ABNER HERRMAN & BROCK LLC Diversified Active

CIK: 0001038661 · Show all filings

Period: Q3 2016 (← Previous) (Next →)

Filing Date: Nov 3, 2016

Total Value ($000): $440,263 (100.0% shares, 0.0% debt)

Holdings (124)

MERCK & CO INC 3.9%
Value ($000) $17,088 Shares 273,802 Est. Cost $51.25 Unrealized
JPMORGAN CHASE & CO 3.3%
Value ($000) $14,466 Shares 217,243 Est. Cost $58.10 Unrealized
PFE PFIZER INC 3.2%
Value ($000) $13,964 Shares 412,296 Est. Cost $18.47 Unrealized +20.5%
MSFT MICROSOFT CORP 3.0%
Value ($000) $13,336 Shares 231,534 Est. Cost $40.63 Unrealized +23.8%
MASTERCARD INCORPORATED 2.9%
Value ($000) $12,854 Shares 126,300 Est. Cost $91.37 Unrealized
BA BOEING CO 2.7%
Value ($000) $11,797 Shares 89,551 Est. Cost $99.57 Unrealized +21.3%
PEP PEPSICO INC 2.6%
Value ($000) $11,304 Shares 103,929 Est. Cost $65.84 Unrealized +23.1%
BMY BRISTOL MYERS SQUIBB CO 2.5%
Value ($000) $11,014 Shares 204,267 Est. Cost $35.58 Unrealized +29.7%
GENERAL ELECTRIC COMPANY COM 2.5%
Value ($000) $10,841 Shares 365,996 Est. Cost $29.38 Unrealized
WFC WELLS FARGO & CO 2.4%
Value ($000) $10,642 Shares 240,339 Est. Cost $34.09 Unrealized +8.1%
MAR MARRIOTT INTERNATIONAL CLASS A 2.3%
Value ($000) $10,233 Shares 151,982 Est. Cost $54.56 Unrealized +18.5%
WALGREEN BOOTS ALLIANCE INC CO 2.3%
Value ($000) $9,908 Shares 122,894 Est. Cost $81.34 Unrealized
BAC BANK OF AMERICA CORP 2.2%
Value ($000) $9,902 Shares 632,695 Est. Cost $11.18 Unrealized +7.9%
ADP AUTOMATIC DATA PROCESSING INC 2.2%
Value ($000) $9,711 Shares 110,097 Est. Cost $62.24 Unrealized +19.0%
HD HOME DEPOT INC 2.2%
Value ($000) $9,494 Shares 73,778 Est. Cost $76.13 Unrealized +39.7%
CELGENE CORP 2.1%
Value ($000) $9,337 Shares 89,325 Est. Cost $109.57 Unrealized
BK BANK NEW YORK MELLON CORP 2.1%
Value ($000) $9,130 Shares 228,942 Est. Cost $26.70 Unrealized +17.2%
ALLERGAN PLC 2.0%
Value ($000) $8,884 Shares 38,574 Est. Cost $278.91 Unrealized
NEXTERA ENERGY INC 2.0%
Value ($000) $8,872 Shares 72,533 Est. Cost $103.02 Unrealized
RAYTHEON CO COM 2.0%
Value ($000) $8,731 Shares 64,137 Est. Cost $117.03 Unrealized
HON HONEYWELL INTL INC 2.0%
Value ($000) $8,700 Shares 74,618 Est. Cost $75.43 Unrealized +14.1%
PAYPAL INC COM 2.0%
Value ($000) $8,601 Shares 209,931 Est. Cost $38.10 Unrealized
ANHEUSER-BUSCH INBEV SA SPONSO 1.9%
Value ($000) $8,474 Shares 64,486 Est. Cost $118.68 Unrealized
EMR EMERSON ELECTRIC CO 1.9%
Value ($000) $8,284 Shares 151,977 Est. Cost $37.38 Unrealized +13.1%
C CITIGROUP INC 1.8%
Value ($000) $7,904 Shares 167,359 Est. Cost $36.47 Unrealized -6.4%
ABT ABBOTT LABORATORIES 1.7%
Value ($000) $7,533 Shares 178,129 Est. Cost $31.96 Unrealized +13.1%
MS MORGAN STANLEY 1.7%
Value ($000) $7,323 Shares 228,428 Est. Cost $21.73 Unrealized +5.1%
LOW LOWES COMPANIES INC 1.5%
Value ($000) $6,794 Shares 94,086 Est. Cost $59.65 Unrealized +9.7%
SUNTRUST BANKS INC 1.5%
