CONFLUENCE INVESTMENT MANAGEMENT LLC Diversified Active

CIK: 0001442056 · Show all filings

Period: Q3 2018 (← Previous) (Next →)

Filing Date: Oct 25, 2018

Total Value ($000): $5,867,658 (100.0% shares, 0.0% debt)

Holdings (310)

JNJ Johnson & Johnson 2.6%
Value ($000) $155,347 Shares 1,124,316 Est. Cost $76.21 Unrealized +41.8%
MSFT Microsoft Corp. 2.5%
Value ($000) $147,092 Shares 1,286,103 Est. Cost $34.01 Unrealized +196.4%
PGR Progressive Corp. 2.4%
Value ($000) $138,324 Shares 1,947,122 Est. Cost $20.88 Unrealized +143.0%
FAST Fastenal Co. 2.3%
Value ($000) $137,825 Shares 2,375,477 Est. Cost $8.57 Unrealized +37.4%
DEO Diageo PLC 2.3%
Value ($000) $135,618 Shares 957,278 Est. Cost $114.37 Unrealized
DowDuPont Inc 2.3%
Value ($000) $135,181 Shares 2,102,028 Est. Cost $67.65 Unrealized
PEP Pepsico Inc. 2.3%
Value ($000) $134,064 Shares 1,199,144 Est. Cost $67.94 Unrealized +33.0%
NXPI NXP Semiconductors N.V. 2.2%
Value ($000) $129,532 Shares 1,514,994 Est. Cost $84.18 Unrealized +1.3%
PAYX Paychex Inc. 2.2%
Value ($000) $127,352 Shares 1,729,152 Est. Cost $36.44 Unrealized +59.0%
Praxair Inc. 2.1%
Value ($000) $122,068 Shares 759,462 Est. Cost $120.06 Unrealized
NTRS Northern Trust Corporation 2.0%
Value ($000) $119,460 Shares 1,169,688 Est. Cost $51.59 Unrealized +65.9%
MMM 3M Company 2.0%
Value ($000) $115,002 Shares 545,786 Est. Cost $87.08 Unrealized +51.8%
PII Polaris Industries 1.9%
Value ($000) $113,254 Shares 1,121,878 Est. Cost $87.35 Unrealized +27.8%
CVX Chevron Corp. 1.9%
Value ($000) $110,832 Shares 906,382 Est. Cost $69.60 Unrealized +26.3%
PFE Pfizer Inc. 1.8%
Value ($000) $104,940 Shares 2,381,204 Est. Cost $19.32 Unrealized +43.1%
CB Chubb Corp 1.8%
Value ($000) $103,628 Shares 775,424 Est. Cost $102.55 Unrealized +16.3%
CL Colgate-Palmolive Co. 1.7%
Value ($000) $102,050 Shares 1,524,278 Est. Cost $53.45 Unrealized +4.7%
KMI Kinder Morgan Inc. 1.7%
Value ($000) $101,580 Shares 5,729,257 Est. Cost $13.60 Unrealized -14.0%
RYN Rayonier Inc. 1.7%
Value ($000) $100,410 Shares 2,969,831 Est. Cost $32.27 Unrealized
GGG Graco Inc. 1.7%
Value ($000) $98,598 Shares 2,127,710 Est. Cost $32.69 Unrealized +29.7%
Black Knight Inc 1.7%
Value ($000) $97,867 Shares 1,883,870 Est. Cost $43.94 Unrealized
SO Southern Company 1.6%
Value ($000) $96,151 Shares 2,205,302 Est. Cost $30.36 Unrealized +12.9%
FNF Fidelity National Financial In 1.6%
Value ($000) $93,678 Shares 2,380,625 Est. Cost $15.68 Unrealized +77.1%
GILD Gilead Sciences 1.6%
Value ($000) $92,029 Shares 1,191,933 Est. Cost $56.73 Unrealized +0.2%
IRM Iron Mountain 1.5%
Value ($000) $89,578 Shares 2,594,949 Est. Cost $20.62 Unrealized +15.5%
BR Broadridge Financial Solutions 1.5%
Value ($000) $88,840 Shares 673,289 Est. Cost $29.67 Unrealized +276.9%
ARCC Ares Capital Corp. 1.5%
Value ($000) $88,613 Shares 5,154,926 Est. Cost $5.87 Unrealized +44.4%
WY Weyerhaeuser Co. 1.5%
Value ($000) $86,554 Shares 2,682,192 Est. Cost $20.18 Unrealized +28.4%
MLM Martin Marietta Materials Inc. 1.4%
Value ($000) $81,392 Shares 447,331 Est. Cost $135.36 Unrealized +44.4%
KHC Kraft Heinz Co. 1.3%
Value ($000) $78,107 Shares 1,417,291 Est. Cost $48.71 Unrealized -14.2%
MKL Markel Corp. 1.2%
Value ($000) $73,053 Shares 61,467 Est. Cost $728.55 Unrealized +61.5%
DLR Digital Realty Trust Inc. 1.2%
Value ($000) $68,208 Shares 606,404 Est. Cost $55.22 Unrealized +67.6%
TJX TJX Companies 1.1%
Value ($000) $65,557 Shares 585,222 Est. Cost $26.99 Unrealized +72.3%
Allergan Inc. 1.1%
Value ($000) $63,974 Shares 335,855 Est. Cost $214.67 Unrealized
NSRGY Nestle SA 1.1%
Value ($000) $62,952 Shares 751,550 Est. Cost $81.72 Unrealized
MA Mastercard Inc. - A 1.0%
Value ($000) $61,052 Shares 274,256 Est. Cost $79.23 Unrealized +152.8%
