Location: Berkeley, CA
CIK: 0001587192 · Show all filings
Period: Q3 2014 (← Previous) (Next →)
Filing Date: Nov 12, 2014
Total Value: $129M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| MSFT | MICROSOFT CORP | 167,749 | $7.777M | 6.1% | $46.36 * | $30.02 | +25.5% | COM | 594918104 |
| AAPL | APPLE INC | 77,112 | $7.769M | 6.0% | $100.75 * | $18.36 | +17.8% | COM | 037833100 |
| JNJ | JOHNSON & JOHNSON | 72,282 | $7.705M | 6.0% | $106.60 * | $65.78 | +14.9% | COM | 478160104 |
| MET | METLIFE INC | 137,167 | $7.369M | 5.7% | $53.72 * | $30.49 | +9.1% | COM | 59156R108 |
| SLB | SCHLUMBERGER LTD | 70,852 | $7.205M | 5.6% | $101.69 * | $65.32 | +21.7% | COM | 806857108 |
| IBB | ISHARES TR | 23,200 | $6.348M | 4.9% | $273.62 | $229.23 | — | NASDQ BIOTEC ETF | 464287556 |
| VOD | VODAFONE GROUP PLC NEW | 185,637 | $6.106M | 4.8% | $32.89 | $36.72 | — | SPNSR ADR NO PAR | 92857W308 |
| VCSH | VANGUARD SCOTTSDALE FDS | 62,197 | $4.968M | 3.9% | $79.88 | $79.90 | — | SHRT TRM CORP BD | 92206C409 |
| DVN | DEVON ENERGY CORP NEW | 70,500 | $4.807M | 3.7% | $68.18 * | $41.29 | +21.8% | COM | 25179M103 |
| HAL | HALLIBURTON CO | 73,500 | $4.741M | 3.7% | $64.50 * | $41.44 | +33.2% | COM | 406216101 |
| VCIT | VANGUARD SCOTTSDALE FDS | 47,813 | $4.101M | 3.2% | $85.77 | $82.80 | — | INT-TERM CORP | 92206C870 |
| OXY | OCCIDENTAL PETE CORP DEL | 42,000 | $4.038M | 3.1% | $96.14 * | $62.70 | +8.5% | COM | 674599105 |
| CMCSA | COMCAST CORP NEW | 70,085 | $3.769M | 2.9% | $53.78 * | $18.38 | +15.2% | CL A | 20030N101 |
| JPM | JPMORGAN CHASE & CO | 60,271 | $3.631M | 2.8% | $60.24 * | $39.63 | +8.8% | COM | 46625H100 |
| ORCL | ORACLE CORP | 91,975 | $3.521M | 2.7% | $38.28 * | $30.47 | +12.3% | COM | 68389X105 |
| EFA | ISHARES TR | 48,400 | $3.103M | 2.4% | $64.11 | $67.10 | — | MSCI EAFE ETF | 464287465 |
| CSCO | CISCO SYS INC | 121,900 | $3.068M | 2.4% | $25.17 * | $15.49 | +14.3% | COM | 17275R102 |
| BAX | BAXTER INTL INC | 42,325 | $3.038M | 2.4% | $71.78 * | $29.26 | +14.3% | COM | 071813109 |
| VTI | VANGUARD INDEX FDS | 26,864 | $2.72M | 2.1% | $101.25 | $95.92 | — | TOTAL STK MKT | 922908769 |
| GM | GENERAL MTRS CO | 85,060 | $2.717M | 2.1% | $31.94 * | $26.51 | -0.0% | COM | 37045V100 |
| — | GENERAL ELECTRIC CO | 99,119 | $2.539M | 2.0% | $25.62 | $28.03 | — | COM | 369604103 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 15,486 | $2.139M | 1.7% | $138.12 * | $115.63 | +15.2% | CL B NEW | 084670702 |