Value ($000) $6,514 Shares 148,716 Est. Cost $36.15 Unrealized
QCOM QUALCOMM INC 1.5%
Value ($000) $6,509 Shares 95,026 Est. Cost $41.94 Unrealized +11.9%
ROYAL CARIBBEAN CRUISES LTD 1.4%
Value ($000) $6,220 Shares 82,992 Est. Cost $82.15 Unrealized
JNJ JOHNSON & JOHNSON 1.4%
Value ($000) $6,214 Shares 52,601 Est. Cost $85.24 Unrealized +9.8%
ABBVIE INC 1.4%
Value ($000) $6,213 Shares 98,506 Est. Cost $53.31 Unrealized
KHC KRAFT HEINZ CO 1.4%
Value ($000) $6,109 Shares 68,251 Est. Cost $49.82 Unrealized +16.5%
UNITED TECHNOLOGIES CORP 1.4%
Value ($000) $6,068 Shares 59,728 Est. Cost $101.80 Unrealized
AMGN AMGEN INC 1.3%
Value ($000) $5,753 Shares 34,487 Est. Cost $106.87 Unrealized +19.5%
THE TRAVELERS COMPANIES INC 1.3%
Value ($000) $5,682 Shares 49,607 Est. Cost $110.35 Unrealized
SLB SCHLUMBERGER LTD 1.3%
Value ($000) $5,586 Shares 71,032 Est. Cost $56.55 Unrealized +7.3%
EXXON MOBIL CORP 1.2%
Value ($000) $5,482 Shares 62,804 Est. Cost $88.45 Unrealized
UNITEDHEALTH GROUP INC 1.2%
Value ($000) $5,452 Shares 38,943 Est. Cost $140.02 Unrealized
MAS MASCO CORP 1.2%
Value ($000) $5,185 Shares 151,133 Est. Cost $21.51 Unrealized +39.7%
FEDEX CORP 1.2%
Value ($000) $5,131 Shares 29,373 Est. Cost $159.07 Unrealized
DIS WALT DISNEY CO 1.0%
Value ($000) $4,586 Shares 49,388 Est. Cost $74.16 Unrealized +19.8%
PRU PRUDENTIAL FINANCIAL INC 1.0%
Value ($000) $4,232 Shares 51,830 Est. Cost $45.88 Unrealized +9.5%
NWL NEWELL RUBBERMAID INC 0.9%
Value ($000) $4,076 Shares 77,411 Est. Cost $32.36 Unrealized +7.6%
AON PLC SHS CL A 0.9%
Value ($000) $3,965 Shares 35,244 Est. Cost $79.77 Unrealized
VERIZON COMMUNICATIONS 0.8%
Value ($000) $3,613 Shares 69,500 Est. Cost $52.87 Unrealized
PG PROCTER & GAMBLE CO 0.8%
Value ($000) $3,405 Shares 37,939 Est. Cost $59.63 Unrealized +13.2%
USB US BANCORP DEL COM 0.7%
Value ($000) $3,169 Shares 73,894 Est. Cost $25.46 Unrealized +17.7%
CVX CHEVRON CORPORATION 0.7%
Value ($000) $3,138 Shares 30,492 Est. Cost $63.82 Unrealized +7.3%
TMO THERMO FISHER SCIENTIFIC INC 0.7%
Value ($000) $2,925 Shares 18,392 Est. Cost $130.91 Unrealized +14.6%
BB&T CORP 0.6%
Value ($000) $2,456 Shares 65,110 Est. Cost $35.70 Unrealized
CL COLGATE PALMOLIVE COMPANY 0.5%
Value ($000) $2,348 Shares 31,676 Est. Cost $49.90 Unrealized +19.0%
DOW CHEMICAL CO. 0.4%
Value ($000) $1,936 Shares 37,357 Est. Cost $49.97 Unrealized
APD AIR PRODUCTS & CHEMICALS INC 0.4%
Value ($000) $1,690 Shares 11,240 Est. Cost $76.47 Unrealized +43.7%
AMZN AMAZON.COM INC 0.4%
Value ($000) $1,634 Shares 1,952 Est. Cost $21.63 Unrealized +76.9%
AT&T INC 0.4%
Value ($000) $1,559 Shares 38,399 Est. Cost $37.96 Unrealized
CISCO SYSTEMS INC 0.3%
Value ($000) $1,439 Shares 45,380 Est. Cost $28.58 Unrealized
HP INC 0.3%
Value ($000) $1,431 Shares 92,155 Est. Cost $13.16 Unrealized
PM PHILIP MORRIS INTERNATIONAL IN 0.3%
Value ($000) $1,420 Shares 14,607 Est. Cost $52.79 Unrealized +17.9%