AXTA Axalta Coating Systems LTD 1.0%
Value ($000) $60,744 Shares 2,083,128 Est. Cost $31.65 Unrealized -5.2%
SYK Stryker Corp. 0.9%
Value ($000) $55,615 Shares 313,004 Est. Cost $81.02 Unrealized +94.5%
AIG American International Group I 0.9%
Value ($000) $54,955 Shares 1,032,205 Est. Cost $45.10 Unrealized -2.0%
CFRUY Compagnie Financiere Richemont 0.9%
Value ($000) $53,666 Shares 6,552,606 Est. Cost $7.06 Unrealized
AXP American Express Company 0.8%
Value ($000) $47,895 Shares 449,762 Est. Cost $63.33 Unrealized +48.6%
SBUX Starbucks Corporation 0.8%
Value ($000) $46,945 Shares 825,908 Est. Cost $47.51 Unrealized -5.1%
United Technologies Corp. 0.8%
Value ($000) $46,844 Shares 335,053 Est. Cost $106.24 Unrealized
ADI Analog Devices Inc. 0.7%
Value ($000) $43,722 Shares 472,879 Est. Cost $56.53 Unrealized +48.2%
ITW Illinois Tool Works Inc. 0.7%
Value ($000) $42,310 Shares 299,818 Est. Cost $66.37 Unrealized +76.9%
TMO Thermo Fisher Scientific Inc. 0.7%
Value ($000) $39,554 Shares 162,054 Est. Cost $105.31 Unrealized +114.2%
LOW Lowe's Companies Inc. 0.7%
Value ($000) $39,028 Shares 339,907 Est. Cost $50.96 Unrealized +78.6%
SLB Schlumberger Ltd. 0.7%
Value ($000) $38,837 Shares 637,500 Est. Cost $56.80 Unrealized -8.4%
BRK/B Berkshire Hathaway Inc. - B 0.7%
Value ($000) $38,775 Shares 181,100 Est. Cost $126.43 Unrealized +62.3%
WRB W.R. Berkley Corp. 0.6%
Value ($000) $37,458 Shares 468,632 Est. Cost $11.08 Unrealized +73.3%
GlaxoSmithKline Plc (Adr 1:2) 0.6%
Value ($000) $36,053 Shares 897,510 Est. Cost $44.85 Unrealized
MSM MSC Industrial Direct Co. Inc. 0.6%
Value ($000) $35,406 Shares 401,841 Est. Cost $76.51 Unrealized +11.5%
Spectrum Brands Holdings Inc 0.6%
Value ($000) $33,752 Shares 451,709 Est. Cost $74.72 Unrealized
GOOG Alphabet Inc. - Class C 0.6%
Value ($000) $33,133 Shares 27,762 Est. Cost $32.70 Unrealized +81.8%
BRO Brown & Brown Inc. 0.5%
Value ($000) $32,087 Shares 1,085,123 Est. Cost $20.27 Unrealized +38.7%
Natus Medical Inc. 0.5%
Value ($000) $31,087 Shares 872,002 Est. Cost $37.48 Unrealized
ORCL Oracle Corporation 0.5%
Value ($000) $30,655 Shares 594,551 Est. Cost $44.24 Unrealized -1.5%
IEF iShares 7-10 Year Treasury Bon 0.4%
Value ($000) $26,119 Shares 258,168 Est. Cost $107.30 Unrealized
HD Home Depot Inc. 0.4%
Value ($000) $25,259 Shares 121,935 Est. Cost $71.63 Unrealized +134.5%
MTS Systems Corp. 0.4%
Value ($000) $23,259 Shares 424,811 Est. Cost $49.24 Unrealized
BDX Becton Dickinson and Company 0.4%
Value ($000) $22,855 Shares 87,567 Est. Cost $108.43 Unrealized +103.2%
IVW S&P 500 Growth Index - iShares 0.4%
Value ($000) $22,483 Shares 126,900 Est. Cost $154.94 Unrealized
ACN Accenture PLC 0.4%
Value ($000) $22,378 Shares 131,478 Est. Cost $129.86 Unrealized +14.9%
DCI Donaldson Inc. 0.4%
Value ($000) $22,215 Shares 381,307 Est. Cost $31.82 Unrealized +40.2%
MDT Medtronic 0.4%
Value ($000) $21,308 Shares 216,611 Est. Cost $60.95 Unrealized +25.2%
NKE Nike Inc. - B 0.4%
Value ($000) $20,955 Shares 247,349 Est. Cost $47.70 Unrealized +53.0%
CBSH Commerce Bancshares Inc. 0.4%
Value ($000) $20,793 Shares 314,952 Est. Cost $28.00 Unrealized +61.8%
LMT Lockheed Martin Corp 0.3%
Value ($000) $20,422 Shares 59,031 Est. Cost $120.42 Unrealized +119.4%
TROW T. Rowe Price Group Inc. 0.3%
Value ($000) $19,884 Shares 182,119 Est. Cost $52.07 Unrealized +66.4%
MCD McDonald's Corp. 0.3%
Value ($000) $19,497 Shares 116,549 Est. Cost $84.12 Unrealized +60.2%
NJR New Jersey Resources Corp. 0.3%
Value ($000) $19,474 Shares 422,428 Est. Cost $22.36 Unrealized +58.9%
CLX The Clorox Company 0.3%
Value ($000) $19,279 Shares 128,177 Est. Cost $79.74 Unrealized +43.7%
MBB iShares MBS Bond ETF 0.3%
Value ($000) $18,669 Shares 180,669 Est. Cost $107.51 Unrealized
Brookfield Asset Management In 0.3%
