Location: Lafayette, CA
CIK: 0001427351 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Oct 25, 2019
Total Value: $183M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SIBN | SI BONE INC | 384,101 | $6.787M | 3.7% | $17.67 | $17.16 | +2.9% | COM | 825704109 |
| CVX | CHEVRON CORP NEW | 55,452 | $6.577M | 3.6% | $118.61 * | $72.56 | +23.9% | COM | 166764100 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 124,784 | $5.8M | 3.2% | $46.48 | $18.71 | +148.4% | SPONSORED ADS | 874039100 |
| BAC | BANK AMER CORP | 189,438 | $5.526M | 3.0% | $29.17 * | $15.93 | +57.2% | COM | 060505104 |
| INTC | INTEL CORP | 84,163 | $4.337M | 2.4% | $51.53 * | $18.95 | +138.5% | COM | 458140100 |
| NSC | NORFOLK SOUTHERN CORP | 22,279 | $4.003M | 2.2% | $179.68 * | $66.06 | +139.2% | COM | 655844108 |
| T | AT&T INC | 103,093 | $3.901M | 2.1% | $37.84 * | $11.89 | +54.5% | COM | 00206R102 |
| MSFT | MICROSOFT CORP | 27,208 | $3.783M | 2.1% | $139.04 * | $33.02 | +298.4% | COM | 594918104 |
| WGO | WINNEBAGO INDS INC | 96,242 | $3.691M | 2.0% | $38.35 | $25.32 | +51.4% | COM | 974637100 |
| — | ISHARES GOLD TRUST | 254,155 | $3.584M | 2.0% | $14.10 | $12.50 | — | ISHARES | 464285105 |
| AAPL | APPLE INC | 13,847 | $3.101M | 1.7% | $223.95 * | $21.29 | +153.1% | COM | 037833100 |
| JNJ | JOHNSON & JOHNSON | 23,696 | $3.066M | 1.7% | $129.39 * | $66.41 | +63.4% | COM | 478160104 |
| HD | HOME DEPOT INC | 12,431 | $2.884M | 1.6% | $232.00 * | $58.77 | +239.3% | COM | 437076102 |
| TRV | TRAVELERS COMPANIES INC | 18,977 | $2.822M | 1.5% | $148.71 * | $69.05 | +88.4% | COM | 89417E109 |
| BXMT | BLACKSTONE MTG TR INC | 78,600 | $2.818M | 1.5% | $35.85 | $28.35 | — | COM CL A | 09257W100 |
| CMCSA | COMCAST CORP NEW | 62,455 | $2.815M | 1.5% | $45.07 * | $24.27 | +57.3% | CL A | 20030N101 |
| VZ | VERIZON COMMUNICATIONS INC | 46,081 | $2.781M | 1.5% | $60.35 * | $26.73 | +58.7% | COM | 92343V104 |
| WY | WEYERHAEUSER CO | 96,942 | $2.685M | 1.5% | $27.70 * | $20.92 | +5.1% | COM | 962166104 |
| TAP | MOLSON COORS BREWING CO | 45,489 | $2.616M | 1.4% | $57.51 * | $47.03 | +4.0% | CL B | 60871R209 |
| WMT | WALMART INC | 21,995 | $2.61M | 1.4% | $118.66 * | $20.30 | +78.3% | COM | 931142103 |
| SPY | SPDR S&P 500 ETF TR | 7,944 | $2.358M | 1.3% | $296.83 | $183.25 | +61.9% | TR UNIT | 78462F103 |
| MET | METLIFE INC | 49,823 | $2.35M | 1.3% | $47.17 * | $31.63 | +20.8% | COM | 59156R108 |
| ABBV | ABBVIE INC | 28,665 | $2.171M | 1.2% | $75.74 * | $40.91 | +42.2% | COM | 00287Y109 |
| PFE | PFIZER INC | 60,303 | $2.167M | 1.2% | $35.94 * | $17.63 | +44.2% | COM | 717081103 |
