Location: Lafayette, CA
CIK: 0001427351 · Show all filings
Period: Q1 2020 (← Previous) (Next →)
Filing Date: Apr 30, 2020
Total Value: $154M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 118,658 | $5.671M | 3.7% | $47.79 | $18.71 | +155.4% | SPONSORED ADS | 874039100 |
| MSFT | MICROSOFT CORP | 30,523 | $4.814M | 3.1% | $157.72 * | $46.41 | +223.5% | COM | 594918104 |
| SIBN | SI BONE INC | 386,544 | $4.619M | 3.0% | $11.95 | $17.16 | -30.4% | COM | 825704109 |
| INTC | INTEL CORP | 81,113 | $4.39M | 2.9% | $54.12 * | $18.95 | +153.1% | COM | 458140100 |
| CVX | CHEVRON CORP NEW | 57,759 | $4.185M | 2.7% | $72.46 * | $72.69 | -22.8% | COM | 166764100 |
| BAC | BK OF AMERICA CORP | 187,888 | $3.989M | 2.6% | $21.23 * | $15.93 | +15.8% | COM | 060505104 |
| — | ISHARES GOLD TRUST | 248,755 | $3.749M | 2.4% | $15.07 | $12.50 | — | ISHARES | 464285105 |
| AAPL | APPLE INC | 13,797 | $3.508M | 2.3% | $254.26 * | $21.29 | +188.9% | COM | 037833100 |
| NSC | NORFOLK SOUTHERN CORP | 21,249 | $3.102M | 2.0% | $145.98 * | $66.06 | +96.3% | COM | 655844108 |
| JNJ | JOHNSON & JOHNSON | 23,510 | $3.083M | 2.0% | $131.14 * | $66.41 | +67.8% | COM | 478160104 |
| T | AT&T INC | 101,240 | $2.951M | 1.9% | $29.15 * | $11.89 | +23.4% | COM | 00206R102 |
| WGO | WINNEBAGO INDS INC | 94,192 | $2.619M | 1.7% | $27.80 | $25.32 | +9.8% | COM | 974637100 |
| ABBV | ABBVIE INC | 32,630 | $2.486M | 1.6% | $76.19 * | $44.08 | +36.6% | COM | 00287Y109 |
| WMT | WALMART INC | 21,745 | $2.471M | 1.6% | $113.64 * | $20.30 | +72.2% | COM | 931142103 |
| ADBE | ADOBE INC | 7,681 | $2.444M | 1.6% | $318.19 | $66.39 | +379.3% | COM | 00724F101 |
| VZ | VERIZON COMMUNICATIONS INC | 44,762 | $2.405M | 1.6% | $53.73 * | $26.73 | +44.2% | COM | 92343V104 |
| PFE | PFIZER INC | 70,867 | $2.313M | 1.5% | $32.64 * | $18.91 | +24.5% | COM | 717081103 |
| HD | HOME DEPOT INC | 12,381 | $2.312M | 1.5% | $186.74 * | $58.77 | +176.6% | COM | 437076102 |
| DOCU | DOCUSIGN INC | 24,368 | $2.252M | 1.5% | $92.42 | $49.31 | +87.4% | COM | 256163106 |
| GILD | GILEAD SCIENCES INC | 28,576 | $2.136M | 1.4% | $74.75 * | $56.41 | +6.1% | COM | 375558103 |
| SPY | SPDR S&P 500 ETF TR | 8,289 | $2.136M | 1.4% | $257.69 | $187.88 | +37.2% | TR UNIT | 78462F103 |
| CMCSA | COMCAST CORP NEW | 61,771 | $2.124M | 1.4% | $34.39 * | $24.27 | +21.9% | CL A | 20030N101 |
| TAP | MOLSON COORS BEVERAGE CO | 52,325 | $2.041M | 1.3% | $39.01 * | $46.82 | -27.5% | CL B | 60871R209 |