Value ($000) $17,929 Shares 402,710 Est. Cost $44.52 Unrealized
APD Air Products & Chemicals Inc. 0.3%
Value ($000) $17,887 Shares 107,074 Est. Cost $93.17 Unrealized +45.9%
SEIC SEI Investments Company 0.3%
Value ($000) $17,870 Shares 292,472 Est. Cost $40.52 Unrealized +38.7%
GD General Dynamics Corp. 0.3%
Value ($000) $17,809 Shares 86,991 Est. Cost $95.65 Unrealized +72.9%
PPG PPG Industries Inc. 0.3%
Value ($000) $17,680 Shares 162,008 Est. Cost $91.74 Unrealized +3.3%
MTB M&T Bank Corp. 0.3%
Value ($000) $17,509 Shares 106,411 Est. Cost $91.33 Unrealized +50.7%
iShares Corporate ex Financial 0.3%
Value ($000) $17,495 Shares 743,198 Est. Cost $35.96 Unrealized
TLT Barclays 20 Plus Year Treasury 0.3%
Value ($000) $16,797 Shares 143,235 Est. Cost $125.25 Unrealized
EXPD Expeditors International of Wa 0.3%
Value ($000) $16,669 Shares 226,702 Est. Cost $38.97 Unrealized +73.4%
CFR Cullen Frost Bankers Inc. 0.3%
Value ($000) $16,590 Shares 158,846 Est. Cost $53.99 Unrealized +64.7%
NVS Novartis AG - ADR 0.3%
Value ($000) $16,361 Shares 189,895 Est. Cost $79.36 Unrealized
XOM Exxon Mobil Corp. 0.3%
Value ($000) $16,222 Shares 190,804 Est. Cost $55.04 Unrealized +5.7%
MDU MDU Resources Group Inc. 0.3%
Value ($000) $16,138 Shares 628,177 Est. Cost $6.63 Unrealized +29.3%
Invesco BulletShares 2024 0.3%
Value ($000) $15,890 Shares 790,535 Est. Cost $20.07 Unrealized
PG Procter & Gamble Company 0.3%
Value ($000) $15,886 Shares 190,866 Est. Cost $61.88 Unrealized +9.6%
MORN Morningstar Inc. 0.3%
Value ($000) $15,252 Shares 121,142 Est. Cost $74.86 Unrealized +80.0%
IVE S&P 500 Value Index - iShares 0.2%
Value ($000) $14,233 Shares 122,869 Est. Cost $108.69 Unrealized
SPIB SPDR Portfolio Intermediate Te 0.2%
Value ($000) $14,108 Shares 423,672 Est. Cost $34.08 Unrealized
IBDR iShares Corporate iBonds ETF 2 0.2%
Value ($000) $13,941 Shares 598,837 Est. Cost $24.64 Unrealized
Invesco BulletShares 2021 0.2%
Value ($000) $12,903 Shares 622,130 Est. Cost $20.75 Unrealized
GBDC Golub Capital BDC Inc. 0.2%
Value ($000) $12,576 Shares 670,737 Est. Cost $5.83 Unrealized +56.9%
NMFC New Mountain Finance Corp. 0.2%
Value ($000) $12,378 Shares 916,914 Est. Cost $4.18 Unrealized +47.8%
Patterson Companies Inc. 0.2%
Value ($000) $12,355 Shares 505,341 Est. Cost $32.42 Unrealized
IJT S&P SmallCap 600 Growth Index 0.2%
Value ($000) $12,348 Shares 61,210 Est. Cost $165.18 Unrealized
Nordstrom Inc. 0.2%
Value ($000) $12,324 Shares 206,057 Est. Cost $54.09 Unrealized
HTGC Hercules Technology Growth Cap 0.2%
Value ($000) $10,870 Shares 826,033 Est. Cost $12.89 Unrealized +3.5%
TCP Capital Corp. 0.2%
Value ($000) $10,627 Shares 746,784 Est. Cost $14.23 Unrealized
SLRC Solar Capital Ltd. 0.2%
Value ($000) $10,414 Shares 487,121 Est. Cost $7.22 Unrealized +43.5%
Barings BDC Inc 0.2%
Value ($000) $10,251 Shares 1,024,017 Est. Cost $10.01 Unrealized
TPVG TriplePoint Venture Growth BDC 0.2%
Value ($000) $9,446 Shares 695,008 Est. Cost $13.52 Unrealized -2.5%
iShares Corporate ex Financial 0.2%
Value ($000) $8,953 Shares 366,342 Est. Cost $35.89 Unrealized
TFI SPDR Nuveen Barclays Capital M 0.2%
Value ($000) $8,928 Shares 188,040 Est. Cost $49.16 Unrealized
MLN VanEck Vectors Long Municipal 0.1%
Value ($000) $8,734 Shares 450,883 Est. Cost $21.03 Unrealized
GTES Gates Industrial 0.1%
Value ($000) $8,646 Shares 443,359 Est. Cost $16.66 Unrealized +5.0%
THL Credit, Inc. 0.1%
Value ($000) $8,635 Shares 1,070,037 Est. Cost $13.18 Unrealized
IJS S&P SmallCap 600 Value Index F 0.1%
Value ($000) $8,465 Shares 50,711 Est. Cost $143.16 Unrealized
IBDS iShares iBonds Dec 2027 Term C 0.1%
Value ($000) $8,350 Shares 354,430 Est. Cost $23.71 Unrealized
iShares iBonds Dec 2025 Term C 0.1%