| ADBE | ADOBE INC | 7,681 | $2.122M | 1.2% | $276.27 | $66.39 | +316.1% | COM | 00724F101 |
| BP | BP PLC | 50,212 | $1.908M | 1.0% | $38.00 | $44.11 | -13.9% | SPONSORED ADR | 055622104 |
| — | ANNALY CAP MGMT INC | 213,650 | $1.88M | 1.0% | $8.80 | $9.70 | — | COM | 035710409 |
| GILD | GILEAD SCIENCES INC | 29,576 | $1.875M | 1.0% | $63.40 * | $56.41 | -11.7% | COM | 375558103 |
| — | WALGREENS BOOTS ALLIANCE INC | 33,771 | $1.868M | 1.0% | $55.31 | $76.29 | — | COM | 931427108 |
| CB | CHUBB LIMITED | 10,563 | $1.705M | 0.9% | $161.41 * | $99.35 | +46.9% | COM | H1467J104 |
| CBRE | CBRE GROUP INC | 31,200 | $1.654M | 0.9% | $53.01 | $24.61 | +115.4% | CL A | 12504L109 |
| VOD | VODAFONE GROUP PLC NEW | 82,336 | $1.639M | 0.9% | $19.91 | $31.84 | -37.5% | SPONSORED ADR | 92857W308 |
| MMM | 3M CO | 9,959 | $1.637M | 0.9% | $164.37 * | $73.40 | +48.9% | COM | 88579Y101 |
| XLB | SELECT SECTOR SPDR TR | 27,795 | $1.618M | 0.9% | $58.21 * | $21.99 | +32.3% | SBI MATERIALS | 81369Y100 |
| AMGN | AMGEN INC | 8,158 | $1.579M | 0.9% | $193.55 * | $89.46 | +78.6% | COM | 031162100 |
| GPC | GENUINE PARTS CO | 15,415 | $1.535M | 0.8% | $99.58 * | $57.23 | +45.6% | COM | 372460105 |
| IGM | ISHARES TR | 7,050 | $1.53M | 0.8% | $217.02 * | $14.02 | +158.0% | EXPND TEC SC ETF | 464287549 |
| ORCL | ORACLE CORP | 27,390 | $1.507M | 0.8% | $55.02 * | $37.59 | +33.6% | COM | 68389X105 |
| DOCU | DOCUSIGN INC | 24,328 | $1.506M | 0.8% | $61.90 | $49.31 | +25.6% | COM | 256163106 |
| XLV | SELECT SECTOR SPDR TR | 15,661 | $1.411M | 0.8% | $90.10 | $53.58 | +68.2% | SBI HEALTHCARE | 81369Y209 |
| — | OWENS ILL INC | 133,240 | $1.368M | 0.7% | $10.27 | $18.39 | — | COM NEW | 690768403 |
| QCOM | QUALCOMM INC | 17,545 | $1.338M | 0.7% | $76.26 * | $50.14 | +32.2% | COM | 747525103 |
| HON | HONEYWELL INTL INC | 7,733 | $1.308M | 0.7% | $169.15 * | $60.82 | +130.2% | COM | 438516106 |
| OHI | OMEGA HEALTHCARE INVS INC | 29,939 | $1.251M | 0.7% | $41.78 | $32.58 | — | COM | 681936100 |
| CSCO | CISCO SYS INC | 25,324 | $1.251M | 0.7% | $49.40 * | $16.11 | +152.6% | COM | 17275R102 |
| FDX | FEDEX CORP | 8,295 | $1.208M | 0.7% | $145.63 * | $116.30 | +11.5% | COM | 31428X106 |
| — | BLACKROCK TAX MUNICPAL BD TR | 48,050 | $1.188M | 0.6% | $24.72 | $19.95 | — | SHS | 09248X100 |
| C | CITIGROUP INC | 16,714 | $1.155M | 0.6% | $69.10 * | $37.61 | +46.6% | COM NEW | 172967424 |
| XOM | EXXON MOBIL CORP | 16,077 | $1.135M | 0.6% | $70.60 * | $56.34 | -6.3% | COM | 30231G102 |
