ABNER HERRMAN & BROCK LLC Diversified Active

CIK: 0001038661 · Show all filings

Period: Q4 2016 (← Previous) (Next →)

Filing Date: Jan 6, 2017

Total Value ($000): $475,530 (100.0% shares, 0.0% debt)

Holdings (126)

JPMORGAN CHASE & CO 3.9%
Value ($000) $18,450 Shares 214,257 Est. Cost $58.10 Unrealized
WFC WELLS FARGO & CO 3.7%
Value ($000) $17,694 Shares 320,666 Est. Cost $35.33 Unrealized +10.5%
MERCK & CO INC 3.1%
Value ($000) $14,614 Shares 243,124 Est. Cost $51.25 Unrealized
BAC BANK OF AMERICA CORP 3.0%
Value ($000) $14,390 Shares 634,495 Est. Cost $11.18 Unrealized +40.2%
MSFT MICROSOFT CORP 3.0%
Value ($000) $14,327 Shares 229,966 Est. Cost $40.63 Unrealized +32.8%
MASTERCARD INCORPORATED 2.9%
Value ($000) $13,741 Shares 128,436 Est. Cost $91.63 Unrealized
BA BOEING CO 2.9%
Value ($000) $13,598 Shares 85,675 Est. Cost $99.57 Unrealized +35.6%
MAR MARRIOTT INTERNATIONAL CLASS A 2.7%
Value ($000) $12,915 Shares 157,925 Est. Cost $55.11 Unrealized +25.9%
GENERAL ELECTRIC CO 2.6%
Value ($000) $12,430 Shares 394,355 Est. Cost $29.54 Unrealized
BMY BRISTOL-MYERS SQUIBB CO 2.5%
Value ($000) $12,023 Shares 199,954 Est. Cost $35.58 Unrealized +11.1%
C CITIGROUP INC 2.4%
Value ($000) $11,377 Shares 188,543 Est. Cost $36.94 Unrealized +10.0%
IBM INTERNATIONAL BUSINESS MACHINE 2.4%
Value ($000) $11,280 Shares 66,864 Est. Cost $102.36 Unrealized +0.7%
BK BANK OF NEW YORK MELLON CORP 2.3%
Value ($000) $11,103 Shares 230,883 Est. Cost $26.70 Unrealized +33.0%
PEP PEPSICO INC 2.3%
Value ($000) $11,043 Shares 105,465 Est. Cost $66.04 Unrealized +20.2%
WALGREENS BOOTS ALLIANCE INC 2.3%
Value ($000) $10,753 Shares 129,509 Est. Cost $81.43 Unrealized
ADP AUTOMATIC DATA PROCESSING 2.2%
Value ($000) $10,628 Shares 103,148 Est. Cost $62.24 Unrealized +23.3%
RAYTHEON CO COM 2.1%
Value ($000) $10,178 Shares 68,696 Est. Cost $119.10 Unrealized
MS MORGAN STANLEY 2.0%
Value ($000) $9,659 Shares 223,476 Est. Cost $21.73 Unrealized +34.1%
HON HONEYWELL INTL INC 1.9%
Value ($000) $9,203 Shares 78,819 Est. Cost $75.90 Unrealized +10.9%
PAYPAL INC COM 1.9%
Value ($000) $9,035 Shares 220,056 Est. Cost $38.23 Unrealized
QCOM QUALCOMM INC 1.8%
Value ($000) $8,766 Shares 133,732 Est. Cost $44.92 Unrealized +16.3%
NEXTERA ENERGY INC 1.8%
Value ($000) $8,587 Shares 72,157 Est. Cost $103.02 Unrealized
EMR EMERSON ELECTRIC CO 1.8%
Value ($000) $8,532 Shares 151,977 Est. Cost $37.38 Unrealized +14.6%
KHC KRAFT HEINZ CO 1.7%
Value ($000) $8,118 Shares 93,822 Est. Cost $51.63 Unrealized +9.4%
SUNTRUST BANKS INC 1.7%
Value ($000) $7,907 Shares 144,018 Est. Cost $36.15 Unrealized
TRV TRAVELERS COS INC/THE 1.7%
Value ($000) $7,880 Shares 66,590 Est. Cost $93.44 Unrealized 0.0%
HD HOME DEPOT INC 1.6%
Value ($000) $7,412 Shares 55,357 Est. Cost $76.13 Unrealized +35.8%
ABT ABBOTT LABORATORIES 1.5%
Value ($000) $7,237 Shares 182,292 Est. Cost $32.00 Unrealized +5.1%
CELGENE CORP 1.5%
Value ($000) $7,028 Shares 59,178 Est. Cost $109.57 Unrealized
