Location: Berkeley, CA
CIK: 0001587192 · Show all filings
Period: Q2 2014 (← Previous) (Next →)
Filing Date: Jul 29, 2014
Total Value: $127M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SLB | SCHLUMBERGER LTD | 69,702 | $8.221M | 6.5% | $117.94 * | $65.08 | +15.0% | COM | 806857108 |
| MSFT | MICROSOFT CORP | 191,039 | $7.966M | 6.3% | $41.70 * | $30.02 | +13.1% | COM | 594918104 |
| JNJ | JOHNSON & JOHNSON | 72,382 | $7.573M | 5.9% | $104.63 * | $65.78 | +11.2% | COM | 478160104 |
| AAPL | APPLE INC | 77,028 | $7.158M | 5.6% | $92.93 * | $18.36 | +1.6% | COM | 037833100 |
| MET | METLIFE INC | 122,936 | $6.83M | 5.4% | $55.56 * | $30.17 | +5.6% | COM | 59156R108 |
| VOD | VODAFONE GROUP PLC NEW | 181,291 | $6.053M | 4.8% | $33.39 | $36.81 | — | SPNSR ADR NO PAR | 92857W308 |
| IBB | ISHARES | 23,150 | $5.95M | 4.7% | $257.02 | $229.23 | — | NASDQ BIOTEC ETF | 464287556 |
| DVN | DEVON ENERGY CORP NEW | 69,300 | $5.502M | 4.3% | $79.39 * | $41.13 | +19.2% | COM | 25179M103 |
| HAL | HALLIBURTON CO | 73,900 | $5.248M | 4.1% | $71.01 * | $41.44 | +24.2% | COM | 406216101 |
| OXY | OCCIDENTAL PETE CORP DEL | 41,200 | $4.228M | 3.3% | $102.62 * | $62.60 | +5.7% | COM | 674599105 |
| VCIT | VANGUARD SCOTTSDALE FDS | 47,561 | $4.117M | 3.2% | $86.56 | $82.80 | — | INT-TERM CORP | 92206C870 |
| VCSH | VANGUARD SCOTTSDALE FDS | 50,588 | $4.066M | 3.2% | $80.37 | $79.90 | — | SHRT TRM CORP BD | 92206C409 |
| CMCSA | COMCAST CORP NEW | 70,310 | $3.774M | 3.0% | $53.68 * | $18.38 | +7.6% | CL A | 20030N101 |
| JPM | JPMORGAN CHASE & CO | 61,721 | $3.556M | 2.8% | $57.61 * | $39.63 | +3.9% | COM | 46625H100 |
| EFA | ISHARES | 48,400 | $3.309M | 2.6% | $68.37 | $67.10 | — | MSCI EAFE ETF | 464287465 |
| BAX | BAXTER INTL INC | 42,325 | $3.06M | 2.4% | $72.30 * | $29.26 | +11.7% | COM | 071813109 |
| CSCO | CISCO SYS INC | 117,000 | $2.907M | 2.3% | $24.85 * | $15.39 | +8.1% | COM | 17275R102 |
| VTI | VANGUARD INDEX FDS | 26,864 | $2.734M | 2.1% | $101.77 | $95.92 | — | TOTAL STK MKT | 922908769 |
| TGT | TARGET CORP | 46,200 | $2.677M | 2.1% | $57.94 * | $41.65 | -0.0% | COM | 87612E106 |
| — | GENERAL ELECTRIC CO | 99,719 | $2.621M | 2.1% | $26.28 | $28.03 | — | COM | 369604103 |
| ORCL | ORACLE CORP | 63,475 | $2.573M | 2.0% | $40.54 * | $28.79 | +20.4% | COM | 68389X105 |
| XOM | EXXON MOBIL CORP | 22,355 | $2.251M | 1.8% | $100.69 * | $55.94 | +10.6% | COM | 30231G102 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 15,586 | $1.973M | 1.5% | $126.59 | $115.63 | +9.5% | CL B NEW | 084670702 |
| COST | COSTCO WHSL CORP NEW | 13,175 | $1.517M | 1.2% | $115.14 * | $95.15 | -3.5% | COM | 22160K105 |
