Location: Lafayette, CA
CIK: 0001427351 · Show all filings
Period: Q1 2019 (← Previous) (Next →)
Filing Date: May 6, 2019
Total Value: $171M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| CVX | CHEVRON CORP NEW | 55,419 | $6.827M | 4.0% | $123.19 * | $72.56 | +26.1% | COM | 166764100 |
| BAC | BANK AMER CORP | 190,000 | $5.242M | 3.1% | $27.59 * | $15.93 | +46.9% | COM | 060505104 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 126,274 | $5.172M | 3.0% | $40.96 | $18.71 | +118.9% | SPONSORED ADS | 874039100 |
| INTC | INTEL CORP | 84,363 | $4.53M | 2.6% | $53.70 * | $18.95 | +145.4% | COM | 458140100 |
| NSC | NORFOLK SOUTHERN CORP | 22,565 | $4.217M | 2.5% | $186.88 * | $66.06 | +146.5% | COM | 655844108 |
| JNJ | JOHNSON & JOHNSON | 23,819 | $3.33M | 1.9% | $139.80 * | $66.41 | +74.1% | COM | 478160104 |
| T | AT&T INC | 103,493 | $3.246M | 1.9% | $31.36 * | $11.89 | +22.9% | COM | 00206R102 |
| MSFT | MICROSOFT CORP | 27,236 | $3.212M | 1.9% | $117.93 * | $33.02 | +235.6% | COM | 594918104 |
| — | ISHARES GOLD TRUST | 253,570 | $3.139M | 1.8% | $12.38 | $12.50 | — | ISHARES | 464285105 |
| WGO | WINNEBAGO INDS INC | 97,367 | $3.033M | 1.8% | $31.15 | $25.32 | +23.0% | COM | 974637100 |
| BXMT | BLACKSTONE MTG TR INC | 78,941 | $2.728M | 1.6% | $34.56 | $28.35 | — | COM CL A | 09257W100 |
| VZ | VERIZON COMMUNICATIONS INC | 46,104 | $2.726M | 1.6% | $59.13 * | $26.73 | +52.3% | COM | 92343V104 |
| AAPL | APPLE INC | 13,876 | $2.636M | 1.5% | $189.97 * | $21.29 | +113.0% | COM | 037833100 |
| TRV | TRAVELERS COMPANIES INC | 18,964 | $2.601M | 1.5% | $137.15 * | $69.05 | +71.9% | COM | 89417E109 |
| PFE | PFIZER INC | 60,875 | $2.585M | 1.5% | $42.46 * | $17.63 | +67.4% | COM | 717081103 |
| TAP | MOLSON COORS BREWING CO | 42,689 | $2.546M | 1.5% | $59.64 * | $47.12 | +5.7% | CL B | 60871R209 |
| CMCSA | COMCAST CORP NEW | 62,188 | $2.486M | 1.5% | $39.98 * | $24.27 | +38.1% | CL A | 20030N101 |
| HD | HOME DEPOT INC | 12,863 | $2.468M | 1.4% | $191.87 * | $58.77 | +177.0% | COM | 437076102 |
| — | OWENS ILL INC | 126,860 | $2.408M | 1.4% | $18.98 | $18.87 | — | COM NEW | 690768403 |
| BP | BP PLC | 51,512 | $2.252M | 1.3% | $43.72 | $44.11 | -0.9% | SPONSORED ADR | 055622104 |
| WY | WEYERHAEUSER CO | 84,742 | $2.232M | 1.3% | $26.34 * | $20.98 | -3.1% | COM | 962166104 |
| SPY | SPDR S&P 500 ETF TR | 7,869 | $2.223M | 1.3% | $282.50 | $183.25 | +54.1% | TR UNIT | 78462F103 |
| WMT | WALMART INC | 22,030 | $2.149M | 1.3% | $97.55 * | $20.30 | +45.0% | COM | 931142103 |
| — | WALGREENS BOOTS ALLIANCE INC | 33,921 | $2.146M | 1.3% | $63.26 | $76.29 | — | COM | 931427108 |