| MDY | SPDR S&P MIDCAP 400 ETF TR | 3,155 | $1.112M | 0.6% | $352.46 | $257.04 | +37.1% | UTSER1 S&PDCRP | 78467Y107 |
| IGSB | ISHARES TR | 20,158 | $1.082M | 0.6% | $53.68 | $52.26 | +2.7% | SH TR CRPORT ETF | 464288646 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 78,800 | $1.078M | 0.6% | $13.68 | $14.13 | — | SH BEN INT | 09248E102 |
| KMB | KIMBERLY CLARK CORP | 7,515 | $1.068M | 0.6% | $142.12 * | $79.41 | +43.6% | COM | 494368103 |
| — | BARRICK GOLD CORPORATION | 61,053 | $1.058M | 0.6% | $17.33 | $10.31 | — | COM | 067901108 |
| IBM | INTERNATIONAL BUSINESS MACHS | 7,266 | $1.057M | 0.6% | $145.47 * | $105.88 | +0.2% | COM | 459200101 |
| — | GENERAL ELECTRIC CO | 117,161 | $1.047M | 0.6% | $8.94 | $24.01 | — | COM | 369604103 |
| XLU | SELECT SECTOR SPDR TR | 16,135 | $1.045M | 0.6% | $64.77 * | $19.48 | +66.2% | SBI INT-UTILS | 81369Y886 |
| VEA | VANGUARD TAX MANAGED INTL FD | 24,327 | $999K | 0.5% | $41.07 | $36.99 | +11.1% | FTSE DEV MKT ETF | 921943858 |
| — | UNITED TECHNOLOGIES CORP | 7,074 | $966K | 0.5% | $136.56 | $113.39 | — | COM | 913017109 |
| EWT | ISHARES INC | 26,036 | $947K | 0.5% | $36.37 | $30.76 | +18.2% | MSCI TAIWAN ETF | 46434G772 |
| WH | WYNDHAM HOTELS & RESORTS INC | 18,121 | $938K | 0.5% | $51.76 | $60.97 | -15.1% | COM | 98311A105 |
| IJR | ISHARES TR | 11,682 | $909K | 0.5% | $77.81 | $63.66 | +22.3% | CORE S&P SCP ETF | 464287804 |
| — | INVESCO SR INCOME TR | 215,312 | $904K | 0.5% | $4.20 | $5.03 | — | COM | 46131H107 |
| — | COHEN & STEERS INFRASTRUCTUR | 32,556 | $887K | 0.5% | $27.25 | $20.63 | — | COM | 19248A109 |
| LHX | L3HARRIS TECHNOLOGIES INC | 4,170 | $870K | 0.5% | $208.63 * | $180.55 | +2.2% | COM | 502431109 |
| ADP | AUTOMATIC DATA PROCESSING IN | 5,381 | $869K | 0.5% | $161.49 * | $51.46 | +174.6% | COM | 053015103 |
| WFC | WELLS FARGO CO NEW | 17,093 | $862K | 0.5% | $50.43 * | $34.68 | +23.4% | COM | 949746101 |
| VWO | VANGUARD INTL EQUITY INDEX F | 21,225 | $855K | 0.5% | $40.28 | $34.23 | +17.6% | FTSE EMR MKT ETF | 922042858 |
| CVS | CVS HEALTH CORP | 13,410 | $846K | 0.5% | $63.09 * | $50.98 | +1.2% | COM | 126650100 |
| EWG | ISHARES INC | 31,153 | $838K | 0.5% | $26.90 | $29.37 | -8.4% | MSCI GERMANY ETF | 464286806 |
| IXJ | ISHARES TR | 13,706 | $837K | 0.5% | $61.07 | $49.28 | +24.0% | GLOB HLTHCRE ETF | 464287325 |
| — | WYNDHAM DESTINATIONS INC | 18,023 | $829K | 0.5% | $46.00 | $73.05 | — | COM | 98310W108 |
| MFIC | APOLLO INVT CORP | 48,460 | $780K | 0.4% | $16.10 * | $6.42 | +16.1% | COM NEW | 03761U502 |
| DD | DUPONT DE NEMOURS INC | 10,850 | $774K | 0.4% | $71.34 * | $25.91 | +1.8% | COM | 26614N102 |
