Location: Berkeley, CA
CIK: 0001587192 · Show all filings
Period: Q4 2014 (← Previous) (Next →)
Filing Date: Feb 10, 2015
Total Value: $142M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| AAPL | APPLE INC | 79,729 | $8.8M | 6.2% | $18.55 | +29.8% | COM | 037833100 |
| JNJ | JOHNSON & JOHNSON | 77,822 | $8.138M | 5.7% | $66.60 | +16.1% | COM | 478160104 |
| MET | METLIFE INC | 145,290 | $7.859M | 5.5% | $30.62 | +7.0% | COM | 59156R108 |
| MSFT | MICROSOFT CORP | 165,284 | $7.677M | 5.4% | $30.02 | +32.9% | COM | 594918104 |
| IBB | ISHARES TR | 23,480 | $7.123M | 5.0% | $230.11 | — | NASDQ BIOTEC ETF | 464287556 |
| SLB | SCHLUMBERGER LTD | 77,199 | $6.594M | 4.6% | $65.48 | +2.8% | COM | 806857108 |
| VOD | VODAFONE GROUP PLC NEW | 178,940 | $6.114M | 4.3% | $36.72 | — | SPNSR ADR NO PAR | 92857W308 |
| VCSH | VANGUARD SCOTTSDALE FDS | 61,177 | $4.872M | 3.4% | $79.90 | — | SHRT TRM CORP BD | 92206C409 |
| RRC | RANGE RES CORP | 90,900 | $4.859M | 3.4% | $64.63 | 0.0% | COM | 75281A109 |
| ORCL | ORACLE CORP | 107,775 | $4.847M | 3.4% | $31.06 | +11.1% | COM | 68389X105 |
| DVN | DEVON ENERGY CORP NEW | 75,500 | $4.621M | 3.3% | $41.28 | -0.4% | COM | 25179M103 |
| CMCSA | COMCAST CORP NEW | 71,550 | $4.151M | 2.9% | $18.44 | +15.3% | CL A | 20030N101 |
| VCIT | VANGUARD SCOTTSDALE FDS | 46,967 | $4.044M | 2.9% | $82.80 | — | INT-TERM CORP | 92206C870 |
| JPM | JPMORGAN CHASE & CO | 60,906 | $3.811M | 2.7% | $39.68 | +12.6% | COM | 46625H100 |
| CSCO | CISCO SYS INC | 133,000 | $3.699M | 2.6% | $15.72 | +16.4% | COM | 17275R102 |
| — | GENERAL ELECTRIC CO | 130,106 | $3.288M | 2.3% | $27.37 | — | COM | 369604103 |
| GM | GENERAL MTRS CO | 90,365 | $3.155M | 2.2% | $26.39 | -7.2% | COM | 37045V100 |
| BAX | BAXTER INTL INC | 41,625 | $3.051M | 2.2% | $29.26 | +10.4% | COM | 071813109 |
| EFA | ISHARES TR | 48,400 | $2.945M | 2.1% | $67.10 | — | MSCI EAFE ETF | 464287465 |
| HAL | HALLIBURTON CO | 74,700 | $2.938M | 2.1% | $41.40 | -5.1% | COM | 406216101 |
| VTI | VANGUARD INDEX FDS | 26,864 | $2.848M | 2.0% | $95.92 | — | TOTAL STK MKT | 922908769 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 16,036 | $2.408M | 1.7% | $116.62 | +23.8% | CL B NEW | 084670702 |
| XOM | EXXON MOBIL CORP | 23,916 | $2.211M | 1.6% | $56.28 | +3.1% | COM | 30231G102 |
| COF | CAPITAL ONE FINL CORP | 24,500 | $2.022M | 1.4% | $63.63 | +4.6% | COM | 14040H105 |
| COST | COSTCO WHSL CORP NEW | 14,050 | $1.992M | 1.4% | $96.09 | +13.9% | COM | 22160K105 |
| FDX | FEDEX CORP | 8,172 | $1.419M | 1.0% | $112.89 | +27.5% | COM | 31428X106 |
| DE | DEERE & CO | 15,850 | $1.402M | 1.0% | $70.09 | +0.8% | COM | 244199105 |
| KO | COCA COLA CO | 29,418 | $1.242M | 0.9% | $27.38 | +9.8% | COM | 191216100 |
| — | EATON VANCE LTD DUR INCOME F | 76,475 | $1.08M | 0.8% | $15.01 | — | COM | 27828H105 |
| EMR | EMERSON ELEC CO | 16,758 | $1.034M | 0.7% | $48.10 | -3.5% | COM | 291011104 |
| CL | COLGATE PALMOLIVE CO | 12,950 | $896K | 0.6% | $49.04 | +6.4% | COM | 194162103 |
| HON | HONEYWELL INTL INC | 8,678 | $867K | 0.6% | $61.16 | +11.6% | COM | 438516106 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 56,644 | $849K | 0.6% | $14.62 | — | SH BEN INT | 09248E102 |
| CVX | CHEVRON CORP NEW | 7,518 | $843K | 0.6% | $71.68 | -1.6% | COM | 166764100 |