| MET | METLIFE INC | 48,797 | $2.077M | 1.2% | $42.56 * | $31.50 | +7.4% | COM | 59156R108 |
| MMM | 3M CO | 9,959 | $2.069M | 1.2% | $207.75 * | $73.40 | +84.9% | COM | 88579Y101 |
| ADBE | ADOBE INC | 7,675 | $2.045M | 1.2% | $266.45 | $66.39 | +301.4% | COM | 00724F101 |
| ABBV | ABBVIE INC | 24,945 | $2.01M | 1.2% | $80.58 * | $39.30 | +53.2% | COM | 00287Y109 |
| GILD | GILEAD SCIENCES INC | 29,737 | $1.933M | 1.1% | $65.00 * | $56.41 | -11.1% | COM | 375558103 |
| GPC | GENUINE PARTS CO | 15,575 | $1.745M | 1.0% | $112.04 * | $57.23 | +61.2% | COM | 372460105 |
| — | DOWDUPONT INC | 32,567 | $1.736M | 1.0% | $53.31 | $69.24 | — | COM | 26078J100 |
| XLB | SELECT SECTOR SPDR TR | 28,189 | $1.565M | 0.9% | $55.52 * | $21.99 | +26.2% | SBI MATERIALS | 81369Y100 |
| — | ANNALY CAP MGMT INC | 155,325 | $1.552M | 0.9% | $9.99 | $10.01 | — | COM | 035710409 |
| CBRE | CBRE GROUP INC | 31,300 | $1.548M | 0.9% | $49.46 | $24.61 | +101.0% | CL A | 12504L109 |
| AMGN | AMGEN INC | 7,951 | $1.511M | 0.9% | $190.04 * | $87.98 | +75.6% | COM | 031162100 |
| CB | CHUBB LIMITED | 10,555 | $1.479M | 0.9% | $140.12 * | $99.35 | +26.3% | COM | H1467J104 |
| ORCL | ORACLE CORP | 27,358 | $1.469M | 0.9% | $53.70 * | $37.59 | +29.3% | COM | 68389X105 |
| IGM | ISHARES TR | 7,050 | $1.454M | 0.8% | $206.24 * | $14.02 | +145.2% | EXPND TEC SC ETF | 464287549 |
| XLV | SELECT SECTOR SPDR TR | 15,597 | $1.431M | 0.8% | $91.75 | $53.58 | +71.2% | SBI HEALTHCARE | 81369Y209 |
| XOM | EXXON MOBIL CORP | 17,098 | $1.382M | 0.8% | $80.83 * | $56.34 | +4.7% | COM | 30231G102 |
| FDX | FEDEX CORP | 7,610 | $1.381M | 0.8% | $181.47 * | $113.87 | +40.9% | COM | 31428X106 |
| CSCO | CISCO SYS INC | 25,324 | $1.367M | 0.8% | $53.98 * | $16.11 | +172.5% | COM | 17275R102 |
| VOD | VODAFONE GROUP PLC NEW | 73,090 | $1.329M | 0.8% | $18.18 | $33.65 | -46.0% | SPONSORED ADR | 92857W308 |
| C | CITIGROUP INC | 20,961 | $1.304M | 0.8% | $62.21 * | $37.61 | +30.2% | COM NEW | 172967424 |
| — | GENERAL ELECTRIC CO | 127,228 | $1.271M | 0.7% | $9.99 | $24.01 | — | COM | 369604103 |
| HON | HONEYWELL INTL INC | 7,772 | $1.235M | 0.7% | $158.90 * | $60.82 | +114.1% | COM | 438516106 |
| OHI | OMEGA HEALTHCARE INVS INC | 30,239 | $1.154M | 0.7% | $38.16 | $32.58 | — | COM | 681936100 |
| IGSB | ISHARES TR | 21,658 | $1.144M | 0.7% | $52.82 | $52.26 | +1.1% | SH TR CRPORT ETF | 464288646 |
| — | BLACKROCK TAX MUNICPAL BD TR | 48,050 | $1.078M | 0.6% | $22.43 | $19.95 | — | SHS | 09248X100 |