| TRV | TRAVELERS COMPANIES INC | 18,627 | $1.851M | 1.2% | $99.37 * | $69.05 | +27.5% | COM | 89417E109 |
| FDX | FEDEX CORP | 14,563 | $1.766M | 1.1% | $121.27 * | $123.80 | -11.9% | COM | 31428X106 |
| QCOM | QUALCOMM INC | 25,001 | $1.691M | 1.1% | $67.64 * | $56.94 | +4.8% | COM | 747525103 |
| WY | WEYERHAEUSER CO | 98,292 | $1.666M | 1.1% | $16.95 * | $20.93 | -34.2% | COM | 962166104 |
| AMGN | AMGEN INC | 7,933 | $1.608M | 1.0% | $202.70 * | $89.46 | +89.7% | COM | 031162100 |
| BP | BP PLC | 64,712 | $1.578M | 1.0% | $24.38 | $41.32 | -41.0% | SPONSORED ADR | 055622104 |
| MET | METLIFE INC | 51,597 | $1.577M | 1.0% | $30.56 * | $31.79 | -20.7% | COM | 59156R108 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 7,079 | $1.552M | 1.0% | $219.24 | $238.64 | -8.1% | UT SER 1 | 78467X109 |
| — | WALGREENS BOOTS ALLIANCE INC | 33,821 | $1.547M | 1.0% | $45.74 | $75.97 | — | COM | 931427108 |
| OI | O-I GLASS INC | 213,300 | $1.517M | 1.0% | $7.11 | $10.11 | -29.7% | COM | 67098H104 |
| BXMT | BLACKSTONE MTG TR INC | 79,450 | $1.479M | 1.0% | $18.62 | $28.24 | — | COM CL A | 09257W100 |
| IGM | ISHARES TR | 6,974 | $1.477M | 1.0% | $211.79 * | $14.02 | +151.8% | EXPND TEC SC ETF | 464287549 |
| XLV | SELECT SECTOR SPDR TR | 15,597 | $1.382M | 0.9% | $88.61 | $53.58 | +65.3% | SBI HEALTHCARE | 81369Y209 |
| MMM | 3M CO | 9,984 | $1.363M | 0.9% | $136.52 * | $73.40 | +25.8% | COM | 88579Y101 |
| VOD | VODAFONE GROUP PLC NEW | 96,985 | $1.335M | 0.9% | $13.77 | $29.90 | -53.9% | SPONSORED ADR | 92857W308 |
| ORCL | ORACLE CORP | 27,233 | $1.316M | 0.9% | $48.32 * | $37.59 | +18.4% | COM | 68389X105 |
| XLB | SELECT SECTOR SPDR TR | 27,500 | $1.239M | 0.8% | $45.05 * | $21.99 | +2.4% | SBI MATERIALS | 81369Y100 |
| IBM | INTERNATIONAL BUSINESS MACHS | 11,044 | $1.225M | 0.8% | $110.92 * | $103.52 | -20.0% | COM | 459200101 |
| CB | CHUBB LIMITED | 10,563 | $1.18M | 0.8% | $111.71 * | $99.35 | +2.9% | COM | H1467J104 |
| CBRE | CBRE GROUP INC | 29,800 | $1.124M | 0.7% | $37.72 | $24.61 | +53.2% | CL A | 12504L109 |
| — | BARRICK GOLD CORPORATION | 59,253 | $1.086M | 0.7% | $18.33 | $10.31 | — | COM | 067901108 |
| — | ANNALY CAPITAL MANAGEMENT IN | 211,650 | $1.073M | 0.7% | $5.07 | $9.70 | — | COM | 035710409 |
| — | BLACKROCK TAX MUNICPAL BD TR | 48,050 | $1.047M | 0.7% | $21.79 | $19.95 | — | SHS | 09248X100 |
| GPC | GENUINE PARTS CO | 15,415 | $1.038M | 0.7% | $67.34 * | $57.23 | +0.0% | COM | 372460105 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 79,300 | $1.006M | 0.7% | $12.69 | $14.09 | — | SH BEN INT | 09248E102 |