| NEE | NEXTERA ENERGY INC | 3,210 | $748K | 0.4% | $233.02 * | $15.48 | +222.7% | COM | 65339F101 |
| BA | BOEING CO | 1,873 | $713K | 0.4% | $380.67 | $122.75 | +206.3% | COM | 097023105 |
| MTG | MGIC INVT CORP WIS | 54,500 | $686K | 0.4% | $12.59 | $6.86 | +83.3% | COM | 552848103 |
| — | THE CENTRAL AND EASTERN EU I | 26,103 | $679K | 0.4% | $26.01 | $29.77 | — | COM | 153436100 |
| DAL | DELTA AIR LINES INC DEL | 11,349 | $654K | 0.4% | $57.63 * | $43.95 | +25.7% | COM NEW | 247361702 |
| ZBH | ZIMMER BIOMET HLDGS INC | 4,493 | $617K | 0.3% | $137.32 * | $78.29 | +61.9% | COM | 98956P102 |
| JPM | JPMORGAN CHASE & CO | 5,209 | $613K | 0.3% | $117.68 * | $46.75 | +111.6% | COM | 46625H100 |
| DGT | SPDR SERIES TRUST | 7,323 | $611K | 0.3% | $83.44 | $67.66 | +23.3% | GLB DOW ETF | 78464A706 |
| — | CHESAPEAKE ENERGY CORP | 14,150 | $608K | 0.3% | $42.97 | $60.42 | — | PFD CONV | 165167842 |
| PEP | PEPSICO INC | 4,371 | $599K | 0.3% | $137.04 * | $58.09 | +95.2% | COM | 713448108 |
| IJK | ISHARES TR | 2,661 | $596K | 0.3% | $223.98 * | $42.52 | +31.6% | S&P MC 400GR ETF | 464287606 |
| NVO | NOVO-NORDISK A S | 11,490 | $594K | 0.3% | $51.70 | $36.20 | +42.8% | ADR | 670100205 |
| EWJ | ISHARES INC | 10,381 | $589K | 0.3% | $56.74 | $49.93 | +13.6% | MSCI JPN ETF NEW | 46434G822 |
| HYD | VANECK VECTORS ETF TR | 8,873 | $572K | 0.3% | $64.47 | $61.62 | +4.6% | HIGH YLD MUN ETF | 92189H409 |
| MDT | MEDTRONIC PLC | 5,123 | $556K | 0.3% | $108.53 * | $58.31 | +57.1% | SHS | G5960L103 |
| SYF | SYNCHRONY FINL | 16,116 | $549K | 0.3% | $34.07 * | $25.59 | +13.9% | COM | 87165B103 |
| META | FACEBOOK INC | 3,080 | $548K | 0.3% | $177.92 | $112.79 | +56.8% | CL A | 30303M102 |
| BSV | VANGUARD BD INDEX FD INC | 6,626 | $535K | 0.3% | $80.74 | $80.05 | +0.9% | SHORT TRM BOND | 921937827 |
| IJJ | ISHARES TR | 3,324 | $532K | 0.3% | $160.05 * | $61.02 | +31.0% | S&P MC 400VL ETF | 464287705 |
| — | NUVEEN PFD & INCM OPPORTNYS | 51,550 | $518K | 0.3% | $10.05 | $8.88 | — | COM | 67073B106 |
| DOW | DOW INC | 10,840 | $517K | 0.3% | $47.69 * | $32.74 | +2.9% | COM | 260557103 |
| — | BANK AMER CORP | 340 | $510K | 0.3% | $1500.00 | $1194.12 | — | 7.25%CNV PFD L | 060505682 |
| EMR | EMERSON ELEC CO | 7,579 | $507K | 0.3% | $66.90 * | $48.18 | +20.5% | COM | 291011104 |
| PG | PROCTER & GAMBLE CO | 3,996 | $497K | 0.3% | $124.37 * | $66.88 | +59.1% | COM | 742718109 |
| ARCB | ARCBEST CORP | 16,250 | $495K | 0.3% | $30.46 * | $36.43 | -19.8% | COM | 03937C105 |