| MDY | SPDR S&P MIDCAP 400 ETF TR | 3,074 | $1.062M | 0.6% | $345.48 | $254.58 | +35.7% | UTSER1 S&PDCRP | 78467Y107 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 81,600 | $1.047M | 0.6% | $12.83 | $14.13 | — | SH BEN INT | 09248E102 |
| IBM | INTERNATIONAL BUSINESS MACHS | 7,266 | $1.025M | 0.6% | $141.07 * | $105.88 | -5.0% | COM | 459200101 |
| QCOM | QUALCOMM INC | 17,851 | $1.018M | 0.6% | $57.03 * | $50.14 | -2.8% | COM | 747525103 |
| VEA | VANGUARD TAX MANAGED INTL FD | 23,677 | $968K | 0.6% | $40.88 | $36.88 | +10.8% | FTSE DEV MKT ETF | 921943858 |
| XLU | SELECT SECTOR SPDR TR | 16,160 | $940K | 0.5% | $58.17 * | $19.48 | +49.3% | SBI INT-UTILS | 81369Y886 |
| KMB | KIMBERLY CLARK CORP | 7,515 | $931K | 0.5% | $123.89 * | $79.41 | +23.4% | COM | 494368103 |
| — | UNITED TECHNOLOGIES CORP | 7,192 | $927K | 0.5% | $128.89 | $113.39 | — | COM | 913017109 |
| — | INVESCO SR INCOME TR | 218,239 | $917K | 0.5% | $4.20 | $5.03 | — | COM | 46131H107 |
| WH | WYNDHAM HOTELS & RESORTS INC | 18,114 | $906K | 0.5% | $50.02 | $60.97 | -18.0% | COM | 98311A105 |
| EWT | ISHARES INC | 26,161 | $905K | 0.5% | $34.59 | $30.76 | +12.4% | MSCI TAIWAN ETF | 46434G772 |
| IJR | ISHARES TR | 11,432 | $882K | 0.5% | $77.15 | $63.36 | +21.8% | CORE S&P SCP ETF | 464287804 |
| WFC | WELLS FARGO CO NEW | 17,911 | $865K | 0.5% | $48.29 * | $34.68 | +15.8% | COM | 949746101 |
| VWO | VANGUARD INTL EQUITY INDEX F | 20,225 | $860K | 0.5% | $42.52 | $33.89 | +25.4% | FTSE EMR MKT ETF | 922042858 |
| ADP | AUTOMATIC DATA PROCESSING IN | 5,375 | $859K | 0.5% | $159.81 * | $51.46 | +169.1% | COM | 053015103 |
| EWG | ISHARES INC | 31,303 | $843K | 0.5% | $26.93 | $29.37 | -8.3% | MSCI GERMANY ETF | 464286806 |
| — | BARRICK GOLD CORPORATION | 61,053 | $837K | 0.5% | $13.71 | $10.31 | — | COM | 067901108 |
| IXJ | ISHARES TR | 13,480 | $824K | 0.5% | $61.13 | $49.10 | +24.4% | GLOB HLTHCRE ETF | 464287325 |
| — | COHEN & STEERS INFRASTRUCTUR | 33,156 | $813K | 0.5% | $24.52 | $20.63 | — | COM | 19248A109 |
| — | CHESAPEAKE ENERGY CORP | 14,150 | $786K | 0.5% | $55.55 | $60.42 | — | PFD CONV | 165167842 |
| MFIC | APOLLO INVT CORP | 48,960 | $741K | 0.4% | $15.13 * | $6.42 | +3.4% | COM NEW | 03761U502 |
| — | WYNDHAM DESTINATIONS INC | 18,123 | $734K | 0.4% | $40.50 | $73.05 | — | COM | 98310W108 |
| MTG | MGIC INVT CORP WIS | 54,500 | $719K | 0.4% | $13.19 | $6.86 | +92.2% | COM | 552848103 |
| CVS | CVS HEALTH CORP | 13,260 | $715K | 0.4% | $53.92 * | $50.98 | -15.1% | COM | 126650100 |
| BA | BOEING CO | 1,873 | $714K | 0.4% | $381.21 * | $122.75 | +203.4% | COM | 097023105 |
| — | L3 TECHNOLOGIES INC | 3,200 | $660K | 0.4% | $206.25 | $165.43 | — | COM | 502413107 |