| XOM | EXXON MOBIL CORP | 20,057 | $1.886M | 1.5% | $94.03 * | $55.94 | +9.9% | COM | 30231G102 |
| COST | COSTCO WHSL CORP NEW | 13,125 | $1.645M | 1.3% | $125.33 * | $95.15 | +2.1% | COM | 22160K105 |
| COF | CAPITAL ONE FINL CORP | 19,950 | $1.628M | 1.3% | $81.60 * | $62.97 | +5.8% | COM | 14040H105 |
| FDX | FEDEX CORP | 7,972 | $1.287M | 1.0% | $161.44 * | $112.11 | +15.1% | COM | 31428X106 |
| VMBS | VANGUARD SCOTTSDALE FDS | 22,277 | $1.171M | 0.9% | $52.57 | $51.19 | — | MORTG-BACK SEC | 92206C771 |
| DE | DEERE & CO | 13,350 | $1.095M | 0.9% | $82.02 * | $69.99 | -0.9% | COM | 244199105 |
| KO | COCA COLA CO | 25,268 | $1.078M | 0.8% | $42.66 * | $26.95 | +7.1% | COM | 191216100 |
| EMR | EMERSON ELEC CO | 16,000 | $1.001M | 0.8% | $62.56 * | $48.18 | -0.9% | COM | 291011104 |
| — | EATON VANCE LTD DUR INCOME F | 65,750 | $959K | 0.7% | $14.59 | $15.16 | — | COM | 27828H105 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 56,644 | $821K | 0.6% | $14.49 | $14.62 | — | SH BEN INT | 09248E102 |
| HON | HONEYWELL INTL INC | 8,278 | $771K | 0.6% | $93.14 * | $60.82 | +10.3% | COM | 438516106 |
| BND | VANGUARD BD INDEX FD INC | 8,916 | $730K | 0.6% | $81.88 | $80.43 | — | TOTAL BND MRKT | 921937835 |
| CL | COLGATE PALMOLIVE CO | 10,750 | $701K | 0.5% | $65.21 * | $48.40 | +4.7% | COM | 194162103 |
| CVX | CHEVRON CORP NEW | 4,418 | $527K | 0.4% | $119.28 * | $72.49 | +8.3% | COM | 166764100 |
| GILD | GILEAD SCIENCES INC | 4,900 | $522K | 0.4% | $106.53 * | $48.38 | +40.6% | COM | 375558103 |
| — | COVIDIEN PLC | 5,128 | $444K | 0.3% | $86.58 | $68.10 | — | SHS | G2554F113 |
| CX | CEMEX SAB DE CV | 32,206 | $420K | 0.3% | $13.04 | $11.83 | — | SPON ADR NEW | 151290889 |
| WFC | WELLS FARGO & CO NEW | 6,586 | $342K | 0.3% | $51.93 * | $30.76 | +21.6% | COM | 949746101 |
| META | FACEBOOK INC | 3,600 | $285K | 0.2% | $79.17 * | $49.86 | +46.1% | CL A | 30303M102 |
| — | GOOGLE INC | 465 | $274K | 0.2% | $589.25 | $1120.43 | — | CL A | 38259P508 |
| — | GOOGLE INC | 465 | $268K | 0.2% | $576.34 | $576.34 | — | CL C | 38259P706 |
| T | AT&T INC | 7,273 | $256K | 0.2% | $35.20 * | $11.17 | +6.5% | COM | 00206R102 |
| — | AQUA AMERICA INC | 10,675 | $251K | 0.2% | $23.51 | $23.57 | — | COM | 03836W103 |
| — | SIRIUS XM HLDGS INC | 70,800 | $247K | 0.2% | $3.49 | $3.29 | — | COM | 82968B103 |