| BND | VANGUARD BD INDEX FD INC | 8,500 | $700K | 0.5% | $80.43 | — | TOTAL BND MRKT | 921937835 |
| T | AT&T INC | 15,098 | $507K | 0.4% | $11.50 | +2.7% | COM | 00206R102 |
| GILD | GILEAD SCIENCES INC | 5,190 | $489K | 0.3% | $49.69 | +44.6% | COM | 375558103 |
| PFE | PFIZER INC | 14,812 | $461K | 0.3% | $17.83 | +0.8% | COM | 717081103 |
| WFC | WELLS FARGO & CO NEW | 7,586 | $416K | 0.3% | $31.82 | +21.8% | COM | 949746101 |
| — | COVIDIEN PLC | 4,028 | $412K | 0.3% | $68.10 | — | SHS | G2554F113 |
| PG | PROCTER & GAMBLE CO | 4,527 | $412K | 0.3% | $60.31 | +7.1% | COM | 742718109 |
| INTC | INTEL CORP | 9,071 | $329K | 0.2% | $22.60 | +17.8% | COM | 458140100 |
| CX | CEMEX SAB DE CV | 32,021 | $326K | 0.2% | $11.83 | — | SPON ADR NEW | 151290889 |
| SIGI | SELECTIVE INS GROUP INC | 10,907 | $296K | 0.2% | $21.49 | 0.0% | COM | 816300107 |
| — | AQUA AMERICA INC | 10,675 | $285K | 0.2% | $23.57 | — | COM | 03836W103 |
| VZ | VERIZON COMMUNICATIONS INC | 6,001 | $281K | 0.2% | $26.79 | +3.2% | COM | 92343V104 |
| META | FACEBOOK INC | 3,600 | $281K | 0.2% | $49.86 | +52.3% | CL A | 30303M102 |
| — | GOOGLE INC | 505 | $268K | 0.2% | $1073.72 | — | CL A | 38259P508 |
| GT | GOODYEAR TIRE & RUBR CO | 9,300 | $266K | 0.2% | $25.27 | -2.0% | COM | 382550101 |
| MRK | MERCK & CO INC NEW | 4,476 | $254K | 0.2% | $39.35 | 0.0% | COM | 58933Y105 |
| — | GOOGLE INC | 480 | $253K | 0.2% | $574.80 | — | CL C | 38259P706 |
| — | SIRIUS XM HLDGS INC | 70,800 | $248K | 0.2% | $3.29 | — | COM | 82968B103 |
| SBUX | STARBUCKS CORP | 3,000 | $246K | 0.2% | $31.21 | +0.2% | COM | 855244109 |
| BMY | BRISTOL MYERS SQUIBB CO | 3,905 | $231K | 0.2% | $36.35 | +7.0% | COM | 110122108 |
| PEP | PEPSICO INC | 2,400 | $227K | 0.2% | $63.18 | +8.6% | COM | 713448108 |
| MMM | 3M CO | 1,300 | $214K | 0.2% | $72.67 | +23.4% | COM | 88579Y101 |
| HRL | HORMEL FOODS CORP | 4,000 | $208K | 0.1% | $17.50 | +15.9% | COM | 440452100 |
| AXP | AMERICAN EXPRESS CO | 2,213 | $206K | 0.1% | $71.57 | +6.8% | COM | 025816109 |
| — | OWENS RLTY MTG INC | 12,061 | $177K | 0.1% | $14.68 | — | COM | 690828108 |
| ITW | ILLINOIS TOOL WKS INC | 1,800 | $170K | 0.1% | $67.13 | +4.4% | COM | 452308109 |
| V | VISA INC | 650 | $170K | 0.1% | $49.18 | +13.2% | COM CL A | 92826C839 |
| AMZN | AMAZON COM INC | 542 | $168K | 0.1% | $16.84 | -7.5% | COM | 023135106 |
| IBM | INTERNATIONAL BUSINESS MACHS | 1,050 | $168K | 0.1% | $104.42 | -3.8% | COM | 459200101 |
| — | CELGENE CORP | 1,400 | $157K | 0.1% | $124.95 | — | COM | 151020104 |
| FCX | FREEPORT-MCMORAN INC | 6,600 | $154K | 0.1% | $24.27 | 0.0% | CL B | 35671D857 |
| AMGN | AMGEN INC | 936 | $149K | 0.1% | $96.10 | +17.9% | COM | 031162100 |
| — | MARKET VECTORS ETF TR | 3,975 | $143K | 0.1% | $35.97 | — | OIL SVCS ETF | 57060U191 |
| GLW | CORNING INC | 6,000 | $138K | 0.1% | $15.24 | -0.3% | COM | 219350105 |
| PBI | PITNEY BOWES INC | 5,600 | $136K | 0.1% | $21.51 | +13.6% | COM | 724479100 |
| TRV | TRAVELERS COMPANIES INC | 1,280 | $135K | 0.1% | $74.39 | +6.1% | COM | 89417E109 |
| — | POWERSHARES ETF TRUST | 4,800 | $134K | 0.1% | $30.42 | — | GOLDEN DRG CHINA | 73935X401 |
| XLE | SELECT SECTOR SPDR TR | 1,650 | $131K | 0.1% | $79.39 | — | SBI INT-ENERGY | 81369Y506 |