| — | THE CENTRAL AND EASTERN EU I | 26,360 | $634K | 0.4% | $24.05 | $29.77 | — | COM | 153436100 |
| NEE | NEXTERA ENERGY INC | 3,265 | $631K | 0.4% | $193.26 * | $15.48 | +164.6% | COM | 65339F101 |
| NVO | NOVO-NORDISK A S | 11,865 | $621K | 0.4% | $52.34 | $36.20 | +44.5% | ADR | 670100205 |
| DGT | SPDR SERIES TRUST | 7,368 | $613K | 0.4% | $83.20 | $67.66 | +22.9% | GLB DOW ETF | 78464A706 |
| DAL | DELTA AIR LINES INC DEL | 11,349 | $586K | 0.3% | $51.63 * | $43.95 | +11.3% | COM NEW | 247361702 |
| ZBH | ZIMMER BIOMET HLDGS INC | 4,488 | $573K | 0.3% | $127.67 * | $78.29 | +50.0% | COM | 98956P102 |
| EWJ | ISHARES INC | 10,373 | $568K | 0.3% | $54.76 | $49.93 | +9.6% | MSCI JPN ETF NEW | 46434G822 |
| BSV | VANGUARD BD INDEX FD INC | 7,031 | $560K | 0.3% | $79.65 | $80.03 | -0.6% | SHORT TRM BOND | 921937827 |
| HYD | VANECK VECTORS ETF TR | 8,873 | $557K | 0.3% | $62.77 | $61.62 | +1.9% | HIGH YLD MUN ETF | 92189H409 |
| IJK | ISHARES TR | 2,504 | $549K | 0.3% | $219.25 * | $41.66 | +31.5% | S&P MC 400GR ETF | 464287606 |
| PEP | PEPSICO INC | 4,345 | $532K | 0.3% | $122.44 * | $58.09 | +72.0% | COM | 713448108 |
| JPM | JPMORGAN CHASE & CO | 5,189 | $525K | 0.3% | $101.18 * | $46.75 | +79.4% | COM | 46625H100 |
| EMR | EMERSON ELEC CO | 7,579 | $519K | 0.3% | $68.48 * | $48.18 | +21.5% | COM | 291011104 |
| — | UNITED STATES STL CORP NEW | 26,355 | $514K | 0.3% | $19.50 | $29.51 | — | COM | 912909108 |
| SYF | SYNCHRONY FINL | 16,068 | $513K | 0.3% | $31.93 * | $25.59 | +5.3% | COM | 87165B103 |
| META | FACEBOOK INC | 3,020 | $503K | 0.3% | $166.56 | $111.42 | +48.6% | CL A | 30303M102 |
| ARCB | ARCBEST CORP | 16,250 | $500K | 0.3% | $30.77 * | $36.77 | -20.1% | COM | 03937C105 |
| — | NUVEEN PFD & INCM OPPORTNYS | 51,550 | $491K | 0.3% | $9.52 | $8.88 | — | COM | 67073B106 |
| IJJ | ISHARES TR | 3,099 | $486K | 0.3% | $156.82 * | $59.73 | +31.4% | S&P MC 400VL ETF | 464287705 |
| KMI | KINDER MORGAN INC DEL | 23,487 | $470K | 0.3% | $20.01 * | $19.26 | -30.2% | COM | 49456B101 |
| MDT | MEDTRONIC PLC | 5,103 | $465K | 0.3% | $91.12 * | $58.31 | +30.3% | SHS | G5960L103 |
| — | EATON VANCE SR INCOME TR | 75,489 | $464K | 0.3% | $6.15 | $6.85 | — | SH BEN INT | 27826S103 |
| SLB | SCHLUMBERGER LTD | 10,654 | $464K | 0.3% | $43.55 * | $63.24 | -42.7% | COM | 806857108 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 1,766 | $458K | 0.3% | $259.34 | $157.14 | +64.9% | UT SER 1 | 78467X109 |
| — | BANK AMER CORP | 340 | $443K | 0.3% | $1302.94 | $1194.12 | — | 7.25%CNV PFD L | 060505682 |
| SHY | ISHARES TR | 5,200 | $437K | 0.3% | $84.04 | $84.46 | -0.4% | 1 3 YR TREAS BD | 464287457 |