| PG | PROCTER & GAMBLE CO | 2,925 | $245K | 0.2% | $83.76 * | $57.97 | +3.0% | COM | 742718109 |
| SBUX | STARBUCKS CORP | 3,000 | $226K | 0.2% | $75.33 * | $31.21 | -1.1% | COM | 855244109 |
| MMM | 3M CO | 1,300 | $184K | 0.1% | $141.54 * | $72.67 | +14.9% | COM | 88579Y101 |
| PFE | PFIZER INC | 5,833 | $172K | 0.1% | $29.49 * | $17.62 | -1.0% | COM | 717081103 |
| HRL | HORMEL FOODS CORP | 3,000 | $154K | 0.1% | $51.33 * | $16.58 | +12.9% | COM | 440452100 |
| VZ | VERIZON COMMUNICATIONS INC | 2,951 | $148K | 0.1% | $50.15 * | $25.90 | +7.3% | COM | 92343V104 |
| INTC | INTEL CORP | 4,196 | $146K | 0.1% | $34.80 * | $17.92 | +43.6% | COM | 458140100 |
| — | POWERSHARES ETF TRUST | 4,800 | $144K | 0.1% | $30.00 | $30.42 | — | GOLDEN DRG CHINA | 73935X401 |
| PBI | PITNEY BOWES INC | 5,600 | $140K | 0.1% | $25.00 * | $21.51 | +24.3% | COM | 724479100 |
| IBM | INTERNATIONAL BUSINESS MACHS | 700 | $133K | 0.1% | $190.00 * | $106.40 | +7.5% | COM | 459200101 |
| AXP | AMERICAN EXPRESS CO | 1,500 | $131K | 0.1% | $87.33 * | $69.27 | +10.4% | COM | 025816109 |
| SCHB | SCHWAB STRATEGIC TR | 2,500 | $119K | 0.1% | $47.60 | $45.67 | — | US BRD MKT ETF | 808524102 |
| GT | GOODYEAR TIRE & RUBR CO | 5,200 | $117K | 0.1% | $22.50 * | $25.67 | 0.0% | COM | 382550101 |
| — | CELGENE CORP | 1,200 | $114K | 0.1% | $95.00 | $127.08 | — | COM | 151020104 |
| PEP | PEPSICO INC | 1,200 | $112K | 0.1% | $93.33 * | $57.75 | +12.3% | COM | 713448108 |
| WMT | WAL-MART STORES INC | 1,455 | $111K | 0.1% | $76.29 * | $20.35 | -0.2% | COM | 931142103 |
| BMY | BRISTOL MYERS SQUIBB CO | 2,105 | $108K | 0.1% | $51.31 * | $34.16 | +0.2% | COM | 110122108 |
| GXC | SPDR INDEX SHS FDS | 1,400 | $107K | 0.1% | $76.43 | $76.99 | — | S&P CHINA ETF | 78463X400 |
| LQD | ISHARES TR | 894 | $106K | 0.1% | $118.57 | $114.09 | — | IBOXX INV CP ETF | 464287242 |
| — | MEXICO EQUITY & INCOME FD | 6,443 | $106K | 0.1% | $16.45 | $14.70 | — | COM | 592834105 |
| — | CBRE CLARION GLOBAL REAL EST | 11,732 | $98,000 | 0.1% | $8.35 | $7.93 | — | COM | 12504G100 |
| V | VISA INC | 450 | $96,000 | 0.1% | $213.33 * | $46.29 | +7.2% | COM CL A | 92826C839 |
| SPAB | SPDR SERIES TRUST | 1,621 | $94,000 | 0.1% | $57.99 | $56.14 | — | BRCLYS AGG ETF | 78464A649 |
| QCLN | FIRST TR EXCHANGE TRADED FD | 4,900 | $94,000 | 0.1% | $19.18 | $17.96 | — | NAS CLNEDG GREEN | 33733E500 |
| AMZN | AMAZON COM INC | 285 | $92,000 | 0.1% | $322.81 * | $17.98 | -7.5% | COM | 023135106 |