| FDX | FEDEX CORP | 7,972 | $1.207M | 0.9% | $151.40 * | $112.11 | +5.7% | COM | 31428X106 |
| VMBS | VANGUARD SCOTTSDALE FDS | 21,377 | $1.125M | 0.9% | $52.63 | $51.13 | — | MORTG-BACK SEC | 92206C771 |
| KO | COCA COLA CO | 25,268 | $1.07M | 0.8% | $42.35 * | $26.95 | +4.3% | COM | 191216100 |
| EMR | EMERSON ELEC CO | 16,000 | $1.062M | 0.8% | $66.38 * | $48.18 | +2.0% | COM | 291011104 |
| COF | CAPITAL ONE FINL CORP | 11,750 | $971K | 0.8% | $82.64 * | $60.41 | +4.4% | COM | 14040H105 |
| DE | DEERE & CO | 9,150 | $829K | 0.7% | $90.60 * | $70.27 | +5.5% | COM | 244199105 |
| — | EATON VANCE LTD DUR INCOME F | 52,550 | $819K | 0.6% | $15.59 | $15.30 | — | COM | 27828H105 |
| HON | HONEYWELL INTL INC | 8,278 | $769K | 0.6% | $92.90 * | $60.82 | +8.0% | COM | 438516106 |
| BND | VANGUARD BD INDEX FD INC | 9,316 | $766K | 0.6% | $82.22 | $80.43 | — | TOTAL BND MRKT | 921937835 |
| CL | COLGATE PALMOLIVE CO | 10,750 | $733K | 0.6% | $68.19 * | $48.40 | +5.8% | COM | 194162103 |
| — | COVIDIEN PLC | 7,703 | $695K | 0.5% | $90.22 | $68.10 | — | SHS | G2554F113 |
| CVX | CHEVRON CORP NEW | 4,418 | $577K | 0.5% | $130.60 * | $72.49 | +4.7% | COM | 166764100 |
| CX | CEMEX SAB DE CV | 33,974 | $449K | 0.4% | $13.22 | $11.83 | — | SPON ADR NEW | 151290889 |
| GILD | GILEAD SCIENCES INC | 4,900 | $406K | 0.3% | $82.86 * | $48.38 | +11.8% | COM | 375558103 |
| — | HEWLETT PACKARD CO | 10,700 | $360K | 0.3% | $33.64 | $27.98 | — | COM | 428236103 |
| WFC | WELLS FARGO & CO NEW | 6,586 | $346K | 0.3% | $52.54 * | $30.76 | +18.0% | COM | 949746101 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 21,480 | $319K | 0.3% | $14.85 | $14.82 | — | SH BEN INT | 09248E102 |
| — | AQUA AMERICA INC | 10,675 | $280K | 0.2% | $26.23 | $23.57 | — | COM | 03836W103 |
| — | GOOGLE INC | 465 | $272K | 0.2% | $584.95 | $1120.43 | — | CL A | 38259P508 |
| — | GOOGLE INC | 465 | $268K | 0.2% | $576.34 | $576.34 | — | CL C | 38259P706 |
| META | FACEBOOK INC | 3,950 | $266K | 0.2% | $67.34 * | $49.86 | +22.5% | CL A | 30303M102 |
| T | AT&T INC | 7,318 | $259K | 0.2% | $35.39 * | $11.17 | +5.4% | COM | 00206R102 |
| PG | PROCTER & GAMBLE CO | 3,125 | $246K | 0.2% | $78.72 * | $57.97 | +0.5% | COM | 742718109 |
| — | SIRIUS XM HLDGS INC | 70,800 | $245K | 0.2% | $3.46 | $3.29 | — | COM | 82968B103 |
| SBUX | STARBUCKS CORP | 3,000 | $232K | 0.2% | $77.33 * | $31.21 | -7.5% | COM | 855244109 |
| BOND | PIMCO ETF TR | 2,110 | $230K | 0.2% | $109.00 | $105.63 | — | TOTL RETN ETF | 72201R775 |
| MMM | 3M CO | 1,300 | $186K | 0.1% | $143.08 * | $72.67 | +11.5% | COM | 88579Y101 |
