 |
| PG | PROCTER AND GAMBLE CO | 4,230 | $389 | 0.3% | $66.88 | +11.8% | COM | 742718109 |
| IXP | ISHARES TR | 7,750 | $389 | 0.3% | $67.82 | — | GBL COMM SVC ETF | 464287275 |
| MRK | MERCK & CO INC | 5,066 | $387 | 0.3% | $34.47 | +63.9% | COM | 58933Y105 |
| HPQ | HP INC | 18,746 | $384 | 0.3% | $9.55 | +91.1% | COM | 40434L105 |
| SYF | SYNCHRONY FINL | 16,068 | $377 | 0.2% | $25.59 | -11.6% | COM | 87165B103 |
| NEM | NEWMONT MINING CORP | 10,802 | $374 | 0.2% | $14.41 | +80.8% | COM | 651639106 |
| KMI | KINDER MORGAN INC DEL | 23,487 | $361 | 0.2% | $19.26 | -41.8% | COM | 49456B101 |
| LGND | LIGAND PHARMACEUTICALS INC | 2,620 | $356 | 0.2% | $61.74 | +72.7% | COM NEW | 53220K504 |
| VNQ | VANGUARD INDEX FDS | 4,761 | $355 | 0.2% | $81.16 | — | REAL ESTATE ETF | 922908553 |
| EFA | ISHARES TR | 6,006 | $353 | 0.2% | $65.58 | — | MSCI EAFE ETF | 464287465 |
| RSP | INVESCO EXCHANGE TRADED FD T | 3,823 | $349 | 0.2% | $102.01 | — | S&P500 EQL WGT | 46137V357 |
| MDLZ | MONDELEZ INTL INC | 8,539 | $342 | 0.2% | $25.89 | +38.2% | CL A | 609207105 |
| — | E TRADE FINANCIAL CORP | 7,400 | $325 | 0.2% | $29.17 | — | COM NEW | 269246401 |
| — | CENTRAL SECS CORP | 13,015 | $323 | 0.2% | $21.24 | — | COM | 155123102 |
| TRUP | TRUPANION INC | 12,525 | $319 | 0.2% | $31.07 | -13.4% | COM | 898202106 |
| TGNA | TEGNA INC | 29,300 | $318 | 0.2% | $14.82 | -18.6% | COM | 87901J105 |
| KO | COCA COLA CO | 6,386 | $302 | 0.2% | $26.98 | +42.3% | COM | 191216100 |
| DOCU | DOCUSIGN INC | 7,400 | $297 | 0.2% | $42.02 | 0.0% | COM | 256163106 |
| FCX | FREEPORT-MCMORAN INC | 28,398 | $293 | 0.2% | $24.37 | -56.2% | CL B | 35671D857 |
| HPE | HEWLETT PACKARD ENTERPRISE C | 21,946 | $290 | 0.2% | $7.02 | +69.9% | COM | 42824C109 |
| RWX | SPDR INDEX SHS FDS | 8,112 | $287 | 0.2% | $39.63 | — | DJ INTL RL ETF | 78463X863 |
| ET | ENERGY TRANSFER LP | 21,592 | $285 | 0.2% | $13.20 | — | COM UT LTD PTN | 29273V100 |
| — | TEXTAINER GROUP HOLDINGS LTD | 28,400 | $283 | 0.2% | $26.35 | — | SHS | G8766E109 |
| IJH | ISHARES TR | 1,680 | $279 | 0.2% | $133.93 | — | CORE S&P MCP ETF | 464287507 |
| PHG | KONINKLIJKE PHILIPS N V | 7,783 | $273 | 0.2% | $29.55 | — | NY REG SH NEW | 500472303 |
| DUK | DUKE ENERGY CORP NEW | 3,145 | $271 | 0.2% | $42.35 | +50.9% | COM NEW | 26441C204 |
| — | COVANTA HLDG CORP | 19,425 | $261 | 0.2% | $16.54 | — | COM | 22282E102 |
| — | CBRE CLARION GLOBAL REAL EST | 42,400 | $261 | 0.2% | $7.92 | — | COM | 12504G100 |
| USB | US BANCORP DEL | 5,716 | $261 | 0.2% | $25.79 | +48.5% | COM NEW | 902973304 |
| — | TABLEAU SOFTWARE INC | 2,143 | $257 | 0.2% | $112.77 | — | CL A | 87336U105 |
| VOX | VANGUARD WORLD FDS | 3,413 | $253 | 0.2% | $83.74 | — | COMM SRVC ETF | 92204A884 |
| MINT | PIMCO ETF TR | 2,500 | $252 | 0.2% | $101.26 | — | ENHAN SHRT MA AC | 72201R833 |
| — | RAYTHEON CO | 1,638 | $251 | 0.2% | $124.43 | — | COM NEW | 755111507 |
| — | TE CONNECTIVITY LTD | 3,293 | $249 | 0.2% | $64.38 | — | REG SHS | H84989104 |