ALTRIA GROUP INC 0.3%
Value ($000) $1,340 Shares 21,192 Est. Cost $46.45 Unrealized
LLY ELI LILLY & CO 0.3%
Value ($000) $1,215 Shares 15,143 Est. Cost $68.58 Unrealized 0.0%
3M COMPANY 0.3%
Value ($000) $1,105 Shares 6,268 Est. Cost $150.67 Unrealized
AAPL APPLE INC 0.2%
Value ($000) $987 Shares 8,727 Est. Cost $22.29 Unrealized +8.7%
ALL ALLSTATE CORP 0.2%
Value ($000) $860 Shares 12,437 Est. Cost $37.35 Unrealized +49.7%
GILD GILEAD SCIENCES INC 0.2%
Value ($000) $811 Shares 10,255 Est. Cost $38.37 Unrealized +50.6%
METLIFE INC 0.2%
Value ($000) $739 Shares 16,624 Est. Cost $44.45 Unrealized
INTC INTEL CORP 0.1%
Value ($000) $616 Shares 16,309 Est. Cost $24.39 Unrealized +17.3%
MDLZ MONDELEZ INTERNATIONAL INC COM 0.1%
Value ($000) $603 Shares 13,744 Est. Cost $27.79 Unrealized +26.7%
SPDR S&P 500 ETF TRUST 0.1%
Value ($000) $579 Shares 2,677 Est. Cost $189.99 Unrealized
DE DEERE & CO 0.1%
Value ($000) $557 Shares 6,530 Est. Cost $67.54 Unrealized +4.1%
NSRGY NESTLE SA-SPONSORED ADR REPSTG 0.1%
Value ($000) $517 Shares 6,550 Est. Cost $75.08 Unrealized
TIME WARNER INC 0.1%
Value ($000) $510 Shares 6,410 Est. Cost $72.50 Unrealized
SO SOUTHERN CO 0.1%
Value ($000) $474 Shares 9,239 Est. Cost $32.26 Unrealized +10.3%
MCD MCDONALDS CORP 0.1%
Value ($000) $462 Shares 4,006 Est. Cost $93.96 Unrealized +0.6%
IBM INTERNATIONAL BUSINESS MACHINE 0.1%
Value ($000) $451 Shares 2,841 Est. Cost $86.90 Unrealized +17.1%
AIG AMERICAN INTERNATIONAL GROUP I 0.1%
Value ($000) $447 Shares 7,540 Est. Cost $42.19 Unrealized +6.8%
GOOGL ALPHABET INC CL A 0.1%
Value ($000) $438 Shares 545 Est. Cost $37.13 Unrealized +4.5%
FACEBOOK INC CL A 0.1%
Value ($000) $426 Shares 3,318 Est. Cost $114.60 Unrealized
LMT LOCKHEED MARTIN CORP 0.1%
Value ($000) $419 Shares 1,746 Est. Cost $113.63 Unrealized +71.5%
GATEX GATEWAY FUND CL A 0.1%
Value ($000) $418 Shares 13,765 Est. Cost $27.90 Unrealized
VIMAX VANGUARD INDEX TR MID-CAP INDE 0.1%
Value ($000) $414 Shares 2,581 Est. Cost $160.40 Unrealized
CBS CORP CLASS B 0.1%
Value ($000) $414 Shares 7,572 Est. Cost $49.12 Unrealized
GOOG ALPHABET INC CL C 0.1%
Value ($000) $403 Shares 519 Est. Cost $35.66 Unrealized +5.7%
UNILEVER N V YORK SHS ADR 0.1%
Value ($000) $401 Shares 8,690 Est. Cost $44.67 Unrealized
BRK/B BERKSHIRE HATHAWAY INC DEL CL 0.1%
Value ($000) $384 Shares 2,657 Est. Cost $138.37 Unrealized +5.7%
MCHP MICROCHIP TECHNOLOGY INC 0.1%
Value ($000) $360 Shares 5,795 Est. Cost $18.42 Unrealized +32.5%
ACCENTURE PLC IRELAND SHS CL A 0.1%
Value ($000) $344 Shares 2,818 Est. Cost $115.40 Unrealized
RHHBY ROCHE HOLDING LTD SPONSORED AD 0.1%
Value ($000) $337 Shares 10,841 Est. Cost $30.91 Unrealized
UNP UNION PACIFIC CORP 0.1%
Value ($000) $333 Shares 3,411 Est. Cost $62.22 Unrealized +22.1%
ORACLE CORPORATION 0.1%
Value ($000) $319 Shares 8,126 Est. Cost $40.95 Unrealized
OMC OMNICOM GROUP INC 0.1%