| PFE | PFIZER INC | 5,833 | $173K | 0.1% | $29.66 * | $17.62 | -0.4% | COM | 717081103 |
| INTC | INTEL CORP | 5,196 | $161K | 0.1% | $30.99 * | $17.92 | +15.4% | COM | 458140100 |
| PBI | PITNEY BOWES INC | 5,600 | $155K | 0.1% | $27.68 * | $21.51 | +23.8% | COM | 724479100 |
| VZ | VERIZON COMMUNICATIONS INC | 3,135 | $153K | 0.1% | $48.80 * | $25.90 | +3.5% | COM | 92343V104 |
| HRL | HORMEL FOODS CORP | 3,000 | $148K | 0.1% | $49.33 * | $16.58 | +11.3% | COM | 440452100 |
| — | POWERSHARES ETF TRUST | 4,800 | $148K | 0.1% | $30.83 | $30.42 | — | GOLDEN DRG CHINA | 73935X401 |
| AXP | AMERICAN EXPRESS CO | 1,500 | $142K | 0.1% | $94.67 * | $69.27 | +10.3% | COM | 025816109 |
| IBM | INTERNATIONAL BUSINESS MACHS | 775 | $140K | 0.1% | $180.65 * | $106.40 | +5.5% | COM | 459200101 |
| — | ANNALY CAP MGMT INC | 10,900 | $125K | 0.1% | $11.47 | $10.04 | — | COM | 035710409 |
| SCHB | SCHWAB STRATEGIC TR | 2,500 | $119K | 0.1% | $47.60 | $45.67 | — | US BRD MKT ETF | 808524102 |
| — | MEXICO EQUITY & INCOME FD | 6,857 | $110K | 0.1% | $16.04 | $14.70 | — | COM | 592834105 |
| WMT | WAL-MART STORES INC | 1,455 | $109K | 0.1% | $74.91 * | $20.35 | +0.9% | COM | 931142103 |
| PEP | PEPSICO INC | 1,200 | $107K | 0.1% | $89.17 * | $57.75 | +5.5% | COM | 713448108 |
| — | CBRE CLARION GLOBAL REAL EST | 11,732 | $107K | 0.1% | $9.12 | $7.93 | — | COM | 12504G100 |
| LQD | ISHARES | 894 | $107K | 0.1% | $119.69 | $114.09 | — | IBOXX INV CP ETF | 464287242 |
| GXC | SPDR INDEX SHS FDS | 1,400 | $105K | 0.1% | $75.00 | $76.99 | — | S&P CHINA ETF | 78463X400 |
| — | CELGENE CORP | 1,200 | $103K | 0.1% | $85.83 | $127.08 | — | COM | 151020104 |
| BMY | BRISTOL MYERS SQUIBB CO | 2,105 | $102K | 0.1% | $48.46 * | $34.16 | -1.9% | COM | 110122108 |
| QCLN | FIRST TR EXCHANGE TRADED FD | 4,900 | $101K | 0.1% | $20.61 | $17.96 | — | NAS CLNEDG GREEN | 33733E500 |
| V | VISA INC | 450 | $95,000 | 0.1% | $211.11 * | $46.29 | +4.1% | COM CL A | 92826C839 |
| IHI | ISHARES | 925 | $94,000 | 0.1% | $101.62 | $93.79 | — | U.S. MED DVC ETF | 464288810 |
| SPAB | SPDR SERIES TRUST | 1,621 | $94,000 | 0.1% | $57.99 | $56.14 | — | BRCLYS AGG ETF | 78464A649 |
| AMZN | AMAZON COM INC | 285 | $93,000 | 0.1% | $326.32 * | $17.98 | -12.0% | COM | 023135106 |
| EWP | ISHARES | 2,001 | $86,000 | 0.1% | $42.98 | $38.48 | — | MSCI SPAN CP ETF | 464286764 |
| BDX | BECTON DICKINSON & CO | 701 | $83,000 | 0.1% | $118.40 * | $85.77 | +10.4% | COM | 075887109 |
| AVB | AVALONBAY CMNTYS INC | 560 | $80,000 | 0.1% | $142.86 * | $82.16 | +14.3% | COM | 053484101 |
| — | TWENTY FIRST CENTY FOX INC | 2,134 | $75,000 | 0.1% | $35.15 | $35.15 | — | CL A | 90130A101 |