| — | MEDTRONIC INC | 1,800 | $130K | 0.1% | $67.04 | — | COM | 585055106 |
| WMT | WAL-MART STORES INC | 1,455 | $125K | 0.1% | $20.35 | +7.3% | COM | 931142103 |
| MCD | MCDONALDS CORP | 1,324 | $124K | 0.1% | $70.38 | +0.2% | COM | 580135101 |
| — | POWERSHARES QQQ TRUST | 1,187 | $123K | 0.1% | $93.83 | — | UNIT SER 1 | 73935A104 |
| — | WALGREENS BOOTS ALLIANCE INC | 1,600 | $122K | 0.1% | $76.25 | — | COM | 931427108 |
| — | HEALTH CARE REIT INC | 1,600 | $121K | 0.1% | $75.63 | — | COM | 42217K106 |
| — | TWENTY FIRST CENTY FOX INC | 3,134 | $120K | 0.1% | $36.15 | — | CL A | 90130A101 |
| — | PALL CORP | 1,100 | $111K | 0.1% | $100.91 | — | COM | 696429307 |
| GXC | SPDR INDEX SHS FDS | 1,400 | $111K | 0.1% | $76.99 | — | S&P CHINA ETF | 78463X400 |
| EBAY | EBAY INC | 1,966 | $110K | 0.1% | $20.00 | +1.0% | COM | 278642103 |
| LQD | ISHARES TR | 894 | $107K | 0.1% | $114.09 | — | IBOXX INV CP ETF | 464287242 |
| M | MACYS INC | 1,596 | $105K | 0.1% | $59.27 | +2.1% | COM | 55616P104 |
| IHI | ISHARES | 925 | $105K | 0.1% | $93.79 | — | U.S. MED DVC ETF | 464288810 |
| — | CBRE CLARION GLOBAL REAL EST | 11,732 | $105K | 0.1% | $7.93 | — | COM | 12504G100 |
| DIS | DISNEY WALT CO | 1,083 | $102K | 0.1% | $69.84 | +16.4% | COM DISNEY | 254687106 |
| SCHB | SCHWAB STRATEGIC TR | 2,000 | $100K | 0.1% | $45.67 | — | US BRD MKT ETF | 808524102 |
| SO | SOUTHERN CO | 2,000 | $98,000 | 0.1% | $29.49 | 0.0% | COM | 842587107 |
| BDX | BECTON DICKINSON & CO | 701 | $98,000 | 0.1% | $85.77 | +25.7% | COM | 075887109 |
| AVB | AVALONBAY CMNTYS INC | 560 | $92,000 | 0.1% | $82.16 | +31.7% | COM | 053484101 |
| DSI | ISHARES | 1,200 | $92,000 | 0.1% | $70.51 | — | MSCI KLD400 SOC | 464288570 |
| UNP | UNION PAC CORP | 750 | $89,000 | 0.1% | $73.47 | +21.8% | COM | 907818108 |
| NVS | NOVARTIS A G | 938 | $87,000 | 0.1% | $88.25 | — | SPONSORED ADR | 66987V109 |
| AMAT | APPLIED MATLS INC | 3,400 | $85,000 | 0.1% | $19.46 | +0.9% | COM | 038222105 |
| QCLN | FIRST TR EXCHANGE TRADED FD | 4,900 | $84,000 | 0.1% | $17.96 | — | NAS CLNEDG GREEN | 33733E500 |
| PM | PHILIP MORRIS INTL INC | 1,020 | $83,000 | 0.1% | $49.22 | 0.0% | COM | 718172109 |
| PAYX | PAYCHEX INC | 1,800 | $83,000 | 0.1% | $32.95 | 0.0% | COM | 704326107 |
| APD | AIR PRODS & CHEMS INC | 575 | $83,000 | 0.1% | $96.23 | 0.0% | COM | 009158106 |
| — | MEXICO EQUITY & INCOME FD | 6,443 | $81,000 | 0.1% | $14.70 | — | COM | 592834105 |
| PCG | PG&E CORP | 1,500 | $80,000 | 0.1% | $44.42 | 0.0% | COM | 69331C108 |
| WLY | WILEY JOHN & SONS INC | 1,300 | $77,000 | 0.1% | $41.38 | 0.0% | CL A | 968223206 |
| VRSK | VERISK ANALYTICS INC | 1,200 | $77,000 | 0.1% | $59.51 | 0.0% | CL A | 92345Y106 |
| ADI | ANALOG DEVICES INC | 1,350 | $75,000 | 0.1% | $40.60 | 0.0% | COM | 032654105 |
| — | DENTSPLY INTL INC NEW | 1,400 | $75,000 | 0.1% | $53.57 | — | COM | 249030107 |
| OKE | ONEOK INC NEW | 1,500 | $75,000 | 0.1% | $27.77 | 0.0% | COM | 682680103 |
| — | E M C CORP MASS | 2,500 | $74,000 | 0.1% | $25.12 | — | COM | 268648102 |
| VIG | VANGUARD SPECIALIZED PORTFOL | 907 | $74,000 | 0.1% | $80.07 | — | DIV APP ETF | 921908844 |
| MA | MASTERCARD INC | 850 | $73,000 | 0.1% | $76.31 | 0.0% | CL A | 57636Q104 |