| KMI | KINDER MORGAN INC DEL | 23,526 | $485K | 0.3% | $20.62 * | $19.26 | -26.3% | COM | 49456B101 |
| SHY | ISHARES TR | 5,672 | $481K | 0.3% | $84.80 | $84.44 | +0.4% | 1 3 YR TREAS BD | 464287457 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 1,766 | $475K | 0.3% | $268.97 | $157.14 | +71.3% | UT SER 1 | 78467X109 |
| MDLZ | MONDELEZ INTL INC | 8,567 | $474K | 0.3% | $55.33 * | $25.89 | +83.3% | CL A | 609207105 |
| — | EATON VANCE SR INCOME TR | 76,005 | $465K | 0.3% | $6.12 | $6.85 | — | SH BEN INT | 27826S103 |
| TGNA | TEGNA INC | 29,300 | $455K | 0.2% | $15.53 * | $14.82 | +1.9% | COM | 87901J105 |
| IXP | ISHARES TR | 7,750 | $444K | 0.2% | $57.29 | $66.88 | -14.4% | GBL COMM SVC ETF | 464287275 |
| MRK | MERCK & CO INC | 5,103 | $430K | 0.2% | $84.26 * | $34.47 | +91.4% | COM | 58933Y105 |
| RSP | INVESCO EXCHANGE TRADED FD T | 3,823 | $413K | 0.2% | $108.03 | $101.36 | +6.6% | S&P500 EQL WGT | 46137V357 |
| NEM | NEWMONT GOLDCORP CORPORATION | 10,802 | $410K | 0.2% | $37.96 * | $14.41 | +120.0% | COM | 651639106 |
| — | CENTRAL SECS CORP | 13,015 | $409K | 0.2% | $31.43 | $21.24 | — | COM | 155123102 |
| SLB | SCHLUMBERGER LTD | 11,916 | $407K | 0.2% | $34.16 * | $60.10 | -51.3% | COM | 806857108 |
| VNQ | VANGUARD INDEX FDS | 4,354 | $406K | 0.2% | $93.25 | $80.08 | +16.5% | REAL ESTATE ETF | 922908553 |
| EFA | ISHARES TR | 6,006 | $392K | 0.2% | $65.27 | $65.35 | -0.2% | MSCI EAFE ETF | 464287465 |
| NWL | NEWELL BRANDS INC | 19,744 | $370K | 0.2% | $18.74 * | $12.00 | +17.1% | COM | 651229106 |
| PHG | KONINKLIJKE PHILIPS N V | 7,783 | $359K | 0.2% | $46.13 | $27.65 | +66.8% | NY REG SH NEW | 500472303 |
| HPQ | HP INC | 18,746 | $355K | 0.2% | $18.94 * | $9.55 | +59.8% | COM | 40434L105 |
| KO | COCA COLA CO | 6,433 | $350K | 0.2% | $54.41 * | $26.98 | +66.6% | COM | 191216100 |
| JCI | JOHNSON CTLS INTL PLC | 7,807 | $343K | 0.2% | $43.93 * | $33.21 | +16.1% | SHS | G51502105 |
| TRUP | TRUPANION INC | 13,425 | $341K | 0.2% | $25.40 | $31.23 | -18.6% | COM | 898202106 |
| HPE | HEWLETT PACKARD ENTERPRISE C | 21,946 | $333K | 0.2% | $15.17 * | $7.02 | +77.1% | COM | 42824C109 |
| CRM | SALESFORCE COM INC | 2,199 | $326K | 0.2% | $148.25 | $150.15 | -2.3% | COM | 79466L302 |
| IJH | ISHARES TR | 1,680 | $325K | 0.2% | $193.45 * | $25.81 | +49.7% | CORE S&P MCP ETF | 464287507 |
| — | E TRADE FINANCIAL CORP | 7,400 | $323K | 0.2% | $43.65 | $29.17 | — | COM NEW | 269246401 |
| — | RAYTHEON CO | 1,638 | $321K | 0.2% | $195.97 | $124.43 | — | COM NEW | 755111507 |
| FICO | FAIR ISAAC CORP | 1,048 | $318K | 0.2% | $303.44 | $234.95 | +29.2% | COM | 303250104 |