| IXP | ISHARES TR | 7,750 | $436K | 0.3% | $56.26 | $66.88 | -15.9% | GBL COMM SVC ETF | 464287275 |
| MDLZ | MONDELEZ INTL INC | 8,539 | $426K | 0.2% | $49.89 * | $25.89 | +63.7% | CL A | 609207105 |
| PG | PROCTER AND GAMBLE CO | 4,063 | $423K | 0.2% | $104.11 * | $66.88 | +31.3% | COM | 742718109 |
| MRK | MERCK & CO INC | 5,069 | $422K | 0.2% | $83.25 * | $34.47 | +86.6% | COM | 58933Y105 |
| TGNA | TEGNA INC | 29,300 | $413K | 0.2% | $14.10 * | $14.82 | -14.4% | COM | 87901J105 |
| TRUP | TRUPANION INC | 12,525 | $410K | 0.2% | $32.73 | $31.07 | +5.4% | COM | 898202106 |
| RSP | INVESCO EXCHANGE TRADED FD T | 3,823 | $399K | 0.2% | $104.37 | $101.36 | +3.0% | S&P500 EQL WGT | 46137V357 |
| EFA | ISHARES TR | 6,006 | $390K | 0.2% | $64.94 | $65.35 | -0.7% | MSCI EAFE ETF | 464287465 |
| NEM | NEWMONT MNG CORP | 10,802 | $386K | 0.2% | $35.73 * | $14.41 | +100.9% | COM | 651639106 |
| VNQ | VANGUARD INDEX FDS | 4,299 | $374K | 0.2% | $87.00 | $79.94 | +8.7% | REAL ESTATE ETF | 922908553 |
| DOCU | DOCUSIGN INC | 7,200 | $373K | 0.2% | $51.81 | $42.02 | +23.4% | COM | 256163106 |
| — | CENTRAL SECS CORP | 13,015 | $373K | 0.2% | $28.66 | $21.24 | — | COM | 155123102 |
| FCX | FREEPORT-MCMORAN INC | 28,398 | $366K | 0.2% | $12.89 * | $24.37 | -51.4% | CL B | 35671D857 |
| HPQ | HP INC | 18,746 | $364K | 0.2% | $19.42 * | $9.55 | +61.5% | COM | 40434L105 |
| — | E TRADE FINANCIAL CORP | 7,400 | $344K | 0.2% | $46.49 | $29.17 | — | COM NEW | 269246401 |
| HPE | HEWLETT PACKARD ENTERPRISE C | 21,946 | $339K | 0.2% | $15.45 * | $7.02 | +77.4% | COM | 42824C109 |
| M | MACYS INC | 13,854 | $333K | 0.2% | $24.04 | $48.46 | -50.4% | COM | 55616P104 |
| ET | ENERGY TRANSFER LP | 21,592 | $332K | 0.2% | $15.38 | $13.20 | — | COM UT LTD PTN | 29273V100 |
| — | COVANTA HLDG CORP | 19,075 | $330K | 0.2% | $17.30 | $16.54 | — | COM | 22282E102 |
| BTI | BRITISH AMERN TOB PLC | 7,712 | $322K | 0.2% | $41.75 | $36.38 | +14.7% | SPONSORED ADR | 110448107 |
| RWX | SPDR INDEX SHS FDS | 8,112 | $319K | 0.2% | $39.32 | $39.92 | -1.6% | DJ INTL RL ETF | 78463X863 |
| PHG | KONINKLIJKE PHILIPS N V | 7,783 | $318K | 0.2% | $40.86 | $27.65 | +47.8% | NY REG SH NEW | 500472303 |
| IJH | ISHARES TR | 1,680 | $318K | 0.2% | $189.29 * | $25.81 | +46.8% | CORE S&P MCP ETF | 464287507 |
| — | CBRE CLARION GLOBAL REAL EST | 42,400 | $317K | 0.2% | $7.48 | $7.92 | — | COM | 12504G100 |
| JCI | JOHNSON CTLS INTL PLC | 8,229 | $304K | 0.2% | $36.94 * | $33.21 | -3.5% | SHS | G51502105 |
| KO | COCA COLA CO | 6,386 | $299K | 0.2% | $46.82 * | $26.98 | +41.3% | COM | 191216100 |