Value ($000) $8,319 Shares 347,920 Est. Cost $24.02 Unrealized
VWO Vanguard MSCI Emerging Markets 0.1%
Value ($000) $7,597 Shares 185,301 Est. Cost $43.59 Unrealized
SCM Stellus Capital Investment 0.1%
Value ($000) $7,539 Shares 552,736 Est. Cost $13.19 Unrealized +2.3%
TPG Specialty Lending, Inc. 0.1%
Value ($000) $7,340 Shares 359,982 Est. Cost $16.57 Unrealized
IGLB iShares Long-Term Corporate Bo 0.1%
Value ($000) $7,258 Shares 124,558 Est. Cost $58.27 Unrealized
IJK S&P MidCap 400 Growth Index Fu 0.1%
Value ($000) $7,242 Shares 31,091 Est. Cost $187.89 Unrealized
PNNT PennantPark Investment Corp. 0.1%
Value ($000) $6,861 Shares 919,748 Est. Cost $2.44 Unrealized +24.8%
MOV Movado Group Inc. 0.1%
Value ($000) $6,757 Shares 161,271 Est. Cost $23.80 Unrealized +97.0%
Cambrex Corp 0.1%
Value ($000) $6,522 Shares 95,363 Est. Cost $52.68 Unrealized
Two Harbors Investment Corp. 0.1%
Value ($000) $6,513 Shares 436,255 Est. Cost $14.93 Unrealized
JBTM John Bean Technologies Corp. 0.1%
Value ($000) $6,368 Shares 53,377 Est. Cost $63.50 Unrealized +66.7%
ALNT Allied Motion Technologies Inc 0.1%
Value ($000) $6,334 Shares 116,371 Est. Cost $21.78 Unrealized +45.3%
THR Thermon Group Holdings Inc. 0.1%
Value ($000) $6,297 Shares 244,251 Est. Cost $20.22 Unrealized +24.7%
Raven Industries Inc. 0.1%
Value ($000) $6,264 Shares 136,919 Est. Cost $22.73 Unrealized
Forward Air Corp. 0.1%
Value ($000) $6,242 Shares 87,056 Est. Cost $45.40 Unrealized
BMRC Bank of Marin (CA) 0.1%
Value ($000) $6,149 Shares 73,284 Est. Cost $19.10 Unrealized +73.7%
CNNE Cannae Holdings Inc 0.1%
Value ($000) $6,119 Shares 292,085 Est. Cost $18.61 Unrealized 0.0%
HTO SJW Group 0.1%
Value ($000) $6,119 Shares 100,065 Est. Cost $62.02 Unrealized 0.0%
KAI Kadant Inc 0.1%
Value ($000) $6,080 Shares 56,370 Est. Cost $94.61 Unrealized 0.0%
NWN Northwest Natural Holding Co 0.1%
Value ($000) $5,991 Shares 89,544 Est. Cost $65.28 Unrealized 0.0%
RGP Resources Connection Inc 0.1%
Value ($000) $5,713 Shares 344,175 Est. Cost $16.34 Unrealized 0.0%
ELF Elf Beauty Inc 0.1%
Value ($000) $5,446 Shares 427,857 Est. Cost $13.75 Unrealized 0.0%
Neenah Ppaper Inc 0.1%
Value ($000) $5,426 Shares 62,874 Est. Cost $86.30 Unrealized
RMAX RE/MAX Holdings Inc. 0.1%
Value ($000) $5,404 Shares 121,843 Est. Cost $37.32 Unrealized +13.2%
Monotype Imaging Holdings Inc. 0.1%
Value ($000) $5,362 Shares 265,428 Est. Cost $21.82 Unrealized
Invesco BulletShares 2020 0.1%
Value ($000) $5,357 Shares 254,109 Est. Cost $21.06 Unrealized
Invesco BulletShares 2022 0.1%
Value ($000) $5,305 Shares 256,846 Est. Cost $20.65 Unrealized
GOOD Gladstone Commercial Corp. 0.1%
Value ($000) $5,276 Shares 275,525 Est. Cost $17.49 Unrealized
OFS OFS Capital Corp. 0.1%
Value ($000) $5,239 Shares 440,200 Est. Cost $12.78 Unrealized -6.3%
iShares Gold Trust 0.1%
Value ($000) $5,113 Shares 447,326 Est. Cost $12.01 Unrealized
ACWX iShares MSCI ACWI EX US ETF 0.1%
Value ($000) $5,103 Shares 107,002 Est. Cost $48.38 Unrealized
Luxoft Holding Inc 0.1%
Value ($000) $5,054 Shares 106,740 Est. Cost $46.91 Unrealized
iShares iBonds Sep 2020 Amt Fr 0.1%
Value ($000) $5,020 Shares 198,834 Est. Cost $25.54 Unrealized
Innophos Holdings Inc 0.1%
Value ($000) $4,992 Shares 112,424 Est. Cost $44.04 Unrealized
Annaly Capital Management Inc. 0.1%
Value ($000) $4,977 Shares 486,456 Est. Cost $11.94 Unrealized
IJJ S&P MidCap 400 Value Index Fun 0.1%
Value ($000) $4,975 Shares 29,733 Est. Cost $125.74 Unrealized
iShares iBonds Dec 2024 Term M 0.1%
Value ($000) $4,922 Shares 196,669 Est. Cost $25.04 Unrealized
iShares Muni Bond 2023 0.1%
Value ($000) $4,920 Shares 198,033 Est. Cost $25.02 Unrealized
Veritex Holdings 0.1%
Value ($000) $4,870 Shares 172,354 Est. Cost $26.65 Unrealized
iShares iBonds Dec 2021 Term C 0.1%