BUD ANHEUSER-BUSCH INBEV-SPN ADR 1.5%
Value ($000) $7,009 Shares 65,628 Est. Cost $106.80 Unrealized
SLB SCHLUMBERGER LTD 1.4%
Value ($000) $6,798 Shares 79,699 Est. Cost $57.25 Unrealized +10.1%
ROYAL CARIBBEAN CRUISES LTD 1.4%
Value ($000) $6,785 Shares 79,828 Est. Cost $82.15 Unrealized
UNITED TECHNOLOGIES CORP 1.4%
Value ($000) $6,756 Shares 60,676 Est. Cost $101.95 Unrealized
XOM EXXON MOBIL CORP 1.4%
Value ($000) $6,436 Shares 72,682 Est. Cost $58.17 Unrealized 0.0%
FDX FEDEX CORP 1.2%
Value ($000) $5,922 Shares 31,434 Est. Cost $158.34 Unrealized 0.0%
AMGN AMGEN INC 1.2%
Value ($000) $5,853 Shares 38,261 Est. Cost $107.61 Unrealized +6.3%
USB US BANCORP 1.2%
Value ($000) $5,671 Shares 111,264 Est. Cost $28.25 Unrealized +19.5%
NWL NEWELL RUBBERMAID INC 1.2%
Value ($000) $5,562 Shares 119,142 Est. Cost $32.48 Unrealized +0.7%
PRU PRUDENTIAL FINANCIAL INC 1.1%
Value ($000) $5,343 Shares 51,105 Est. Cost $45.88 Unrealized +36.5%
MAS MASCO CORP 1.0%
Value ($000) $4,821 Shares 147,608 Est. Cost $21.51 Unrealized +29.9%
UNH UNITEDHEALTH GROUP INC 1.0%
Value ($000) $4,608 Shares 28,413 Est. Cost $129.15 Unrealized 0.0%
VZ VERIZON COMMUNICATIONS INC 0.9%
Value ($000) $4,051 Shares 74,131 Est. Cost $30.99 Unrealized 0.0%
AON PLC SHS CL A 0.8%
Value ($000) $3,975 Shares 35,029 Est. Cost $79.77 Unrealized
CVX CHEVRON CORP 0.8%
Value ($000) $3,928 Shares 33,486 Est. Cost $64.72 Unrealized +14.0%
ALLERGAN PLC 0.8%
Value ($000) $3,832 Shares 17,353 Est. Cost $278.91 Unrealized
DOW CHEMICAL CO/THE 0.8%
Value ($000) $3,604 Shares 62,357 Est. Cost $53.11 Unrealized
HPQ HP INC 0.8%
Value ($000) $3,602 Shares 238,995 Est. Cost $11.22 Unrealized 0.0%
TMO THERMO FISHER SCIENTIFIC INC 0.7%
Value ($000) $3,180 Shares 21,874 Est. Cost $132.95 Unrealized +8.1%
PG PROCTER & GAMBLE CO 0.7%
Value ($000) $3,177 Shares 37,347 Est. Cost $59.63 Unrealized +12.0%
METLIFE INC 0.7%
Value ($000) $3,170 Shares 58,880 Est. Cost $51.19 Unrealized
ALL ALLSTATE CORP 0.7%
Value ($000) $3,093 Shares 41,787 Est. Cost $51.47 Unrealized +11.6%
BB&T CORP 0.6%
Value ($000) $3,030 Shares 64,835 Est. Cost $35.70 Unrealized
JNJ JOHNSON & JOHNSON 0.6%
Value ($000) $2,923 Shares 25,011 Est. Cost $85.24 Unrealized +5.2%
AIG AMERICAN INTERNATIONAL GROUP 0.6%
Value ($000) $2,894 Shares 44,112 Est. Cost $48.51 Unrealized +2.7%
GS GOLDMAN SACHS GROUP INC 0.6%
Value ($000) $2,857 Shares 11,839 Est. Cost $167.76 Unrealized 0.0%
ACTIVISION BLIZZARD INC 0.6%
Value ($000) $2,743 Shares 72,305 Est. Cost $37.94 Unrealized
CL COLGATE-PALMOLIVE CO 0.4%
Value ($000) $2,068 Shares 30,936 Est. Cost $49.90 Unrealized +11.0%
T AT&T INC 0.3%
Value ($000) $1,614 Shares 37,835 Est. Cost $15.46 Unrealized 0.0%
APD AIR PRODUCTS & CHEMICALS INC 0.3%
Value ($000) $1,570 Shares 10,960 Est. Cost $76.47 Unrealized +46.0%
AMZN AMAZON.COM INC 0.3%
Value ($000) $1,543 Shares 1,977 Est. Cost $21.86 Unrealized +79.3%
MO ALTRIA GROUP INC 0.3%