| VTI | VANGUARD INDEX FDS | 1,937 | $247 | 0.2% | $111.73 | — | TOTAL STK MKT | 922908769 |
| BMRC | BANK OF MARIN BANCORP | 6,000 | $247 | 0.2% | $27.84 | +13.5% | COM | 063425102 |
| TPR | TAPESTRY INC | 7,278 | $246 | 0.2% | $32.95 | +0.5% | COM | 876030107 |
| JCI | JOHNSON CTLS INTL PLC | 8,229 | $244 | 0.2% | $33.21 | -15.0% | SHS | G51502105 |
| — | ABERDEEN EMRG MRKTS EQT INM | 37,553 | $238 | 0.2% | $7.00 | — | COM | 00301W105 |
| COP | CONOCOPHILLIPS | 3,723 | $232 | 0.2% | $39.65 | +34.7% | COM | 20825C104 |
| CGW | INVESCO EXCHNG TRADED FD TR | 7,400 | $230 | 0.2% | $33.51 | — | S&P GBL WATER | 46138E263 |
| NXDT | NEXPOINT STRATEGIC OPORTUNT | 11,420 | $228 | 0.1% | $21.89 | — | COM NEW | 65340G205 |
| BIV | VANGUARD BD INDEX FD INC | 2,758 | $224 | 0.1% | $83.64 | — | INTERMED TERM | 921937819 |
| — | BARNES GROUP INC | 4,100 | $220 | 0.1% | $38.33 | — | COM | 067806109 |
| — | ELLSWORTH GRWTH AND INCOME L | 25,157 | $216 | 0.1% | $8.69 | — | COM | 289074106 |
| GBDC | GOLUB CAP BDC INC | 12,850 | $212 | 0.1% | $6.06 | +48.4% | COM | 38173M102 |
| UNP | UNION PAC CORP | 1,525 | $211 | 0.1% | $118.40 | +6.8% | COM | 907818108 |
| ELME | WASHINGTON REAL ESTATE INVT | 9,000 | $207 | 0.1% | $23.36 | — | SH BEN INT | 939653101 |
| HSBC | HSBC HLDGS PLC | 5,025 | $207 | 0.1% | $37.58 | — | SPON ADR NEW | 404280406 |
| SPGI | S&P GLOBAL INC | 1,205 | $205 | 0.1% | $151.96 | +10.8% | COM | 78409V104 |
| KHC | KRAFT HEINZ CO | 4,693 | $202 | 0.1% | $47.82 | -23.4% | COM | 500754106 |
| QQQ | INVESCO QQQ TR | 1,304 | $201 | 0.1% | $171.78 | — | UNIT SER 1 | 46090E103 |
| — | PIMCO INCOME STRATEGY FUND I | 20,900 | $199 | 0.1% | $9.95 | — | COM | 72201J104 |
| — | TEKLA WORLD HEALTHCARE FD | 15,950 | $185 | 0.1% | $14.36 | — | BEN INT SHS | 87911L108 |
| — | ALLIANZGI NFJ DIVID INT & PR | 17,200 | $184 | 0.1% | $12.91 | — | COM | 01883A107 |
| — | NEW IRELAND FUND INC | 20,343 | $170 | 0.1% | $13.26 | — | COM | 645673104 |
| — | FRONTIER COMMUNICATIONS CORP | 68,974 | $164 | 0.1% | $9.41 | — | COM NEW | 35906A306 |
| CLF | CLEVELAND CLIFFS INC | 19,327 | $149 | 0.1% | $7.07 | +34.0% | COM | 185899101 |
| NTLA | INTELLIA THERAPEUTICS INC | 10,000 | $136 | 0.1% | $13.42 | +38.5% | COM | 45826J105 |
| GNW | GENWORTH FINL INC | 27,500 | $128 | 0.1% | $3.46 | +24.9% | COM CL A | 37247D106 |
| — | COHEN & STEERS TOTAL RETURN | 11,024 | $119 | 0.1% | $12.76 | — | COM | 19247R103 |
| — | BLACKROCK RES & COMM STRAT T | 16,156 | $114 | 0.1% | $8.60 | — | SHS | 09257A108 |
| — | CALAMOS CONV & HIGH INCOME F | 11,200 | $105 | 0.1% | $12.82 | — | COM SHS | 12811P108 |
| — | ENERPLUS CORP | 12,900 | $100 | 0.1% | $16.47 | — | COM | 292766102 |
| F | FORD MTR CO DEL | 10,543 | $81 | 0.1% | $7.74 | -19.8% | COM PAR $0.01 | 345370860 |
| — | NUVEEN CR STRATEGIES INCM FD | 10,700 | $79 | 0.1% | $7.85 | — | COM SHS | 67073D102 |
| — | CHESAPEAKE ENERGY CORP | 30,000 | $63 | 0.0% | $5.95 | — | COM | 165167107 |
| — | ABERDEEN ASIA PACIFIC INCOM | 11,500 | $45 | 0.0% | $5.74 | — | COM | 003009107 |