Value ($000) $4,710 Shares 193,345 Est. Cost $24.47 Unrealized
iShares iBonds Dec 2021 AMT-Fr 0.1%
Value ($000) $4,677 Shares 184,848 Est. Cost $25.69 Unrealized
VGK European ETF - Vanguard 0.1%
Value ($000) $4,654 Shares 82,774 Est. Cost $58.63 Unrealized
iShares iBonds Dec 2022 AMT-Fr 0.1%
Value ($000) $4,622 Shares 181,888 Est. Cost $25.93 Unrealized
Potbelly Corp. 0.1%
Value ($000) $4,607 Shares 374,524 Est. Cost $13.26 Unrealized
MUB iShares National AMT-Free Muni 0.1%
Value ($000) $4,368 Shares 40,465 Est. Cost $109.79 Unrealized
SPY S&P 500 - SPDR 0.1%
Value ($000) $4,363 Shares 15,008 Est. Cost $204.92 Unrealized
Varex Imaging Corp 0.1%
Value ($000) $4,160 Shares 145,176 Est. Cost $34.84 Unrealized
IEMG iShares Core MSCI Emerging Mar 0.1%
Value ($000) $4,136 Shares 79,876 Est. Cost $52.44 Unrealized
ASTE Astec Industries 0.1%
Value ($000) $4,114 Shares 81,610 Est. Cost $54.96 Unrealized -13.9%
FS Investment Corp. 0.1%
Value ($000) $4,092 Shares 580,432 Est. Cost $9.45 Unrealized
Apollo Investment Corp. 0.1%
Value ($000) $4,091 Shares 751,943 Est. Cost $7.28 Unrealized
RBC RBC Bearings Incorporated 0.1%
Value ($000) $3,980 Shares 26,474 Est. Cost $81.43 Unrealized +76.8%
GSBD Goldman Sachs BDC Inc. 0.1%
Value ($000) $3,813 Shares 171,918 Est. Cost $20.50 Unrealized +6.9%
SPDW SPDR Portfolio World Ex US ETF 0.1%
Value ($000) $3,799 Shares 123,458 Est. Cost $31.63 Unrealized
Invesco BulletShares 2025 0.1%
Value ($000) $3,498 Shares 176,681 Est. Cost $19.79 Unrealized
IIIV I3 Verticals Inc 0.1%
Value ($000) $3,457 Shares 150,439 Est. Cost $17.86 Unrealized 0.0%
MAIN Main Street Capital Corp. 0.1%
Value ($000) $3,315 Shares 86,101 Est. Cost $29.72 Unrealized +33.3%
CULP Culp Inc. 0.1%
Value ($000) $3,259 Shares 134,681 Est. Cost $24.06 Unrealized -8.3%
iShares iBonds Dec 2023 Term C 0.0%
Value ($000) $2,884 Shares 118,668 Est. Cost $24.46 Unrealized
PAHC Phibro Animal Health Corp Clas 0.0%
Value ($000) $2,871 Shares 66,929 Est. Cost $47.25 Unrealized 0.0%
ICLR Icon PLC 0.0%
Value ($000) $2,761 Shares 17,958 Est. Cost $124.66 Unrealized +15.0%
US Concrete Inc 0.0%
Value ($000) $2,673 Shares 58,309 Est. Cost $52.22 Unrealized
GOOGL Alphabet Inc. - Class A 0.0%
Value ($000) $2,481 Shares 2,055 Est. Cost $31.95 Unrealized +88.0%
LVMUY LVMH Moet Hennessy Louis Vuitt 0.0%
Value ($000) $2,083 Shares 29,547 Est. Cost $67.28 Unrealized
TLH iShares Barclays 10-20 Year Tr 0.0%
Value ($000) $2,014 Shares 15,668 Est. Cost $128.54 Unrealized
CM Finance Inc. 0.0%
Value ($000) $1,964 Shares 228,413 Est. Cost $11.74 Unrealized
EC Ecopetrol SA 0.0%
Value ($000) $1,942 Shares 72,130 Est. Cost $20.55 Unrealized
SHOP Shopify Inc 0.0%
Value ($000) $1,929 Shares 11,729 Est. Cost $14.15 Unrealized +7.6%
WCN Waste Connections, INC. 0.0%
Value ($000) $1,910 Shares 23,945 Est. Cost $70.99 Unrealized +5.1%
Medley Capital Corp. 0.0%
Value ($000) $1,898 Shares 486,714 Est. Cost $12.40 Unrealized
BABA Alibaba Group Holding Ltd 0.0%
Value ($000) $1,856 Shares 11,263 Est. Cost $185.55 Unrealized
SONY Sony Corp. ADS 0.0%
Value ($000) $1,853 Shares 30,548 Est. Cost $51.25 Unrealized
Royal Dutch Shell PLC - Cl A 0.0%
Value ($000) $1,836 Shares 26,949 Est. Cost $69.22 Unrealized
DSDVY DSV A/S-Unsponsored ADR 0.0%
Value ($000) $1,726 Shares 38,082 Est. Cost $42.95 Unrealized
RIO Rio Tinto PLC 0.0%
Value ($000) $1,629 Shares 31,927 Est. Cost $55.49 Unrealized
BRK/A Berkshire Hathaway Inc. - Clas 0.0%
Value ($000) $1,600 Shares 5 Est. Cost $165023.42 Unrealized +87.7%
IYF Dow Jones US Financial Sector 0.0%
Value ($000) $1,556 Shares 12,807 Est. Cost $95.40 Unrealized
Oaktree Specialty Lending Corp 0.0%
Value ($000) $1,542 Shares 310,809 Est. Cost $4.89 Unrealized
EEMS iShares MSCI Emerging Markets 0.0%