| — | WALGREEN CO | 1,000 | $74,000 | 0.1% | $74.00 | $57.39 | — | COM | 931422109 |
| DSI | ISHARES | 975 | $71,000 | 0.1% | $72.82 | $69.48 | — | MSCI KLD400 SOC | 464288570 |
| FRI | FIRST TR S&P REIT INDEX FD | 3,451 | $71,000 | 0.1% | $20.57 | $17.80 | — | COM | 33734G108 |
| IWB | ISHARES | 627 | $69,000 | 0.1% | $110.05 | $102.56 | — | RUS 1000 ETF | 464287622 |
| — | DOW CHEM CO | 1,350 | $69,000 | 0.1% | $51.11 | $44.52 | — | COM | 260543103 |
| VNQ | VANGUARD INDEX FDS | 911 | $68,000 | 0.1% | $74.64 | $64.71 | — | REIT ETF | 922908553 |
| — | POWERSHARES QQQ TRUST | 707 | $66,000 | 0.1% | $93.35 | $87.19 | — | UNIT SER 1 | 73935A104 |
| — | E M C CORP MASS | 2,500 | $66,000 | 0.1% | $26.40 | $25.12 | — | COM | 268648102 |
| CNP | CENTERPOINT ENERGY INC | 2,500 | $64,000 | 0.1% | $25.60 * | $15.70 | +2.9% | COM | 15189T107 |
| — | VMWARE INC | 650 | $63,000 | 0.0% | $96.92 | $89.23 | — | CL A COM | 928563402 |
| — | MARKET VECTORS ETF TR | 2,350 | $62,000 | 0.0% | $26.38 | $20.98 | — | GOLD MINER ETF | 57060U100 |
| AFL | AFLAC INC | 1,000 | $62,000 | 0.0% | $62.00 * | $24.61 | -3.8% | COM | 001055102 |
| UPS | UNITED PARCEL SERVICE INC | 600 | $62,000 | 0.0% | $103.33 * | $64.45 | +3.3% | CL B | 911312106 |
| TBT | PROSHARES TR | 987 | $60,000 | 0.0% | $60.79 | $79.03 | — | PSHS ULTSH 20YRS | 74347B201 |
| — | MORGAN STANLEY EMER MKTS FD | 3,700 | $59,000 | 0.0% | $15.95 | $15.45 | — | COM | 61744G107 |
| AMGN | AMGEN INC | 500 | $59,000 | 0.0% | $118.00 * | $81.11 | +2.8% | COM | 031162100 |
| UNP | UNION PAC CORP | 550 | $55,000 | 0.0% | $100.00 * | $67.66 | +10.5% | COM | 907818108 |
| DIS | DISNEY WALT CO | 633 | $54,000 | 0.0% | $85.31 * | $61.69 | +19.1% | COM DISNEY | 254687106 |
| — | LMP REAL ESTATE INCOME FD IN | 4,714 | $54,000 | 0.0% | $11.46 | $10.39 | — | COM | 50208C108 |
| IEV | ISHARES | 1,053 | $51,000 | 0.0% | $48.43 | $47.48 | — | EUROPE ETF | 464287861 |
| WDAY | WORKDAY INC | 560 | $50,000 | 0.0% | $89.29 * | $95.22 | -17.3% | CL A | 98138H101 |
| — | APACHE CORP | 500 | $50,000 | 0.0% | $100.00 | $86.00 | — | COM | 037411105 |
| BP | BP PLC | 918 | $48,000 | 0.0% | $52.29 | $49.20 | — | SPONSORED ADR | 055622104 |
| USB | US BANCORP DEL | 1,102 | $48,000 | 0.0% | $43.56 * | $25.38 | +10.0% | COM NEW | 902973304 |
| — | WESTERN ASSET EMRG MKT INCM | 3,620 | $47,000 | 0.0% | $12.98 | $12.00 | — | COM | 95766E103 |
| M | MACYS INC | 798 | $46,000 | 0.0% | $57.64 | $58.04 | 0.0% | COM | 55616P104 |
| — | ALLIANCEBERNSTEIN GBL HGH IN | 3,200 | $46,000 | 0.0% | $14.38 | $14.38 | — | COM | 01879R106 |