| IHI | ISHARES | 925 | $92,000 | 0.1% | $99.46 | $93.79 | — | U.S. MED DVC ETF | 464288810 |
| DSI | ISHARES | 1,100 | $81,000 | 0.1% | $73.64 | $69.95 | — | MSCI KLD400 SOC | 464288570 |
| BDX | BECTON DICKINSON & CO | 701 | $80,000 | 0.1% | $114.12 * | $85.77 | +11.6% | COM | 075887109 |
| AVB | AVALONBAY CMNTYS INC | 560 | $79,000 | 0.1% | $141.07 * | $82.16 | +23.6% | COM | 053484101 |
| EWP | ISHARES | 2,001 | $78,000 | 0.1% | $38.98 | $38.48 | — | MSCI SPAN CP ETF | 464286764 |
| — | E M C CORP MASS | 2,500 | $73,000 | 0.1% | $29.20 | $25.12 | — | COM | 268648102 |
| — | TWENTY FIRST CENTY FOX INC | 2,134 | $73,000 | 0.1% | $34.21 | $35.15 | — | CL A | 90130A101 |
| — | DOW CHEM CO | 1,350 | $71,000 | 0.1% | $52.59 | $44.52 | — | COM | 260543103 |
| AMGN | AMGEN INC | 500 | $70,000 | 0.1% | $140.00 * | $81.11 | +16.5% | COM | 031162100 |
| — | POWERSHARES QQQ TRUST | 707 | $70,000 | 0.1% | $99.01 | $87.19 | — | UNIT SER 1 | 73935A104 |
| IWB | ISHARES TR | 627 | $69,000 | 0.1% | $110.05 | $102.56 | — | RUS 1000 ETF | 464287622 |
| CNP | CENTERPOINT ENERGY INC | 2,500 | $61,000 | 0.0% | $24.40 * | $15.70 | +5.5% | COM | 15189T107 |
| — | VMWARE INC | 650 | $61,000 | 0.0% | $93.85 | $89.23 | — | CL A COM | 928563402 |
| UNP | UNION PAC CORP | 550 | $60,000 | 0.0% | $109.09 * | $67.66 | +18.7% | COM | 907818108 |
| UPS | UNITED PARCEL SERVICE INC | 600 | $59,000 | 0.0% | $98.33 * | $64.45 | +2.9% | CL B | 911312106 |
| — | WALGREEN CO | 1,000 | $59,000 | 0.0% | $59.00 | $57.39 | — | COM | 931422109 |
| AFL | AFLAC INC | 1,000 | $58,000 | 0.0% | $58.00 * | $24.61 | -5.6% | COM | 001055102 |
| — | MORGAN STANLEY EMER MKTS FD | 3,700 | $57,000 | 0.0% | $15.41 | $15.45 | — | COM | 61744G107 |
| TBT | PROSHARES TR | 987 | $56,000 | 0.0% | $56.74 | $79.03 | — | PSHS ULTSH 20YRS | 74347B201 |
| DIS | DISNEY WALT CO | 633 | $56,000 | 0.0% | $88.47 * | $61.69 | +28.6% | COM DISNEY | 254687106 |
| — | LMP REAL ESTATE INCOME FD IN | 4,714 | $53,000 | 0.0% | $11.24 | $10.39 | — | COM | 50208C108 |
| FRI | FIRST TR S&P REIT INDEX FD | 2,650 | $52,000 | 0.0% | $19.62 | $17.80 | — | COM | 33734G108 |
| — | MARKET VECTORS ETF TR | 2,350 | $50,000 | 0.0% | $21.28 | $20.98 | — | GOLD MINER ETF | 57060U100 |
| IEV | ISHARES TR | 1,053 | $47,000 | 0.0% | $44.63 | $47.48 | — | EUROPE ETF | 464287861 |
| — | APACHE CORP | 500 | $47,000 | 0.0% | $94.00 | $86.00 | — | COM | 037411105 |