Value ($000) $301 Shares 3,543 Est. Cost $53.77 Unrealized +12.6%
AMERICAN TOWER CORPORATION REI 0.1%
Value ($000) $294 Shares 2,593 Est. Cost $102.70 Unrealized
NKE NIKE INC-CL B 0.1%
Value ($000) $293 Shares 5,563 Est. Cost $52.82 Unrealized -5.3%
VIACOM INC CLASS B 0.1%
Value ($000) $292 Shares 7,664 Est. Cost $67.73 Unrealized
GD GENERAL DYNAMICS CORP 0.1%
Value ($000) $284 Shares 1,830 Est. Cost $84.83 Unrealized +43.4%
CONOCOPHILLIPS 0.1%
Value ($000) $282 Shares 6,496 Est. Cost $40.59 Unrealized
AEP AMERICAN ELECTRIC POWER CO INC 0.1%
Value ($000) $282 Shares 4,389 Est. Cost $43.88 Unrealized +10.1%
SPG SIMON DEBARTOLO GROUP INC. 0.1%
Value ($000) $278 Shares 1,341 Est. Cost $115.91 Unrealized +14.7%
MEDTRONIC PLC COM 0.1%
Value ($000) $278 Shares 3,216 Est. Cost $86.44 Unrealized
TXN TEXAS INSTRUMENTS INCORPORATED 0.1%
Value ($000) $273 Shares 3,887 Est. Cost $52.67 Unrealized 0.0%
PNC PNC FINANCIAL SVCS GROUP INC 0.1%
Value ($000) $267 Shares 2,969 Est. Cost $62.11 Unrealized +1.9%
PPG PPG INDUSTRIES INC 0.1%
Value ($000) $261 Shares 2,523 Est. Cost $82.12 Unrealized +7.5%
NOVARTIS AG AMERICAN DEPOSITAR 0.1%
Value ($000) $261 Shares 3,306 Est. Cost $72.54 Unrealized
VISA INC CL A COMMON STOCK 0.1%
Value ($000) $261 Shares 3,160 Est. Cost $76.58 Unrealized
CVS CVS HEALTH CORPORATION 0.1%
Value ($000) $257 Shares 2,884 Est. Cost $72.50 Unrealized -2.2%
WASTE MANAGEMENT INC 0.1%
Value ($000) $249 Shares 3,910 Est. Cost $59.07 Unrealized
HP HELMERICH & PAYNE INC 0.1%
Value ($000) $236 Shares 3,500 Est. Cost $52.86 Unrealized +18.7%
CDK GLOBAL INC 0.1%
Value ($000) $236 Shares 4,116 Est. Cost $40.73 Unrealized
WPP PLC NEW ADR 0.1%
Value ($000) $224 Shares 1,906 Est. Cost $116.47 Unrealized
SBUX STARBUCKS CORP 0.1%
Value ($000) $224 Shares 4,141 Est. Cost $47.39 Unrealized -3.3%
ED CONSOLIDATED EDISON INC 0.1%
Value ($000) $222 Shares 2,946 Est. Cost $50.13 Unrealized +10.6%
CHUBB LTD 0.1%
Value ($000) $221 Shares 1,760 Est. Cost $130.11 Unrealized
KO COCA COLA COMPANY (THE) 0.0%
Value ($000) $201 Shares 4,760 Est. Cost $31.86 Unrealized +2.2%
DORIAN LPG LTD 0.0%
Value ($000) $150 Shares 25,000 Est. Cost $7.76 Unrealized
INVUITY INC 0.0%
Value ($000) $137 Shares 10,000 Est. Cost $8.35 Unrealized
MCEWEN MINING 0.0%
Value ($000) $50 Shares 13,500 Est. Cost $3.70 Unrealized
TITAN MEDICAL INC US LISTED 0.0%
Value ($000) $5 Shares 16,850 Est. Cost $2.06 Unrealized
NYVATEX OIL CORP 0.0%
Value ($000) $0 Shares 20,000 Est. Cost Unrealized
OILSANDS QUEST INC 0.0%
Value ($000) $0 Shares 10,000 Est. Cost Unrealized
THEGLOBE.COM INC 0.0%
Value ($000) $0 Shares 10,000 Est. Cost Unrealized
WORLDGATE COMMUNICATIONS INC 0.0%
Value ($000) $0 Shares 16,000 Est. Cost Unrealized
MARRIOT INTERNATIONAL INC CL A 0.0%
Value ($000) $0 Shares 318,859 Est. Cost Unrealized
FUTURENET INC 0.0%
Value ($000) $0 Shares 11,000 Est. Cost Unrealized