| TRV | TRAVELERS COMPANIES INC | 480 | $45,000 | 0.0% | $93.75 * | $66.77 | +5.6% | COM | 89417E109 |
| GLD | SPDR GOLD TRUST | 350 | $45,000 | 0.0% | $128.57 | $116.63 | — | GOLD SHS | 78463V107 |
| ITW | ILLINOIS TOOL WKS INC | 500 | $44,000 | 0.0% | $88.00 * | $59.45 | +10.1% | COM | 452308109 |
| COP | CONOCOPHILLIPS | 507 | $43,000 | 0.0% | $84.81 * | $48.40 | +10.2% | COM | 20825C104 |
| MCD | MCDONALDS CORP | 424 | $43,000 | 0.0% | $101.42 * | $70.01 | +6.8% | COM | 580135101 |
| — | H & Q HEALTHCARE INVESTORS | 1,500 | $40,000 | 0.0% | $26.67 | $26.84 | — | SH BEN INT | 404052102 |
| — | YAHOO INC | 1,100 | $39,000 | 0.0% | $35.45 | $40.00 | — | COM | 984332106 |
| BSV | VANGUARD BD INDEX FD INC | 487 | $39,000 | 0.0% | $80.08 | $80.08 | — | SHORT TRM BOND | 921937827 |
| FEZ | SPDR INDEX SHS FDS | 901 | $39,000 | 0.0% | $43.29 | $41.96 | — | EURO STOXX 50 | 78463X202 |
| EBAY | EBAY INC | 766 | $38,000 | 0.0% | $49.61 * | $19.70 | -1.6% | COM | 278642103 |
| — | MEDTRONIC INC | 600 | $38,000 | 0.0% | $63.33 | $56.67 | — | COM | 585055106 |
| GIS | GENERAL MLS INC | 700 | $37,000 | 0.0% | $52.86 * | $32.89 | +8.8% | COM | 370334104 |
| CLX | CLOROX CO DEL | 400 | $37,000 | 0.0% | $92.50 * | $63.81 | +1.1% | COM | 189054109 |
| XLU | SELECT SECTOR SPDR TR | 806 | $36,000 | 0.0% | $44.67 | $38.08 | — | SBI INT-UTILS | 81369Y886 |
| OMC | OMNICOM GROUP INC | 500 | $36,000 | 0.0% | $72.00 * | $46.21 | +2.5% | COM | 681919106 |
| NVS | NOVARTIS A G | 369 | $33,000 | 0.0% | $89.43 | $81.30 | — | SPONSORED ADR | 66987V109 |
| — | COMCAST CORP NEW | 600 | $32,000 | 0.0% | $53.33 | $50.00 | — | CL A SPL | 20030N200 |
| HD | HOME DEPOT INC | 394 | $32,000 | 0.0% | $81.22 * | $58.72 | +2.4% | COM | 437076102 |
| HIW | HIGHWOODS PPTYS INC | 750 | $31,000 | 0.0% | $41.33 | $36.00 | — | COM | 431284108 |
| VGK | VANGUARD INTL EQUITY INDEX F | 500 | $30,000 | 0.0% | $60.00 | $58.00 | — | FTSE EUROPE ETF | 922042874 |
| — | CLAYMORE EXCHANGE TRD FD TR | 1,500 | $30,000 | 0.0% | $20.00 | $20.00 | — | GUGG CHN RL EST | 18383Q861 |
| — | PORTOLA PHARMACEUTICALS INC | 1,000 | $29,000 | 0.0% | $29.00 | $26.00 | — | COM | 737010108 |
| BIB | PROSHARES TR | 300 | $28,000 | 0.0% | $93.33 | $80.00 | — | PSHS ULT NASB | 74347R214 |
| RWX | SPDR INDEX SHS FDS | 601 | $27,000 | 0.0% | $44.93 | $41.60 | — | DJ INTL RL ETF | 78463X863 |
| — | ENBRIDGE ENERGY PARTNERS L P | 735 | $27,000 | 0.0% | $36.73 | $29.93 | — | COM | 29250R106 |
| HYS | PIMCO ETF TR | 248 | $27,000 | 0.0% | $108.87 | $104.84 | — | 0-5 HIGH YIELD | 72201R783 |
| — | POWERSHARES GLOBAL ETF TRUST | 1,779 | $26,000 | 0.0% | $14.61 | $13.49 | — | AGG PFD PORT | 73936T565 |