| — | MARKET VECTORS ETF TR | 3,950 | $73,000 | 0.1% | $19.97 | — | GOLD MINER ETF | 57060U100 |
| IWB | ISHARES TR | 627 | $72,000 | 0.1% | $102.56 | — | RUS 1000 ETF | 464287622 |
| — | NORDSTROM INC | 900 | $71,000 | 0.1% | $78.89 | — | COM | 655664100 |
| SPAB | SPDR SERIES TRUST | 1,221 | $71,000 | 0.1% | $56.14 | — | BRCLYS AGG ETF | 78464A649 |
| EWP | ISHARES | 2,001 | $69,000 | 0.0% | $38.48 | — | MSCI SPAN CP ETF | 464286764 |
| — | MONSANTO CO NEW | 560 | $67,000 | 0.0% | $119.64 | — | COM | 61166W101 |
| UPS | UNITED PARCEL SERVICE INC | 600 | $67,000 | 0.0% | $64.45 | +10.0% | CL B | 911312106 |
| BAC | BANK AMER CORP | 3,700 | $66,000 | 0.0% | $13.55 | 0.0% | COM | 060505104 |
| ABBV | ABBVIE INC | 1,000 | $65,000 | 0.0% | $40.24 | 0.0% | COM | 00287Y109 |
| ABBNY | ABB LTD | 3,000 | $63,000 | 0.0% | $21.00 | — | SPONSORED ADR | 000375204 |
| — | DOW CHEM CO | 1,350 | $62,000 | 0.0% | $44.52 | — | COM | 260543103 |
| WMB | WILLIAMS COS INC DEL | 1,350 | $61,000 | 0.0% | $27.17 | 0.0% | COM | 969457100 |
| AFL | AFLAC INC | 1,000 | $61,000 | 0.0% | $24.61 | -7.8% | COM | 001055102 |
| CNP | CENTERPOINT ENERGY INC | 2,500 | $59,000 | 0.0% | $15.70 | +3.4% | COM | 15189T107 |
| — | LMP REAL ESTATE INCOME FD IN | 4,714 | $59,000 | 0.0% | $10.39 | — | COM | 50208C108 |
| FRI | FIRST TR S&P REIT INDEX FD | 2,650 | $59,000 | 0.0% | $17.80 | — | COM | 33734G108 |
| — | COHEN & STEERS INFRASTRUCTUR | 2,500 | $57,000 | 0.0% | $22.80 | — | COM | 19248A109 |
| SYK | STRYKER CORP | 600 | $57,000 | 0.0% | $77.85 | 0.0% | COM | 863667101 |
| GPC | GENUINE PARTS CO | 514 | $55,000 | 0.0% | $71.18 | 0.0% | COM | 372460105 |
| — | MORGAN STANLEY EMER MKTS FD | 3,700 | $54,000 | 0.0% | $15.45 | — | COM | 61744G107 |
| — | VMWARE INC | 650 | $54,000 | 0.0% | $89.23 | — | CL A COM | 928563402 |
| — | ALPS ETF TR | 3,000 | $53,000 | 0.0% | $17.67 | — | ALERIAN MLP | 00162Q866 |
| — | MCGRAW HILL FINL INC | 600 | $53,000 | 0.0% | $88.33 | — | COM | 580645109 |
| REGN | REGENERON PHARMACEUTICALS | 130 | $53,000 | 0.0% | $391.09 | 0.0% | COM | 75886F107 |
| BABA | ALIBABA GROUP HLDG LTD | 500 | $52,000 | 0.0% | $92.80 | — | SPONSORED ADS | 01609W102 |
| MDLZ | MONDELEZ INTL INC | 1,400 | $51,000 | 0.0% | $28.41 | 0.0% | CL A | 609207105 |
| USB | US BANCORP DEL | 1,102 | $50,000 | 0.0% | $25.38 | +14.8% | COM NEW | 902973304 |
| OXY | OCCIDENTAL PETE CORP DEL | 600 | $49,000 | 0.0% | $62.70 | -5.4% | COM | 674599105 |
| — | HEWLETT PACKARD CO | 1,200 | $48,000 | 0.0% | $27.98 | — | COM | 428236103 |
| COP | CONOCOPHILLIPS | 700 | $48,000 | 0.0% | $48.73 | +0.3% | COM | 20825C104 |
| WY | WEYERHAEUSER CO | 1,348 | $48,000 | 0.0% | $21.50 | +3.7% | COM | 962166104 |
| WDAY | WORKDAY INC | 560 | $46,000 | 0.0% | $95.22 | -9.3% | CL A | 98138H101 |
| EL | LAUDER ESTEE COS INC | 600 | $46,000 | 0.0% | $64.09 | 0.0% | CL A | 518439104 |
| TBT | PROSHARES TR | 987 | $46,000 | 0.0% | $79.03 | — | PSHS ULTSH 20YRS | 74347B201 |
| ABT | ABBOTT LABS | 1,000 | $45,000 | 0.0% | $35.31 | 0.0% | COM | 002824100 |
| — | YAHOO INC | 900 | $45,000 | 0.0% | $40.00 | — | COM | 984332106 |
| IEV | ISHARES TR | 1,053 | $45,000 | 0.0% | $47.48 | — | EUROPE ETF | 464287861 |
| — | SENIOR HSG PPTYS TR | 2,000 | $44,000 | 0.0% | $22.00 | — | SH BEN INT | 81721M109 |