Value ($000) $1,440 Shares 21,192 Est. Cost $33.98 Unrealized 0.0%
PM PHILIP MORRIS INTERNATIONAL IN 0.3%
Value ($000) $1,331 Shares 14,607 Est. Cost $52.79 Unrealized +10.3%
CSCO CISCO SYSTEMS INC 0.3%
Value ($000) $1,284 Shares 42,566 Est. Cost $23.05 Unrealized 0.0%
LVS LAS VEGAS SANDS CORP 0.2%
Value ($000) $1,102 Shares 20,010 Est. Cost $46.83 Unrealized 0.0%
MMM 3M CO 0.2%
Value ($000) $1,083 Shares 6,096 Est. Cost $106.20 Unrealized 0.0%
AAPL APPLE INC 0.2%
Value ($000) $971 Shares 8,327 Est. Cost $22.29 Unrealized +17.0%
SPDR S&P 500 ETF TRUST 0.2%
Value ($000) $855 Shares 3,777 Est. Cost $200.59 Unrealized
DIS WALT DISNEY CO/THE 0.2%
Value ($000) $835 Shares 7,780 Est. Cost $74.16 Unrealized +22.3%
GILD GILEAD SCIENCES INC 0.2%
Value ($000) $772 Shares 10,152 Est. Cost $38.37 Unrealized +38.6%
DE DEERE & CO 0.1%
Value ($000) $688 Shares 6,530 Est. Cost $67.54 Unrealized +20.6%
BAKER HUGHES INC 0.1%
Value ($000) $658 Shares 10,220 Est. Cost $64.38 Unrealized
MDLZ MONDELEZ INTERNATIONAL INC COM 0.1%
Value ($000) $618 Shares 13,744 Est. Cost $27.79 Unrealized +25.0%
ABBV ABBVIE INC 0.1%
Value ($000) $615 Shares 9,650 Est. Cost $41.79 Unrealized 0.0%
INTC INTEL CORP 0.1%
Value ($000) $608 Shares 16,721 Est. Cost $24.51 Unrealized +19.0%
PFE PFIZER INC 0.1%
Value ($000) $536 Shares 15,960 Est. Cost $18.47 Unrealized +11.0%
CBS CORP-CLASS B NON VOTING 0.1%
Value ($000) $496 Shares 7,572 Est. Cost $49.12 Unrealized
GOOG ALPHABET INC-CL C 0.1%
Value ($000) $482 Shares 607 Est. Cost $36.09 Unrealized +7.1%
SO SOUTHERN CO/THE 0.1%
Value ($000) $461 Shares 9,389 Est. Cost $32.28 Unrealized +3.9%
NSRGY NESTLE SA-SPONSORED ADR REPSTG 0.1%
Value ($000) $459 Shares 6,240 Est. Cost $75.08 Unrealized
MCD MCDONALDS CORP 0.1%
Value ($000) $448 Shares 3,744 Est. Cost $93.96 Unrealized +0.4%
GOOGL ALPHABET INC-CL A 0.1%
Value ($000) $442 Shares 544 Est. Cost $37.13 Unrealized +6.9%
BRK/B BERKSHIRE HATHAWAY INC DEL CL 0.1%
Value ($000) $434 Shares 2,657 Est. Cost $138.37 Unrealized +11.3%
GATEX GATEWAY FUND CL A 0.1%
Value ($000) $430 Shares 13,852 Est. Cost $27.90 Unrealized
VIMAX VANGUARD INDEX TR MID-CAP INDE 0.1%
Value ($000) $428 Shares 2,581 Est. Cost $160.40 Unrealized
TIME WARNER INC 0.1%
Value ($000) $411 Shares 4,325 Est. Cost $72.50 Unrealized
VTSAX VANGUARD INDEX TR VANGUARD TOT 0.1%
Value ($000) $409 Shares 7,184 Est. Cost $56.93 Unrealized
VSMAX VANGUARD SMALL-CAP INDEX FD AD 0.1%
Value ($000) $405 Shares 6,458 Est. Cost $62.71 Unrealized
LMT LOCKHEED MARTIN CORP 0.1%
Value ($000) $402 Shares 1,570 Est. Cost $113.63 Unrealized +72.4%
META FACEBOOK INC-A 0.1%
Value ($000) $389 Shares 3,225 Est. Cost $121.96 Unrealized 0.0%
MCHP MICROCHIP TECHNOLOGY INC 0.1%
Value ($000) $363 Shares 5,795 Est. Cost $18.42 Unrealized +44.1%
PNC PNC FINANCIAL SVCS GROUP INC 0.1%
Value ($000) $349 Shares 2,969 Est. Cost $62.11 Unrealized +24.2%
UNP UNION PACIFIC CORP 0.1%
Value ($000) $341 Shares 3,341 Est. Cost $62.22 Unrealized +29.1%
UNILEVER N V -NY SHARES 0.1%