Value ($000) $1,533 Shares 33,507 Est. Cost $50.43 Unrealized
Credit Suisse Group AG 0.0%
Value ($000) $1,532 Shares 102,547 Est. Cost $14.88 Unrealized
DBS GROUP HOLDINGS-SPON ADR 0.0%
Value ($000) $1,487 Shares 19,508 Est. Cost $78.58 Unrealized
AAGIY AIA Group Lrd 0.0%
Value ($000) $1,483 Shares 41,652 Est. Cost $35.04 Unrealized
BP BP PLC (Adr 1:6) 0.0%
Value ($000) $1,453 Shares 31,509 Est. Cost $45.67 Unrealized
ESLT Elbit Systems Ltd 0.0%
Value ($000) $1,437 Shares 11,447 Est. Cost $109.69 Unrealized +4.4%
XLE Energy Select Sector - SPDR 0.0%
Value ($000) $1,427 Shares 18,842 Est. Cost $70.35 Unrealized
APTIV PLC 0.0%
Value ($000) $1,426 Shares 17,002 Est. Cost $91.61 Unrealized
ING ING Groep NV 0.0%
Value ($000) $1,422 Shares 109,661 Est. Cost $14.32 Unrealized
SMFG Sumitomo Mitsui-Spons ADR 0.0%
Value ($000) $1,401 Shares 174,529 Est. Cost $7.77 Unrealized
UOVEY United Overseas Bank Limited 0.0%
Value ($000) $1,382 Shares 35,034 Est. Cost $39.44 Unrealized
EQNR Equinor ASA 0.0%
Value ($000) $1,372 Shares 48,656 Est. Cost $28.20 Unrealized
XLB Materials Select Sector - SPDR 0.0%
Value ($000) $1,349 Shares 23,278 Est. Cost $54.38 Unrealized
SSMXY Sysmex Corp 0.0%
Value ($000) $1,328 Shares 30,830 Est. Cost $46.41 Unrealized
JPM JP Morgan Chase & Company 0.0%
Value ($000) $1,320 Shares 11,700 Est. Cost $77.63 Unrealized +19.3%
REZ iShares Residential Real Estat 0.0%
Value ($000) $1,258 Shares 20,002 Est. Cost $63.38 Unrealized
TCEHY Tencent Holdings LTD 0.0%
Value ($000) $1,241 Shares 30,399 Est. Cost $50.26 Unrealized
Unilever Plc 0.0%
Value ($000) $1,226 Shares 22,300 Est. Cost $55.28 Unrealized
V Visa, Inc. - A 0.0%
Value ($000) $1,174 Shares 7,819 Est. Cost $90.63 Unrealized +49.1%
TECK Teck Resources Limited 0.0%
Value ($000) $1,166 Shares 48,389 Est. Cost $26.78 Unrealized -10.2%
Corporate Capital Trust Inc 0.0%
Value ($000) $1,164 Shares 76,283 Est. Cost $15.98 Unrealized
PFLT PennantPark Floating Rate Capi 0.0%
Value ($000) $1,161 Shares 88,312 Est. Cost $4.26 Unrealized +41.9%
MUFG Mitsubishi UFJ Financial 0.0%
Value ($000) $1,135 Shares 183,358 Est. Cost $5.65 Unrealized
KCAP Financial Inc 0.0%
Value ($000) $1,130 Shares 340,472 Est. Cost $10.15 Unrealized
KMTUY KOMATSU LTD 0.0%
Value ($000) $1,126 Shares 36,979 Est. Cost $28.48 Unrealized
Solar Senior Capital Ltd. 0.0%
Value ($000) $1,112 Shares 66,573 Est. Cost $16.29 Unrealized
IX Orix Corp. ADS 0.0%
Value ($000) $1,110 Shares 13,698 Est. Cost $78.98 Unrealized
FANUY Fanuc Ltd. ADS 0.0%
Value ($000) $1,093 Shares 58,105 Est. Cost $19.83 Unrealized
NTDOY Nintendo Co. Ltd. ADS 0.0%
Value ($000) $1,065 Shares 23,423 Est. Cost $40.79 Unrealized
Alcentra Capital Corporation 0.0%
Value ($000) $1,035 Shares 172,787 Est. Cost $12.33 Unrealized
ZTO ZTO Express Cayman Inc 0.0%
Value ($000) $1,013 Shares 61,107 Est. Cost $20.00 Unrealized
IWN Russell 2000 Value Index - iSh 0.0%
Value ($000) $1,001 Shares 7,529 Est. Cost $132.95 Unrealized
KB Financial Group Inc 0.0%
Value ($000) $923 Shares 19,120 Est. Cost $46.49 Unrealized
Capstead Mortgage Corp. 0.0%
Value ($000) $885 Shares 111,884 Est. Cost $11.54 Unrealized
JAZZ Jazz Pharmaceuticals Plc 0.0%
Value ($000) $866 Shares 5,153 Est. Cost $163.46 Unrealized +5.2%
TSM Taiwan Semiconductor Manufactu 0.0%
Value ($000) $857 Shares 19,397 Est. Cost $36.54 Unrealized
SAP SAP AG - ADS 0.0%
Value ($000) $822 Shares 6,686 Est. Cost $115.65 Unrealized
IUSV iShares Core US Values - ETF 0.0%
Value ($000) $752 Shares 13,331 Est. Cost $56.41 Unrealized
EOG EOG Resources 0.0%
Value ($000) $735 Shares 5,758 Est. Cost $77.33 Unrealized +18.2%
FMS Fresenius Medical Care AG & Co 0.0%
Value ($000) $680 Shares 13,223 Est. Cost $50.37 Unrealized
INFINEON TECHNOLOGIES-ADR 0.0%
Value ($000) $676 Shares 29,735 Est. Cost $25.57 Unrealized