| USB | US BANCORP DEL | 5,740 | $318K | 0.2% | $55.40 * | $25.79 | +64.5% | COM NEW | 902973304 |
| RWX | SPDR INDEX SHS FDS | 7,993 | $316K | 0.2% | $39.53 | $39.92 | -1.0% | DJ INTL RL ETF | 78463X863 |
| — | TE CONNECTIVITY LTD | 3,319 | $309K | 0.2% | $93.10 | $64.38 | — | REG SHS | H84989104 |
| — | CBRE CLARION GLOBAL REAL EST | 38,400 | $304K | 0.2% | $7.92 | $7.92 | — | COM | 12504G100 |
| CTVA | CORTEVA INC | 10,840 | $304K | 0.2% | $28.04 * | $25.02 | +3.4% | COM | 22052L104 |
| — | UNITED STATES STL CORP NEW | 26,125 | $302K | 0.2% | $11.56 | $29.51 | — | COM | 912909108 |
| — | COVANTA HLDG CORP | 17,475 | $302K | 0.2% | $17.28 | $16.54 | — | COM | 22282E102 |
| DUK | DUKE ENERGY CORP NEW | 3,145 | $301K | 0.2% | $95.71 * | $42.35 | +76.4% | COM NEW | 26441C204 |
| — | CELGENE CORP | 2,984 | $296K | 0.2% | $99.20 | $94.50 | — | COM | 151020104 |
| SPGI | S&P GLOBAL INC | 1,205 | $295K | 0.2% | $244.81 * | $151.96 | +53.0% | COM | 78409V104 |
| VTI | VANGUARD INDEX FDS | 1,937 | $292K | 0.2% | $150.75 | $111.01 | +36.0% | TOTAL STK MKT | 922908769 |
| DIS | DISNEY WALT CO | 2,213 | $288K | 0.2% | $130.14 * | $109.06 | +16.1% | COM DISNEY | 254687106 |
| BTI | BRITISH AMERN TOB PLC | 7,712 | $285K | 0.2% | $36.96 | $36.38 | +1.4% | SPONSORED ADR | 110448107 |
| CGW | INVESCO EXCHNG TRADED FD TR | 7,400 | $283K | 0.2% | $38.24 | $34.12 | +12.1% | S&P GBL WATER | 46138E263 |
| VB | VANGUARD INDEX FDS | 1,831 | $282K | 0.2% | $154.01 | $149.30 | +3.1% | SMALL CP ETF | 922908751 |
| ET | ENERGY TRANSFER LP | 21,592 | $282K | 0.2% | $13.06 | $13.20 | — | COM UT LTD PTN | 29273V100 |
| VOX | VANGUARD WORLD FDS | 3,213 | $279K | 0.2% | $86.83 | $83.92 | +3.3% | COMM SRVC ETF | 92204A884 |
| — | TEXTAINER GROUP HOLDINGS LTD | 27,900 | $276K | 0.2% | $9.89 | $26.35 | — | SHS | G8766E109 |
| FCX | FREEPORT-MCMORAN INC | 28,508 | $273K | 0.1% | $9.58 * | $24.37 | -63.6% | CL B | 35671D857 |
| UNP | UNION PACIFIC CORP | 1,635 | $265K | 0.1% | $162.08 * | $120.26 | +17.3% | COM | 907818108 |
| SO | SOUTHERN CO | 4,202 | $260K | 0.1% | $61.88 * | $37.42 | +29.6% | COM | 842587107 |
| MINT | PIMCO ETF TR | 2,500 | $254K | 0.1% | $101.60 | $101.45 | +0.3% | ENHAN SHRT MA AC | 72201R833 |
| COST | COSTCO WHSL CORP NEW | 856 | $247K | 0.1% | $288.55 * | $198.35 | +32.5% | COM | 22160K105 |
| ELME | WASHINGTON REAL ESTATE INVT | 9,000 | $246K | 0.1% | $27.33 | $23.36 | — | SH BEN INT | 939653101 |
| QQQ | INVESCO QQQ TR | 1,304 | $246K | 0.1% | $188.65 | $167.67 | +12.6% | UNIT SER 1 | 46090E103 |