| USB | US BANCORP DEL | 1,102 | $46,000 | 0.0% | $41.74 * | $25.38 | +12.0% | COM NEW | 902973304 |
| WDAY | WORKDAY INC | 560 | $46,000 | 0.0% | $82.14 * | $95.22 | -10.3% | CL A | 98138H101 |
| M | MACYS INC | 798 | $46,000 | 0.0% | $57.64 * | $58.04 | +2.1% | COM | 55616P104 |
| — | YAHOO INC | 1,100 | $45,000 | 0.0% | $40.91 | $40.00 | — | COM | 984332106 |
| TRV | TRAVELERS COMPANIES INC | 480 | $45,000 | 0.0% | $93.75 * | $66.77 | +8.6% | COM | 89417E109 |
| — | ALLIANCEBERNSTEIN GBL HGH IN | 3,200 | $44,000 | 0.0% | $13.75 | $14.38 | — | COM | 01879R106 |
| — | WESTERN ASSET EMRG MKT INCM | 3,620 | $44,000 | 0.0% | $12.15 | $12.00 | — | COM | 95766E103 |
| EBAY | EBAY INC | 766 | $43,000 | 0.0% | $56.14 * | $19.70 | +0.5% | COM | 278642103 |
| — | HEWLETT PACKARD CO | 1,200 | $43,000 | 0.0% | $35.83 | $27.98 | — | COM | 428236103 |
| ITW | ILLINOIS TOOL WKS INC | 500 | $42,000 | 0.0% | $84.00 * | $59.45 | +11.3% | COM | 452308109 |
| MCD | MCDONALDS CORP | 424 | $40,000 | 0.0% | $94.34 * | $70.01 | +1.8% | COM | 580135101 |
| BSV | VANGUARD BD INDEX FD INC | 487 | $39,000 | 0.0% | $80.08 | $80.08 | — | SHORT TRM BOND | 921937827 |
| CLX | CLOROX CO DEL | 400 | $38,000 | 0.0% | $95.00 * | $63.81 | +2.9% | COM | 189054109 |
| — | MEDTRONIC INC | 600 | $37,000 | 0.0% | $61.67 | $56.67 | — | COM | 585055106 |
| HD | HOME DEPOT INC | 394 | $36,000 | 0.0% | $91.37 * | $58.72 | +11.9% | COM | 437076102 |
| BABA | ALIBABA GROUP HLDG LTD | 400 | $36,000 | 0.0% | $90.00 | $90.00 | — | SPONSORED ADS | 01609W102 |
| FEZ | SPDR INDEX SHS FDS | 901 | $36,000 | 0.0% | $39.96 | $41.96 | — | EURO STOXX 50 | 78463X202 |
| NVS | NOVARTIS A G | 369 | $35,000 | 0.0% | $94.85 | $81.30 | — | SPONSORED ADR | 66987V109 |
| BP | BP PLC | 800 | $35,000 | 0.0% | $43.75 | $49.20 | — | SPONSORED ADR | 055622104 |
| GIS | GENERAL MLS INC | 700 | $35,000 | 0.0% | $50.00 * | $32.89 | +7.8% | COM | 370334104 |
| XLU | SELECT SECTOR SPDR TR | 806 | $34,000 | 0.0% | $42.18 | $38.08 | — | SBI INT-UTILS | 81369Y886 |
| OMC | OMNICOM GROUP INC | 500 | $34,000 | 0.0% | $68.00 * | $46.21 | +5.7% | COM | 681919106 |
| — | COMCAST CORP NEW | 600 | $32,000 | 0.0% | $53.33 | $50.00 | — | CL A SPL | 20030N200 |
| — | TWITTER INC | 600 | $31,000 | 0.0% | $51.67 | $64.18 | — | COM | 90184L102 |
| BIB | PROSHARES TR | 300 | $31,000 | 0.0% | $103.33 | $80.00 | — | PSHS ULT NASB | 74347R214 |