| XBI | SPDR SERIES TRUST | 235 | $44,000 | 0.0% | $187.23 | — | S&P BIOTECH | 78464A870 |
| — | TIME WARNER INC | 520 | $44,000 | 0.0% | $84.62 | — | COM NEW | 887317303 |
| CLX | CLOROX CO DEL | 400 | $42,000 | 0.0% | $63.81 | +14.6% | COM | 189054109 |
| SEE | SEALED AIR CORP NEW | 1,000 | $42,000 | 0.0% | $31.29 | 0.0% | COM | 81211K100 |
| HD | HOME DEPOT INC | 394 | $41,000 | 0.0% | $58.72 | +27.4% | COM | 437076102 |
| — | WESTERN ASSET EMRG MKT INCM | 3,620 | $40,000 | 0.0% | $12.00 | — | COM | 95766E103 |
| — | ALLIANCEBERNSTEIN GBL HGH IN | 3,200 | $40,000 | 0.0% | $14.38 | — | COM | 01879R106 |
| BSV | VANGUARD BD INDEX FD INC | 487 | $39,000 | 0.0% | $80.08 | — | SHORT TRM BOND | 921937827 |
| LMT | LOCKHEED MARTIN CORP | 200 | $39,000 | 0.0% | $137.24 | 0.0% | COM | 539830109 |
| EIX | EDISON INTL | 600 | $39,000 | 0.0% | $40.28 | 0.0% | COM | 281020107 |
| OMC | OMNICOM GROUP INC | 500 | $39,000 | 0.0% | $46.21 | +8.8% | COM | 681919106 |
| XLU | SELECT SECTOR SPDR TR | 806 | $38,000 | 0.0% | $38.08 | — | SBI INT-UTILS | 81369Y886 |
| PFG | PRINCIPAL FINL GROUP INC | 705 | $37,000 | 0.0% | $34.51 | 0.0% | COM | 74251V102 |
| GIS | GENERAL MLS INC | 700 | $37,000 | 0.0% | $32.89 | +7.2% | COM | 370334104 |
| AEP | AMERICAN ELEC PWR INC | 611 | $37,000 | 0.0% | $38.58 | 0.0% | COM | 025537101 |
| TXN | TEXAS INSTRS INC | 700 | $37,000 | 0.0% | $37.35 | 0.0% | COM | 882508104 |
| PSX | PHILLIPS 66 | 503 | $36,000 | 0.0% | $49.15 | 0.0% | COM | 718546104 |
| — | COMCAST CORP NEW | 600 | $35,000 | 0.0% | $50.00 | — | CL A SPL | 20030N200 |
| ARCC | ARES CAP CORP | 2,200 | $34,000 | 0.0% | $5.50 | -0.2% | COM | 04010L103 |
| — | UNILEVER N V | 846 | $33,000 | 0.0% | $39.01 | — | N Y SHS NEW | 904784709 |
| HIW | HIGHWOODS PPTYS INC | 750 | $33,000 | 0.0% | $36.00 | — | COM | 431284108 |
| FISV | FISERV INC | 450 | $32,000 | 0.0% | $34.23 | 0.0% | COM | 337738108 |
| — | APACHE CORP | 500 | $31,000 | 0.0% | $86.00 | — | COM | 037411105 |
| — | CLAYMORE EXCHANGE TRD FD TR | 1,500 | $31,000 | 0.0% | $20.00 | — | GUGG CHN RL EST | 18383Q861 |
| DVA | DAVITA HEALTHCARE PARTNERS I | 400 | $30,000 | 0.0% | $75.29 | 0.0% | COM | 23918K108 |
| BP | BP PLC | 800 | $30,000 | 0.0% | $49.20 | — | SPONSORED ADR | 055622104 |
| ADSK | AUTODESK INC | 500 | $30,000 | 0.0% | $57.85 | 0.0% | COM | 052769106 |
| LUV | SOUTHWEST AIRLS CO | 675 | $29,000 | 0.0% | $32.93 | 0.0% | COM | 844741108 |
| — | ENBRIDGE ENERGY PARTNERS L P | 735 | $29,000 | 0.0% | $29.93 | — | COM | 29250R106 |
| — | PORTOLA PHARMACEUTICALS INC | 1,000 | $28,000 | 0.0% | $26.00 | — | COM | 737010108 |
| GLD | SPDR GOLD TRUST | 250 | $28,000 | 0.0% | $116.63 | — | GOLD SHS | 78463V107 |
| CAT | CATERPILLAR INC DEL | 300 | $27,000 | 0.0% | $73.34 | 0.0% | COM | 149123101 |
| HYG | ISHARES | 300 | $27,000 | 0.0% | $90.00 | — | IBOXX HI YD ETF | 464288513 |
| — | GLAXOSMITHKLINE PLC | 603 | $26,000 | 0.0% | $47.26 | — | SPONSORED ADR | 37733W105 |
| SNPS | SYNOPSYS INC | 600 | $26,000 | 0.0% | $41.52 | 0.0% | COM | 871607107 |
| VGK | VANGUARD INTL EQUITY INDEX F | 500 | $26,000 | 0.0% | $58.00 | — | FTSE EUROPE ETF | 922042874 |
| — | PRAXAIR INC | 200 | $26,000 | 0.0% | $130.00 | — | COM | 74005P104 |
