ABNER HERRMAN & BROCK LLC Diversified Active

CIK: 0001038661 · Show all filings

Period: Q1 2019 (← Previous) (Next →)

Filing Date: Apr 8, 2019

Total Value ($000): $648,393 (100.0% shares, 0.0% debt)

Holdings (130)

BA BOEING CO/THE 5.1%
Value ($000) $32,955 Shares 86,401 Est. Cost $117.94 Unrealized +218.1%
MSFT MICROSOFT CORP 4.6%
Value ($000) $30,142 Shares 255,574 Est. Cost $45.16 Unrealized +126.5%
MA MASTERCARD INC - A 4.5%
Value ($000) $29,408 Shares 124,900 Est. Cost $207.20 Unrealized 0.0%
MRK MERCK & CO. INC. 4.0%
Value ($000) $26,157 Shares 314,498 Est. Cost $60.29 Unrealized 0.0%
PYPL PAYPAL HOLDINGS INC 3.7%
Value ($000) $24,024 Shares 231,353 Est. Cost $94.45 Unrealized 0.0%
JPM JPMORGAN CHASE & CO 3.7%
Value ($000) $23,750 Shares 234,616 Est. Cost $85.34 Unrealized 0.0%
ABT ABBOTT LABORATORIES 3.4%
Value ($000) $22,183 Shares 277,492 Est. Cost $40.76 Unrealized +62.2%
ADP AUTOMATIC DATA PROCESSING 3.4%
Value ($000) $21,914 Shares 137,183 Est. Cost $77.06 Unrealized +62.8%
BAC BANK OF AMERICA CORP 3.0%
Value ($000) $19,307 Shares 699,775 Est. Cost $12.44 Unrealized +92.1%
WMT WALMART INC 2.9%
Value ($000) $18,792 Shares 192,674 Est. Cost $27.65 Unrealized +5.7%
MAR MARRIOTT INTERNATIONAL -CL A 2.8%
Value ($000) $18,459 Shares 147,566 Est. Cost $61.07 Unrealized +82.7%
AXP AMERICAN EXPRESS CO 2.8%
Value ($000) $17,919 Shares 163,948 Est. Cost $81.85 Unrealized +17.1%
PEP PEPSICO INC 2.7%
Value ($000) $17,272 Shares 140,937 Est. Cost $71.70 Unrealized +28.9%
HD HOME DEPOT INC 2.6%
Value ($000) $17,132 Shares 89,278 Est. Cost $100.99 Unrealized +53.2%
RAYTHEON COMPANY 2.6%
Value ($000) $16,990 Shares 93,310 Est. Cost $138.19 Unrealized
CSCO CISCO SYSTEMS INC 2.6%
Value ($000) $16,762 Shares 310,464 Est. Cost $35.92 Unrealized +10.0%
JNJ JOHNSON & JOHNSON 2.6%
Value ($000) $16,729 Shares 119,673 Est. Cost $105.69 Unrealized +4.4%
LMT LOCKHEED MARTIN CORP 2.5%
Value ($000) $16,435 Shares 54,753 Est. Cost $241.05 Unrealized +1.1%
AON PLC SHS CL A 2.2%
Value ($000) $14,185 Shares 83,098 Est. Cost $134.84 Unrealized
HPQ HP INC 2.1%
Value ($000) $13,924 Shares 716,633 Est. Cost $14.57 Unrealized +14.6%
HON HONEYWELL INTERNATIONAL INC 2.1%
Value ($000) $13,589 Shares 85,511 Est. Cost $83.94 Unrealized +44.3%
NKE NIKE INC -CL B 2.1%
Value ($000) $13,560 Shares 161,027 Est. Cost $70.06 Unrealized +7.6%
UNH UNITEDHEALTH GROUP INC 2.0%
Value ($000) $13,123 Shares 53,073 Est. Cost $168.14 Unrealized +35.4%