| — | CLAYMORE EXCHANGE TRD FD TR | 1,500 | $31,000 | 0.0% | $20.67 | $20.00 | — | GUGG CHN RL EST | 18383Q861 |
| GLD | SPDR GOLD TRUST | 250 | $29,000 | 0.0% | $116.00 | $116.63 | — | GOLD SHS | 78463V107 |
| HIW | HIGHWOODS PPTYS INC | 750 | $29,000 | 0.0% | $38.67 | $36.00 | — | COM | 431284108 |
| — | ENBRIDGE ENERGY PARTNERS L P | 735 | $29,000 | 0.0% | $39.46 | $29.93 | — | COM | 29250R106 |
| VGK | VANGUARD INTL EQUITY INDEX F | 500 | $28,000 | 0.0% | $56.00 | $58.00 | — | FTSE EUROPE ETF | 922042874 |
| — | H & Q HEALTHCARE INVESTORS | 1,000 | $28,000 | 0.0% | $28.00 | $26.84 | — | SH BEN INT | 404052102 |
| — | HOLLYFRONTIER CORP | 600 | $26,000 | 0.0% | $43.33 | $50.00 | — | COM | 436106108 |
| — | POWERSHARES GLOBAL ETF TRUST | 1,779 | $26,000 | 0.0% | $14.61 | $13.49 | — | AGG PFD PORT | 73936T565 |
| — | PORTOLA PHARMACEUTICALS INC | 1,000 | $25,000 | 0.0% | $25.00 | $26.00 | — | COM | 737010108 |
| — | DEUTSCHE GLOBAL HIGH INCOME | 3,000 | $24,000 | 0.0% | $8.00 | $8.00 | — | COM | 25158V108 |
| SLF | SUN LIFE FINL INC | 600 | $22,000 | 0.0% | $36.67 * | $34.04 | +10.4% | COM | 866796105 |
| — | VOYA PRIME RATE TR | 4,000 | $22,000 | 0.0% | $5.50 | $5.75 | — | SH BEN INT | 92913A100 |
| IGSB | ISHARES | 213 | $22,000 | 0.0% | $103.29 | $103.29 | — | 1-3 YR CR BD ETF | 464288646 |
| IXC | ISHARES TR | 435 | $19,000 | 0.0% | $43.68 | $43.68 | — | GLOBAL ENERG ETF | 464287341 |
| — | AMERIGAS PARTNERS L P | 400 | $18,000 | 0.0% | $45.00 | $45.00 | — | UNIT L P INT | 030975106 |
| NG | NOVAGOLD RES INC | 6,000 | $18,000 | 0.0% | $3.00 * | $3.52 | +6.5% | COM NEW | 66987E206 |
| — | PANDORA MEDIA INC | 750 | $18,000 | 0.0% | $24.00 | $26.67 | — | COM | 698354107 |
| — | POWERSHARES ETF TRUST | 350 | $16,000 | 0.0% | $45.71 | $42.86 | — | DYN BIOT & GEN | 73935X856 |
| VIG | VANGUARD SPECIALIZED PORTFOL | 213 | $16,000 | 0.0% | $75.12 | $75.12 | — | DIV APP ETF | 921908844 |
| — | CYTEC INDS INC | 342 | $16,000 | 0.0% | $46.78 | $70.18 | — | COM | 232820100 |
| FBIN | FORTUNE BRANDS HOME & SEC IN | 400 | $16,000 | 0.0% | $40.00 * | $30.45 | -2.2% | COM | 34964C106 |
| COP | CONOCOPHILLIPS | 200 | $15,000 | 0.0% | $75.00 * | $48.40 | +17.1% | COM | 20825C104 |
| — | SOLARCITY CORP | 250 | $15,000 | 0.0% | $60.00 | $63.69 | — | COM | 83416T100 |
| — | NUVEEN QUALITY PFD INCOME FD | 1,500 | $13,000 | 0.0% | $8.67 | $8.00 | — | COM | 67072C105 |