ABT Abbott Laboratories 0.0%
Value ($000) $668 Shares 9,102 Est. Cost $48.30 Unrealized +19.7%
SSDOY Shiseido Co Ltd 0.0%
Value ($000) $648 Shares 8,359 Est. Cost $77.52 Unrealized
FSP Franklin Street Properties Cor 0.0%
Value ($000) $639 Shares 80,000 Est. Cost $11.08 Unrealized
SNN Smith & Nephew (Adr 1:5) 0.0%
Value ($000) $610 Shares 16,448 Est. Cost $37.53 Unrealized
VNQ REIT Index - Vanguard 0.0%
Value ($000) $580 Shares 7,195 Est. Cost $79.63 Unrealized
PYPL PayPal Holdings, Inc. 0.0%
Value ($000) $560 Shares 6,372 Est. Cost $79.51 Unrealized +10.5%
KRE SPDR KBW REGIONAL BA 0.0%
Value ($000) $534 Shares 8,990 Est. Cost $61.01 Unrealized
NATH Nathan's Famous Inc 0.0%
Value ($000) $527 Shares 6,398 Est. Cost $91.73 Unrealized 0.0%
MLCO Melco Resorts & Entertainment 0.0%
Value ($000) $525 Shares 24,844 Est. Cost $27.99 Unrealized
BAC Bank of America Corp. 0.0%
Value ($000) $517 Shares 17,565 Est. Cost $23.45 Unrealized +8.6%
ALGN Align Technology Inc. 0.0%
Value ($000) $509 Shares 1,300 Est. Cost $298.30 Unrealized +23.7%
IVV S&P 500 Index Fund - iShares 0.0%
Value ($000) $505 Shares 1,726 Est. Cost $229.41 Unrealized
CNOOC Ltd. 0.0%
Value ($000) $500 Shares 2,530 Est. Cost $172.01 Unrealized
COST Costco Wholesale Corporation 0.0%
Value ($000) $499 Shares 2,126 Est. Cost $185.13 Unrealized +9.7%
IWO Russell 2000 Growth Index - iS 0.0%
Value ($000) $481 Shares 2,236 Est. Cost $150.82 Unrealized
Manatuck Hill Mariner Offshore 0.0%
Value ($000) $446 Shares 2,479 Est. Cost $153.85 Unrealized
NVDA NVIDIA Corp. 0.0%
Value ($000) $442 Shares 1,572 Est. Cost $6.18 Unrealized +4.1%
AAPL Apple Inc. 0.0%
Value ($000) $434 Shares 1,922 Est. Cost $42.75 Unrealized +15.3%
WMMVY Walmart De-Mexico-Spon ADR V 0.0%
Value ($000) $404 Shares 13,293 Est. Cost $26.57 Unrealized
HTHT Huazhu Group Ltd. 0.0%
Value ($000) $395 Shares 12,226 Est. Cost $41.98 Unrealized
XPO XPO Logistics Inc 0.0%
Value ($000) $393 Shares 3,443 Est. Cost $36.29 Unrealized +0.2%
KO The Coca-Cola Company 0.0%
Value ($000) $383 Shares 8,290 Est. Cost $33.25 Unrealized +9.2%
HYG High Yield Corporate Bond Fund 0.0%
Value ($000) $374 Shares 4,329 Est. Cost $87.85 Unrealized
HON Honeywell International, Inc. 0.0%
Value ($000) $361 Shares 2,167 Est. Cost $113.57 Unrealized +7.1%
BAP CREDICORP LTD 0.0%
Value ($000) $361 Shares 1,618 Est. Cost $187.67 Unrealized -1.5%
KMPR Kemper Corp. 0.0%
Value ($000) $360 Shares 4,470 Est. Cost $45.62 Unrealized +71.8%
BIDU Baidu Inc. ADS 0.0%
Value ($000) $355 Shares 1,553 Est. Cost $242.39 Unrealized
NBIS Yandex NV 0.0%
Value ($000) $353 Shares 10,742 Est. Cost $35.77 Unrealized
NPSNY Naspers Ltd 0.0%
Value ($000) $351 Shares 8,213 Est. Cost $50.13 Unrealized
Barclays Capital High Yield Bo 0.0%
Value ($000) $351 Shares 9,732 Est. Cost $36.96 Unrealized
HDB HDFC Bank Ltd 0.0%
Value ($000) $349 Shares 3,712 Est. Cost $104.54 Unrealized
MELI MERCADOLIBRE INC 0.0%
Value ($000) $348 Shares 1,022 Est. Cost $316.23 Unrealized +7.1%
SQM Soc Quimica Y Minera Chile (Ad 0.0%
Value ($000) $330 Shares 7,222 Est. Cost $47.96 Unrealized
BlackRock, Inc. 0.0%
Value ($000) $324 Shares 687 Est. Cost $499.31 Unrealized
Woori Bank 0.0%
Value ($000) $318 Shares 7,024 Est. Cost $43.96 Unrealized
Lam Research Corporation 0.0%
Value ($000) $316 Shares 2,086 Est. Cost $172.86 Unrealized
IJR S&P SmallCap 600 Index Fund - 0.0%
Value ($000) $316 Shares 3,623 Est. Cost $92.10 Unrealized
ITUB Itau Unibanco Holding S/A ADS 0.0%
Value ($000) $311 Shares 28,367 Est. Cost $10.39 Unrealized
Continental Resources, Inc. 0.0%
Value ($000) $305 Shares 4,473 Est. Cost $59.80 Unrealized
PPLT Aberdeen Standard Physical Pla 0.0%
Value ($000) $300 Shares 3,872 Est. Cost $77.48 Unrealized
LZRFY Localiza Rent a Car SA 0.0%