NEE NEXTERA ENERGY INC 1.9%
Value ($000) $12,631 Shares 65,337 Est. Cost $38.59 Unrealized 0.0%
BK BANK OF NEW YORK MELLON CORP 1.8%
Value ($000) $11,365 Shares 225,358 Est. Cost $30.97 Unrealized +36.7%
VZ VERIZON COMMUNICATIONS INC 1.7%
Value ($000) $11,184 Shares 189,148 Est. Cost $35.66 Unrealized +9.2%
TMO THERMO FISHER SCIENTIFIC INC 1.6%
Value ($000) $10,549 Shares 38,539 Est. Cost $155.89 Unrealized +56.8%
ROYAL CARIBBEAN CRUISES LTD 1.6%
Value ($000) $10,483 Shares 91,462 Est. Cost $88.85 Unrealized
EMR EMERSON ELECTRIC CO 1.5%
Value ($000) $9,992 Shares 145,940 Est. Cost $47.51 Unrealized +17.9%
SUNTRUST BANKS INC 1.5%
Value ($000) $9,578 Shares 161,646 Est. Cost $41.34 Unrealized
TRV TRAVELERS COS INC/THE 1.5%
Value ($000) $9,526 Shares 69,455 Est. Cost $96.63 Unrealized +14.1%
ORCL ORACLE CORP 1.4%
Value ($000) $9,395 Shares 174,920 Est. Cost $46.07 Unrealized 0.0%
C CITIGROUP INC 1.1%
Value ($000) $6,885 Shares 110,657 Est. Cost $40.58 Unrealized +20.2%
CAT CATERPILLAR INC 0.8%
Value ($000) $5,380 Shares 39,706 Est. Cost $125.46 Unrealized -8.6%
CVX CHEVRON CORP 0.8%
Value ($000) $5,324 Shares 43,225 Est. Cost $70.13 Unrealized +24.7%
BDX BECTON DICKINSON AND CO 0.8%
Value ($000) $4,897 Shares 19,610 Est. Cost $209.48 Unrealized +1.6%
XOM EXXON MOBIL CORP 0.7%
Value ($000) $4,296 Shares 53,166 Est. Cost $57.86 Unrealized -4.2%
AMZN AMAZON.COM INC 0.6%
Value ($000) $4,158 Shares 2,335 Est. Cost $29.07 Unrealized +186.3%
MMM 3M CO 0.6%
Value ($000) $4,062 Shares 19,549 Est. Cost $124.74 Unrealized +5.1%
DOWDUPONT INC 0.6%
Value ($000) $3,894 Shares 73,044 Est. Cost $53.31 Unrealized
MS MORGAN STANLEY 0.6%
Value ($000) $3,735 Shares 88,496 Est. Cost $21.73 Unrealized +56.5%
KO COCA-COLA CO/THE 0.5%
Value ($000) $3,427 Shares 73,134 Est. Cost $37.21 Unrealized +1.5%
AAPL APPLE INC 0.5%
Value ($000) $3,010 Shares 15,846 Est. Cost $30.86 Unrealized +31.0%
METLIFE INC 0.5%
Value ($000) $2,938 Shares 69,015 Est. Cost $42.57 Unrealized
PRU PRUDENTIAL FINANCIAL INC 0.3%
Value ($000) $2,245 Shares 24,434 Est. Cost $61.75 Unrealized +6.1%
APD AIR PRODUCTS & CHEMICALS INC 0.3%
Value ($000) $1,952 Shares 10,221 Est. Cost $80.31 Unrealized +81.3%
PM PHILIP MORRIS INTERNATIONAL 0.3%
Value ($000) $1,718 Shares 19,432 Est. Cost $65.11 Unrealized -13.9%
USB US BANCORP 0.3%
Value ($000) $1,656 Shares 34,372 Est. Cost $28.53 Unrealized +31.8%
SLB SCHLUMBERGER LTD 0.2%
Value ($000) $1,611 Shares 36,983 Est. Cost $57.49 Unrealized -37.8%