Value ($000) $336 Shares 8,140 Est. Cost $44.67 Unrealized
VFIAX VANGUARD 500 INDEX TR ADMIRAL 0.1%
Value ($000) $332 Shares 1,584 Est. Cost $209.60 Unrealized
COP CONOCOPHILLIPS 0.1%
Value ($000) $329 Shares 6,468 Est. Cost $34.77 Unrealized 0.0%
GD GENERAL DYNAMICS CORP 0.1%
Value ($000) $319 Shares 1,812 Est. Cost $84.83 Unrealized +58.1%
ACCENTURE PLC IRELAND SHS CL A 0.1%
Value ($000) $312 Shares 2,712 Est. Cost $115.40 Unrealized
OMC OMNICOM GROUP INC 0.1%
Value ($000) $301 Shares 3,537 Est. Cost $53.77 Unrealized +13.4%
ORACLE CORPORATION 0.1%
Value ($000) $295 Shares 7,647 Est. Cost $40.95 Unrealized
TXN TEXAS INSTRUMENTS INC 0.1%
Value ($000) $283 Shares 3,887 Est. Cost $52.67 Unrealized +5.3%
VIACOM INC-CLASS B 0.1%
Value ($000) $281 Shares 7,500 Est. Cost $37.47 Unrealized
AEP AMERICAN ELECTRIC POWER 0.1%
Value ($000) $277 Shares 4,389 Est. Cost $43.88 Unrealized +1.9%
WM WASTE MANAGEMENT INC 0.1%
Value ($000) $276 Shares 3,911 Est. Cost $56.80 Unrealized 0.0%
HP HELMERICH & PAYNE 0.1%
Value ($000) $276 Shares 3,500 Est. Cost $52.86 Unrealized +34.4%
AMT AMERICAN TOWER CORP 0.1%
Value ($000) $267 Shares 2,517 Est. Cost $86.33 Unrealized 0.0%
SPG SIMON DEBARTOLO GROUP INC. 0.1%
Value ($000) $247 Shares 1,341 Est. Cost $115.91 Unrealized -1.0%
NOVARTIS AG AMERICAN DEPOSITAR 0.1%
Value ($000) $243 Shares 3,274 Est. Cost $72.54 Unrealized
DORIAN LPG LTD 0.0%
Value ($000) $234 Shares 25,000 Est. Cost $7.76 Unrealized
CDK GLOBAL INC 0.0%
Value ($000) $234 Shares 3,912 Est. Cost $59.82 Unrealized
PPG PPG INDUSTRIES INC 0.0%
Value ($000) $231 Shares 2,413 Est. Cost $82.12 Unrealized -1.8%
SBUX STARBUCKS CORP 0.0%
Value ($000) $227 Shares 4,028 Est. Cost $47.39 Unrealized -3.8%
NKE NIKE INC-CL B 0.0%
Value ($000) $224 Shares 4,228 Est. Cost $52.82 Unrealized -13.7%
CHUBB LTD 0.0%
Value ($000) $221 Shares 1,694 Est. Cost $130.11 Unrealized
WPP WPP PLC-SPONSORED ADR 0.0%
Value ($000) $216 Shares 1,906 Est. Cost $113.33 Unrealized
ED CONSOLIDATED EDISON INC 0.0%
Value ($000) $208 Shares 2,821 Est. Cost $50.13 Unrealized +3.8%
V VISA INC-CLASS A SHARES 0.0%
Value ($000) $208 Shares 2,565 Est. Cost $75.44 Unrealized 0.0%
CAPSTONE FINANCIAL GROUP INC 0.0%
Value ($000) $162 Shares 58,824 Est. Cost $2.75 Unrealized
INVUITY INC 0.0%
Value ($000) $62 Shares 10,000 Est. Cost $8.35 Unrealized
MCEWEN MINING 0.0%
Value ($000) $50 Shares 13,500 Est. Cost $3.70 Unrealized
TITAN MEDICAL INC 0.0%
Value ($000) $8 Shares 16,850 Est. Cost $0.47 Unrealized
NYVATEX OIL CORP 0.0%
Value ($000) $0 Shares 20,000 Est. Cost Unrealized
OILSANDS QUEST INC 0.0%
Value ($000) $0 Shares 10,000 Est. Cost Unrealized
THEGLOBE.COM INC 0.0%
Value ($000) $0 Shares 10,000 Est. Cost Unrealized
WORLDGATE COMMUNICATIONS INC 0.0%
Value ($000) $0 Shares 16,000 Est. Cost Unrealized
MARRIOT INTERNATIONAL INC CL A 0.0%
Value ($000) $0 Shares 318,859 Est. Cost Unrealized
FUTURENET INC 0.0%
Value ($000) $0 Shares 11,000 Est. Cost Unrealized