| — | TABLEAU SOFTWARE INC | 2,342 | $298K | 0.2% | $127.24 | $114.00 | — | CL A | 87336U105 |
| — | RAYTHEON CO | 1,638 | $298K | 0.2% | $181.93 | $124.43 | — | COM NEW | 755111507 |
| FICO | FAIR ISAAC CORP | 1,048 | $285K | 0.2% | $271.95 | $234.95 | +15.6% | COM | 303250104 |
| DUK | DUKE ENERGY CORP NEW | 3,145 | $283K | 0.2% | $89.98 * | $42.35 | +62.1% | COM NEW | 26441C204 |
| — | CELGENE CORP | 2,984 | $282K | 0.2% | $94.50 | $94.50 | — | COM | 151020104 |
| VTI | VANGUARD INDEX FDS | 1,937 | $280K | 0.2% | $144.55 | $111.01 | +30.4% | TOTAL STK MKT | 922908769 |
| USB | US BANCORP DEL | 5,716 | $275K | 0.2% | $48.11 * | $25.79 | +41.2% | COM NEW | 902973304 |
| — | TEXTAINER GROUP HOLDINGS LTD | 28,400 | $274K | 0.2% | $9.65 | $26.35 | — | SHS | G8766E109 |
| — | ABERDEEN EMRG MRKTS EQT INM | 37,260 | $271K | 0.2% | $7.27 | $7.00 | — | COM | 00301W105 |
| VOX | VANGUARD WORLD FDS | 3,213 | $268K | 0.2% | $83.41 | $83.92 | -0.5% | COMM SRVC ETF | 92204A884 |
| — | TE CONNECTIVITY LTD | 3,293 | $266K | 0.2% | $80.78 | $64.38 | — | REG SHS | H84989104 |
| CGW | INVESCO EXCHNG TRADED FD TR | 7,400 | $262K | 0.2% | $35.41 | $34.12 | +3.8% | S&P GBL WATER | 46138E263 |
| UNP | UNION PACIFIC CORP | 1,525 | $255K | 0.1% | $167.21 * | $118.40 | +21.6% | COM | 907818108 |
| ELME | WASHINGTON REAL ESTATE INVT | 9,000 | $255K | 0.1% | $28.33 | $23.36 | — | SH BEN INT | 939653101 |
| MINT | PIMCO ETF TR | 2,500 | $254K | 0.1% | $101.60 | $101.45 | +0.1% | ENHAN SHRT MA AC | 72201R833 |
| SPGI | S&P GLOBAL INC | 1,205 | $254K | 0.1% | $210.79 * | $151.96 | +30.9% | COM | 78409V104 |
| VB | VANGUARD INDEX FDS | 1,651 | $252K | 0.1% | $152.63 | $148.67 | +2.8% | SMALL CP ETF | 922908751 |
| COP | CONOCOPHILLIPS | 3,723 | $248K | 0.1% | $66.61 * | $39.65 | +32.8% | COM | 20825C104 |
| TPR | TAPESTRY INC | 7,278 | $236K | 0.1% | $32.43 * | $32.95 | -17.5% | COM | 876030107 |
| QQQ | INVESCO QQQ TR | 1,304 | $234K | 0.1% | $179.45 | $167.67 | +7.1% | UNIT SER 1 | 46090E103 |
| DIS | DISNEY WALT CO | 2,107 | $234K | 0.1% | $111.06 * | $107.88 | -0.7% | COM DISNEY | 254687106 |
| BIV | VANGUARD BD INDEX FD INC | 2,758 | $231K | 0.1% | $83.76 | $84.27 | -0.4% | INTERMED TERM | 921937819 |
| KHC | KRAFT HEINZ CO | 6,894 | $225K | 0.1% | $32.64 * | $41.84 | -43.8% | COM | 500754106 |
| SO | SOUTHERN CO | 4,202 | $217K | 0.1% | $51.64 * | $37.42 | +6.1% | COM | 842587107 |
| VHT | VANGUARD WORLD FDS | 1,227 | $212K | 0.1% | $172.78 | $169.47 | +1.8% | HEALTH CAR ETF | 92204A504 |
| — | BARNES GROUP INC | 4,100 | $211K | 0.1% | $51.46 | $38.33 | — | COM | 067806109 |