WFC WELLS FARGO & CO 0.2%
Value ($000) $1,553 Shares 32,141 Est. Cost $44.54 Unrealized -8.5%
PG PROCTER & GAMBLE CO/THE 0.2%
Value ($000) $1,509 Shares 14,499 Est. Cost $60.74 Unrealized +35.1%
GOOG ALPHABET INC-CL C 0.2%
Value ($000) $1,416 Shares 1,207 Est. Cost $42.76 Unrealized +30.2%
BB&T CORP 0.2%
Value ($000) $1,381 Shares 29,685 Est. Cost $35.70 Unrealized
GOOGL ALPHABET INC-CL A 0.2%
Value ($000) $1,370 Shares 1,164 Est. Cost $45.86 Unrealized +22.2%
INTC INTEL CORP 0.2%
Value ($000) $1,288 Shares 23,990 Est. Cost $34.39 Unrealized +27.4%
PFE PFIZER INC 0.2%
Value ($000) $1,208 Shares 28,452 Est. Cost $21.59 Unrealized +35.4%
MCD MCDONALDS CORP 0.2%
Value ($000) $1,195 Shares 6,291 Est. Cost $111.88 Unrealized +38.2%
DE DEERE & CO 0.2%
Value ($000) $1,029 Shares 6,435 Est. Cost $69.65 Unrealized +107.5%
DIS WALT DISNEY CO/THE 0.2%
Value ($000) $1,023 Shares 9,211 Est. Cost $82.52 Unrealized +30.7%
ALL ALLSTATE CORP 0.1%
Value ($000) $964 Shares 10,237 Est. Cost $51.47 Unrealized +49.4%
QCOM QUALCOMM INC 0.1%
Value ($000) $886 Shares 15,535 Est. Cost $51.91 Unrealized -11.9%
UNITED TECHNOLOGIES CORP 0.1%
Value ($000) $879 Shares 6,821 Est. Cost $109.85 Unrealized
T AT&T INC 0.1%
Value ($000) $863 Shares 27,530 Est. Cost $15.43 Unrealized -8.2%
V VISA INC-CLASS A SHARES 0.1%
Value ($000) $700 Shares 4,479 Est. Cost $93.73 Unrealized +46.6%
UNP UNION PACIFIC CORP 0.1%
Value ($000) $695 Shares 4,157 Est. Cost $76.01 Unrealized +81.7%
AMT AMERICAN TOWER CORP 0.1%
Value ($000) $674 Shares 3,420 Est. Cost $93.39 Unrealized +56.4%
BRK/B BERKSHIRE HATHAWAY INC DEL CL 0.1%
Value ($000) $607 Shares 3,023 Est. Cost $162.85 Unrealized +24.0%
VTSAX VANGUARD INDEX TR VANGUARD TOT 0.1%
Value ($000) $595 Shares 8,447 Est. Cost $58.89 Unrealized
AMGN AMGEN INC 0.1%
Value ($000) $586 Shares 3,087 Est. Cost $119.83 Unrealized +29.1%
ABBV ABBVIE INC 0.1%
Value ($000) $575 Shares 7,129 Est. Cost $44.52 Unrealized +37.0%
SPDR S&P 500 ETF TRUST 0.1%
Value ($000) $551 Shares 1,950 Est. Cost $228.67 Unrealized
VIMAX VANGUARD INDEX TR MID-CAP INDE 0.1%
Value ($000) $544 Shares 2,731 Est. Cost $162.39 Unrealized
MO ALTRIA GROUP INC 0.1%
Value ($000) $541 Shares 9,426 Est. Cost $34.03 Unrealized -12.7%
ACCENTURE PLC IRELAND SHS CL A 0.1%
Value ($000) $522 Shares 2,967 Est. Cost $122.59 Unrealized
VSMAX VANGUARD SMALL-CAP INDEX FD AD 0.1%
Value ($000) $473 Shares 6,458 Est. Cost $62.71 Unrealized