| FCX | FREEPORT-MCMORAN COPPER & GO | 700 | $26,000 | 0.0% | $37.14 * | $29.87 | -1.0% | COM | 35671D857 |
| EWG | ISHARES | 828 | $26,000 | 0.0% | $31.40 | $31.40 | — | MSCI GERMANY ETF | 464286806 |
| — | HOLLYFRONTIER CORP | 600 | $26,000 | 0.0% | $43.33 | $50.00 | — | COM | 436106108 |
| — | TWITTER INC | 600 | $25,000 | 0.0% | $41.67 | $64.18 | — | COM | 90184L102 |
| — | DWS GLOBAL HIGH INCOME FD | 3,000 | $25,000 | 0.0% | $8.33 | $8.00 | — | COM | 23338W104 |
| — | VOYA PRIME RATE TR | 4,000 | $23,000 | 0.0% | $5.75 | $5.75 | — | SH BEN INT | 92913A100 |
| IGSB | ISHARES | 213 | $23,000 | 0.0% | $107.98 | $103.29 | — | 1-3 YR CR BD ETF | 464288646 |
| GM | GENERAL MTRS CO | 630 | $23,000 | 0.0% | $36.51 * | $27.94 | -5.9% | COM | 37045V100 |
| SLF | SUN LIFE FINL INC | 600 | $22,000 | 0.0% | $36.67 * | $34.04 | +1.2% | COM | 866796105 |
| — | PANDORA MEDIA INC | 750 | $22,000 | 0.0% | $29.33 | $26.67 | — | COM | 698354107 |
| IXC | ISHARES | 435 | $21,000 | 0.0% | $48.28 | $43.68 | — | GLOBAL ENERG ETF | 464287341 |
| — | BLACKROCK REAL ASSET EQUITY | 2,200 | $21,000 | 0.0% | $9.55 | $8.64 | — | COM | 09254B109 |
| — | CYTEC INDS INC | 171 | $18,000 | 0.0% | $105.26 | $93.57 | — | COM | 232820100 |
| SPSB | SPDR SERIES TRUST | 600 | $18,000 | 0.0% | $30.00 | $30.00 | — | BARC SHT TR CP | 78464A474 |
| TIP | ISHARES | 155 | $18,000 | 0.0% | $116.13 | $109.66 | — | TIPS BD ETF | 464287176 |
| — | AMERIGAS PARTNERS L P | 400 | $18,000 | 0.0% | $45.00 | $45.00 | — | UNIT L P INT | 030975106 |
| NG | NOVAGOLD RES INC | 4,000 | $17,000 | 0.0% | $4.25 * | $3.41 | +3.8% | COM NEW | 66987E206 |
| VIG | VANGUARD SPECIALIZED PORTFOL | 213 | $17,000 | 0.0% | $79.81 | $75.12 | — | DIV APP ETF | 921908844 |
| FBIN | FORTUNE BRANDS HOME & SEC IN | 400 | $16,000 | 0.0% | $40.00 * | $30.45 | -4.3% | COM | 34964C106 |
| — | GLAXOSMITHKLINE PLC | 290 | $16,000 | 0.0% | $55.17 | $51.72 | — | SPONSORED ADR | 37733W105 |
| NYT | NEW YORK TIMES CO | 1,000 | $15,000 | 0.0% | $15.00 * | $12.09 | +15.4% | CL A | 650111107 |
| — | POWERSHARES ETF TRUST | 350 | $15,000 | 0.0% | $42.86 | $42.86 | — | DYN BIOT & GEN | 73935X856 |
| HUN | HUNTSMAN CORP | 500 | $14,000 | 0.0% | $28.00 * | $26.18 | 0.0% | COM | 447011107 |
| — | FIREEYE INC | 350 | $14,000 | 0.0% | $40.00 | $51.43 | — | COM | 31816Q101 |
| F | FORD MTR CO DEL | 796 | $14,000 | 0.0% | $17.59 * | $8.77 | +1.1% | COM PAR $0.01 | 345370860 |
| — | GOLDCORP INC NEW | 500 | $14,000 | 0.0% | $28.00 | $22.00 | — | COM | 380956409 |
| — | NUVEEN QUALITY PFD INCOME FD | 1,500 | $14,000 | 0.0% | $9.33 | $8.00 | — | COM | 67072C105 |