| — | GLAXOSMITHKLINE PLC | 290 | $13,000 | 0.0% | $44.83 | $51.72 | — | SPONSORED ADR | 37733W105 |
| HDV | ISHARES TR | 175 | $13,000 | 0.0% | $74.29 | $71.11 | — | CORE HIGH DV ETF | 46429B663 |
| WY | WEYERHAEUSER CO | 371 | $12,000 | 0.0% | $32.35 * | $19.42 | +8.4% | COM | 962166104 |
| — | PIMCO CORPORATE INCOME STRAT | 750 | $12,000 | 0.0% | $16.00 | $16.00 | — | COM | 72200U100 |
| — | CALAMOS STRATEGIC TOTL RETN | 1,000 | $12,000 | 0.0% | $12.00 | $11.00 | — | COM SH BEN INT | 128125101 |
| F | FORD MTR CO DEL | 796 | $12,000 | 0.0% | $15.08 * | $8.77 | +7.0% | COM PAR $0.01 | 345370860 |
| DEO | DIAGEO P L C | 103 | $12,000 | 0.0% | $116.50 | $129.87 | — | SPON ADR NEW | 25243Q205 |
| — | GOLDCORP INC NEW | 500 | $12,000 | 0.0% | $24.00 | $22.00 | — | COM | 380956409 |
| — | FIREEYE INC | 400 | $12,000 | 0.0% | $30.00 | $48.75 | — | COM | 31816Q101 |
| KIM | KIMCO RLTY CORP | 500 | $11,000 | 0.0% | $22.00 * | $11.63 | +14.4% | COM | 49446R109 |
| NYT | NEW YORK TIMES CO | 1,000 | $11,000 | 0.0% | $11.00 * | $12.09 | -4.4% | CL A | 650111107 |
| ARCC | ARES CAP CORP | 600 | $10,000 | 0.0% | $16.67 * | $5.53 | +2.7% | COM | 04010L103 |
| — | CEPHEID | 229 | $10,000 | 0.0% | $43.67 | $48.03 | — | COM | 15670R107 |
| GLW | CORNING INC | 500 | $10,000 | 0.0% | $20.00 * | $15.67 | -1.3% | COM | 219350105 |
| — | EATON VANCE TX MGD DIV EQ IN | 826 | $9,000 | 0.0% | $10.90 | $10.90 | — | COM | 27828N102 |
| — | DOUBLELINE OPPORTUNISTIC CR | 400 | $9,000 | 0.0% | $22.50 | $22.45 | — | COM | 258623107 |
| VNQ | VANGUARD INDEX FDS | 111 | $8,000 | 0.0% | $72.07 | $64.71 | — | REIT ETF | 922908553 |
| — | AMERICAN CAPITAL AGENCY CORP | 375 | $8,000 | 0.0% | $21.33 | $18.67 | — | COM | 02503X105 |
| VUG | VANGUARD INDEX FDS | 75 | $7,000 | 0.0% | $93.33 | $93.33 | — | GROWTH ETF | 922908736 |
| — | CLAYMORE EXCHANGE TRD FD TR | 250 | $7,000 | 0.0% | $28.00 | $26.58 | — | GUGG S&P GBL WTR | 18383Q507 |
| RWT | REDWOOD TR INC | 448 | $7,000 | 0.0% | $15.63 | $20.09 | — | COM | 758075402 |
| — | MADISON STRTG SECTOR PREM FD | 600 | $7,000 | 0.0% | $11.67 | $11.67 | — | COM | 558268108 |
| TIP | ISHARES TR | 65 | $7,000 | 0.0% | $107.69 | $109.66 | — | TIPS BD ETF | 464287176 |
| LEN | LENNAR CORP | 154 | $6,000 | 0.0% | $38.96 * | $30.45 | +10.4% | CL A | 526057104 |
| RIG | TRANSOCEAN LTD | 200 | $6,000 | 0.0% | $30.00 * | $39.12 | 0.0% | REG SHS | H8817H100 |
| NFG | NATIONAL FUEL GAS CO N J | 70 | $5,000 | 0.0% | $71.43 * | $69.48 | +5.5% | COM | 636180101 |