| — | GENERAL ELECTRIC CO | 125,466 | $996K | 0.6% | $7.94 | $22.82 | — | COM | 369604103 |
| CSCO | CISCO SYS INC | 25,124 | $988K | 0.6% | $39.32 * | $16.11 | +104.0% | COM | 17275R102 |
| IGSB | ISHARES TR | 18,718 | $980K | 0.6% | $52.36 | $52.26 | +0.2% | SH TR CRPORT ETF | 464288646 |
| KMB | KIMBERLY CLARK CORP | 7,515 | $961K | 0.6% | $127.88 * | $79.41 | +31.2% | COM | 494368103 |
| HON | HONEYWELL INTL INC | 7,002 | $937K | 0.6% | $133.82 * | $60.82 | +84.0% | COM | 438516106 |
| CVS | CVS HEALTH CORP | 15,660 | $929K | 0.6% | $59.32 * | $51.61 | -4.6% | COM | 126650100 |
| XLU | SELECT SECTOR SPDR TR | 16,135 | $894K | 0.6% | $55.41 * | $19.48 | +42.2% | SBI INT-UTILS | 81369Y886 |
| MDY | SPDR S&P MIDCAP 400 ETF TR | 3,210 | $844K | 0.5% | $262.93 | $258.45 | +1.7% | UTSER1 S&PDCRP | 78467Y107 |
| IXJ | ISHARES TR | 13,706 | $835K | 0.5% | $60.92 | $49.28 | +23.7% | GLOB HLTHCRE ETF | 464287325 |
| VEA | VANGUARD TAX-MANAGED INTL FD | 24,327 | $811K | 0.5% | $33.34 | $36.99 | -9.9% | FTSE DEV MKT ETF | 921943858 |
| OHI | OMEGA HEALTHCARE INVS INC | 29,889 | $793K | 0.5% | $26.53 | $32.58 | — | COM | 681936100 |
| NEE | NEXTERA ENERGY INC | 3,210 | $772K | 0.5% | $240.50 * | $15.48 | +236.8% | COM | 65339F101 |
| LHX | L3HARRIS TECHNOLOGIES INC | 4,170 | $751K | 0.5% | $180.10 * | $180.55 | -11.1% | COM | 502431109 |
| EWT | ISHARES INC | 22,686 | $748K | 0.5% | $32.97 | $30.76 | +7.2% | MSCI TAIWAN ETF | 46434G772 |
| VWO | VANGUARD INTL EQUITY INDEX F | 21,225 | $712K | 0.5% | $33.55 | $34.23 | -2.0% | FTSE EMR MKT ETF | 922042858 |
| ADP | AUTOMATIC DATA PROCESSING IN | 5,151 | $704K | 0.5% | $136.67 * | $51.46 | +135.2% | COM | 053015103 |
| NVO | NOVO-NORDISK A S | 11,290 | $680K | 0.4% | $60.23 | $36.20 | +66.3% | ADR | 670100205 |
| C | CITIGROUP INC | 15,964 | $672K | 0.4% | $42.09 * | $37.61 | -9.4% | COM NEW | 172967424 |
| IJR | ISHARES TR | 11,682 | $655K | 0.4% | $56.07 | $63.66 | -11.9% | CORE S&P SCP ETF | 464287804 |
| EWG | ISHARES INC | 30,453 | $654K | 0.4% | $21.48 | $29.37 | -26.9% | MSCI GERMANY ETF | 464286806 |
| — | UNITED TECHNOLOGIES CORP | 6,763 | $638K | 0.4% | $94.34 | $113.39 | — | COM | 913017109 |
| XBI | SPDR SER TR | 8,175 | $633K | 0.4% | $77.43 | $87.84 | -11.8% | S&P BIOTECH | 78464A870 |
| — | COHEN & STEERS INFRASTRUCTUR | 30,556 | $576K | 0.4% | $18.85 | $20.63 | — | COM | 19248A109 |
| BSV | VANGUARD BD INDEX FDS | 6,626 | $545K | 0.4% | $82.25 | $80.05 | +2.7% | SHORT TRM BOND | 921937827 |