| HDV | ISHARES TR | 175 | $13,000 | 0.0% | $74.29 | $71.11 | — | HIGH DIVIDND ETF | 46429B663 |
| — | PIMCO CORPORATE INCOME STRAT | 750 | $13,000 | 0.0% | $17.33 | $16.00 | — | COM | 72200U100 |
| — | LINKEDIN CORP | 75 | $13,000 | 0.0% | $173.33 | $220.00 | — | COM CL A | 53578A108 |
| — | SOLARCITY CORP | 180 | $13,000 | 0.0% | $72.22 | $65.12 | — | COM | 83416T100 |
| — | POWERSHARES ETF TR II | 358 | $13,000 | 0.0% | $36.31 | $33.52 | — | S&P500 LOW VOL | 73937B779 |
| — | DOUBLELINE OPPORTUNISTIC CR | 558 | $13,000 | 0.0% | $23.30 | $22.45 | — | COM | 258623107 |
| DEO | DIAGEO P L C | 103 | $13,000 | 0.0% | $126.21 | $129.87 | — | SPON ADR NEW | 25243Q205 |
| — | CALAMOS STRATEGIC TOTL RETN | 1,000 | $12,000 | 0.0% | $12.00 | $11.00 | — | COM SH BEN INT | 128125101 |
| PSX | PHILLIPS 66 | 153 | $12,000 | 0.0% | $78.43 * | $54.20 | 0.0% | COM | 718546104 |
| KIM | KIMCO RLTY CORP | 500 | $11,000 | 0.0% | $22.00 * | $11.63 | +12.2% | COM | 49446R109 |
| IEF | ISHARES | 108 | $11,000 | 0.0% | $101.85 | $101.85 | — | 7-10 Y TR BD ETF | 464287440 |
| GLW | CORNING INC | 500 | $11,000 | 0.0% | $22.00 * | $15.67 | 0.0% | COM | 219350105 |
| — | CEPHEID | 229 | $11,000 | 0.0% | $48.03 | $48.03 | — | COM | 15670R107 |
| — | INVESCO MORTGAGE CAPITAL INC | 657 | $11,000 | 0.0% | $16.74 | $15.22 | — | COM | 46131B100 |
| ARCC | ARES CAP CORP | 556 | $10,000 | 0.0% | $17.99 * | $5.52 | +2.3% | COM | 04010L103 |
| — | EATON VANCE TX MGD DIV EQ IN | 826 | $10,000 | 0.0% | $12.11 | $10.90 | — | COM | 27828N102 |
| RWT | REDWOOD TR INC | 448 | $9,000 | 0.0% | $20.09 | $20.09 | — | COM | 758075402 |
| — | AMERICAN CAPITAL AGENCY CORP | 375 | $9,000 | 0.0% | $24.00 | $18.67 | — | COM | 02503X105 |
| WY | WEYERHAEUSER CO | 271 | $9,000 | 0.0% | $33.21 * | $18.82 | +2.5% | COM | 962166104 |
| — | MADISON STRTG SECTOR PREM FD | 600 | $8,000 | 0.0% | $13.33 | $11.67 | — | COM | 558268108 |
| — | CLAYMORE EXCHANGE TRD FD TR | 250 | $8,000 | 0.0% | $32.00 | $26.58 | — | GUGG S&P GBL WTR | 18383Q507 |
| STT | STATE STR CORP | 100 | $7,000 | 0.0% | $70.00 * | $50.16 | -4.5% | COM | 857477103 |
| VUG | VANGUARD INDEX FDS | 75 | $7,000 | 0.0% | $93.33 | $93.33 | — | GROWTH ETF | 922908736 |
| LEN | LENNAR CORP | 154 | $6,000 | 0.0% | $38.96 * | $30.45 | +12.6% | CL A | 526057104 |
| — | ISHARES GOLD TRUST | 500 | $6,000 | 0.0% | $12.00 | $11.77 | — | ISHARES | 464285105 |
| — | ENCANA CORP | 200 | $5,000 | 0.0% | $25.00 | $25.00 | — | COM | 292505104 |
| — | GENERAL MTRS CO | 184 | $5,000 | 0.0% | $27.17 | $27.17 | — | *W EXP 07/10/201 | 37045V118 |