GATEX GATEWAY FUND CL A 0.1%
Value ($000) $470 Shares 14,197 Est. Cost $27.90 Unrealized
MCHP MICROCHIP TECHNOLOGY INC 0.1%
Value ($000) $470 Shares 5,660 Est. Cost $18.42 Unrealized +97.7%
GILD GILEAD SCIENCES INC 0.1%
Value ($000) $466 Shares 7,170 Est. Cost $42.77 Unrealized +18.9%
SO SOUTHERN CO/THE 0.1%
Value ($000) $458 Shares 8,855 Est. Cost $32.32 Unrealized +15.8%
ALLERGAN PLC 0.1%
Value ($000) $441 Shares 3,013 Est. Cost $262.49 Unrealized
IVV ISHARES CORE S&P 500 ETF 0.1%
Value ($000) $419 Shares 1,471 Est. Cost $265.16 Unrealized
META FACEBOOK INC-CLASS A 0.1%
Value ($000) $418 Shares 2,506 Est. Cost $155.75 Unrealized +1.4%
ADBE ADOBE SYSTEMS INC 0.1%
Value ($000) $405 Shares 1,520 Est. Cost $208.72 Unrealized +20.8%
COLONY NORTH INC 7.125 0.1%
Value ($000) $397 Shares 17,500 Est. Cost $23.14 Unrealized
AEP AMERICAN ELECTRIC POWER 0.1%
Value ($000) $392 Shares 4,680 Est. Cost $44.67 Unrealized +39.8%
CBS CORP-CLASS B NON VOTING 0.1%
Value ($000) $356 Shares 7,500 Est. Cost $49.12 Unrealized
PEG PUBLIC SERVICE ENTERPRISE GROU 0.1%
Value ($000) $354 Shares 5,967 Est. Cost $38.15 Unrealized +16.1%
CL COLGATE-PALMOLIVE CO 0.1%
Value ($000) $353 Shares 5,155 Est. Cost $49.90 Unrealized +10.2%
INTU INTUIT INC 0.0%
Value ($000) $313 Shares 1,196 Est. Cost $159.49 Unrealized +38.6%
GD GENERAL DYNAMICS CORP 0.0%
Value ($000) $293 Shares 1,728 Est. Cost $159.60 Unrealized -10.0%
VFIAX VANGUARD 500 INDEX TR ADMIRAL 0.0%
Value ($000) $293 Shares 1,120 Est. Cost $213.61 Unrealized
TEEKAY LNG PARTNERS LP 8.5 0.0%
Value ($000) $291 Shares 12,000 Est. Cost $23.25 Unrealized
WM WASTE MANAGEMENT INC 0.0%
Value ($000) $290 Shares 2,788 Est. Cost $66.23 Unrealized +31.4%
CELGENE CORP 0.0%
Value ($000) $283 Shares 3,000 Est. Cost $94.33 Unrealized
SBUX STARBUCKS CORP 0.0%
Value ($000) $274 Shares 3,681 Est. Cost $45.07 Unrealized +31.5%
PPG PPG INDUSTRIES INC 0.0%
Value ($000) $271 Shares 2,400 Est. Cost $82.72 Unrealized +13.5%
BRUNSWICK CORP 6.5 0.0%
Value ($000) $261 Shares 10,000 Est. Cost $25.10 Unrealized
PRUDENTIAL FINANCIAL INC 5.625 0.0%
Value ($000) $257 Shares 10,000 Est. Cost $23.60 Unrealized
ENSTAR GROUP 7 NON CUM SER E 0.0%
Value ($000) $255 Shares 10,000 Est. Cost $23.30 Unrealized
ENERGY TRANSFER PRTNRS 7.625 0.0%
Value ($000) $255 Shares 10,000 Est. Cost $22.90 Unrealized
BRIGHTHOUSE FINANCIAL INC 6.25 0.0%
Value ($000) $251 Shares 10,000 Est. Cost $21.20 Unrealized
HERCULES CAPITAL INC 6.25 0.0%