| XOM | EXXON MOBIL CORP | 14,346 | $545K | 0.4% | $37.99 * | $56.34 | -48.3% | COM | 30231G102 |
| WFC | WELLS FARGO CO NEW | 18,793 | $539K | 0.4% | $28.68 * | $34.86 | -28.7% | COM | 949746101 |
| PEP | PEPSICO INC | 4,371 | $525K | 0.3% | $120.11 * | $58.09 | +73.4% | COM | 713448108 |
| WH | WYNDHAM HOTELS & RESORTS INC | 16,614 | $524K | 0.3% | $31.54 | $60.97 | -48.3% | COM | 98311A105 |
| EWJ | ISHARES INC | 10,417 | $514K | 0.3% | $49.34 | $50.25 | -1.7% | MSCI JPN ETF NEW | 46434G822 |
| BTI | BRITISH AMERN TOB PLC | 14,912 | $510K | 0.3% | $34.20 | $38.09 | -10.2% | SPONSORED ADR | 110448107 |
| — | INVESCO SR INCOME TR | 155,066 | $499K | 0.3% | $3.22 | $5.03 | — | COM | 46131H107 |
| DGT | SPDR SER TR | 7,323 | $497K | 0.3% | $67.87 | $67.66 | +0.2% | GLB DOW ETF | 78464A706 |
| SHY | ISHARES TR | 5,672 | $492K | 0.3% | $86.74 | $84.44 | +2.6% | 1 3 YR TREAS BD | 464287457 |
| NEM | NEWMONT CORP | 10,802 | $489K | 0.3% | $45.27 * | $14.41 | +164.4% | COM | 651639106 |
| META | FACEBOOK INC | 2,930 | $489K | 0.3% | $166.89 | $112.79 | +46.9% | CL A | 30303M102 |
| IJK | ISHARES TR | 2,661 | $475K | 0.3% | $178.50 * | $42.52 | +4.9% | S&P MC 400GR ETF | 464287606 |
| JPM | JPMORGAN CHASE & CO | 5,209 | $469K | 0.3% | $90.04 * | $46.75 | +64.2% | COM | 46625H100 |
| HYD | VANECK VECTORS ETF TR | 8,873 | $464K | 0.3% | $52.29 | $61.62 | -15.2% | HIGH YLD MUN ETF | 92189H409 |
| MDT | MEDTRONIC PLC | 5,123 | $462K | 0.3% | $90.18 * | $58.31 | +31.9% | SHS | G5960L103 |
| PG | PROCTER & GAMBLE CO | 4,000 | $440K | 0.3% | $110.00 * | $66.88 | +42.5% | COM | 742718109 |
| — | THE CENTRAL AND EASTERN EU I | 24,739 | $434K | 0.3% | $17.54 | $29.77 | — | COM | 153436100 |
| — | BK OF AMERICA CORP | 340 | $430K | 0.3% | $1264.71 | $1194.12 | — | 7.25%CNV PFD L | 060505682 |
| ZBH | ZIMMER BIOMET HOLDINGS INC | 4,243 | $429K | 0.3% | $101.11 * | $78.29 | +19.7% | COM | 98956P102 |
| MDLZ | MONDELEZ INTL INC | 8,567 | $429K | 0.3% | $50.08 * | $25.89 | +67.8% | CL A | 609207105 |
| MTG | MGIC INVT CORP WIS | 67,300 | $427K | 0.3% | $6.34 | $7.86 | -19.2% | COM | 552848103 |
| MFIC | APOLLO INVT CORP | 59,764 | $403K | 0.3% | $6.74 * | $6.56 | -48.6% | COM NEW | 03761U502 |
| IXP | ISHARES TR | 7,500 | $389K | 0.3% | $51.87 | $66.88 | -22.5% | GBL COMM SVC ETF | 464287275 |
| — | WYNDHAM DESTINATIONS INC | 17,623 | $382K | 0.2% | $21.68 | $73.05 | — | COM | 98310W108 |
| IJJ | ISHARES TR | 3,324 | $365K | 0.2% | $109.81 * | $61.02 | -10.1% | S&P MC 400VL ETF | 464287705 |