Value ($000) $296 Shares 53,283 Est. Cost $6.01 Unrealized
USB US Bancorp 0.0%
Value ($000) $292 Shares 5,536 Est. Cost $37.40 Unrealized +4.6%
GLD Gold Shares - SPDR 0.0%
Value ($000) $288 Shares 2,557 Est. Cost $118.50 Unrealized
WB Weibo Corporation 0.0%
Value ($000) $287 Shares 3,918 Est. Cost $88.10 Unrealized
RGLD Royal Gold, Inc. 0.0%
Value ($000) $285 Shares 3,696 Est. Cost $44.02 Unrealized +87.0%
MS Morgan Stanley 0.0%
Value ($000) $276 Shares 5,935 Est. Cost $38.94 Unrealized 0.0%
SA Seabridge Gold Inc. 0.0%
Value ($000) $274 Shares 21,126 Est. Cost $10.72 Unrealized +7.5%
BYDDY Byd Company Limited Adr 0.0%
Value ($000) $271 Shares 19,030 Est. Cost $12.47 Unrealized
XNGSY ENN Energy Holdings Ltd 0.0%
Value ($000) $270 Shares 7,788 Est. Cost $34.67 Unrealized
ADP Automatic Data Processing, Inc 0.0%
Value ($000) $263 Shares 1,745 Est. Cost $109.50 Unrealized +10.3%
MINT Pimco Enhanced Short Maturity 0.0%
Value ($000) $263 Shares 2,585 Est. Cost $101.88 Unrealized
LLY Eli Lilly & Co. 0.0%
Value ($000) $262 Shares 2,443 Est. Cost $73.70 Unrealized +22.5%
DLN WisdomTree LargeCap Dividend F 0.0%
Value ($000) $260 Shares 2,724 Est. Cost $77.32 Unrealized
FNV Franco-Nevada Corp. 0.0%
Value ($000) $256 Shares 4,087 Est. Cost $34.97 Unrealized +82.1%
Pioneer Natural Resources Co. 0.0%
Value ($000) $256 Shares 1,467 Est. Cost $131.68 Unrealized
JD JD.com Inc 0.0%
Value ($000) $252 Shares 9,652 Est. Cost $38.47 Unrealized
NOAH Noah Holdings Ltd 0.0%
Value ($000) $250 Shares 5,944 Est. Cost $51.86 Unrealized
51Job Inc. - ADR 0.0%
Value ($000) $248 Shares 3,225 Est. Cost $96.96 Unrealized
FLOT iShares Floating Rate Note Fun 0.0%
Value ($000) $243 Shares 4,755 Est. Cost $50.89 Unrealized
BBD Banco Bradesco S.A. 0.0%
Value ($000) $241 Shares 34,038 Est. Cost $6.87 Unrealized
IWD Russell 1000 Value Index - iSh 0.0%
Value ($000) $234 Shares 1,847 Est. Cost $121.24 Unrealized
KMB Kimberly-Clark Corporation 0.0%
Value ($000) $233 Shares 2,053 Est. Cost $86.85 Unrealized -0.3%
WPM Wheaton Precious Metals Corp 0.0%
Value ($000) $224 Shares 12,799 Est. Cost $18.22 Unrealized -4.0%
IQ IQIYI Inc 0.0%
Value ($000) $222 Shares 8,217 Est. Cost $32.08 Unrealized
WNS Holdings Ltd 0.0%
Value ($000) $215 Shares 4,240 Est. Cost $52.10 Unrealized
WFC Wells Fargo & Company 0.0%
Value ($000) $211 Shares 4,023 Est. Cost $40.17 Unrealized +15.8%
IWM Russell 2000 Index Fund - iSha 0.0%
Value ($000) $211 Shares 1,254 Est. Cost $168.26 Unrealized
VMC Vulcan Materials Co. 0.0%
Value ($000) $210 Shares 1,886 Est. Cost $92.59 Unrealized +17.4%
Centennial Resource Developmen 0.0%
Value ($000) $208 Shares 9,531 Est. Cost $21.82 Unrealized
Gw Pharmaceuticals Plc Ad 0.0%
Value ($000) $206 Shares 1,195 Est. Cost $172.38 Unrealized
China Southern Airlines Co Ltd 0.0%
Value ($000) $203 Shares 6,324 Est. Cost $39.30 Unrealized
Harvest Capital Credit Corp 0.0%
Value ($000) $183 Shares 16,699 Est. Cost $13.89 Unrealized
Osisko Gold Royalties Ltd 0.0%
Value ($000) $166 Shares 21,873 Est. Cost $9.47 Unrealized
SLV Silver Trust - iShares 0.0%
Value ($000) $159 Shares 11,548 Est. Cost $17.28 Unrealized
TORXF Torex Gold Res Inc 0.0%
Value ($000) $143 Shares 16,791 Est. Cost $8.94 Unrealized -15.0%
MOBILE TELESYSTEMS OJSC 0.0%
Value ($000) $135 Shares 15,848 Est. Cost $8.84 Unrealized
BSXGF Belo Sun Mining Corp Com NPV 0.0%
Value ($000) $118 Shares 694,643 Est. Cost $0.37 Unrealized -53.1%
Leagold Mining Corp 0.0%
Value ($000) $110 Shares 75,377 Est. Cost $2.01 Unrealized
Sabina Gold & Silver Co NPV 0.0%
Value ($000) $98 Shares 106,103 Est. Cost $1.16 Unrealized
Fortuna Silver Mines Inc 0.0%
Value ($000) $87 Shares 20,007 Est. Cost $5.20 Unrealized
Xechem International Inc 0.0%
Value ($000) $0 Shares 32,353 Est. Cost Unrealized