| — | POWERSHARES DB CMDTY IDX TRA | 200 | $5,000 | 0.0% | $25.00 | $25.00 | — | UNIT BEN INT | 73935S105 |
| RF | REGIONS FINL CORP NEW | 500 | $5,000 | 0.0% | $10.00 * | $6.45 | +7.2% | COM | 7591EP100 |
| ISRG | INTUITIVE SURGICAL INC | 10 | $5,000 | 0.0% | $500.00 * | $42.08 | +18.0% | COM NEW | 46120E602 |
| — | DURECT CORP | 3,000 | $4,000 | 0.0% | $1.33 | $1.67 | — | COM | 266605104 |
| — | GENERAL MTRS CO | 193 | $4,000 | 0.0% | $20.73 | $26.87 | — | *W EXP 07/10/201 | 37045V118 |
| — | TIME WARNER CABLE INC | 25 | $4,000 | 0.0% | $160.00 | $120.00 | — | COM | 88732J207 |
| VWO | VANGUARD INTL EQUITY INDEX F | 100 | $4,000 | 0.0% | $40.00 | $41.05 | — | FTSE EMR MKT ETF | 922042858 |
| — | PLUM CREEK TIMBER CO INC | 100 | $4,000 | 0.0% | $40.00 | $50.00 | — | COM | 729251108 |
| — | ULTRATECH INC | 140 | $3,000 | 0.0% | $21.43 | $28.57 | — | COM | 904034105 |
| — | CITY NATL CORP | 39 | $3,000 | 0.0% | $76.92 | $88.89 | — | COM | 178566105 |
| — | QIAGEN NV | 124 | $3,000 | 0.0% | $24.19 | $24.19 | — | REG SHS | N72482107 |
| AMAT | APPLIED MATLS INC | 131 | $3,000 | 0.0% | $22.90 * | $14.86 | +29.0% | COM | 038222105 |
| ICLN | ISHARES | 300 | $3,000 | 0.0% | $10.00 | $10.00 | — | GL CLEAN ENE ETF | 464288224 |
| — | ISIS PHARMACEUTICALS INC | 90 | $3,000 | 0.0% | $33.33 | $33.33 | — | COM | 464330109 |
| — | GENERAL MTRS CO | 193 | $3,000 | 0.0% | $15.54 | $16.27 | — | *W EXP 07/10/201 | 37045V126 |
| — | FRONTIER COMMUNICATIONS CORP | 310 | $2,000 | 0.0% | $6.45 | $3.23 | — | COM | 35906A108 |
| CORT | CORCEPT THERAPEUTICS INC | 700 | $2,000 | 0.0% | $2.86 * | $2.02 | +30.9% | COM | 218352102 |
| — | RYDEX ETF TRUST | 15 | $2,000 | 0.0% | $133.33 | $133.33 | — | GUG S&P MC400 PG | 78355W601 |
| — | HARRIS & HARRIS GROUP INC | 600 | $2,000 | 0.0% | $3.33 | $3.33 | — | COM | 413833104 |
| — | MOLYCORP INC DEL | 1,500 | $2,000 | 0.0% | $1.33 | $5.33 | — | COM | 608753109 |
| — | AFFYMETRIX INC | 140 | $1,000 | 0.0% | $7.14 | $7.14 | — | COM | 00826T108 |
| — | AOL INC | 9 | $0 | 0.0% | $0.00 | — | — | COM | 00184X105 |
| — | APRICUS BIOSCIENCES INC | 33 | $0 | 0.0% | $0.00 | — | — | COM | 03832V109 |
| SAN | BANCO SANTANDER SA | 7 | $0 | 0.0% | $0.00 | $11.30 | — | ADR | 05964H105 |
| — | DDR CORP | 15 | $0 | 0.0% | $0.00 | — | — | COM | 23317H102 |
| — | DYNAVAX TECHNOLOGIES CORP | 300 | $0 | 0.0% | $0.00 | $3.33 | — | COM | 268158102 |