| MRK | MERCK & CO. INC | 4,725 | $364K | 0.2% | $77.04 * | $34.47 | +77.6% | COM | 58933Y105 |
| CRM | SALESFORCE COM INC | 2,475 | $356K | 0.2% | $143.84 | $150.64 | -5.6% | COM | 79466L302 |
| — | EATON VANCE SR INCOME TR | 76,654 | $353K | 0.2% | $4.61 | $6.85 | — | SH BEN INT | 27826S103 |
| DD | DUPONT DE NEMOURS INC | 10,306 | $351K | 0.2% | $34.06 * | $25.91 | -50.8% | COM | 26614N102 |
| TRUP | TRUPANION INC | 13,425 | $349K | 0.2% | $26.00 | $31.23 | -16.6% | COM | 898202106 |
| MINT | PIMCO ETF TR | 3,500 | $346K | 0.2% | $98.86 | $101.51 | -2.5% | ENHAN SHRT MA AC | 72201R833 |
| ALLY | ALLY FINL INC | 23,650 | $341K | 0.2% | $14.42 * | $21.61 | -45.0% | COM | 02005N100 |
| DAL | DELTA AIR LINES INC DEL | 11,849 | $338K | 0.2% | $28.53 * | $44.13 | -37.1% | COM NEW | 247361702 |
| EMR | EMERSON ELEC CO | 7,079 | $337K | 0.2% | $47.61 * | $48.18 | -12.9% | COM | 291011104 |
| — | NUVEEN PFD & INCOME OPPORTUN | 45,850 | $337K | 0.2% | $7.35 | $8.88 | — | COM | 67073B106 |
| — | CENTRAL SECS CORP | 13,015 | $336K | 0.2% | $25.82 | $21.24 | — | COM | 155123102 |
| BMY | BRISTOL-MYERS SQUIBB CO | 5,854 | $326K | 0.2% | $55.69 * | $45.19 | -2.0% | COM | 110122108 |
| FICO | FAIR ISAAC CORP | 1,048 | $322K | 0.2% | $307.25 | $234.95 | +31.0% | COM | 303250104 |
| RSP | INVESCO EXCHANGE TRADED FD T | 3,823 | $321K | 0.2% | $83.97 | $101.36 | -17.1% | S&P500 EQL WGT | 46137V357 |
| EFA | ISHARES TR | 6,006 | $321K | 0.2% | $53.45 | $65.35 | -18.2% | MSCI EAFE ETF | 464287465 |
| PHG | KONINKLIJKE PHILIPS N V | 7,783 | $313K | 0.2% | $40.22 | $27.65 | +45.2% | NY REG SH NEW | 500472303 |
| KMI | KINDER MORGAN INC DEL | 22,326 | $311K | 0.2% | $13.93 * | $19.26 | -49.0% | COM | 49456B101 |
| VNQ | VANGUARD INDEX FDS | 4,354 | $304K | 0.2% | $69.82 | $80.08 | -12.8% | REAL ESTATE ETF | 922908553 |
| TGNA | TEGNA INC | 27,300 | $296K | 0.2% | $10.84 * | $14.82 | +7.9% | COM | 87901J105 |
| SPGI | S&P GLOBAL INC | 1,205 | $295K | 0.2% | $244.81 * | $151.96 | +53.8% | COM | 78409V104 |
| HPQ | HP INC | 16,894 | $293K | 0.2% | $17.34 * | $9.55 | +49.3% | COM | 40434L105 |
| KO | COCA COLA CO | 6,590 | $292K | 0.2% | $44.31 * | $27.95 | +32.9% | COM | 191216100 |
| ARCB | ARCBEST CORP | 16,250 | $285K | 0.2% | $17.54 * | $36.43 | -53.6% | COM | 03937C105 |
| BA | BOEING CO | 1,873 | $279K | 0.2% | $148.96 | $122.75 | +21.5% | COM | 097023105 |
| DOW | DOW INC | 9,462 | $277K | 0.2% | $29.27 * | $32.74 | -35.0% | COM | 260557103 |
| AMZN | AMAZON COM INC | 134 | $261K | 0.2% | $1947.76 * | $89.74 | +8.6% | COM | 023135106 |