| SCHF | SCHWAB STRATEGIC TR | 885 | $26,000 | 0.0% | $29.38 | — | INTL EQTY ETF | 808524805 |
| UYM | PROSHARES TR | 500 | $25,000 | 0.0% | $50.00 | — | PSHS ULT BASMATL | 74347R776 |
| — | WHOLE FOODS MKT INC | 500 | $25,000 | 0.0% | $50.00 | — | COM | 966837106 |
| VMBS | VANGUARD SCOTTSDALE FDS | 477 | $25,000 | 0.0% | $51.19 | — | MORTG-BACK SEC | 92206C771 |
| — | CALIFORNIA RES CORP | 4,380 | $24,000 | 0.0% | $5.48 | — | COM | 13057Q107 |
| — | DEUTSCHE GLOBAL HIGH INCOME | 3,000 | $24,000 | 0.0% | $8.00 | — | COM | 25158V108 |
| — | DNP SELECT INCOME FD | 2,200 | $23,000 | 0.0% | $10.45 | — | COM | 23325P104 |
| DEO | DIAGEO P L C | 203 | $23,000 | 0.0% | $121.71 | — | SPON ADR NEW | 25243Q205 |
| — | ACE LTD | 200 | $23,000 | 0.0% | $115.00 | — | SHS | H0023R105 |
| VUG | VANGUARD INDEX FDS | 220 | $23,000 | 0.0% | $100.72 | — | GROWTH ETF | 922908736 |
| — | TWITTER INC | 600 | $22,000 | 0.0% | $64.18 | — | COM | 90184L102 |
| — | HOLLYFRONTIER CORP | 600 | $22,000 | 0.0% | $50.00 | — | COM | 436106108 |
| SLF | SUN LIFE FINL INC | 600 | $22,000 | 0.0% | $34.04 | +5.1% | COM | 866796105 |
| — | BLACKROCK BUILD AMER BD TR | 1,000 | $22,000 | 0.0% | $22.00 | — | SHS | 09248X100 |
| SLYG | SPDR SERIES TRUST | 120 | $21,000 | 0.0% | $175.00 | — | S&P 600 SMCP GRW | 78464A201 |
| — | BARRICK GOLD CORP | 1,955 | $21,000 | 0.0% | $10.74 | — | COM | 067901108 |
| — | VOYA PRIME RATE TR | 4,000 | $21,000 | 0.0% | $5.75 | — | SH BEN INT | 92913A100 |
| — | TOTAL S A | 400 | $20,000 | 0.0% | $50.00 | — | SPONSORED ADR | 89151E109 |
| — | CHUBB CORP | 189 | $20,000 | 0.0% | $105.82 | — | COM | 171232101 |
| SCHE | SCHWAB STRATEGIC TR | 858 | $20,000 | 0.0% | $23.31 | — | EMRG MKTEQ ETF | 808524706 |
| — | ROYAL DUTCH SHELL PLC | 300 | $20,000 | 0.0% | $66.67 | — | SPONS ADR A | 780259206 |
| — | AMERIGAS PARTNERS L P | 400 | $19,000 | 0.0% | $45.00 | — | UNIT L P INT | 030975106 |
| VNQ | VANGUARD INDEX FDS | 219 | $18,000 | 0.0% | $73.33 | — | REIT ETF | 922908553 |
| — | POWERSHARES ETF TRUST | 350 | $18,000 | 0.0% | $42.86 | — | DYN BIOT & GEN | 73935X856 |
| — | BLACKROCK INC | 50 | $18,000 | 0.0% | $360.00 | — | COM | 09247X101 |
| — | INTRA CELLULAR THERAPIES INC | 1,000 | $18,000 | 0.0% | $18.00 | — | COM | 46116X101 |
| BEN | FRANKLIN RES INC | 300 | $17,000 | 0.0% | $33.23 | 0.0% | COM | 354613101 |
| BIIB | BIOGEN IDEC INC | 50 | $17,000 | 0.0% | $323.51 | 0.0% | COM | 09062X103 |
| — | SOLARCITY CORP | 300 | $16,000 | 0.0% | $61.96 | — | COM | 83416T100 |
| — | CYTEC INDS INC | 342 | $16,000 | 0.0% | $70.18 | — | COM | 232820100 |
| IXC | ISHARES TR | 435 | $16,000 | 0.0% | $43.68 | — | GLOBAL ENERG ETF | 464287341 |
| — | NUVEEN FLOATING RATE INCOME | 1,500 | $16,000 | 0.0% | $10.67 | — | COM | 67072T108 |
| — | EATON VANCE TX ADV GLBL DIV | 1,000 | $16,000 | 0.0% | $16.00 | — | COM | 27828S101 |
| — | ONEOK PARTNERS LP | 400 | $16,000 | 0.0% | $40.00 | — | UNIT LTD PARTN | 68268N103 |
| EMN | EASTMAN CHEM CO | 200 | $15,000 | 0.0% | $55.62 | 0.0% | COM | 277432100 |
| INCY | INCYTE CORP | 200 | $15,000 | 0.0% | $65.33 | 0.0% | COM | 45337C102 |
| VTV | VANGUARD INDEX FDS | 180 | $15,000 | 0.0% | $83.33 | — | VALUE ETF | 922908744 |
| — | COMPUTER SCIENCES CORP | 240 | $15,000 | 0.0% | $62.50 | — | COM | 205363104 |