| NFG | NATIONAL FUEL GAS CO N J | 70 | $5,000 | 0.0% | $71.43 * | $69.48 | +6.1% | COM | 636180101 |
| — | BLACKROCK KELSO CAPITAL CORP | 500 | $5,000 | 0.0% | $10.00 | $10.00 | — | COM | 092533108 |
| RF | REGIONS FINL CORP NEW | 500 | $5,000 | 0.0% | $10.00 * | $6.45 | +9.0% | COM | 7591EP100 |
| — | PLUM CREEK TIMBER CO INC | 100 | $5,000 | 0.0% | $50.00 | $50.00 | — | COM | 729251108 |
| — | POWERSHARES DB CMDTY IDX TRA | 200 | $5,000 | 0.0% | $25.00 | $25.00 | — | UNIT BEN INT | 73935S105 |
| — | DURECT CORP | 3,000 | $5,000 | 0.0% | $1.67 | $1.67 | — | COM | 266605104 |
| — | TIME WARNER CABLE INC | 25 | $4,000 | 0.0% | $160.00 | $120.00 | — | COM | 88732J207 |
| ISRG | INTUITIVE SURGICAL INC | 10 | $4,000 | 0.0% | $400.00 * | $42.08 | +4.8% | COM NEW | 46120E602 |
| ICLN | ISHARES | 300 | $4,000 | 0.0% | $13.33 | $10.00 | — | GL CLEAN ENE ETF | 464288224 |
| SAN | BANCO SANTANDER SA | 354 | $4,000 | 0.0% | $11.30 | $11.30 | — | ADR | 05964H105 |
| VWO | VANGUARD INTL EQUITY INDEX F | 100 | $4,000 | 0.0% | $40.00 | $41.05 | — | FTSE EMR MKT ETF | 922042858 |
| — | MOLYCORP INC DEL | 1,500 | $4,000 | 0.0% | $2.67 | $5.33 | — | COM | 608753109 |
| — | QIAGEN NV | 124 | $3,000 | 0.0% | $24.19 | $24.19 | — | REG SHS | N72482107 |
| — | ISIS PHARMACEUTICALS INC | 90 | $3,000 | 0.0% | $33.33 | $33.33 | — | COM | 464330109 |
| AMAT | APPLIED MATLS INC | 131 | $3,000 | 0.0% | $22.90 * | $14.86 | +18.3% | COM | 038222105 |
| — | ULTRATECH INC | 140 | $3,000 | 0.0% | $21.43 | $28.57 | — | COM | 904034105 |
| — | CITY NATL CORP | 39 | $3,000 | 0.0% | $76.92 | $88.89 | — | COM | 178566105 |
| — | GENERAL MTRS CO | 184 | $3,000 | 0.0% | $16.30 | $16.30 | — | *W EXP 07/10/201 | 37045V126 |
| — | HARRIS & HARRIS GROUP INC | 600 | $2,000 | 0.0% | $3.33 | $3.33 | — | COM | 413833104 |
| — | FRONTIER COMMUNICATIONS CORP | 310 | $2,000 | 0.0% | $6.45 | $3.23 | — | COM | 35906A108 |
| — | CENTURYLINK INC | 56 | $2,000 | 0.0% | $35.71 | $35.00 | — | COM | 156700106 |
| CORT | CORCEPT THERAPEUTICS INC | 700 | $2,000 | 0.0% | $2.86 * | $2.02 | +46.0% | COM | 218352102 |
| — | RYDEX ETF TRUST | 15 | $2,000 | 0.0% | $133.33 | $133.33 | — | GUG S&P MC400 PG | 78355W601 |
| — | AFFYMETRIX INC | 140 | $1,000 | 0.0% | $7.14 | $7.14 | — | COM | 00826T108 |
| — | FUSION-IO INC | 75 | $1,000 | 0.0% | $13.33 | $8.94 | — | COM | 36112J107 |
| — | AOL INC | 9 | $0 | 0.0% | $0.00 | — | — | COM | 00184X105 |
| — | APRICUS BIOSCIENCES INC | 33 | $0 | 0.0% | $0.00 | — | — | COM | 03832V109 |
| — | DYNAVAX TECHNOLOGIES CORP | 300 | $0 | 0.0% | $0.00 | $3.33 | — | COM | 268158102 |
| — | DDR CORP | 15 | $0 | 0.0% | $0.00 | — | — | COM | 23317H102 |