| DUK | DUKE ENERGY CORP NEW | 3,145 | $254K | 0.2% | $80.76 * | $42.35 | +51.9% | COM NEW | 26441C204 |
| — | E TRADE FINANCIAL CORP | 7,400 | $254K | 0.2% | $34.32 | $29.17 | — | COM NEW | 269246401 |
| NWL | NEWELL BRANDS INC | 18,972 | $252K | 0.2% | $13.28 * | $12.00 | -14.7% | COM | 651229106 |
| VTI | VANGUARD INDEX FDS | 1,937 | $250K | 0.2% | $129.07 | $111.01 | +16.1% | TOTAL STK MKT | 922908769 |
| QQQ | INVESCO QQQ TR | 1,304 | $248K | 0.2% | $190.18 | $167.67 | +13.6% | UNIT SER 1 | 46090E103 |
| BIV | VANGUARD BD INDEX FDS | 2,758 | $246K | 0.2% | $89.20 | $84.27 | +6.0% | INTERMED TERM | 921937819 |
| CGW | INVESCO EXCHANGE-TRADED FD T | 7,400 | $245K | 0.2% | $33.11 | $34.12 | -2.8% | S&P GBL WATER | 46138E263 |
| COST | COSTCO WHSL CORP NEW | 856 | $244K | 0.2% | $285.05 * | $198.35 | +31.7% | COM | 22160K105 |
| VB | VANGUARD INDEX FDS | 2,101 | $243K | 0.2% | $115.66 | $149.55 | -22.8% | SMALL CP ETF | 922908751 |
| IJH | ISHARES TR | 1,680 | $242K | 0.2% | $144.05 * | $25.81 | +11.5% | CORE S&P MCP ETF | 464287507 |
| CTVA | CORTEVA INC | 10,296 | $242K | 0.2% | $23.50 * | $25.02 | -12.4% | COM | 22052L104 |
| — | TEXTAINER GROUP HOLDINGS LTD | 28,900 | $238K | 0.2% | $8.24 | $25.72 | — | SHS | G8766E109 |
| SYF | SYNCHRONY FINL | 14,716 | $237K | 0.2% | $16.10 * | $25.59 | -45.5% | COM | 87165B103 |
| DIS | DISNEY WALT CO | 2,449 | $237K | 0.2% | $96.77 * | $111.02 | -15.0% | COM DISNEY | 254687106 |
| VOX | VANGUARD WORLD FDS | 3,113 | $237K | 0.2% | $76.13 | $83.92 | -9.2% | COMM SRVC ETF | 92204A884 |
| UNP | UNION PAC CORP | 1,635 | $231K | 0.2% | $141.28 * | $120.26 | +3.3% | COM | 907818108 |
| SO | SOUTHERN CO | 4,202 | $227K | 0.1% | $54.02 * | $37.42 | +15.8% | COM | 842587107 |
| VHT | VANGUARD WORLD FDS | 1,299 | $216K | 0.1% | $166.28 | $170.20 | -2.4% | HEALTH CAR ETF | 92204A504 |
| ELME | WASHINGTON REAL ESTATE INVT | 9,000 | $215K | 0.1% | $23.89 | $23.36 | — | SH BEN INT | 939653101 |
| — | RAYTHEON CO | 1,638 | $215K | 0.1% | $131.26 | $124.43 | — | COM NEW | 755111507 |
| RWX | SPDR INDEX SHS FDS | 7,993 | $214K | 0.1% | $26.77 | $39.92 | -32.9% | DJ INTL RL ETF | 78463X863 |
| AXON | AXON ENTERPRISE INC | 3,000 | $212K | 0.1% | $70.67 | $63.28 | +11.8% | COM | 05464C101 |
| — | TE CONNECTIVITY LTD | 3,319 | $209K | 0.1% | $62.97 | $64.38 | — | REG SHS | H84989104 |
| HPE | HEWLETT PACKARD ENTERPRISE C | 21,545 | $209K | 0.1% | $9.70 * | $7.02 | +15.5% | COM | 42824C109 |