| ROST | ROSS STORES INC | 150 | $14,000 | 0.0% | $37.85 | 0.0% | COM | 778296103 |
| BIDU | BAIDU INC | 60 | $14,000 | 0.0% | $233.33 | — | SPON ADR REP A | 056752108 |
| — | PANDORA MEDIA INC | 750 | $13,000 | 0.0% | $26.67 | — | COM | 698354107 |
| — | NUVEEN QUALITY PFD INCOME FD | 1,500 | $13,000 | 0.0% | $8.00 | — | COM | 67072C105 |
| KIM | KIMCO RLTY CORP | 500 | $13,000 | 0.0% | $11.63 | +23.5% | COM | 49446R109 |
| NYT | NEW YORK TIMES CO | 1,000 | $13,000 | 0.0% | $12.09 | -4.3% | CL A | 650111107 |
| BA | BOEING CO | 100 | $13,000 | 0.0% | $110.65 | 0.0% | COM | 097023105 |
| — | CAREFUSION CORP | 214 | $13,000 | 0.0% | $60.75 | — | COM | 14170T101 |
| — | ROYAL DUTCH SHELL PLC | 172 | $12,000 | 0.0% | $69.77 | — | SPON ADR B | 780259107 |
| — | CEPHEID | 229 | $12,000 | 0.0% | $48.03 | — | COM | 15670R107 |
| VRTX | VERTEX PHARMACEUTICALS INC | 100 | $12,000 | 0.0% | $112.63 | 0.0% | COM | 92532F100 |
| — | FRONTIER COMMUNICATIONS CORP | 1,810 | $12,000 | 0.0% | $6.05 | — | COM | 35906A108 |
| PFF | ISHARES | 300 | $12,000 | 0.0% | $40.00 | — | U.S. PFD STK ETF | 464288687 |
| F | FORD MTR CO DEL | 796 | $12,000 | 0.0% | $8.77 | -7.0% | COM PAR $0.01 | 345370860 |
| — | PIMCO CORPORATE INCOME STRAT | 750 | $11,000 | 0.0% | $16.00 | — | COM | 72200U100 |
| HDV | ISHARES TR | 150 | $11,000 | 0.0% | $71.11 | — | CORE HIGH DV ETF | 46429B663 |
| — | WILLIAMS PARTNERS L P | 250 | $11,000 | 0.0% | $44.00 | — | COM UNIT L P | 96950F104 |
| — | CALAMOS STRATEGIC TOTL RETN | 1,000 | $11,000 | 0.0% | $11.00 | — | COM SH BEN INT | 128125101 |
| — | POWERSHARES DB CMDTY IDX TRA | 552 | $10,000 | 0.0% | $20.61 | — | UNIT BEN INT | 73935S105 |
| — | SEADRILL LIMITED | 800 | $10,000 | 0.0% | $12.50 | — | SHS | G7945E105 |
| — | MEDIVATION INC | 100 | $10,000 | 0.0% | $100.00 | — | COM | 58501N101 |
| — | PIMCO INCOME STRATEGY FUND I | 1,000 | $10,000 | 0.0% | $10.00 | — | COM | 72201J104 |
| — | DOUBLELINE OPPORTUNISTIC CR | 400 | $10,000 | 0.0% | $22.45 | — | COM | 258623107 |
| — | ALEXION PHARMACEUTICALS INC | 55 | $10,000 | 0.0% | $181.82 | — | COM | 015351109 |
| — | AEGON N V | 1,221 | $9,000 | 0.0% | $7.37 | — | NY REGISTRY SH | 007924103 |
| RWT | REDWOOD TR INC | 448 | $9,000 | 0.0% | $20.09 | — | COM | 758075402 |
| — | GOLDCORP INC NEW | 500 | $9,000 | 0.0% | $22.00 | — | COM | 380956409 |
| — | FIREEYE INC | 300 | $9,000 | 0.0% | $48.75 | — | COM | 31816Q101 |
| — | EATON VANCE TX MGD DIV EQ IN | 826 | $9,000 | 0.0% | $10.90 | — | COM | 27828N102 |
| — | NUVEEN NASDAQ 100 DYNAMIC OV | 420 | $8,000 | 0.0% | $19.05 | — | COM SHS | 670699107 |
| — | PIEDMONT NAT GAS INC | 200 | $8,000 | 0.0% | $40.00 | — | COM | 720186105 |
| JAZZ | JAZZ PHARMACEUTICALS PLC | 50 | $8,000 | 0.0% | $165.98 | 0.0% | SHS USD | G50871105 |
| FBIN | FORTUNE BRANDS HOME & SEC IN | 150 | $7,000 | 0.0% | $30.45 | +2.7% | COM | 34964C106 |
| LEN | LENNAR CORP | 154 | $7,000 | 0.0% | $30.45 | +23.3% | CL A | 526057104 |
| TIP | ISHARES TR | 65 | $7,000 | 0.0% | $109.66 | — | TIPS BD ETF | 464287176 |
| — | MADISON STRTG SECTOR PREM FD | 600 | $7,000 | 0.0% | $11.67 | — | COM | 558268108 |
| — | NATIONAL OILWELL VARCO INC | 100 | $7,000 | 0.0% | $70.00 | — | COM | 637071101 |