| NXDT | NEXPOINT STRATEGIC OPORTUNT | 9,620 | $209K | 0.1% | $21.73 | $21.89 | — | COM NEW | 65340G205 |
| — | ELLSWORTH GRWTH AND INCOME L | 21,557 | $207K | 0.1% | $9.60 | $8.69 | — | COM | 289074106 |
| — | ALLIANZGI NFJ DIVID INT & PR | 17,200 | $207K | 0.1% | $12.03 | $12.91 | — | COM | 01883A107 |
| CARS | CARS COM INC | 9,062 | $207K | 0.1% | $22.84 | $24.19 | -5.7% | COM | 14575E105 |
| COST | COSTCO WHSL CORP NEW | 850 | $206K | 0.1% | $242.35 * | $198.35 | +10.8% | COM | 22160K105 |
| — | TEKLA WORLD HEALTHCARE FD | 15,950 | $204K | 0.1% | $12.79 | $14.36 | — | BEN INT SHS | 87911L108 |
| HSBC | HSBC HLDGS PLC | 5,025 | $204K | 0.1% | $40.60 | $34.93 | +16.2% | SPON ADR NEW | 404280406 |
| GBDC | GOLUB CAP BDC INC | 11,350 | $203K | 0.1% | $17.89 * | $6.06 | +51.5% | COM | 38173M102 |
| BMRC | BANK OF MARIN BANCORP | 5,000 | $203K | 0.1% | $40.60 * | $27.84 | +13.6% | COM | 063425102 |
| — | CIMAREX ENERGY CO | 2,867 | $200K | 0.1% | $69.76 | $69.76 | — | COM | 171798101 |
| BHF | BRIGHTHOUSE FINL INC | 5,514 | $200K | 0.1% | $36.27 | $37.46 | -3.1% | COM | 10922N103 |
| SYY | SYSCO CORP | 3,000 | $200K | 0.1% | $66.67 * | $54.12 | +2.6% | COM | 871829107 |
| — | ANADARKO PETE CORP | 4,394 | $200K | 0.1% | $45.52 | $45.52 | — | COM | 032511107 |
| — | PIMCO INCOME STRATEGY FUND I | 18,900 | $194K | 0.1% | $10.26 | $9.95 | — | COM | 72201J104 |
| CLF | CLEVELAND CLIFFS INC | 19,327 | $193K | 0.1% | $9.99 * | $7.07 | +34.6% | COM | 185899101 |
| — | NEW IRELAND FUND INC | 20,342 | $183K | 0.1% | $9.00 | $13.26 | — | COM | 645673104 |
| NTLA | INTELLIA THERAPEUTICS INC | 10,000 | $171K | 0.1% | $17.10 | $13.42 | +27.3% | COM | 45826J105 |
| — | COHEN & STEERS TOTAL RETURN | 11,192 | $148K | 0.1% | $13.22 | $12.76 | — | COM | 19247R103 |
| — | FRONTIER COMMUNICATIONS CORP | 68,474 | $136K | 0.1% | $1.99 | $9.41 | — | COM NEW | 35906A306 |
| — | BLACKROCK RES & COMM STRAT T | 16,156 | $132K | 0.1% | $8.17 | $8.60 | — | SHS | 09257A108 |
| — | CALAMOS CONV & HIGH INCOME F | 11,200 | $122K | 0.1% | $10.89 | $12.82 | — | COM SHS | 12811P108 |
| — | ENERPLUS CORP | 12,900 | $108K | 0.1% | $8.37 | $16.47 | — | COM | 292766102 |
| GNW | GENWORTH FINL INC | 27,500 | $105K | 0.1% | $3.82 | $3.46 | +10.8% | COM CL A | 37247D106 |
| F | FORD MTR CO DEL | 10,543 | $93,000 | 0.1% | $8.82 * | $7.74 | -19.2% | COM | 345370860 |
| — | CHESAPEAKE ENERGY CORP | 30,000 | $93,000 | 0.1% | $3.10 | $5.95 | — | COM | 165167107 |
| — | NUVEEN CR STRATEGIES INCM FD | 10,700 | $83,000 | 0.0% | $7.76 | $7.85 | — | COM SHS | 67073D102 |
| — | ABERDEEN ASIA PACIFIC INCOM | 11,500 | $49,000 | 0.0% | $4.26 | $5.74 | — | COM | 003009107 |