| KHC | KRAFT HEINZ CO | 8,394 | $208K | 0.1% | $24.78 * | $38.44 | -50.8% | COM | 500754106 |
| — | LAM RESEARCH CORP | 839 | $201K | 0.1% | $239.57 | $292.01 | — | COM | 512807108 |
| — | CBRE CLARION GLOBAL REAL EST | 38,400 | $201K | 0.1% | $5.23 | $7.92 | — | COM | 12504G100 |
| — | ELLSWORTH GROWTH & INCOME FD | 22,557 | $194K | 0.1% | $8.60 | $8.68 | — | COM | 289074106 |
| FCX | FREEPORT-MCMORAN INC | 27,708 | $187K | 0.1% | $6.75 * | $24.37 | -74.1% | CL B | 35671D857 |
| SLB | SCHLUMBERGER LTD | 13,616 | $184K | 0.1% | $13.51 * | $56.44 | -78.9% | COM | 806857108 |
| — | TEKLA WORLD HEALTHCARE FD | 15,950 | $182K | 0.1% | $11.41 | $14.36 | — | BEN INT SHS | 87911L108 |
| — | ALLIANZGI NFJ DIVID INT & PR | 17,200 | $165K | 0.1% | $9.59 | $12.91 | — | COM | 01883A107 |
| — | UNITED STATES STL CORP NEW | 25,025 | $158K | 0.1% | $6.31 | $29.51 | — | COM | 912909108 |
| — | COVANTA HLDG CORP | 16,675 | $143K | 0.1% | $8.58 | $16.54 | — | COM | 22282E102 |
| GNW | GENWORTH FINL INC | 39,500 | $131K | 0.1% | $3.32 | $3.67 | -9.5% | COM CL A | 37247D106 |
| NTLA | INTELLIA THERAPEUTICS INC | 10,000 | $122K | 0.1% | $12.20 | $13.42 | -8.9% | COM | 45826J105 |
| — | PIMCO INCOME STRATEGY FD II | 15,900 | $121K | 0.1% | $7.61 | $9.95 | — | COM | 72201J104 |
| — | COHEN & STEERS TOTAL RETURN | 11,839 | $120K | 0.1% | $10.14 | $12.79 | — | COM | 19247R103 |
| — | NEW IRELAND FD INC | 19,007 | $117K | 0.1% | $6.16 | $13.26 | — | COM | 645673104 |
| — | ABERDEEN EMRG MRKTS EQT INM | 21,376 | $111K | 0.1% | $5.19 | $7.00 | — | COM | 00301W105 |
| — | CALAMOS CONV & HIGH INCOME F | 11,200 | $99,000 | 0.1% | $8.84 | $12.82 | — | COM SHS | 12811P108 |
| ET | ENERGY TRANSFER LP | 21,592 | $99,000 | 0.1% | $4.59 | $13.20 | — | COM UT LTD PTN | 29273V100 |
| — | TAILORED BRANDS INC | 53,050 | $92,000 | 0.1% | $1.73 | $4.00 | — | COM | 87403A107 |
| CLF | CLEVELAND CLIFFS INC | 22,647 | $89,000 | 0.1% | $3.93 | $6.94 | -44.0% | COM | 185899101 |
| — | BLACKROCK RES & COMMODITIES | 16,156 | $81,000 | 0.1% | $5.01 | $8.60 | — | SHS | 09257A108 |
| — | CHESAPEAKE ENERGY CORP | 14,150 | $61,000 | 0.0% | $4.31 | $60.42 | — | PFD CONV | 165167842 |
| M | MACYS INC | 12,254 | $60,000 | 0.0% | $4.90 | $48.46 | -89.9% | COM | 55616P104 |
| — | ABERDEEN ASIA-PACIFIC INCOME | 11,500 | $39,000 | 0.0% | $3.39 | $5.74 | — | COM | 003009107 |
| — | FRONTIER COMMUNICATIONS CORP | 75,050 | $29,000 | 0.0% | $0.39 | $7.27 | — | COM NEW | 35906A306 |
| — | ENERPLUS CORP | 10,450 | $15,000 | 0.0% | $1.44 | $16.47 | — | COM | 292766102 |