| BIV | VANGUARD BD INDEX FD INC | 2,758 | $243K | 0.1% | $88.11 | $84.27 | +4.4% | INTERMED TERM | 921937819 |
| SYY | SYSCO CORP | 3,000 | $238K | 0.1% | $79.33 * | $54.12 | +23.5% | COM | 871829107 |
| KHC | KRAFT HEINZ CO | 8,394 | $234K | 0.1% | $27.88 * | $38.44 | -46.0% | COM | 500754106 |
| — | ELLSWORTH GRWTH AND INCOME L | 21,557 | $226K | 0.1% | $10.48 | $8.69 | — | COM | 289074106 |
| BHF | BRIGHTHOUSE FINL INC | 5,489 | $222K | 0.1% | $40.44 | $37.46 | +8.0% | COM | 10922N103 |
| M | MACYS INC | 13,854 | $215K | 0.1% | $15.52 | $48.46 | -67.9% | COM | 55616P104 |
| COP | CONOCOPHILLIPS | 3,762 | $214K | 0.1% | $56.88 * | $39.75 | +14.2% | COM | 20825C104 |
| — | TEKLA WORLD HEALTHCARE FD | 15,950 | $214K | 0.1% | $13.42 | $14.36 | — | BEN INT SHS | 87911L108 |
| — | BARNES GROUP INC | 4,100 | $211K | 0.1% | $51.46 | $38.33 | — | COM | 067806109 |
| ETR | ENTERGY CORP NEW | 1,800 | $211K | 0.1% | $117.22 * | $43.44 | +7.6% | COM | 29364G103 |
| — | ALLIANZGI NFJ DIVID INT & PR | 17,200 | $210K | 0.1% | $12.21 | $12.91 | — | COM | 01883A107 |
| VHT | VANGUARD WORLD FDS | 1,227 | $206K | 0.1% | $167.89 | $169.47 | -1.1% | HEALTH CAR ETF | 92204A504 |
| GBDC | GOLUB CAP BDC INC | 10,600 | $200K | 0.1% | $18.87 * | $6.06 | +65.5% | COM | 38173M102 |
| — | PIMCO INCOME STRATEGY FUND I | 18,900 | $195K | 0.1% | $10.32 | $9.95 | — | COM | 72201J104 |
| — | ABERDEEN EMRG MRKTS EQT INM | 26,275 | $183K | 0.1% | $6.96 | $7.00 | — | COM | 00301W105 |
| — | COHEN & STEERS TOTAL RETURN | 11,505 | $170K | 0.1% | $14.78 | $12.81 | — | COM | 19247R103 |
| — | NEW IRELAND FUND INC | 19,750 | $169K | 0.1% | $8.56 | $13.26 | — | COM | 645673104 |
| CLF | CLEVELAND CLIFFS INC | 19,327 | $140K | 0.1% | $7.24 * | $7.07 | -1.7% | COM | 185899101 |
| NTLA | INTELLIA THERAPEUTICS INC | 10,000 | $134K | 0.1% | $13.40 | $13.42 | -0.5% | COM | 45826J105 |
| GNW | GENWORTH FINL INC | 28,000 | $123K | 0.1% | $4.39 | $3.47 | +26.8% | COM CL A | 37247D106 |
| — | CALAMOS CONV & HIGH INCOME F | 11,200 | $123K | 0.1% | $10.98 | $12.82 | — | COM SHS | 12811P108 |
| — | BLACKROCK RES & COMM STRAT T | 16,156 | $121K | 0.1% | $7.49 | $8.60 | — | SHS | 09257A108 |
| — | ENERPLUS CORP | 12,400 | $92,000 | 0.1% | $7.42 | $16.47 | — | COM | 292766102 |
| — | FRONTIER COMMUNICATIONS CORP | 94,745 | $82,000 | 0.0% | $0.87 | $7.27 | — | COM NEW | 35906A306 |
| — | ABERDEEN ASIA PACIFIC INCOM | 11,500 | $48,000 | 0.0% | $4.17 | $5.74 | — | COM | 003009107 |
| — | CHESAPEAKE ENERGY CORP | 30,000 | $42,000 | 0.0% | $1.40 | $5.95 | — | COM | 165167107 |