Value ($000) $249 Shares 10,000 Est. Cost $23.30 Unrealized
OAKTREE CAPITAL GROUP LLC 0.0%
Value ($000) $249 Shares 10,000 Est. Cost $22.70 Unrealized
HARRIS CORP 0.0%
Value ($000) $248 Shares 1,553 Est. Cost $142.65 Unrealized
ENERGY TRANSFER PARTNERS LP 0.0%
Value ($000) $246 Shares 10,000 Est. Cost $25.00 Unrealized
QVC INC 6.375 PFD 0.0%
Value ($000) $245 Shares 10,000 Est. Cost $21.00 Unrealized
DCP MIDSTREAM LP PFD B 0.0%
Value ($000) $243 Shares 10,000 Est. Cost $25.00 Unrealized
CHUBB LTD 0.0%
Value ($000) $242 Shares 1,726 Est. Cost $132.74 Unrealized
MRSH MARSH & MCLENNAN COMPANIES INC 0.0%
Value ($000) $240 Shares 2,561 Est. Cost $65.76 Unrealized +20.6%
SPIRIT REALTY CAP INC 6 0.0%
Value ($000) $239 Shares 10,000 Est. Cost $21.70 Unrealized
EXC EXELON CORP 0.0%
Value ($000) $231 Shares 4,611 Est. Cost $24.93 Unrealized +7.3%
PNC PNC FINANCIAL SVCS GROUP INC 0.0%
Value ($000) $231 Shares 1,880 Est. Cost $68.38 Unrealized +41.6%
SALESFORCE.COM INC 0.0%
Value ($000) $228 Shares 1,438 Est. Cost $116.34 Unrealized
IDEXX LABS INC 0.0%
Value ($000) $224 Shares 1,000 Est. Cost $224.00 Unrealized
DHR DANAHER CORP 0.0%
Value ($000) $221 Shares 1,676 Est. Cost $84.74 Unrealized +17.3%
LOW LOWES COMPANIES INC 0.0%
Value ($000) $216 Shares 1,975 Est. Cost $88.06 Unrealized 0.0%
PAYX PAYCHEX INC 0.0%
Value ($000) $211 Shares 2,629 Est. Cost $60.45 Unrealized 0.0%
D DOMINION RESOURCES INC/VA 0.0%
Value ($000) $210 Shares 2,746 Est. Cost $53.23 Unrealized +1.2%
DUK DUKE ENERGY CORP 0.0%
Value ($000) $210 Shares 2,334 Est. Cost $63.89 Unrealized +4.7%
UNUM GROUP 6.25 PFD 0.0%
Value ($000) $209 Shares 8,000 Est. Cost $26.13 Unrealized
COWEN INC 7.35 0.0%
Value ($000) $203 Shares 8,000 Est. Cost $25.38 Unrealized
DTE DTE ENERGY COMPANY 0.0%
Value ($000) $202 Shares 1,620 Est. Cost $80.08 Unrealized 0.0%
GOLAR LNG PARTNERS LP 8.75 0.0%
Value ($000) $201 Shares 8,000 Est. Cost $25.13 Unrealized
DORIAN LPG LTD 0.0%
Value ($000) $160 Shares 25,000 Est. Cost $7.76 Unrealized
MCEWEN MINING 0.0%
Value ($000) $20 Shares 13,500 Est. Cost $3.70 Unrealized
THEGLOBE.COM INC 0.0%
Value ($000) $0 Shares 10,000 Est. Cost Unrealized
MARRIOT INTERNATIONAL INC CL A 0.0%
Value ($000) $0 Shares 318,859 Est. Cost Unrealized
NYVATEX OIL CORP 0.0%
Value ($000) $0 Shares 20,000 Est. Cost Unrealized
OILSANDS QUEST INC 0.0%
Value ($000) $0 Shares 10,000 Est. Cost Unrealized
WORLDGATE COMMUNICATIONS INC 0.0%
Value ($000) $0 Shares 16,000 Est. Cost Unrealized