| UDR | UDR INC | 216 | $7,000 | 0.0% | $20.28 | 0.0% | COM | 902653104 |
| URBN | URBAN OUTFITTERS INC | 200 | $7,000 | 0.0% | $32.41 | 0.0% | COM | 917047102 |
| BMRN | BIOMARIN PHARMACEUTICAL INC | 80 | $7,000 | 0.0% | $83.16 | 0.0% | COM | 09061G101 |
| — | CLAYMORE EXCHANGE TRD FD TR | 250 | $7,000 | 0.0% | $26.58 | — | GUGG S&P GBL WTR | 18383Q507 |
| — | CITY NATL CORP | 78 | $6,000 | 0.0% | $82.91 | — | COM | 178566105 |
| — | INVESCO CALIF VALUE MUN INC | 500 | $6,000 | 0.0% | $12.00 | — | COM | 46132H106 |
| — | ISIS PHARMACEUTICALS INC | 90 | $6,000 | 0.0% | $33.33 | — | COM | 464330109 |
| BCS | BARCLAYS PLC | 400 | $6,000 | 0.0% | $15.00 | — | ADR | 06738E204 |
| ISRG | INTUITIVE SURGICAL INC | 10 | $5,000 | 0.0% | $42.08 | +32.4% | COM NEW | 46120E602 |
| — | GENERAL MTRS CO | 198 | $5,000 | 0.0% | $26.83 | — | *W EXP 07/10/201 | 37045V118 |
| NFG | NATIONAL FUEL GAS CO N J | 70 | $5,000 | 0.0% | $69.48 | -0.7% | COM | 636180101 |
| NWSA | NEWS CORP NEW | 250 | $4,000 | 0.0% | $13.49 | 0.0% | CL A | 65249B109 |
| — | PLUM CREEK TIMBER CO INC | 100 | $4,000 | 0.0% | $50.00 | — | COM | 729251108 |
| XLK | SELECT SECTOR SPDR TR | 100 | $4,000 | 0.0% | $40.00 | — | TECHNOLOGY | 81369Y803 |
| VWO | VANGUARD INTL EQUITY INDEX F | 100 | $4,000 | 0.0% | $41.05 | — | FTSE EMR MKT ETF | 922042858 |
| — | TIME WARNER CABLE INC | 25 | $4,000 | 0.0% | $120.00 | — | COM | 88732J207 |
| — | ULTRATECH INC | 140 | $3,000 | 0.0% | $28.57 | — | COM | 904034105 |
| — | NUVEEN PFD INCOME OPPRTNY FD | 300 | $3,000 | 0.0% | $10.00 | — | COM | 67073B106 |
| ICLN | ISHARES | 300 | $3,000 | 0.0% | $10.00 | — | GL CLEAN ENE ETF | 464288224 |
| — | GENERAL MTRS CO | 198 | $3,000 | 0.0% | $16.24 | — | *W EXP 07/10/201 | 37045V126 |
| — | QIAGEN NV | 124 | $3,000 | 0.0% | $24.19 | — | REG SHS | N72482107 |
| C | CITIGROUP INC | 63 | $3,000 | 0.0% | $39.54 | 0.0% | COM NEW | 172967424 |
| — | RYDEX ETF TRUST | 15 | $2,000 | 0.0% | $133.33 | — | GUG S&P MC400 PG | 78355W601 |
| CORT | CORCEPT THERAPEUTICS INC | 700 | $2,000 | 0.0% | $2.02 | +50.8% | COM | 218352102 |
| DDD | 3-D SYS CORP DEL | 60 | $2,000 | 0.0% | $36.09 | 0.0% | COM NEW | 88554D205 |
| — | NUVEEN REAL ESTATE INCOME FD | 150 | $2,000 | 0.0% | $13.33 | — | COM | 67071B108 |
| — | DURECT CORP | 3,000 | $2,000 | 0.0% | $1.67 | — | COM | 266605104 |
| — | HARRIS & HARRIS GROUP INC | 600 | $2,000 | 0.0% | $3.33 | — | COM | 413833104 |
| — | MOLYCORP INC DEL | 1,500 | $1,000 | 0.0% | $5.33 | — | COM | 608753109 |
| — | DYNAVAX TECHNOLOGIES CORP | 30 | $1,000 | 0.0% | $33.33 | — | COM NEW | 268158201 |
| DNOW | NOW INC | 25 | $1,000 | 0.0% | $27.35 | 0.0% | COM | 67011P100 |
| — | AFFYMETRIX INC | 140 | $1,000 | 0.0% | $7.14 | — | COM | 00826T108 |
| — | TEKLA HEALTHCARE INVS | 18 | $1,000 | 0.0% | $55.56 | — | SH BEN INT | 87911J103 |
| — | APRICUS BIOSCIENCES INC | 33 | $0 | 0.0% | — | — | COM | 03832V109 |
| SAN | BANCO SANTANDER SA | 7 | $0 | 0.0% | $11.30 | — | ADR | 05964H105 |
| — | AOL INC | 9 | $0 | 0.0% | — | — | COM | 00184X105 |
| — | DDR CORP | 15 | $0 | 0.0% | — | — | COM | 23317H102 |
| — | BRAINSTORM CELL THERAPEUTICS | 66 | $0 | 0.0% | — | — | COM NEW | 10501E201 |
| — | SANOFI | 50 | $0 | 0.0% | — | — | RIGHT 12/31/2020 | 80105N113 |